401k Plan data: HORSEMEN, INC. 401(K) PLAN plan

HORSEMEN, INC. 401(K) PLAN 401k Plan overview

Plan Name	HORSEMEN, INC. 401(K) PLAN
Plan identification number	001

HORSEMEN, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HORSEMEN, INC. has sponsored the creation of one or more 401k plans.

Company Name: HORSEMEN, INC.

Employer identification number (EIN): 330684728

NAIC Classification: 561600

Additional information about HORSEMEN, INC.

Jurisdiction of Incorporation: Alabama Secretary of State

Incorporation Date: 1944-03-20

Company Identification Number: 009-480

More information about HORSEMEN, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HORSEMEN, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01 PATRICK CARROLL PATRICK CARROLL 2019-07-19
001 2017-01-01 PATRICK M CARROLL PATRICK M CARROLL 2018-07-12
001 2016-01-01 PATRICK CARROLL PATRICK CARROLL 2017-09-05
001 2015-01-01 PATRICK CARROLL PATRICK CARROLL 2016-10-14
001 2014-01-01 PATRICK CARROLL PATRICK CARROLL 2015-10-15
001 2013-01-01 PATRICK CARROLL PATRICK CARROLL 2014-10-16
001 2012-01-01 PATRICK CARROLL 2013-05-31 PATRICK CARROLL 2013-05-31
001 2011-01-01 PATRICK CARROLL 2012-07-18 PATRICK CARROLL 2012-07-18
001 2010-01-01 PATRICK CARROLL 2011-05-20 PATRICK CARROLL 2011-05-20

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01	PATRICK CARROLL		PATRICK CARROLL	2019-07-19
001	2017-01-01	PATRICK M CARROLL		PATRICK M CARROLL	2018-07-12
001	2016-01-01	PATRICK CARROLL		PATRICK CARROLL	2017-09-05
001	2015-01-01	PATRICK CARROLL		PATRICK CARROLL	2016-10-14
001	2014-01-01	PATRICK CARROLL		PATRICK CARROLL	2015-10-15
001	2013-01-01	PATRICK CARROLL		PATRICK CARROLL	2014-10-16
001	2012-01-01	PATRICK CARROLL	2013-05-31	PATRICK CARROLL	2013-05-31
001	2011-01-01	PATRICK CARROLL	2012-07-18	PATRICK CARROLL	2012-07-18
001	2010-01-01	PATRICK CARROLL	2011-05-20	PATRICK CARROLL	2011-05-20

Plan Statistics for HORSEMEN, INC. 401(K) PLAN

401k plan membership statisitcs for HORSEMEN, INC. 401(K) PLAN

Measure Date Value
2022: HORSEMEN, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 144
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 107
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 43
Total of all active and inactive participants 2022-01-01 150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 150
Number of participants with account balances 2022-01-01 108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: HORSEMEN, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 127
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 90
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 44
Total of all active and inactive participants 2021-01-01 134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 134
Number of participants with account balances 2021-01-01 98
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: HORSEMEN, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 123
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 79
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 44
Total of all active and inactive participants 2020-01-01 123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 123
Number of participants with account balances 2020-01-01 93
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: HORSEMEN, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 126
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 80
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 42
Total of all active and inactive participants 2019-01-01 122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 122
Number of participants with account balances 2019-01-01 88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: HORSEMEN, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 129
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 89
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 40
Total of all active and inactive participants 2018-01-01 129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 129
Number of participants with account balances 2018-01-01 80
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: HORSEMEN, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 139
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 80
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 39
Total of all active and inactive participants 2017-01-01 119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 119
Number of participants with account balances 2017-01-01 79
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: HORSEMEN, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 136
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 89
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 40
Total of all active and inactive participants 2016-01-01 129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 129
Number of participants with account balances 2016-01-01 81
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: HORSEMEN, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 147
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 82
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 49
Total of all active and inactive participants 2015-01-01 131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 131
Number of participants with account balances 2015-01-01 87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: HORSEMEN, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 131
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 85
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 47
Total of all active and inactive participants 2014-01-01 132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 132
Number of participants with account balances 2014-01-01 89
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: HORSEMEN, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 140
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 88
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 42
Total of all active and inactive participants 2013-01-01 130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 130
Number of participants with account balances 2013-01-01 94
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1

Measure	Date	Value
2022: HORSEMEN, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	144
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	107
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	43
Total of all active and inactive participants	2022-01-01	150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	150
Number of participants with account balances	2022-01-01	108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: HORSEMEN, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	127
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	90
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	44
Total of all active and inactive participants	2021-01-01	134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	134
Number of participants with account balances	2021-01-01	98
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: HORSEMEN, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	123
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	79
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	44
Total of all active and inactive participants	2020-01-01	123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	123
Number of participants with account balances	2020-01-01	93
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: HORSEMEN, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	126
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	80
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	42
Total of all active and inactive participants	2019-01-01	122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	122
Number of participants with account balances	2019-01-01	88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: HORSEMEN, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	129
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	89
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	40
Total of all active and inactive participants	2018-01-01	129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	129
Number of participants with account balances	2018-01-01	80
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: HORSEMEN, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	139
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	80
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	39
Total of all active and inactive participants	2017-01-01	119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	119
Number of participants with account balances	2017-01-01	79
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: HORSEMEN, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	136
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	89
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	40
Total of all active and inactive participants	2016-01-01	129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	129
Number of participants with account balances	2016-01-01	81
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: HORSEMEN, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	147
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	82
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	49
Total of all active and inactive participants	2015-01-01	131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	131
Number of participants with account balances	2015-01-01	87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: HORSEMEN, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	131
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	85
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	47
Total of all active and inactive participants	2014-01-01	132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	132
Number of participants with account balances	2014-01-01	89
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: HORSEMEN, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	140
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	88
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	42
Total of all active and inactive participants	2013-01-01	130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	130
Number of participants with account balances	2013-01-01	94
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1

Financial Data on HORSEMEN, INC. 401(K) PLAN

Measure	Date	Value
2022 : HORSEMEN, INC. 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)	2022-12-31	$-148,465
Total of all expenses incurred	2022-12-31	$70,831
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$39,644
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$484,217
Value of total assets at end of year	2022-12-31	$3,627,267
Value of total assets at beginning of year	2022-12-31	$3,846,563
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$31,187
Total interest from all sources	2022-12-31	$2,550
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$328,952
Participant contributions at end of year	2022-12-31	$58,930
Participant contributions at beginning of year	2022-12-31	$61,714
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$6,082
Total non interest bearing cash at end of year	2022-12-31	$3
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-219,296
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$3,627,267
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$3,846,563
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$30,737
Value of interest in pooled separate accounts at end of year	2022-12-31	$3,568,334
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$3,784,849
Interest on participant loans	2022-12-31	$2,550
Net investment gain/loss from pooled separate accounts	2022-12-31	$-635,232
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$149,183
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$39,644
Contract administrator fees	2022-12-31	$450
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	LANCE, SOLL & LUNGHARD, LLP
Accountancy firm EIN	2022-12-31	952700123
2021 : HORSEMEN, INC. 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)	2021-12-31	$875,789
Total of all expenses incurred	2021-12-31	$120,851
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$84,801
Expenses. Certain deemed distributions of participant loans	2021-12-31	$1,660
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$389,730
Value of total assets at end of year	2021-12-31	$3,846,563
Value of total assets at beginning of year	2021-12-31	$3,091,625
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$34,390
Total interest from all sources	2021-12-31	$1,729
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$264,258
Participant contributions at end of year	2021-12-31	$61,714
Participant contributions at beginning of year	2021-12-31	$31,441
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$1,590
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$754,938
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$3,846,563
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$3,091,625
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$33,790
Value of interest in pooled separate accounts at end of year	2021-12-31	$3,784,849
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$3,060,184
Interest on participant loans	2021-12-31	$1,729
Net investment gain/loss from pooled separate accounts	2021-12-31	$484,330
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$123,882
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$84,801
Contract administrator fees	2021-12-31	$600
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	LANCE, SOLL & LUNGHARD, LLP
Accountancy firm EIN	2021-12-31	952700123
2020 : HORSEMEN, INC. 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)	2020-12-31	$797,076
Total of all expenses incurred	2020-12-31	$45,312
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$18,298
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$343,254
Value of total assets at end of year	2020-12-31	$3,091,625
Value of total assets at beginning of year	2020-12-31	$2,339,861
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$27,014
Total interest from all sources	2020-12-31	$1,425
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$233,700
Participant contributions at end of year	2020-12-31	$31,441
Participant contributions at beginning of year	2020-12-31	$21,944
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$3,504
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$751,764
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$3,091,625
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$2,339,861
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$26,864
Value of interest in pooled separate accounts at end of year	2020-12-31	$3,060,184
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$2,317,917
Interest on participant loans	2020-12-31	$1,425
Net investment gain/loss from pooled separate accounts	2020-12-31	$452,397
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$106,050
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$18,298
Contract administrator fees	2020-12-31	$150
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	LANCE, SOLL & LUNGHARD, LLP
Accountancy firm EIN	2020-12-31	952700123
2019 : HORSEMEN, INC. 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$706,546
Total of all expenses incurred	2019-12-31	$81,753
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$56,866
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$295,831
Value of total assets at end of year	2019-12-31	$2,339,861
Value of total assets at beginning of year	2019-12-31	$1,715,068
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$24,887
Total interest from all sources	2019-12-31	$1,304
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$200,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$201,685
Participant contributions at end of year	2019-12-31	$21,944
Participant contributions at beginning of year	2019-12-31	$27,551
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$624,793
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$2,339,861
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$1,715,068
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$22,322
Value of interest in pooled separate accounts at end of year	2019-12-31	$2,317,917
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$1,687,517
Interest on participant loans	2019-12-31	$1,304
Net investment gain/loss from pooled separate accounts	2019-12-31	$409,411
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$94,146
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$56,866
Contract administrator fees	2019-12-31	$2,565
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	LANCE, SOLL & LUNGHARD, LLP
Accountancy firm EIN	2019-12-31	952700123
2018 : HORSEMEN, INC. 401(K) PLAN 2018 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$20,951
Total income from all sources (including contributions)	2018-12-31	$-12,852
Total of all expenses incurred	2018-12-31	$77,957
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$67,933
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$128,023
Value of total assets at end of year	2018-12-31	$1,715,068
Value of total assets at beginning of year	2018-12-31	$1,826,828
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$10,024
Total interest from all sources	2018-12-31	$2,140
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$200,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$128,023
Participant contributions at end of year	2018-12-31	$27,551
Participant contributions at beginning of year	2018-12-31	$41,630
Other income not declared elsewhere	2018-12-31	$-317
Total non interest bearing cash at beginning of year	2018-12-31	$317
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-90,809
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$1,715,068
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$1,805,877
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$8,447
Value of interest in pooled separate accounts at end of year	2018-12-31	$1,687,517
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$1,784,881
Interest on participant loans	2018-12-31	$1,474
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$666
Net investment gain/loss from pooled separate accounts	2018-12-31	$-142,698
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$67,933
Contract administrator fees	2018-12-31	$1,577
Liabilities. Value of benefit claims payable at beginning of year	2018-12-31	$20,951
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	LANCE, SOLL & LUNGHARD, LLP
Accountancy firm EIN	2018-12-31	952700123
2017 : HORSEMEN, INC. 401(K) PLAN 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$20,951
Total income from all sources (including contributions)	2017-12-31	$371,019
Total of all expenses incurred	2017-12-31	$231,202
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$205,431
Value of total corrective distributions	2017-12-31	$20,951
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$143,039
Value of total assets at end of year	2017-12-31	$1,826,828
Value of total assets at beginning of year	2017-12-31	$1,666,060
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$4,820
Total interest from all sources	2017-12-31	$3,018
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$200,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$143,039
Participant contributions at end of year	2017-12-31	$41,630
Participant contributions at beginning of year	2017-12-31	$60,821
Total non interest bearing cash at end of year	2017-12-31	$317
Total non interest bearing cash at beginning of year	2017-12-31	$317
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$139,817
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$1,805,877
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$1,666,060
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$4,470
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$1,784,881
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$1,604,922
Interest on participant loans	2017-12-31	$2,205
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$813
Net investment gain/loss from pooled separate accounts	2017-12-31	$224,962
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$205,431
Contract administrator fees	2017-12-31	$350
Liabilities. Value of benefit claims payable at end of year	2017-12-31	$20,951
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	LANCE, SOLL & LUNGHARD, LLP
Accountancy firm EIN	2017-12-31	952700123
2016 : HORSEMEN, INC. 401(K) PLAN 2016 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$9,676
Total income from all sources (including contributions)	2016-12-31	$247,964
Total of all expenses incurred	2016-12-31	$134,076
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$129,254
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$126,736
Value of total assets at end of year	2016-12-31	$1,666,060
Value of total assets at beginning of year	2016-12-31	$1,561,848
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$4,822
Total interest from all sources	2016-12-31	$3,851
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$200,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$126,736
Participant contributions at end of year	2016-12-31	$60,821
Participant contributions at beginning of year	2016-12-31	$91,441
Participant contributions at beginning of year	2016-12-31	$3,267
Other income not declared elsewhere	2016-12-31	$245
Total non interest bearing cash at end of year	2016-12-31	$317
Total non interest bearing cash at beginning of year	2016-12-31	$317
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$113,888
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$1,666,060
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$1,552,172
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$4,172
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$1,604,922
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$1,466,823
Interest on participant loans	2016-12-31	$3,094
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$757
Net investment gain/loss from pooled separate accounts	2016-12-31	$117,132
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$129,254
Contract administrator fees	2016-12-31	$650
Liabilities. Value of benefit claims payable at beginning of year	2016-12-31	$9,676
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	ELLS CPAS & BUSINESS ADVISORS
Accountancy firm EIN	2016-12-31	952771605
2015 : HORSEMEN, INC. 401(K) PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$9,676
Total income from all sources (including contributions)	2015-12-31	$71,455
Total of all expenses incurred	2015-12-31	$139,611
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$125,190
Value of total corrective distributions	2015-12-31	$9,676
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$118,848
Value of total assets at end of year	2015-12-31	$1,561,848
Value of total assets at beginning of year	2015-12-31	$1,620,328
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$4,745
Total interest from all sources	2015-12-31	$4,609
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$200,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$116,435
Participant contributions at end of year	2015-12-31	$91,441
Participant contributions at beginning of year	2015-12-31	$98,462
Participant contributions at end of year	2015-12-31	$3,267
Participant contributions at beginning of year	2015-12-31	$21,521
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$2,413
Other income not declared elsewhere	2015-12-31	$-4,378
Total non interest bearing cash at end of year	2015-12-31	$317
Total non interest bearing cash at beginning of year	2015-12-31	$317
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-68,156
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$1,552,172
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$1,620,328
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$4,195
Value of interest in pooled separate accounts at end of year	2015-12-31	$1,466,823
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$1,500,028
Interest on participant loans	2015-12-31	$3,865
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$744
Net investment gain/loss from pooled separate accounts	2015-12-31	$-47,624
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$125,190
Contract administrator fees	2015-12-31	$550
Liabilities. Value of benefit claims payable at end of year	2015-12-31	$9,676
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	ELLS CPAS & BUSINESS ADVISORS
Accountancy firm EIN	2015-12-31	952771605
2014 : HORSEMEN, INC. 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$238,978
Total of all expenses incurred	2014-12-31	$245,346
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$240,774
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$159,120
Value of total assets at end of year	2014-12-31	$1,620,328
Value of total assets at beginning of year	2014-12-31	$1,626,696
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$4,572
Total interest from all sources	2014-12-31	$4,832
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$200,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$151,215
Participant contributions at end of year	2014-12-31	$98,462
Participant contributions at beginning of year	2014-12-31	$89,905
Participant contributions at end of year	2014-12-31	$21,521
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$7,905
Other income not declared elsewhere	2014-12-31	$-1,201
Total non interest bearing cash at end of year	2014-12-31	$317
Total non interest bearing cash at beginning of year	2014-12-31	$317
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-6,368
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$1,620,328
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$1,626,696
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$4,177
Value of interest in pooled separate accounts at end of year	2014-12-31	$1,500,028
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$1,536,474
Interest on participant loans	2014-12-31	$4,084
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$748
Net investment gain/loss from pooled separate accounts	2014-12-31	$76,227
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$240,774
Contract administrator fees	2014-12-31	$395
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	KMJ CORBIN & CO. LLP
Accountancy firm EIN	2014-12-31	810569753
2013 : HORSEMEN, INC. 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$371,565
Total of all expenses incurred	2013-12-31	$91,864
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$87,356
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$173,733
Value of total assets at end of year	2013-12-31	$1,626,696
Value of total assets at beginning of year	2013-12-31	$1,346,995
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$4,508
Total interest from all sources	2013-12-31	$3,130
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$130,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$173,733
Participant contributions at end of year	2013-12-31	$89,905
Participant contributions at beginning of year	2013-12-31	$69,333
Participant contributions at beginning of year	2013-12-31	$93,521
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$2,104
Other income not declared elsewhere	2013-12-31	$-324
Total non interest bearing cash at end of year	2013-12-31	$317
Total non interest bearing cash at beginning of year	2013-12-31	$317
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$279,701
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$1,626,696
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$1,346,995
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$3,828
Value of interest in pooled separate accounts at end of year	2013-12-31	$1,536,474
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$1,181,720
Interest on participant loans	2013-12-31	$2,429
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$701
Net investment gain/loss from pooled separate accounts	2013-12-31	$195,026
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$87,356
Contract administrator fees	2013-12-31	$680
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	WINDES, INC.
Accountancy firm EIN	2013-12-31	953001179

Form 5500 Responses for HORSEMEN, INC. 401(K) PLAN

2022: HORSEMEN, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: HORSEMEN, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: HORSEMEN, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: HORSEMEN, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: HORSEMEN, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: HORSEMEN, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: HORSEMEN, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: HORSEMEN, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: HORSEMEN, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: HORSEMEN, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

109030

Policy instance

Insurance contract or identification number	109030
Number of Individuals Covered	117
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $17,420
Total amount of fees paid to insurance company	USD $2,226
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $17,420
Insurance broker organization code?	3
Amount paid for insurance broker fees	2226
Additional information about fees paid to insurance broker	THIRD PARTY ADMINISTRATION

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

109030

Policy instance

Insurance contract or identification number	109030
Number of Individuals Covered	106
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $17,115
Total amount of fees paid to insurance company	USD $2,333
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $17,115
Insurance broker organization code?	3
Amount paid for insurance broker fees	2333
Additional information about fees paid to insurance broker	PLAN ADMINISTRATION

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

109030

Policy instance

Insurance contract or identification number	109030
Number of Individuals Covered	100
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $12,276
Total amount of fees paid to insurance company	USD $2,296
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $12,276
Insurance broker organization code?	3
Amount paid for insurance broker fees	2296
Additional information about fees paid to insurance broker	CONTRACT ADMINISTRATION

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

109030

Policy instance

Insurance contract or identification number	109030
Number of Individuals Covered	96
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $9,970
Total amount of fees paid to insurance company	USD $2,566
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $9,970
Insurance broker organization code?	3
Amount paid for insurance broker fees	2566
Additional information about fees paid to insurance broker	THIRD PARTY ADMIN FEES

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

109030

Policy instance

Insurance contract or identification number	109030
Number of Individuals Covered	91
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $8,843
Total amount of fees paid to insurance company	USD $4,982
Commission paid to Insurance Broker	USD $8,843
Insurance broker organization code?	3
Amount paid for insurance broker fees	4982
Additional information about fees paid to insurance broker	PLAN ADMINISTRATION

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

109030

Policy instance

Insurance contract or identification number	109030
Number of Individuals Covered	86
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $8,053
Total amount of fees paid to insurance company	USD $5,303
Commission paid to Insurance Broker	USD $8,053
Insurance broker organization code?	3
Amount paid for insurance broker fees	5303
Additional information about fees paid to insurance broker	THIRD-PARTY ADMINISTRATION
Insurance broker name	SUNBURST PENSION SERVICES

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

109030

Policy instance

Insurance contract or identification number	109030
Number of Individuals Covered	92
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $7,449
Total amount of fees paid to insurance company	USD $4,540
Commission paid to Insurance Broker	USD $7,449
Insurance broker organization code?	3
Amount paid for insurance broker fees	4540
Additional information about fees paid to insurance broker	THIRD PARTY ADMINISTRATION
Insurance broker name	SUNBURST PENSION SERVICES

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

109030

Policy instance

Insurance contract or identification number	109030
Number of Individuals Covered	105
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $7,498
Total amount of fees paid to insurance company	USD $5,066
Commission paid to Insurance Broker	USD $7,498
Insurance broker organization code?	3
Amount paid for insurance broker fees	5066
Additional information about fees paid to insurance broker	PLAN ADMINISTRATION
Insurance broker name	SUNBURST PENSION SERVICES

AMERICAN NATIONAL INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60739 )

Policy contract number

P6060

Policy instance

Insurance contract or identification number	P6060
Number of Individuals Covered	0
Insurance policy start date	2013-01-01
Insurance policy end date	2013-01-31
Total amount of commissions paid to insurance broker	USD $2,173
Total amount of fees paid to insurance company	USD $0
Commission paid to Insurance Broker	USD $2,173
Insurance broker organization code?	3
Insurance broker name	LIFEMARK SECURITIES CORP.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

109030

Policy instance

Insurance contract or identification number	109030
Number of Individuals Covered	132
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $6,355
Total amount of fees paid to insurance company	USD $4,247
Commission paid to Insurance Broker	USD $6,355
Insurance broker organization code?	3
Amount paid for insurance broker fees	4247
Insurance broker name	SUNBURST PENSION SERVICES

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	HORSEMEN, INC.
Employer identification number (EIN):	330684728
NAIC Classification:	561600

Jurisdiction of Incorporation:	Alabama Secretary of State
Incorporation Date:	1944-03-20
Company Identification Number:	009-480