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TOSHIBA AMERICA CONSUMER PRODUCTS LLC 401(K) RETIREMENT PLAN FOR BARGAINING UNIT EMPLOYEES 401k Plan overview

Plan NameTOSHIBA AMERICA CONSUMER PRODUCTS LLC 401(K) RETIREMENT PLAN FOR BARGAINING UNIT EMPLOYEES
Plan identification number 003

TOSHIBA AMERICA CONSUMER PRODUCTS LLC 401(K) RETIREMENT PLAN FOR BARGAINING UNIT EMPLOYEES Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TOSHIBA AMERICA INFORMATION SYSTEMS, INC. has sponsored the creation of one or more 401k plans.

Company Name:TOSHIBA AMERICA INFORMATION SYSTEMS, INC.
Employer identification number (EIN):330338017
NAIC Classification:335310

Additional information about TOSHIBA AMERICA INFORMATION SYSTEMS, INC.

Jurisdiction of Incorporation: California Department of State
Incorporation Date: 1989-02-09
Company Identification Number: C1507163
Legal Registered Office Address: 818 West Seventh St Ste 930

Los Angeles
United States of America (USA)
90017

More information about TOSHIBA AMERICA INFORMATION SYSTEMS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TOSHIBA AMERICA CONSUMER PRODUCTS LLC 401(K) RETIREMENT PLAN FOR BARGAINING UNIT EMPLOYEES

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032019-01-01W. DUNCAN KANE2020-01-07
0032018-01-01W. DUNCAN KANE2019-07-16
0032017-01-01DUNCAN KANE2018-10-15
0032016-01-01DUNCAN KANE2017-10-13
0032015-01-01W. DUNCAN KANE2016-09-06
0032014-01-01KAREN CRONN2015-09-10
0032013-01-01KAREN CRONN
0032012-01-01KAREN CRONN KAREN CRONN2013-07-29
0032011-01-01JACK MILLIKEN

Plan Statistics for TOSHIBA AMERICA CONSUMER PRODUCTS LLC 401(K) RETIREMENT PLAN FOR BARGAINING UNIT EMPLOYEES

401k plan membership statisitcs for TOSHIBA AMERICA CONSUMER PRODUCTS LLC 401(K) RETIREMENT PLAN FOR BARGAINING UNIT EMPLOYEES

Measure Date Value
2013: TOSHIBA AMERICA CONSUMER PRODUCTS LLC 401(K) RETIREMENT PLAN FOR BARGAINING UNIT EMPLOYEES 2013 401k membership
Total participants, beginning-of-year2013-01-01109
Total number of active participants reported on line 7a of the Form 55002013-01-010
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0185
Total of all active and inactive participants2013-01-0185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0185
Number of participants with account balances2013-01-0185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: TOSHIBA AMERICA CONSUMER PRODUCTS LLC 401(K) RETIREMENT PLAN FOR BARGAINING UNIT EMPLOYEES 2012 401k membership
Total participants, beginning-of-year2012-01-01129
Total number of active participants reported on line 7a of the Form 55002012-01-0123
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0186
Total of all active and inactive participants2012-01-01109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01109
Number of participants with account balances2012-01-0188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: TOSHIBA AMERICA CONSUMER PRODUCTS LLC 401(K) RETIREMENT PLAN FOR BARGAINING UNIT EMPLOYEES 2011 401k membership
Total participants, beginning-of-year2011-01-01154
Total number of active participants reported on line 7a of the Form 55002011-01-01129
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-01129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01129
Number of participants with account balances2011-01-01129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010

Financial Data on TOSHIBA AMERICA CONSUMER PRODUCTS LLC 401(K) RETIREMENT PLAN FOR BARGAINING UNIT EMPLOYEES

Measure Date Value
2013 : TOSHIBA AMERICA CONSUMER PRODUCTS LLC 401(K) RETIREMENT PLAN FOR BARGAINING UNIT EMPLOYEES 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$14,063
Total of all expenses incurred2013-12-31$5,566
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,053
Value of total assets at end of year2013-12-31$164,500
Value of total assets at beginning of year2013-12-31$156,003
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,513
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Participant contributions at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$8,497
Value of net assets at end of year (total assets less liabilities)2013-12-31$164,500
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$156,003
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$164,500
Value of interest in pooled separate accounts at beginning of year2013-12-31$156,003
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$0
Net investment gain/loss from pooled separate accounts2013-12-31$14,063
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,053
Contract administrator fees2013-12-31$1,513
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MULLINS, CLEMMONS AND MAYES, PLLC
Accountancy firm EIN2013-12-31621409003
2012 : TOSHIBA AMERICA CONSUMER PRODUCTS LLC 401(K) RETIREMENT PLAN FOR BARGAINING UNIT EMPLOYEES 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$15,347
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$156,763
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$154,022
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,150
Value of total assets at end of year2012-12-31$156,003
Value of total assets at beginning of year2012-12-31$297,419
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,741
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,790
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$3,105
Participant contributions at beginning of year2012-12-31$438
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-141,416
Value of net assets at end of year (total assets less liabilities)2012-12-31$156,003
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$297,419
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$156,003
Value of interest in pooled separate accounts at beginning of year2012-12-31$293,176
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$0
Net investment gain/loss from pooled separate accounts2012-12-31$13,197
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$360
Employer contributions (assets) at beginning of year2012-12-31$700
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$154,022
Contract administrator fees2012-12-31$2,741
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MULLINS CLEMMONS & MAYES, PLLC
Accountancy firm EIN2012-12-31621409003
2011 : TOSHIBA AMERICA CONSUMER PRODUCTS LLC 401(K) RETIREMENT PLAN FOR BARGAINING UNIT EMPLOYEES 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$11,095
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$84,403
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$83,535
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$8,953
Value of total assets at end of year2011-12-31$297,419
Value of total assets at beginning of year2011-12-31$370,727
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$868
Total interest from all sources2011-12-31$80
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$8,065
Participant contributions at end of year2011-12-31$3,105
Participant contributions at end of year2011-12-31$438
Participant contributions at beginning of year2011-12-31$237
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-73,308
Value of net assets at end of year (total assets less liabilities)2011-12-31$297,419
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$370,727
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$293,176
Value of interest in pooled separate accounts at beginning of year2011-12-31$369,490
Interest on participant loans2011-12-31$80
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$0
Net investment gain/loss from pooled separate accounts2011-12-31$2,062
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$888
Employer contributions (assets) at end of year2011-12-31$700
Employer contributions (assets) at beginning of year2011-12-31$1,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$83,535
Contract administrator fees2011-12-31$868
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MULLINS CLEMMONS & MAYES, PLLC
Accountancy firm EIN2011-12-31621409003

Form 5500 Responses for TOSHIBA AMERICA CONSUMER PRODUCTS LLC 401(K) RETIREMENT PLAN FOR BARGAINING UNIT EMPLOYEES

2013: TOSHIBA AMERICA CONSUMER PRODUCTS LLC 401(K) RETIREMENT PLAN FOR BARGAINING UNIT EMPLOYEES 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: TOSHIBA AMERICA CONSUMER PRODUCTS LLC 401(K) RETIREMENT PLAN FOR BARGAINING UNIT EMPLOYEES 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: TOSHIBA AMERICA CONSUMER PRODUCTS LLC 401(K) RETIREMENT PLAN FOR BARGAINING UNIT EMPLOYEES 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number995071-000
Policy instance 1
Insurance contract or identification number995071-000
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number995071-000
Policy instance 1
Insurance contract or identification number995071-000
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number995071-000
Policy instance 1
Insurance contract or identification number995071-000
Number of Individuals Covered129
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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