401k Plan data: ALLEGIANCE CAPITAL SAVINGS AND RETIREMENT PLAN plan

ALLEGIANCE CAPITAL SAVINGS AND RETIREMENT PLAN 401k Plan overview

Plan Name	ALLEGIANCE CAPITAL SAVINGS AND RETIREMENT PLAN
Plan identification number	001

ALLEGIANCE CAPITAL SAVINGS AND RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ALLEGIANCE CAPITAL, INC. has sponsored the creation of one or more 401k plans.

Company Name: ALLEGIANCE CAPITAL, INC.

Employer identification number (EIN): 330336612

NAIC Classification: 523140
NAIC Description: Commodity Contracts Brokerage

Additional information about ALLEGIANCE CAPITAL, INC.

Jurisdiction of Incorporation: Washington Secretary of State Corporations Division

Incorporation Date: 2015-03-05

Company Identification Number: 603483809

Legal Registered Office Address: 26272 TWELVE TREES LN NW SUITE A

POULSBO
United States of America (USA)
983706401

More information about ALLEGIANCE CAPITAL, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALLEGIANCE CAPITAL SAVINGS AND RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2011-01-01 JANA CARLSON 2012-04-09
001 2010-01-01 CRAIG SIDELL 2011-12-07 CRAIG SIDELL 2011-12-07

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2011-01-01	JANA CARLSON	2012-04-09
001	2010-01-01	CRAIG SIDELL	2011-12-07	CRAIG SIDELL	2011-12-07

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Company Name:	ALLEGIANCE CAPITAL, INC.
Employer identification number (EIN):	330336612
NAIC Classification:	523140
NAIC Description:	Commodity Contracts Brokerage

Jurisdiction of Incorporation:	Washington Secretary of State Corporations Division
Incorporation Date:	2015-03-05
Company Identification Number:	603483809
Legal Registered Office Address:	26272 TWELVE TREES LN NW SUITE A POULSBO United States of America (USA) 983706401