401k Plan data: AERIES SOFTWARE, INC. 401K PROFIT SHARING PLAN AND TRUST plan

AERIES SOFTWARE, INC. 401K PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan Name	AERIES SOFTWARE, INC. 401K PROFIT SHARING PLAN AND TRUST
Plan identification number	002

AERIES SOFTWARE, INC. 401K PROFIT SHARING PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

AERIES SOFTWARE, INC. has sponsored the creation of one or more 401k plans.

Company Name: AERIES SOFTWARE, INC.

Employer identification number (EIN): 330427993

NAIC Classification: 339900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AERIES SOFTWARE, INC. 401K PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2023-01-01
002 2022-01-01
002 2021-01-01
002 2020-01-01 BARRY LLOYD 2021-09-03
002 2019-01-01 BARRY LLOYD 2020-09-01
002 2018-01-01 BARRY LLOYD 2019-10-11
002 2017-05-01 BARRY LLOYD 2018-09-27
002 2016-05-01 BARRY LLOYD 2017-08-08
002 2015-05-01 BARRY LLOYD 2017-01-05
002 2014-05-01 BARRY LLOYD 2016-02-04
002 2013-05-01 BARRY LLOYD 2015-01-27
002 2012-05-01 BARRY LLOYD 2013-11-12
002 2011-05-01 BARRY LLOYD 2013-01-23
002 2010-05-01 JUDITH BEGHTOL 2012-01-20

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
002	2023-01-01
002	2022-01-01
002	2021-01-01
002	2020-01-01	BARRY LLOYD	2021-09-03
002	2019-01-01	BARRY LLOYD	2020-09-01
002	2018-01-01	BARRY LLOYD	2019-10-11
002	2017-05-01	BARRY LLOYD	2018-09-27
002	2016-05-01	BARRY LLOYD	2017-08-08
002	2015-05-01	BARRY LLOYD	2017-01-05
002	2014-05-01	BARRY LLOYD	2016-02-04
002	2013-05-01	BARRY LLOYD	2015-01-27
002	2012-05-01	BARRY LLOYD	2013-11-12
002	2011-05-01	BARRY LLOYD	2013-01-23
002	2010-05-01	JUDITH BEGHTOL	2012-01-20

Plan Statistics for AERIES SOFTWARE, INC. 401K PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for AERIES SOFTWARE, INC. 401K PROFIT SHARING PLAN AND TRUST

Measure Date Value
2023: AERIES SOFTWARE, INC. 401K PROFIT SHARING PLAN AND TRUST 2023 401k membership
Total participants, beginning-of-year 2023-01-01 156
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 134
Number of retired or separated participants receiving benefits 2023-01-01 0
Number of other retired or separated participants entitled to future benefits 2023-01-01 30
Total of all active and inactive participants 2023-01-01 164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 0
Total participants 2023-01-01 164
Number of participants with account balances 2023-01-01 164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 1
2022: AERIES SOFTWARE, INC. 401K PROFIT SHARING PLAN AND TRUST 2022 401k membership
Total participants, beginning-of-year 2022-01-01 130
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 133
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 23
Total of all active and inactive participants 2022-01-01 156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 156
Number of participants with account balances 2022-01-01 156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 3

Measure	Date	Value
2023: AERIES SOFTWARE, INC. 401K PROFIT SHARING PLAN AND TRUST 2023 401k membership
Total participants, beginning-of-year	2023-01-01	156
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	134
Number of retired or separated participants receiving benefits	2023-01-01	0
Number of other retired or separated participants entitled to future benefits	2023-01-01	30
Total of all active and inactive participants	2023-01-01	164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	0
Total participants	2023-01-01	164
Number of participants with account balances	2023-01-01	164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	1
2022: AERIES SOFTWARE, INC. 401K PROFIT SHARING PLAN AND TRUST 2022 401k membership
Total participants, beginning-of-year	2022-01-01	130
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	133
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	23
Total of all active and inactive participants	2022-01-01	156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	156
Number of participants with account balances	2022-01-01	156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	3

Financial Data on AERIES SOFTWARE, INC. 401K PROFIT SHARING PLAN AND TRUST

Measure	Date	Value
2023 : AERIES SOFTWARE, INC. 401K PROFIT SHARING PLAN AND TRUST 2023 401k financial data
Total unrealized appreciation/depreciation of assets	2023-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total income from all sources (including contributions)	2023-12-31	$2,669,160
Total loss/gain on sale of assets	2023-12-31	$0
Total of all expenses incurred	2023-12-31	$1,814,848
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-12-31	$1,775,413
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-12-31	$1,161,354
Value of total assets at end of year	2023-12-31	$11,704,567
Value of total assets at beginning of year	2023-12-31	$10,850,255
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-12-31	$39,435
Total interest from all sources	2023-12-31	$11,331
Total dividends received (eg from common stock, registered investment company shares)	2023-12-31	$0
Was this plan covered by a fidelity bond	2023-12-31	No
If this is an individual account plan, was there a blackout period	2023-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2023-12-31	No
Contributions received from participants	2023-12-31	$732,484
Participant contributions at end of year	2023-12-31	$216,645
Participant contributions at beginning of year	2023-12-31	$197,728
Participant contributions at end of year	2023-12-31	$32,451
Participant contributions at beginning of year	2023-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2023-12-31	$10,994
Total non interest bearing cash at end of year	2023-12-31	$0
Total non interest bearing cash at beginning of year	2023-12-31	$19,201
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Value of net income/loss	2023-12-31	$854,312
Value of net assets at end of year (total assets less liabilities)	2023-12-31	$11,704,567
Value of net assets at beginning of year (total assets less liabilities)	2023-12-31	$10,850,255
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-12-31	No
Were any leases to which the plan was party in default or uncollectible	2023-12-31	No
Value of interest in pooled separate accounts at end of year	2023-12-31	$10,425,835
Value of interest in pooled separate accounts at beginning of year	2023-12-31	$10,245,428
Income. Interest from loans (other than to participants)	2023-12-31	$11,331
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2023-12-31	$611,760
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2023-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-12-31	$1,496,475
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-12-31	No
Was there a failure to transmit to the plan any participant contributions	2023-12-31	No
Has the plan failed to provide any benefit when due under the plan	2023-12-31	No
Contributions received in cash from employer	2023-12-31	$417,876
Employer contributions (assets) at end of year	2023-12-31	$417,876
Employer contributions (assets) at beginning of year	2023-12-31	$387,898
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-12-31	$1,775,413
Contract administrator fees	2023-12-31	$39,435
Did the plan have assets held for investment	2023-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-12-31	No
Opinion of an independent qualified public accountant for this plan	2023-12-31	Unqualified
Accountancy firm name	2023-12-31	WALLACE PLESES & DREHER LLP
Accountancy firm EIN	2023-12-31	860841383
2022 : AERIES SOFTWARE, INC. 401K PROFIT SHARING PLAN AND TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-372,682
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$1,227,146
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$1,190,217
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$1,421,674
Value of total assets at end of year	2022-12-31	$10,850,255
Value of total assets at beginning of year	2022-12-31	$12,450,083
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$36,929
Total interest from all sources	2022-12-31	$7,517
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$0
Administrative expenses professional fees incurred	2022-12-31	$36,929
Was this plan covered by a fidelity bond	2022-12-31	No
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$696,893
Participant contributions at end of year	2022-12-31	$197,728
Participant contributions at beginning of year	2022-12-31	$124,382
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$336,883
Total non interest bearing cash at end of year	2022-12-31	$19,201
Total non interest bearing cash at beginning of year	2022-12-31	$6,967
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-1,599,828
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$10,850,255
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$12,450,083
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in pooled separate accounts at end of year	2022-12-31	$10,245,428
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$11,976,342
Interest on participant loans	2022-12-31	$7,517
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-1,801,873
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$387,898
Employer contributions (assets) at end of year	2022-12-31	$387,898
Employer contributions (assets) at beginning of year	2022-12-31	$342,392
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$1,190,217
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	WERTZ & COMPANY, LLP
Accountancy firm EIN	2022-12-31	020639624

Form 5500 Responses for AERIES SOFTWARE, INC. 401K PROFIT SHARING PLAN AND TRUST

2023: AERIES SOFTWARE, INC. 401K PROFIT SHARING PLAN AND TRUST 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Submission has been amended	No
2023-01-01	This submission is the final filing	No
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Insurance	Yes
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement – Insurance	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: AERIES SOFTWARE, INC. 401K PROFIT SHARING PLAN AND TRUST 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

807307-000

Policy instance

Insurance contract or identification number	807307-000
Number of Individuals Covered	164
Insurance policy start date	2023-01-01
Insurance policy end date	2023-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $5,198
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

807307-000

Policy instance

Insurance contract or identification number	807307-000
Number of Individuals Covered	156
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $5,071
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	5071
Additional information about fees paid to insurance broker	0
Insurance broker organization code?	5

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	AERIES SOFTWARE, INC.
Employer identification number (EIN):	330427993
NAIC Classification:	339900