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SOUTHWEST TRADERS, INC. 401(K) PLAN 401k Plan overview

Plan NameSOUTHWEST TRADERS, INC. 401(K) PLAN
Plan identification number 002

SOUTHWEST TRADERS, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SOUTHWEST TRADERS, INC. has sponsored the creation of one or more 401k plans.

Company Name:SOUTHWEST TRADERS, INC.
Employer identification number (EIN):330191583
NAIC Classification:424400

Additional information about SOUTHWEST TRADERS, INC.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1977-12-19
Company Identification Number: 459872
Legal Registered Office Address: 1 LAKEWOOD DR
Saratoga
SARATOGA SPRINGS
United States of America (USA)
12866

More information about SOUTHWEST TRADERS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOUTHWEST TRADERS, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01LYNNE BREDEMEIER
0022016-01-01LYNNE BREDEMEIER
0022015-01-01LYNNE BREDEMEIER
0022014-01-01LYNNE BREDEMEIER
0022013-01-01LYNNE BREDEMEIER
0022012-01-01LYNNE BREDEMEIER
0022011-01-01LYNNE BREDEMEIER LYNNE BREDEMEIER2012-10-15
0022009-06-01LYNNE BREDEMEIER LYNNE BREDEMEIER2010-10-14

Plan Statistics for SOUTHWEST TRADERS, INC. 401(K) PLAN

401k plan membership statisitcs for SOUTHWEST TRADERS, INC. 401(K) PLAN

Measure Date Value
2022: SOUTHWEST TRADERS, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01472
Total number of active participants reported on line 7a of the Form 55002022-01-01373
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01132
Total of all active and inactive participants2022-01-01505
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01505
Number of participants with account balances2022-01-01452
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0130
2021: SOUTHWEST TRADERS, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01670
Total number of active participants reported on line 7a of the Form 55002021-01-01426
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01190
Total of all active and inactive participants2021-01-01616
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01617
Number of participants with account balances2021-01-01507
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01115
2020: SOUTHWEST TRADERS, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01598
Total number of active participants reported on line 7a of the Form 55002020-01-01389
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01281
Total of all active and inactive participants2020-01-01670
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01671
Number of participants with account balances2020-01-01598
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01250
2019: SOUTHWEST TRADERS, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01636
Total number of active participants reported on line 7a of the Form 55002019-01-01480
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01116
Total of all active and inactive participants2019-01-01596
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-01598
Number of participants with account balances2019-01-01478
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01115
2018: SOUTHWEST TRADERS, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01441
Total number of active participants reported on line 7a of the Form 55002018-01-01513
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0186
Total of all active and inactive participants2018-01-01599
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-01601
Number of participants with account balances2018-01-01430
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0168
2017: SOUTHWEST TRADERS, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01419
Total number of active participants reported on line 7a of the Form 55002017-01-01317
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0171
Total of all active and inactive participants2017-01-01388
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-01390
Number of participants with account balances2017-01-01267
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0148
2016: SOUTHWEST TRADERS, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01345
Total number of active participants reported on line 7a of the Form 55002016-01-01274
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01122
Total of all active and inactive participants2016-01-01396
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01396
Number of participants with account balances2016-01-01293
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0126
2015: SOUTHWEST TRADERS, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01361
Total number of active participants reported on line 7a of the Form 55002015-01-01270
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0163
Total of all active and inactive participants2015-01-01333
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01333
Number of participants with account balances2015-01-01240
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0116
2014: SOUTHWEST TRADERS, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01338
Total number of active participants reported on line 7a of the Form 55002014-01-01288
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0152
Total of all active and inactive participants2014-01-01340
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01340
Number of participants with account balances2014-01-01197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011
2013: SOUTHWEST TRADERS, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01420
Total number of active participants reported on line 7a of the Form 55002013-01-01253
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0158
Total of all active and inactive participants2013-01-01311
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01311
Number of participants with account balances2013-01-01206
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-014
2012: SOUTHWEST TRADERS, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01375
Total number of active participants reported on line 7a of the Form 55002012-01-01327
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0167
Total of all active and inactive participants2012-01-01394
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01394
Number of participants with account balances2012-01-01239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SOUTHWEST TRADERS, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01605
Total number of active participants reported on line 7a of the Form 55002011-01-01325
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-01325
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01325
Number of participants with account balances2011-01-01325
2009: SOUTHWEST TRADERS, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-06-01620
Total number of active participants reported on line 7a of the Form 55002009-06-01606
Number of retired or separated participants receiving benefits2009-06-016
Number of other retired or separated participants entitled to future benefits2009-06-0178
Total of all active and inactive participants2009-06-01690
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-06-010
Total participants2009-06-01690
Number of participants with account balances2009-06-01329
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-06-0116

Financial Data on SOUTHWEST TRADERS, INC. 401(K) PLAN

Measure Date Value
2022 : SOUTHWEST TRADERS, INC. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets from this plan2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$16,366
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-76,048
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,523,246
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,462,555
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,372,375
Value of total assets at end of year2022-12-31$7,783,117
Value of total assets at beginning of year2022-12-31$9,366,045
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$60,691
Total interest from all sources2022-12-31$23,724
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$179,786
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$179,786
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,107,576
Participant contributions at end of year2022-12-31$419,608
Participant contributions at beginning of year2022-12-31$230,198
Participant contributions at end of year2022-12-31$18,677
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$16,366
Administrative expenses (other) incurred2022-12-31$60,691
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,599,294
Value of net assets at end of year (total assets less liabilities)2022-12-31$7,766,751
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$9,366,045
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$6,926,820
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$8,951,171
Interest on participant loans2022-12-31$23,724
Value of interest in common/collective trusts at end of year2022-12-31$412,023
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$184,676
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,653,255
Net investment gain or loss from common/collective trusts2022-12-31$1,322
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$264,799
Employer contributions (assets) at end of year2022-12-31$5,989
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,462,555
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31Yes
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CBIZ MHM, LLC
Accountancy firm EIN2022-12-31431947695
2021 : SOUTHWEST TRADERS, INC. 401(K) PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$0
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$2,479,325
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,404,662
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,260,416
Expenses. Certain deemed distributions of participant loans2021-12-31$15,463
Value of total corrective distributions2021-12-31$24,139
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,240,480
Value of total assets at end of year2021-12-31$9,366,045
Value of total assets at beginning of year2021-12-31$8,291,382
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$104,644
Total interest from all sources2021-12-31$16,623
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$996,953
Participant contributions at end of year2021-12-31$230,198
Participant contributions at beginning of year2021-12-31$332,258
Assets. Other investments not covered elsewhere at end of year2021-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$0
Other income not declared elsewhere2021-12-31$21,426
Administrative expenses (other) incurred2021-12-31$104,644
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,074,663
Value of net assets at end of year (total assets less liabilities)2021-12-31$9,366,045
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$8,291,382
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$8,951,171
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$7,672,834
Value of interest in pooled separate accounts at end of year2021-12-31$0
Value of interest in pooled separate accounts at beginning of year2021-12-31$0
Interest on participant loans2021-12-31$14,810
Interest earned on other investments2021-12-31$1,813
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$184,676
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$286,290
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$0
Net investment gain/loss from pooled separate accounts2021-12-31$1,200,796
Net investment gain or loss from common/collective trusts2021-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$0
Assets. Invements in employer securities at beginning of year2021-12-31$0
Contributions received in cash from employer2021-12-31$243,527
Income. Dividends from common stock2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,260,416
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$0
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2021-12-31431947695
2020 : SOUTHWEST TRADERS, INC. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$2,405,723
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,123,578
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$998,346
Expenses. Certain deemed distributions of participant loans2020-12-31$55,615
Value of total corrective distributions2020-12-31$22,537
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,498,885
Value of total assets at end of year2020-12-31$8,291,382
Value of total assets at beginning of year2020-12-31$7,009,237
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$47,080
Total interest from all sources2020-12-31$25,251
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$943,487
Participant contributions at end of year2020-12-31$332,258
Participant contributions at beginning of year2020-12-31$368,914
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$262,306
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$2,041
Other income not declared elsewhere2020-12-31$554
Administrative expenses (other) incurred2020-12-31$47,080
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,282,145
Value of net assets at end of year (total assets less liabilities)2020-12-31$8,291,382
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$7,009,237
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$7,672,834
Value of interest in pooled separate accounts at beginning of year2020-12-31$6,406,173
Interest on participant loans2020-12-31$21,441
Interest earned on other investments2020-12-31$3,810
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$286,290
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$232,109
Net investment gain/loss from pooled separate accounts2020-12-31$881,033
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$293,092
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$998,346
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2020-12-31431947695
2019 : SOUTHWEST TRADERS, INC. 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$2,332,182
Total income from all sources (including contributions)2019-12-31$2,332,182
Total of all expenses incurred2019-12-31$641,110
Total of all expenses incurred2019-12-31$641,110
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$584,553
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$584,553
Expenses. Certain deemed distributions of participant loans2019-12-31$7,622
Expenses. Certain deemed distributions of participant loans2019-12-31$7,622
Value of total corrective distributions2019-12-31$13,397
Value of total corrective distributions2019-12-31$13,397
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,240,552
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,240,552
Value of total assets at end of year2019-12-31$7,009,237
Value of total assets at end of year2019-12-31$7,009,237
Value of total assets at beginning of year2019-12-31$5,318,165
Value of total assets at beginning of year2019-12-31$5,318,165
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$35,538
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$35,538
Total interest from all sources2019-12-31$26,230
Total interest from all sources2019-12-31$26,230
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$959,801
Contributions received from participants2019-12-31$959,801
Participant contributions at end of year2019-12-31$368,914
Participant contributions at end of year2019-12-31$368,914
Participant contributions at beginning of year2019-12-31$352,940
Participant contributions at beginning of year2019-12-31$352,940
Participant contributions at beginning of year2019-12-31$201
Participant contributions at beginning of year2019-12-31$201
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$47,245
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$47,245
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$2,041
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$2,041
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$1,274
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$1,274
Administrative expenses (other) incurred2019-12-31$35,538
Administrative expenses (other) incurred2019-12-31$35,538
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,691,072
Value of net income/loss2019-12-31$1,691,072
Value of net assets at end of year (total assets less liabilities)2019-12-31$7,009,237
Value of net assets at end of year (total assets less liabilities)2019-12-31$7,009,237
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$5,318,165
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$5,318,165
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$6,406,173
Value of interest in pooled separate accounts at end of year2019-12-31$6,406,173
Value of interest in pooled separate accounts at beginning of year2019-12-31$4,704,083
Value of interest in pooled separate accounts at beginning of year2019-12-31$4,704,083
Interest on participant loans2019-12-31$22,373
Interest on participant loans2019-12-31$22,373
Interest earned on other investments2019-12-31$3,857
Interest earned on other investments2019-12-31$3,857
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$232,109
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$232,109
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$259,550
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$259,550
Net investment gain/loss from pooled separate accounts2019-12-31$1,065,400
Net investment gain/loss from pooled separate accounts2019-12-31$1,065,400
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$233,506
Contributions received in cash from employer2019-12-31$233,506
Employer contributions (assets) at beginning of year2019-12-31$117
Employer contributions (assets) at beginning of year2019-12-31$117
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$584,553
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$584,553
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm name2019-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2019-12-31431947695
Accountancy firm EIN2019-12-31431947695
2018 : SOUTHWEST TRADERS, INC. 401(K) PLAN 2018 401k financial data
Total transfer of assets to this plan2018-12-31$360
Total income from all sources (including contributions)2018-12-31$791,933
Total of all expenses incurred2018-12-31$517,134
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$482,510
Expenses. Certain deemed distributions of participant loans2018-12-31$1,134
Value of total corrective distributions2018-12-31$6,334
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,093,902
Value of total assets at end of year2018-12-31$5,318,165
Value of total assets at beginning of year2018-12-31$5,043,006
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$27,156
Total interest from all sources2018-12-31$23,016
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$725,045
Participant contributions at end of year2018-12-31$352,940
Participant contributions at beginning of year2018-12-31$340,387
Participant contributions at end of year2018-12-31$201
Participant contributions at beginning of year2018-12-31$453
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$157,356
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$1,274
Administrative expenses (other) incurred2018-12-31$27,156
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$274,799
Value of net assets at end of year (total assets less liabilities)2018-12-31$5,318,165
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$5,043,006
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$4,704,083
Value of interest in pooled separate accounts at beginning of year2018-12-31$4,472,631
Interest on participant loans2018-12-31$19,880
Interest earned on other investments2018-12-31$3,136
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$259,550
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$229,427
Net investment gain/loss from pooled separate accounts2018-12-31$-324,985
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$211,501
Employer contributions (assets) at end of year2018-12-31$117
Employer contributions (assets) at beginning of year2018-12-31$108
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$482,510
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2018-12-31431947695
2017 : SOUTHWEST TRADERS, INC. 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$1,235,478
Total of all expenses incurred2017-12-31$871,403
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$844,967
Expenses. Certain deemed distributions of participant loans2017-12-31$504
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$585,651
Value of total assets at end of year2017-12-31$5,043,006
Value of total assets at beginning of year2017-12-31$4,678,931
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$25,932
Total interest from all sources2017-12-31$17,881
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$447,459
Participant contributions at end of year2017-12-31$340,387
Participant contributions at beginning of year2017-12-31$260,080
Participant contributions at end of year2017-12-31$453
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$2,532
Administrative expenses (other) incurred2017-12-31$25,932
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$364,075
Value of net assets at end of year (total assets less liabilities)2017-12-31$5,043,006
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$4,678,931
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$4,472,631
Value of interest in pooled separate accounts at beginning of year2017-12-31$4,219,700
Interest on participant loans2017-12-31$15,784
Interest earned on other investments2017-12-31$2,097
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$229,427
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$199,151
Net investment gain/loss from pooled separate accounts2017-12-31$631,946
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$135,660
Employer contributions (assets) at end of year2017-12-31$108
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$844,967
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2017-12-31431947695
2016 : SOUTHWEST TRADERS, INC. 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$787,919
Total of all expenses incurred2016-12-31$153,071
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$117,222
Expenses. Certain deemed distributions of participant loans2016-12-31$7,079
Value of total corrective distributions2016-12-31$2,823
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$494,182
Value of total assets at end of year2016-12-31$4,678,931
Value of total assets at beginning of year2016-12-31$4,044,083
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$25,947
Total interest from all sources2016-12-31$13,776
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$364,130
Participant contributions at end of year2016-12-31$260,080
Participant contributions at beginning of year2016-12-31$249,628
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$26,733
Other income not declared elsewhere2016-12-31$2,849
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$634,848
Value of net assets at end of year (total assets less liabilities)2016-12-31$4,678,931
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$4,044,083
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$4,219,700
Value of interest in pooled separate accounts at beginning of year2016-12-31$3,609,523
Interest on participant loans2016-12-31$13,776
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$199,151
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$184,932
Net investment gain/loss from pooled separate accounts2016-12-31$277,112
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$103,319
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$117,222
Contract administrator fees2016-12-31$25,947
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2016-12-31431947695
2015 : SOUTHWEST TRADERS, INC. 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$311,131
Total of all expenses incurred2015-12-31$479,140
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$436,694
Value of total corrective distributions2015-12-31$16,006
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$357,903
Value of total assets at end of year2015-12-31$4,044,083
Value of total assets at beginning of year2015-12-31$4,212,092
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$26,440
Total interest from all sources2015-12-31$11,060
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$279,257
Participant contributions at end of year2015-12-31$249,628
Participant contributions at beginning of year2015-12-31$250,746
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$8,941
Other income not declared elsewhere2015-12-31$1,581
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-168,009
Value of net assets at end of year (total assets less liabilities)2015-12-31$4,044,083
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,212,092
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$3,609,523
Value of interest in pooled separate accounts at beginning of year2015-12-31$3,955,775
Interest on participant loans2015-12-31$11,060
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$184,932
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$5,571
Net investment gain/loss from pooled separate accounts2015-12-31$-59,413
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$69,705
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$436,694
Contract administrator fees2015-12-31$26,440
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2015-12-31431947695
2014 : SOUTHWEST TRADERS, INC. 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$501,291
Total of all expenses incurred2014-12-31$522,643
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$476,519
Value of total corrective distributions2014-12-31$18,907
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$257,454
Value of total assets at end of year2014-12-31$4,212,092
Value of total assets at beginning of year2014-12-31$4,233,444
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$27,217
Total interest from all sources2014-12-31$10,869
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$231,883
Participant contributions at end of year2014-12-31$250,746
Participant contributions at beginning of year2014-12-31$178,279
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$14,399
Other income not declared elsewhere2014-12-31$2,421
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-21,352
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,212,092
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$4,233,444
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$3,955,775
Value of interest in pooled separate accounts at beginning of year2014-12-31$3,853,753
Interest on participant loans2014-12-31$10,869
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$5,571
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$201,412
Net investment gain/loss from pooled separate accounts2014-12-31$230,547
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$11,172
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$476,519
Contract administrator fees2014-12-31$27,217
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2014-12-31431947695
2013 : SOUTHWEST TRADERS, INC. 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$903,329
Total of all expenses incurred2013-12-31$998,560
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$972,587
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$257,407
Value of total assets at end of year2013-12-31$4,233,444
Value of total assets at beginning of year2013-12-31$4,328,675
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$25,973
Total interest from all sources2013-12-31$11,875
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$250,956
Participant contributions at end of year2013-12-31$178,279
Participant contributions at beginning of year2013-12-31$316,654
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$2,714
Other income not declared elsewhere2013-12-31$1,993
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-95,231
Value of net assets at end of year (total assets less liabilities)2013-12-31$4,233,444
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,328,675
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$3,853,753
Value of interest in pooled separate accounts at beginning of year2013-12-31$3,805,794
Interest on participant loans2013-12-31$11,875
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$201,412
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$206,227
Net investment gain/loss from pooled separate accounts2013-12-31$632,054
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$3,737
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$972,587
Contract administrator fees2013-12-31$25,973
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2013-12-31431947695
2012 : SOUTHWEST TRADERS, INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$821,298
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$446,117
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$411,618
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$327,376
Value of total assets at end of year2012-12-31$4,328,675
Value of total assets at beginning of year2012-12-31$3,953,494
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$34,499
Total interest from all sources2012-12-31$12,286
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$311,462
Participant contributions at end of year2012-12-31$316,654
Participant contributions at beginning of year2012-12-31$190,599
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$497
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$15,914
Other income not declared elsewhere2012-12-31$1,106
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$375,181
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,328,675
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,953,494
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$3,805,794
Value of interest in pooled separate accounts at beginning of year2012-12-31$3,700,824
Interest on participant loans2012-12-31$12,286
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$206,227
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$61,574
Net investment gain/loss from pooled separate accounts2012-12-31$480,530
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$411,618
Contract administrator fees2012-12-31$34,499
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2012-12-31431947695
2011 : SOUTHWEST TRADERS, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$352,896
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$715,217
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$679,887
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$442,718
Value of total assets at end of year2011-12-31$3,953,494
Value of total assets at beginning of year2011-12-31$4,315,815
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$35,330
Total interest from all sources2011-12-31$9,244
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$441,912
Participant contributions at end of year2011-12-31$190,599
Participant contributions at beginning of year2011-12-31$205,926
Participant contributions at end of year2011-12-31$497
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$14,200
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$806
Other income not declared elsewhere2011-12-31$1,417
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-362,321
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,953,494
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,315,815
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$3,700,824
Value of interest in pooled separate accounts at beginning of year2011-12-31$4,022,850
Interest on participant loans2011-12-31$9,244
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$61,574
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$72,839
Net investment gain/loss from pooled separate accounts2011-12-31$-100,483
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$679,887
Contract administrator fees2011-12-31$35,330
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2011-12-31431947695
2010 : SOUTHWEST TRADERS, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,030,261
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$493,128
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$478,499
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$512,876
Value of total assets at end of year2010-12-31$4,315,815
Value of total assets at beginning of year2010-12-31$3,778,682
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$14,629
Total interest from all sources2010-12-31$14,922
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$512,709
Participant contributions at end of year2010-12-31$205,926
Participant contributions at beginning of year2010-12-31$282,967
Assets. Other investments not covered elsewhere at end of year2010-12-31$14,200
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$167
Other income not declared elsewhere2010-12-31$830
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$537,133
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,315,815
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,778,682
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$4,022,850
Value of interest in pooled separate accounts at beginning of year2010-12-31$3,495,715
Interest on participant loans2010-12-31$14,922
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$72,839
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Net investment gain/loss from pooled separate accounts2010-12-31$501,633
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$478,499
Contract administrator fees2010-12-31$14,629
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2010-12-31431947695

Form 5500 Responses for SOUTHWEST TRADERS, INC. 401(K) PLAN

2022: SOUTHWEST TRADERS, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SOUTHWEST TRADERS, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2020: SOUTHWEST TRADERS, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2019: SOUTHWEST TRADERS, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SOUTHWEST TRADERS, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SOUTHWEST TRADERS, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SOUTHWEST TRADERS, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SOUTHWEST TRADERS, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SOUTHWEST TRADERS, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SOUTHWEST TRADERS, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SOUTHWEST TRADERS, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SOUTHWEST TRADERS, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SOUTHWEST TRADERS, INC. 401(K) PLAN 2009 form 5500 responses
2009-06-01Type of plan entitySingle employer plan
2009-06-01Submission has been amendedNo
2009-06-01This submission is the final filingNo
2009-06-01This return/report is a short plan year return/report (less than 12 months)Yes
2009-06-01Plan is a collectively bargained planNo
2009-06-01Plan funding arrangement – InsuranceYes
2009-06-01Plan funding arrangement – TrustYes
2009-06-01Plan benefit arrangement – InsuranceYes
2009-06-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberGA-849465
Policy instance 1
Insurance contract or identification numberGA-849465
Number of Individuals Covered0
Insurance policy start date2022-01-01
Insurance policy end date2022-10-02
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberGA-849465
Policy instance 1
Insurance contract or identification numberGA-849465
Number of Individuals Covered507
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number801265
Policy instance 2
Insurance contract or identification number801265
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-07-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberGA-849465
Policy instance 1
Insurance contract or identification numberGA-849465
Number of Individuals Covered598
Insurance policy start date2020-07-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number801265
Policy instance 1
Insurance contract or identification number801265
Number of Individuals Covered478
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $29,490
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $29,490
Insurance broker organization code?3
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number801265
Policy instance 1
Insurance contract or identification number801265
Number of Individuals Covered430
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $25,041
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $25,041
Insurance broker organization code?3
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number801265
Policy instance 1
Insurance contract or identification number801265
Number of Individuals Covered267
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $21,818
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $21,818
Insurance broker organization code?3
Insurance broker nameMARK D HUTCHASON - MERRILL LYNCH
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number801265-000
Policy instance 1
Insurance contract or identification number801265-000
Number of Individuals Covered240
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $19,716
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,858
Insurance broker organization code?3
Insurance broker nameMARK D HUTCHASON - MERRILL LYNCH
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number801265-000
Policy instance 1
Insurance contract or identification number801265-000
Number of Individuals Covered197
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $19,503
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,603
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL CO, GARY S. JOSEPHS
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number801265
Policy instance 1
Insurance contract or identification number801265
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $19,987
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $15,989
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL CORPORATION
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number801265-000
Policy instance 1
Insurance contract or identification number801265-000
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $19,821
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $15,857
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL CORP
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number801265-000
Policy instance 1
Insurance contract or identification number801265-000
Number of Individuals Covered325
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $21,233
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number801265-000
Policy instance 1
Insurance contract or identification number801265-000
Number of Individuals Covered604
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $12,027
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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