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AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 401k Plan overview

Plan NameAMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN
Plan identification number 001

AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AMERICAN TECHNOLOGIES, INC. has sponsored the creation of one or more 401k plans.

Company Name:AMERICAN TECHNOLOGIES, INC.
Employer identification number (EIN):330352215
NAIC Classification:561790
NAIC Description:Other Services to Buildings and Dwellings

Additional information about AMERICAN TECHNOLOGIES, INC.

Jurisdiction of Incorporation: California Department of State
Incorporation Date: 1984-04-09
Company Identification Number: C1304057
Legal Registered Office Address: 544 N Coast Hwy

Laguna Beach
United States of America (USA)
92651

More information about AMERICAN TECHNOLOGIES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012019-01-01
0012018-01-01
0012017-01-01STEVE PACE
0012016-01-01STEVE PACE
0012015-01-01STEVE PACE
0012014-01-01STEVE PACE
0012013-01-01STEVE PACE
0012012-01-01STEVE PACE
0012011-01-01STEVEN PACE
0012010-01-01STEVEN PACE
0012009-01-01STEVEN PACE

Plan Statistics for AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN

401k plan membership statisitcs for AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN

Measure Date Value
2022: AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,432
Total number of active participants reported on line 7a of the Form 55002022-01-011,235
Number of retired or separated participants receiving benefits2022-01-012
Number of other retired or separated participants entitled to future benefits2022-01-01403
Total of all active and inactive participants2022-01-011,640
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012
Total participants2022-01-011,642
Number of participants with account balances2022-01-01960
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-013
2021: AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,380
Total number of active participants reported on line 7a of the Form 55002021-01-011,017
Number of retired or separated participants receiving benefits2021-01-012
Number of other retired or separated participants entitled to future benefits2021-01-01368
Total of all active and inactive participants2021-01-011,387
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-013
Total participants2021-01-011,390
Number of participants with account balances2021-01-01889
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-013
2020: AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,411
Total number of active participants reported on line 7a of the Form 55002020-01-011,028
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01330
Total of all active and inactive participants2020-01-011,358
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-013
Total participants2020-01-011,361
Number of participants with account balances2020-01-01842
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,470
Total number of active participants reported on line 7a of the Form 55002019-01-011,068
Number of retired or separated participants receiving benefits2019-01-012
Number of other retired or separated participants entitled to future benefits2019-01-01308
Total of all active and inactive participants2019-01-011,378
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-011,380
Number of participants with account balances2019-01-01841
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-019
2018: AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,331
Total number of active participants reported on line 7a of the Form 55002018-01-011,172
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-01257
Total of all active and inactive participants2018-01-011,430
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-011,431
Number of participants with account balances2018-01-01797
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-014
2017: AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01998
Total number of active participants reported on line 7a of the Form 55002017-01-011,036
Number of retired or separated participants receiving benefits2017-01-013
Number of other retired or separated participants entitled to future benefits2017-01-01234
Total of all active and inactive participants2017-01-011,273
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-011,273
Number of participants with account balances2017-01-01666
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-014
2016: AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01858
Total number of active participants reported on line 7a of the Form 55002016-01-01772
Number of other retired or separated participants entitled to future benefits2016-01-01206
Total of all active and inactive participants2016-01-01978
Total participants2016-01-01978
Number of participants with account balances2016-01-01578
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-018
2015: AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01678
Total number of active participants reported on line 7a of the Form 55002015-01-01648
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01180
Total of all active and inactive participants2015-01-01828
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01828
Number of participants with account balances2015-01-01491
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01634
Total number of active participants reported on line 7a of the Form 55002014-01-01486
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01177
Total of all active and inactive participants2014-01-01663
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01663
Number of participants with account balances2014-01-01449
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01599
Total number of active participants reported on line 7a of the Form 55002013-01-01424
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01204
Total of all active and inactive participants2013-01-01628
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01628
Number of participants with account balances2013-01-01437
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-016
2012: AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01615
Total number of active participants reported on line 7a of the Form 55002012-01-01382
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01211
Total of all active and inactive participants2012-01-01593
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01593
Number of participants with account balances2012-01-01437
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-012
2011: AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01592
Total number of active participants reported on line 7a of the Form 55002011-01-01401
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01207
Total of all active and inactive participants2011-01-01608
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01608
Number of participants with account balances2011-01-01428
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0116
2010: AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01570
Total number of active participants reported on line 7a of the Form 55002010-01-01394
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01198
Total of all active and inactive participants2010-01-01592
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01592
Number of participants with account balances2010-01-01410
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0119
2009: AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01536
Total number of active participants reported on line 7a of the Form 55002009-01-01372
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01193
Total of all active and inactive participants2009-01-01565
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01565
Number of participants with account balances2009-01-01417
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0130

Financial Data on AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN

Measure Date Value
2022 : AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2022 401k financial data
Total transfer of assets to this plan2022-12-31$2,886,100
Total income from all sources (including contributions)2022-12-31$-1,834,847
Total of all expenses incurred2022-12-31$9,416,602
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$9,190,029
Expenses. Certain deemed distributions of participant loans2022-12-31$98,358
Value of total corrective distributions2022-12-31$2,550
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$5,803,526
Value of total assets at end of year2022-12-31$41,120,194
Value of total assets at beginning of year2022-12-31$49,485,543
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$125,665
Total interest from all sources2022-12-31$131,959
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$669,174
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$669,174
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$4,115,551
Participant contributions at end of year2022-12-31$1,227,585
Participant contributions at beginning of year2022-12-31$1,111,797
Participant contributions at end of year2022-12-31$50,987
Participant contributions at beginning of year2022-12-31$42,887
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$229,102
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$6,046
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$3,097
Administrative expenses (other) incurred2022-12-31$39,989
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-11,251,449
Value of net assets at end of year (total assets less liabilities)2022-12-31$41,120,194
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$49,485,543
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$85,676
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$33,021,808
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$44,476,221
Interest on participant loans2022-12-31$48,953
Interest earned on other investments2022-12-31$82,953
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$53
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$6,793,108
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$3,833,434
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-8,439,506
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,458,873
Employer contributions (assets) at end of year2022-12-31$20,660
Employer contributions (assets) at beginning of year2022-12-31$18,107
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$9,190,029
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MOSS ADAMS, LLP
Accountancy firm EIN2022-12-31910189318
2021 : AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2021 401k financial data
Total transfer of assets to this plan2021-12-31$2,801,467
Total income from all sources (including contributions)2021-12-31$11,773,446
Total of all expenses incurred2021-12-31$3,402,785
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,181,295
Expenses. Certain deemed distributions of participant loans2021-12-31$97,304
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$5,721,229
Value of total assets at end of year2021-12-31$49,485,543
Value of total assets at beginning of year2021-12-31$38,313,415
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$124,186
Total interest from all sources2021-12-31$103,990
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$829,794
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$829,794
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$4,059,976
Participant contributions at end of year2021-12-31$1,111,797
Participant contributions at beginning of year2021-12-31$1,012,523
Participant contributions at end of year2021-12-31$42,887
Participant contributions at beginning of year2021-12-31$44,822
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$345,828
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$3,097
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$1,992
Administrative expenses (other) incurred2021-12-31$32,979
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$8,370,661
Value of net assets at end of year (total assets less liabilities)2021-12-31$49,485,543
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$38,313,415
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$91,207
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$44,476,221
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$34,487,557
Interest on participant loans2021-12-31$55,018
Interest earned on other investments2021-12-31$48,972
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$3,833,434
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$2,738,345
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$5,118,433
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,315,425
Employer contributions (assets) at end of year2021-12-31$18,107
Employer contributions (assets) at beginning of year2021-12-31$28,176
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$3,181,295
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MOSS ADAMS, LLP
Accountancy firm EIN2021-12-31910189318
2020 : AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$10,644,912
Total of all expenses incurred2020-12-31$3,571,666
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$3,414,483
Expenses. Certain deemed distributions of participant loans2020-12-31$6,528
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$5,756,641
Value of total assets at end of year2020-12-31$38,313,415
Value of total assets at beginning of year2020-12-31$31,240,169
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$150,655
Total interest from all sources2020-12-31$92,720
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$481,588
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$481,588
Administrative expenses professional fees incurred2020-12-31$7,350
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,816,465
Participant contributions at end of year2020-12-31$1,012,523
Participant contributions at beginning of year2020-12-31$884,601
Participant contributions at end of year2020-12-31$44,822
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$637,430
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$1,992
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$2,207
Administrative expenses (other) incurred2020-12-31$65,490
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$7,073,246
Value of net assets at end of year (total assets less liabilities)2020-12-31$38,313,415
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$31,240,169
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$77,815
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$34,487,557
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$28,173,833
Interest on participant loans2020-12-31$52,805
Interest earned on other investments2020-12-31$39,915
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$2,738,345
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$2,179,528
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$4,313,963
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,302,746
Employer contributions (assets) at end of year2020-12-31$28,176
Employer contributions (assets) at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$3,414,483
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31MOSS ADAMS, LLP
Accountancy firm EIN2020-12-31910189318
2019 : AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$10,584,617
Total of all expenses incurred2019-12-31$2,057,022
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,872,763
Expenses. Certain deemed distributions of participant loans2019-12-31$58,978
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$5,256,005
Value of total assets at end of year2019-12-31$31,240,169
Value of total assets at beginning of year2019-12-31$22,712,574
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$125,281
Total interest from all sources2019-12-31$80,823
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$519,515
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$519,515
Administrative expenses professional fees incurred2019-12-31$4,998
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,781,201
Participant contributions at end of year2019-12-31$884,601
Participant contributions at beginning of year2019-12-31$721,180
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$132,819
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$2,207
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$1,492
Administrative expenses (other) incurred2019-12-31$54,488
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$8,527,595
Value of net assets at end of year (total assets less liabilities)2019-12-31$31,240,169
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$22,712,574
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$65,795
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$28,173,833
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$0
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in pooled separate accounts at beginning of year2019-12-31$19,653,568
Interest on participant loans2019-12-31$44,380
Interest earned on other investments2019-12-31$36,443
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$2,179,528
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$2,336,334
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,656,480
Net investment gain/loss from pooled separate accounts2019-12-31$2,071,794
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,341,985
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,872,763
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MOSS ADAMS, LLP
Accountancy firm EIN2019-12-31910189318
2018 : AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$2,936,980
Total of all expenses incurred2018-12-31$1,479,635
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,462,779
Expenses. Certain deemed distributions of participant loans2018-12-31$600
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$4,218,922
Value of total assets at end of year2018-12-31$22,712,574
Value of total assets at beginning of year2018-12-31$21,255,229
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$16,256
Total interest from all sources2018-12-31$60,350
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,070,040
Participant contributions at end of year2018-12-31$721,180
Participant contributions at beginning of year2018-12-31$462,236
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$42,925
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$97,641
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$1,492
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Administrative expenses (other) incurred2018-12-31$13,756
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$1,457,345
Value of net assets at end of year (total assets less liabilities)2018-12-31$22,712,574
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$21,255,229
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$2,500
Value of interest in pooled separate accounts at end of year2018-12-31$19,653,568
Value of interest in pooled separate accounts at beginning of year2018-12-31$17,933,336
Interest on participant loans2018-12-31$29,434
Interest earned on other investments2018-12-31$30,916
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$2,336,334
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$2,792,655
Net investment gain/loss from pooled separate accounts2018-12-31$-1,342,292
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,051,241
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$24,077
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,462,779
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MOSS ADAMS, LLP
Accountancy firm EIN2018-12-31910189318
2017 : AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$5,999,734
Total of all expenses incurred2017-12-31$726,796
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$687,868
Expenses. Certain deemed distributions of participant loans2017-12-31$13,328
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,433,918
Value of total assets at end of year2017-12-31$21,255,229
Value of total assets at beginning of year2017-12-31$15,982,291
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$25,600
Total interest from all sources2017-12-31$55,756
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$14,875
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,329,405
Participant contributions at end of year2017-12-31$462,236
Participant contributions at beginning of year2017-12-31$489,067
Participant contributions at end of year2017-12-31$42,925
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$262,696
Administrative expenses (other) incurred2017-12-31$10,725
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$5,272,938
Value of net assets at end of year (total assets less liabilities)2017-12-31$21,255,229
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$15,982,291
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$17,933,336
Value of interest in pooled separate accounts at beginning of year2017-12-31$12,999,336
Interest on participant loans2017-12-31$20,650
Interest earned on other investments2017-12-31$35,106
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$2,792,655
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$2,493,888
Net investment gain/loss from pooled separate accounts2017-12-31$2,510,060
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$841,817
Employer contributions (assets) at end of year2017-12-31$24,077
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$687,868
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MOSS ADAMS, LLP
Accountancy firm EIN2017-12-31910189318
2016 : AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$3,659,724
Total of all expenses incurred2016-12-31$799,598
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$764,720
Expenses. Certain deemed distributions of participant loans2016-12-31$26,677
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,752,244
Value of total assets at end of year2016-12-31$15,982,291
Value of total assets at beginning of year2016-12-31$13,122,165
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$8,201
Total interest from all sources2016-12-31$17,768
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,906,871
Participant contributions at end of year2016-12-31$489,067
Participant contributions at beginning of year2016-12-31$435,730
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$229,473
Other income not declared elsewhere2016-12-31$6,865
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,860,126
Value of net assets at end of year (total assets less liabilities)2016-12-31$15,982,291
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$13,122,165
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$12,999,336
Value of interest in pooled separate accounts at beginning of year2016-12-31$10,825,355
Interest on participant loans2016-12-31$17,768
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$2,493,888
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,861,080
Net investment gain/loss from pooled separate accounts2016-12-31$882,847
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$615,900
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$764,720
Contract administrator fees2016-12-31$8,201
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MOSS ADAMS LLP
Accountancy firm EIN2016-12-31910189318
2015 : AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$2,049,657
Total of all expenses incurred2015-12-31$751,269
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$739,921
Value of total corrective distributions2015-12-31$4,978
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,062,032
Value of total assets at end of year2015-12-31$13,122,165
Value of total assets at beginning of year2015-12-31$11,823,777
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$6,370
Total interest from all sources2015-12-31$15,242
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,528,435
Participant contributions at end of year2015-12-31$435,730
Participant contributions at beginning of year2015-12-31$353,075
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$14,863
Other income not declared elsewhere2015-12-31$30,624
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,298,388
Value of net assets at end of year (total assets less liabilities)2015-12-31$13,122,165
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$11,823,777
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$10,825,355
Value of interest in pooled separate accounts at beginning of year2015-12-31$9,888,207
Interest on participant loans2015-12-31$15,242
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,861,080
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,582,495
Net investment gain/loss from pooled separate accounts2015-12-31$-58,241
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$518,734
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$739,921
Contract administrator fees2015-12-31$6,370
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MOSS ADAMS LLP
Accountancy firm EIN2015-12-31910189318
2014 : AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$2,364,604
Total of all expenses incurred2014-12-31$284,552
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$270,259
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,688,818
Value of total assets at end of year2014-12-31$11,823,777
Value of total assets at beginning of year2014-12-31$9,743,725
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$14,293
Total interest from all sources2014-12-31$11,854
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,240,806
Participant contributions at end of year2014-12-31$353,075
Participant contributions at beginning of year2014-12-31$295,052
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$39,353
Other income not declared elsewhere2014-12-31$23,053
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,080,052
Value of net assets at end of year (total assets less liabilities)2014-12-31$11,823,777
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$9,743,725
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$9,888,207
Value of interest in pooled separate accounts at beginning of year2014-12-31$8,034,548
Interest on participant loans2014-12-31$11,854
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,582,495
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,414,125
Net investment gain/loss from pooled separate accounts2014-12-31$640,879
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$408,659
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$270,259
Contract administrator fees2014-12-31$14,293
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MOSS ADAMS LLP
Accountancy firm EIN2014-12-31910189318
2013 : AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$3,038,280
Total of all expenses incurred2013-12-31$656,671
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$631,577
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,496,236
Value of total assets at end of year2013-12-31$9,743,725
Value of total assets at beginning of year2013-12-31$7,362,116
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$25,094
Total interest from all sources2013-12-31$10,741
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,118,505
Participant contributions at end of year2013-12-31$295,052
Participant contributions at beginning of year2013-12-31$264,314
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$2,690
Other income not declared elsewhere2013-12-31$34,486
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,381,609
Value of net assets at end of year (total assets less liabilities)2013-12-31$9,743,725
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$7,362,116
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$8,034,548
Value of interest in pooled separate accounts at beginning of year2013-12-31$5,800,084
Interest on participant loans2013-12-31$10,741
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,414,125
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,297,718
Net investment gain/loss from pooled separate accounts2013-12-31$1,496,817
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$375,041
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$631,577
Contract administrator fees2013-12-31$25,094
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MOSS ADAMS LLP
Accountancy firm EIN2013-12-31910189318
2012 : AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,004,704
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$262,210
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$236,280
Expenses. Certain deemed distributions of participant loans2012-12-31$4,242
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,381,574
Value of total assets at end of year2012-12-31$7,362,116
Value of total assets at beginning of year2012-12-31$5,619,622
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$21,688
Total interest from all sources2012-12-31$8,887
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$985,393
Participant contributions at end of year2012-12-31$264,314
Participant contributions at beginning of year2012-12-31$170,420
Participant contributions at beginning of year2012-12-31$19,688
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$57,493
Other income not declared elsewhere2012-12-31$28,366
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,742,494
Value of net assets at end of year (total assets less liabilities)2012-12-31$7,362,116
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$5,619,622
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$5,800,084
Value of interest in pooled separate accounts at beginning of year2012-12-31$4,314,358
Interest on participant loans2012-12-31$8,887
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,297,718
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,110,092
Net investment gain/loss from pooled separate accounts2012-12-31$585,877
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$338,688
Employer contributions (assets) at beginning of year2012-12-31$5,064
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$236,280
Contract administrator fees2012-12-31$21,688
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MOSS ADAMS LLP
Accountancy firm EIN2012-12-31910189318
2011 : AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$960,142
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$127,818
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$67,732
Expenses. Certain deemed distributions of participant loans2011-12-31$36,755
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,162,789
Value of total assets at end of year2011-12-31$5,619,622
Value of total assets at beginning of year2011-12-31$4,787,298
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$23,331
Total interest from all sources2011-12-31$4,825
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$860,421
Participant contributions at end of year2011-12-31$170,420
Participant contributions at beginning of year2011-12-31$119,052
Participant contributions at end of year2011-12-31$19,688
Participant contributions at beginning of year2011-12-31$7,626
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$10,676
Other income not declared elsewhere2011-12-31$26,656
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$832,324
Value of net assets at end of year (total assets less liabilities)2011-12-31$5,619,622
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,787,298
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$4,314,358
Value of interest in pooled separate accounts at beginning of year2011-12-31$3,717,652
Interest on participant loans2011-12-31$4,825
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,110,092
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$936,073
Net investment gain/loss from pooled separate accounts2011-12-31$-234,128
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$291,692
Employer contributions (assets) at end of year2011-12-31$5,064
Employer contributions (assets) at beginning of year2011-12-31$6,895
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$67,732
Contract administrator fees2011-12-31$23,331
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ALLEN HAIGHT AND MONOGHAN
Accountancy firm EIN2011-12-31330688067
2010 : AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,608,774
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$321,053
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$258,891
Expenses. Certain deemed distributions of participant loans2010-12-31$38,441
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,045,486
Value of total assets at end of year2010-12-31$4,787,298
Value of total assets at beginning of year2010-12-31$3,499,577
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$23,721
Total interest from all sources2010-12-31$4,258
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$779,169
Participant contributions at end of year2010-12-31$119,052
Participant contributions at beginning of year2010-12-31$121,207
Participant contributions at end of year2010-12-31$7,626
Participant contributions at beginning of year2010-12-31$9,108
Other income not declared elsewhere2010-12-31$25,831
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,287,721
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,787,298
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,499,577
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$3,717,652
Value of interest in pooled separate accounts at beginning of year2010-12-31$2,576,984
Interest on participant loans2010-12-31$4,258
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$936,073
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$788,189
Net investment gain/loss from pooled separate accounts2010-12-31$533,199
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$266,317
Employer contributions (assets) at end of year2010-12-31$6,895
Employer contributions (assets) at beginning of year2010-12-31$4,089
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$258,891
Contract administrator fees2010-12-31$23,721
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ALLEN, HAIGHT AND MONAGHAN LLP
Accountancy firm EIN2010-12-31330688067
2009 : AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN

2022: AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: AMERICAN TECHNOLOGIES, INC. 401K SAVINGS RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number513358
Policy instance 1
Insurance contract or identification number513358
Number of Individuals Covered960
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number513358
Policy instance 1
Insurance contract or identification number513358
Number of Individuals Covered889
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number513358
Policy instance 1
Insurance contract or identification number513358
Number of Individuals Covered842
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number991273 / 513358
Policy instance 1
Insurance contract or identification number991273 / 513358
Number of Individuals Covered841
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number991273
Policy instance 1
Insurance contract or identification number991273
Number of Individuals Covered797
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $50,183
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $25,092
Insurance broker organization code?3
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number991273
Policy instance 1
Insurance contract or identification number991273
Number of Individuals Covered666
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $44,752
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $22,376
Insurance broker organization code?3
Insurance broker nameCETERA ADVISOR NETWORKS LLC
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number991273-000
Policy instance 1
Insurance contract or identification number991273-000
Number of Individuals Covered491
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $30,642
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,321
Insurance broker organization code?3
Insurance broker nameCETERA ADVISOR NETWORKS LLC
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number991273-000
Policy instance 1
Insurance contract or identification number991273-000
Number of Individuals Covered449
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $25,902
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,951
Insurance broker organization code?3
Insurance broker nameCETERA ADVISOR NETWORKS LLC
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number991273-000
Policy instance 1
Insurance contract or identification number991273-000
Number of Individuals Covered628
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $10,006
Total amount of fees paid to insurance companyUSD $10,006
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $10,006
Insurance broker organization code?3
Amount paid for insurance broker fees10006
Insurance broker nameCETERA ADVISOR NETWORKS LLC
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number991273-000
Policy instance 1
Insurance contract or identification number991273-000
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $15,557
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $7,779
Insurance broker organization code?3
Insurance broker nameVINCENT L SISON
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number991273-000
Policy instance 1
Insurance contract or identification number991273-000
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $12,676
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number991273-000
Policy instance 1
Insurance contract or identification number991273-000
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $9,631
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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