401k Plan data: RUSSELL MCCARTHY 401(K) PROFIT SHARING PLAN & TRUST plan

RUSSELL MCCARTHY 401(K) PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan Name	RUSSELL MCCARTHY 401(K) PROFIT SHARING PLAN & TRUST
Plan identification number	001

RUSSELL MCCARTHY 401(K) PROFIT SHARING PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RUSSELL MCCARTHY has sponsored the creation of one or more 401k plans.

Company Name: RUSSELL MCCARTHY

Employer identification number (EIN): 330827707

NAIC Classification: 236110

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RUSSELL MCCARTHY 401(K) PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 MICHAEL VANDERFORD 2023-10-03
001 2021-01-01 RUSSELL MCCARTHY 2022-10-05
001 2020-01-01 RUSSELL MCCARTHY 2021-10-14
001 2019-01-01 RUSSELL MCCARTHY 2020-09-28
001 2018-01-01 RUSSELL MCCARTHY 2019-08-27
001 2017-01-01 RUSSELL MCCARTHY 2018-07-25
001 2016-01-01 RUSSELL MCCARTHY 2017-07-12
001 2015-01-01 RUSSELL MCCARTHY III
001 2014-01-01 RUSSELL MCCARTHY
001 2013-01-01 RUSSELL MCCARTHY
001 2012-01-01 RUSSELL MCCARTHY 2013-07-17
001 2011-01-01 RUSSELL MCCARTHY
001 2009-01-01 RUSSELL MCCARTHY

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01	MICHAEL VANDERFORD	2023-10-03
001	2021-01-01	RUSSELL MCCARTHY	2022-10-05
001	2020-01-01	RUSSELL MCCARTHY	2021-10-14
001	2019-01-01	RUSSELL MCCARTHY	2020-09-28
001	2018-01-01	RUSSELL MCCARTHY	2019-08-27
001	2017-01-01	RUSSELL MCCARTHY	2018-07-25
001	2016-01-01	RUSSELL MCCARTHY	2017-07-12
001	2015-01-01	RUSSELL MCCARTHY III
001	2014-01-01	RUSSELL MCCARTHY
001	2013-01-01	RUSSELL MCCARTHY
001	2012-01-01	RUSSELL MCCARTHY	2013-07-17
001	2011-01-01	RUSSELL MCCARTHY
001	2009-01-01	RUSSELL MCCARTHY

Plan Statistics for RUSSELL MCCARTHY 401(K) PROFIT SHARING PLAN & TRUST

401k plan membership statisitcs for RUSSELL MCCARTHY 401(K) PROFIT SHARING PLAN & TRUST

Measure Date Value
2015: RUSSELL MCCARTHY 401(K) PROFIT SHARING PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 64
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 52
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 4
Total of all active and inactive participants 2015-01-01 56
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 56
Number of participants with account balances 2015-01-01 13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: RUSSELL MCCARTHY 401(K) PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 69
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 57
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 3
Total of all active and inactive participants 2014-01-01 60
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 60
Number of participants with account balances 2014-01-01 21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: RUSSELL MCCARTHY 401(K) PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 61
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 62
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 4
Total of all active and inactive participants 2013-01-01 66
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 66
Number of participants with account balances 2013-01-01 23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2011: RUSSELL MCCARTHY 401(K) PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 103
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 122
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 2
Total of all active and inactive participants 2011-01-01 124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 124
Number of participants with account balances 2011-01-01 20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: RUSSELL MCCARTHY 401(K) PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 57
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 76
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 76
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 76
Number of participants with account balances 2009-01-01 17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2015: RUSSELL MCCARTHY 401(K) PROFIT SHARING PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	64
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	52
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	4
Total of all active and inactive participants	2015-01-01	56
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	56
Number of participants with account balances	2015-01-01	13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: RUSSELL MCCARTHY 401(K) PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	69
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	57
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	3
Total of all active and inactive participants	2014-01-01	60
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	60
Number of participants with account balances	2014-01-01	21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: RUSSELL MCCARTHY 401(K) PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	61
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	62
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	4
Total of all active and inactive participants	2013-01-01	66
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	66
Number of participants with account balances	2013-01-01	23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2011: RUSSELL MCCARTHY 401(K) PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	103
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	122
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	2
Total of all active and inactive participants	2011-01-01	124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	124
Number of participants with account balances	2011-01-01	20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: RUSSELL MCCARTHY 401(K) PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	57
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	76
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	76
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	76
Number of participants with account balances	2009-01-01	17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on RUSSELL MCCARTHY 401(K) PROFIT SHARING PLAN & TRUST

Measure	Date	Value
2015 : RUSSELL MCCARTHY 401(K) PROFIT SHARING PLAN & TRUST 2015 401k financial data
Transfers to/from the plan	2015-12-31	$0
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$-901,025
Expenses. Total of all expenses incurred	2015-12-31	$1,200
Benefits paid (including direct rollovers)	2015-12-31	$0
Total plan assets at end of year	2015-12-31	$40,179
Total plan assets at beginning of year	2015-12-31	$942,404
Value of fidelity bond covering the plan	2015-12-31	$94,240
Total contributions received or receivable from participants	2015-12-31	$51,066
Expenses. Other expenses not covered elsewhere	2015-12-31	$0
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$-970,746
Net income (gross income less expenses)	2015-12-31	$-902,225
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$40,179
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$942,404
Assets. Value of participant loans	2015-12-31	$39,301
Total contributions received or receivable from employer(s)	2015-12-31	$18,655
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$1,200
2014 : RUSSELL MCCARTHY 401(K) PROFIT SHARING PLAN & TRUST 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$174,167
Expenses. Total of all expenses incurred	2014-12-31	$20,525
Benefits paid (including direct rollovers)	2014-12-31	$20,395
Total plan assets at end of year	2014-12-31	$942,404
Total plan assets at beginning of year	2014-12-31	$788,762
Value of fidelity bond covering the plan	2014-12-31	$78,876
Total contributions received or receivable from participants	2014-12-31	$64,341
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$84,238
Net income (gross income less expenses)	2014-12-31	$153,642
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$942,404
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$788,762
Assets. Value of participant loans	2014-12-31	$47,912
Total contributions received or receivable from employer(s)	2014-12-31	$25,588
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$130
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2014-12-31	$0
Minimum employer required contribution for this plan year	2014-12-31	$0
Amount contributed by the employer to the plan for this plan year	2014-12-31	$0
2013 : RUSSELL MCCARTHY 401(K) PROFIT SHARING PLAN & TRUST 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$69,683
Expenses. Total of all expenses incurred	2013-12-31	$14,185
Benefits paid (including direct rollovers)	2013-12-31	$11,854
Total plan assets at end of year	2013-12-31	$788,762
Total plan assets at beginning of year	2013-12-31	$733,264
Value of fidelity bond covering the plan	2013-12-31	$73,326
Total contributions received or receivable from participants	2013-12-31	$60,781
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$-12,330
Net income (gross income less expenses)	2013-12-31	$55,498
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$788,762
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$733,264
Assets. Value of participant loans	2013-12-31	$56,517
Total contributions received or receivable from employer(s)	2013-12-31	$21,232
Value of certain deemed distributions of participant loans	2013-12-31	$2,331
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2013-12-31	$0
Minimum employer required contribution for this plan year	2013-12-31	$0
Amount contributed by the employer to the plan for this plan year	2013-12-31	$0
2011 : RUSSELL MCCARTHY 401(K) PROFIT SHARING PLAN & TRUST 2011 401k financial data
Transfers to/from the plan	2011-12-31	$0
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$62,781
Expenses. Total of all expenses incurred	2011-12-31	$112,304
Benefits paid (including direct rollovers)	2011-12-31	$112,163
Total plan assets at end of year	2011-12-31	$592,534
Total plan assets at beginning of year	2011-12-31	$642,057
Value of fidelity bond covering the plan	2011-12-31	$64,206
Total contributions received or receivable from participants	2011-12-31	$30,642
Expenses. Other expenses not covered elsewhere	2011-12-31	$0
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$18,218
Net income (gross income less expenses)	2011-12-31	$-49,523
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$592,534
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$642,057
Assets. Value of participant loans	2011-12-31	$30,302
Total contributions received or receivable from employer(s)	2011-12-31	$13,921
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$141
2010 : RUSSELL MCCARTHY 401(K) PROFIT SHARING PLAN & TRUST 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$228,074
Expenses. Total of all expenses incurred	2010-12-31	$101,516
Benefits paid (including direct rollovers)	2010-12-31	$101,516
Total plan assets at end of year	2010-12-31	$642,057
Total plan assets at beginning of year	2010-12-31	$515,499
Value of fidelity bond covering the plan	2010-12-31	$51,550
Total contributions received or receivable from participants	2010-12-31	$56,463
Expenses. Other expenses not covered elsewhere	2010-12-31	$0
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$149,555
Net income (gross income less expenses)	2010-12-31	$126,558
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$642,057
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$515,499
Assets. Value of participant loans	2010-12-31	$83,698
Total contributions received or receivable from employer(s)	2010-12-31	$22,056
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2010-12-31	$0
Minimum employer required contribution for this plan year	2010-12-31	$0
Amount contributed by the employer to the plan for this plan year	2010-12-31	$0

Form 5500 Responses for RUSSELL MCCARTHY 401(K) PROFIT SHARING PLAN & TRUST

2015: RUSSELL MCCARTHY 401(K) PROFIT SHARING PLAN & TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: RUSSELL MCCARTHY 401(K) PROFIT SHARING PLAN & TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: RUSSELL MCCARTHY 401(K) PROFIT SHARING PLAN & TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2011: RUSSELL MCCARTHY 401(K) PROFIT SHARING PLAN & TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: RUSSELL MCCARTHY 401(K) PROFIT SHARING PLAN & TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	RUSSELL MCCARTHY
Employer identification number (EIN):	330827707
NAIC Classification:	236110