401k Plan data: LOZANO CASEWORKS 401(K) PLAN plan

LOZANO CASEWORKS 401(K) PLAN 401k Plan overview

Plan Name	LOZANO CASEWORKS 401(K) PLAN
Plan identification number	001

LOZANO CASEWORKS 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
The employer maintaining this ESOP is an S Corporation
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

LOZANO CASEWORKS, INC has sponsored the creation of one or more 401k plans.

Company Name: LOZANO CASEWORKS, INC

Employer identification number (EIN): 330558591

NAIC Classification: 321900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LOZANO CASEWORKS 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-04-01 LILLY LOZANO
001 2012-04-01 LILLY LOZANO LILLY LOZANO 2014-01-03
001 2012-01-01 LILLY LOZANO 2013-04-25 LILLY LOZANO 2013-04-25
001 2011-04-01 LILLY LOZANO
001 2011-01-01 LILLY LOZANO 2012-07-12 LILLY LOZANO 2012-07-12
001 2010-04-01 LILLY LOZANO
001 2010-01-01 LILLY LOZANO 2011-07-12 LILLY LOZANO 2011-07-12
001 2009-04-01 LILLY LOZANO

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2013-04-01	LILLY LOZANO
001	2012-04-01	LILLY LOZANO		LILLY LOZANO	2014-01-03
001	2012-01-01	LILLY LOZANO	2013-04-25	LILLY LOZANO	2013-04-25
001	2011-04-01	LILLY LOZANO
001	2011-01-01	LILLY LOZANO	2012-07-12	LILLY LOZANO	2012-07-12
001	2010-04-01	LILLY LOZANO
001	2010-01-01	LILLY LOZANO	2011-07-12	LILLY LOZANO	2011-07-12
001	2009-04-01	LILLY LOZANO

Plan Statistics for LOZANO CASEWORKS 401(K) PLAN

401k plan membership statisitcs for LOZANO CASEWORKS 401(K) PLAN

Measure Date Value
2013: LOZANO CASEWORKS 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-04-01 33
Total number of active participants reported on line 7a of the Form 5500 2013-04-01 0
Number of retired or separated participants receiving benefits 2013-04-01 0
Number of other retired or separated participants entitled to future benefits 2013-04-01 0
Total of all active and inactive participants 2013-04-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-04-01 0
Total participants 2013-04-01 0
Number of participants with account balances 2013-04-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-04-01 0
2012: LOZANO CASEWORKS 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-04-01 38
Number of other retired or separated participants entitled to future benefits 2012-04-01 33
Total of all active and inactive participants 2012-04-01 33
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-04-01 0
Total participants 2012-04-01 33
Number of participants with account balances 2012-04-01 33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-04-01 0
2011: LOZANO CASEWORKS 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-04-01 41
Total number of active participants reported on line 7a of the Form 5500 2011-04-01 29
Number of retired or separated participants receiving benefits 2011-04-01 0
Number of other retired or separated participants entitled to future benefits 2011-04-01 9
Total of all active and inactive participants 2011-04-01 38
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-04-01 0
Total participants 2011-04-01 38
Number of participants with account balances 2011-04-01 33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-04-01 0
2010: LOZANO CASEWORKS 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-04-01 40
Total number of active participants reported on line 7a of the Form 5500 2010-04-01 37
Number of retired or separated participants receiving benefits 2010-04-01 0
Number of other retired or separated participants entitled to future benefits 2010-04-01 3
Total of all active and inactive participants 2010-04-01 40
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-04-01 0
Total participants 2010-04-01 40
Number of participants with account balances 2010-04-01 33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-04-01 3
2009: LOZANO CASEWORKS 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-04-01 38
Total number of active participants reported on line 7a of the Form 5500 2009-04-01 38
Number of retired or separated participants receiving benefits 2009-04-01 0
Number of other retired or separated participants entitled to future benefits 2009-04-01 0
Total of all active and inactive participants 2009-04-01 38
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-04-01 0
Total participants 2009-04-01 38
Number of participants with account balances 2009-04-01 31
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-04-01 0

Measure	Date	Value
2013: LOZANO CASEWORKS 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-04-01	33
Total number of active participants reported on line 7a of the Form 5500	2013-04-01	0
Number of retired or separated participants receiving benefits	2013-04-01	0
Number of other retired or separated participants entitled to future benefits	2013-04-01	0
Total of all active and inactive participants	2013-04-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-04-01	0
Total participants	2013-04-01	0
Number of participants with account balances	2013-04-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-04-01	0
2012: LOZANO CASEWORKS 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-04-01	38
Number of other retired or separated participants entitled to future benefits	2012-04-01	33
Total of all active and inactive participants	2012-04-01	33
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-04-01	0
Total participants	2012-04-01	33
Number of participants with account balances	2012-04-01	33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-04-01	0
2011: LOZANO CASEWORKS 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-04-01	41
Total number of active participants reported on line 7a of the Form 5500	2011-04-01	29
Number of retired or separated participants receiving benefits	2011-04-01	0
Number of other retired or separated participants entitled to future benefits	2011-04-01	9
Total of all active and inactive participants	2011-04-01	38
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-04-01	0
Total participants	2011-04-01	38
Number of participants with account balances	2011-04-01	33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-04-01	0
2010: LOZANO CASEWORKS 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-04-01	40
Total number of active participants reported on line 7a of the Form 5500	2010-04-01	37
Number of retired or separated participants receiving benefits	2010-04-01	0
Number of other retired or separated participants entitled to future benefits	2010-04-01	3
Total of all active and inactive participants	2010-04-01	40
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-04-01	0
Total participants	2010-04-01	40
Number of participants with account balances	2010-04-01	33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-04-01	3
2009: LOZANO CASEWORKS 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-04-01	38
Total number of active participants reported on line 7a of the Form 5500	2009-04-01	38
Number of retired or separated participants receiving benefits	2009-04-01	0
Number of other retired or separated participants entitled to future benefits	2009-04-01	0
Total of all active and inactive participants	2009-04-01	38
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-04-01	0
Total participants	2009-04-01	38
Number of participants with account balances	2009-04-01	31
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-04-01	0

Financial Data on LOZANO CASEWORKS 401(K) PLAN

Measure	Date	Value
2014 : LOZANO CASEWORKS 401(K) PLAN 2014 401k financial data
Total plan liabilities at end of year	2014-03-31	$0
Total plan liabilities at beginning of year	2014-03-31	$7,477,520
Total income from all sources	2014-03-31	$7,827,522
Expenses. Total of all expenses incurred	2014-03-31	$20,002
Benefits paid (including direct rollovers)	2014-03-31	$20,002
Total plan assets at end of year	2014-03-31	$0
Total plan assets at beginning of year	2014-03-31	$-330,000
Value of fidelity bond covering the plan	2014-03-31	$40,000
Other income received	2014-03-31	$7,827,522
Net income (gross income less expenses)	2014-03-31	$7,807,520
Net plan assets at end of year (total assets less liabilities)	2014-03-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2014-03-31	$-7,807,520
2013 : LOZANO CASEWORKS 401(K) PLAN 2013 401k financial data
Total plan liabilities at end of year	2013-03-31	$7,477,520
Total plan liabilities at beginning of year	2013-03-31	$7,477,520
Total income from all sources	2013-03-31	$-770,000
Expenses. Total of all expenses incurred	2013-03-31	$0
Total plan assets at end of year	2013-03-31	$-330,000
Total plan assets at beginning of year	2013-03-31	$440,000
Value of fidelity bond covering the plan	2013-03-31	$40,000
Other income received	2013-03-31	$-770,000
Net income (gross income less expenses)	2013-03-31	$-770,000
Net plan assets at end of year (total assets less liabilities)	2013-03-31	$-7,807,520
Net plan assets at beginning of year (total assets less liabilities)	2013-03-31	$-7,037,520
Assets. Value of employer securities	2013-03-31	$-330,000
2012 : LOZANO CASEWORKS 401(K) PLAN 2012 401k financial data
Total plan liabilities at end of year	2012-03-31	$7,477,520
Total plan liabilities at beginning of year	2012-03-31	$7,477,520
Total income from all sources	2012-03-31	$-800,000
Expenses. Total of all expenses incurred	2012-03-31	$0
Total plan assets at end of year	2012-03-31	$440,000
Total plan assets at beginning of year	2012-03-31	$1,240,000
Value of fidelity bond covering the plan	2012-03-31	$40,000
Other income received	2012-03-31	$-800,000
Net income (gross income less expenses)	2012-03-31	$-800,000
Net plan assets at end of year (total assets less liabilities)	2012-03-31	$-7,037,520
Net plan assets at beginning of year (total assets less liabilities)	2012-03-31	$-6,237,520
Assets. Value of employer securities	2012-03-31	$440,000
2011 : LOZANO CASEWORKS 401(K) PLAN 2011 401k financial data
Total plan liabilities at end of year	2011-03-31	$7,477,520
Total plan liabilities at beginning of year	2011-03-31	$7,915,020
Total income from all sources	2011-03-31	$1,684,676
Expenses. Total of all expenses incurred	2011-03-31	$356,176
Total plan assets at end of year	2011-03-31	$1,240,000
Total plan assets at beginning of year	2011-03-31	$349,000
Value of fidelity bond covering the plan	2011-03-31	$40,000
Expenses. Other expenses not covered elsewhere	2011-03-31	$356,176
Other income received	2011-03-31	$1,384,264
Net income (gross income less expenses)	2011-03-31	$1,328,500
Net plan assets at end of year (total assets less liabilities)	2011-03-31	$-6,237,520
Net plan assets at beginning of year (total assets less liabilities)	2011-03-31	$-7,566,020
Assets. Value of employer securities	2011-03-31	$1,240,000
Total contributions received or receivable from employer(s)	2011-03-31	$300,412

Form 5500 Responses for LOZANO CASEWORKS 401(K) PLAN

2013: LOZANO CASEWORKS 401(K) PLAN 2013 form 5500 responses
2013-04-01	Type of plan entity	Single employer plan
2013-04-01	Submission has been amended	No
2013-04-01	This submission is the final filing	Yes
2013-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-04-01	Plan is a collectively bargained plan	No
2013-04-01	Plan funding arrangement – Trust	Yes
2013-04-01	Plan benefit arrangement - Trust	Yes
2012: LOZANO CASEWORKS 401(K) PLAN 2012 form 5500 responses
2012-04-01	Type of plan entity	Single employer plan
2012-04-01	Submission has been amended	No
2012-04-01	This submission is the final filing	No
2012-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-04-01	Plan is a collectively bargained plan	No
2012-04-01	Plan funding arrangement – Trust	Yes
2012-04-01	Plan benefit arrangement - Trust	Yes
2011: LOZANO CASEWORKS 401(K) PLAN 2011 form 5500 responses
2011-04-01	Type of plan entity	Single employer plan
2011-04-01	Submission has been amended	No
2011-04-01	This submission is the final filing	No
2011-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-04-01	Plan is a collectively bargained plan	No
2011-04-01	Plan funding arrangement – Trust	Yes
2011-04-01	Plan benefit arrangement - Trust	Yes
2010: LOZANO CASEWORKS 401(K) PLAN 2010 form 5500 responses
2010-04-01	Type of plan entity	Single employer plan
2010-04-01	Submission has been amended	No
2010-04-01	This submission is the final filing	No
2010-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-04-01	Plan is a collectively bargained plan	No
2010-04-01	Plan funding arrangement – Trust	Yes
2010-04-01	Plan benefit arrangement - Trust	Yes
2009: LOZANO CASEWORKS 401(K) PLAN 2009 form 5500 responses
2009-04-01	Type of plan entity	Single employer plan
2009-04-01	First time form 5500 has been submitted	Yes
2009-04-01	Submission has been amended	No
2009-04-01	This submission is the final filing	No
2009-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-04-01	Plan is a collectively bargained plan	No
2009-04-01	Plan funding arrangement – Trust	Yes
2009-04-01	Plan benefit arrangement - Trust	Yes

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Company Name:	LOZANO CASEWORKS, INC
Employer identification number (EIN):	330558591
NAIC Classification:	321900