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RIO RANCH MARKETS 401(K) PLAN 401k Plan overview

Plan NameRIO RANCH MARKETS 401(K) PLAN
Plan identification number 001

RIO RANCH MARKETS 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

YUCAIPA TRADING CO. INC., DBA RIO RANCH MARKETS has sponsored the creation of one or more 401k plans.

Company Name:YUCAIPA TRADING CO. INC., DBA RIO RANCH MARKETS
Employer identification number (EIN):330874456
NAIC Classification:445110
NAIC Description:Supermarkets and Other Grocery (except Convenience) Stores

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RIO RANCH MARKETS 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-01-01
0012017-01-01CHRISTINA CABRERA
0012016-01-01BRANDI FESTA
0012015-01-01BRANDI L. FESTA
0012014-01-01JAY MCCORMACK
0012013-01-01JAY MCCORMACK
0012012-01-01JAY MCCORMACK
0012011-01-01JAY MCCORMACK
0012010-01-01JAY MCCORMACK
0012009-01-01JAY MCCORMACK JAY MCCORMACK2010-06-28
0012009-01-01JAY MCCORMACK
0012009-01-01JAY MCCORMACK JAY MCCORMACK2010-06-28

Plan Statistics for RIO RANCH MARKETS 401(K) PLAN

401k plan membership statisitcs for RIO RANCH MARKETS 401(K) PLAN

Measure Date Value
2018: RIO RANCH MARKETS 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01571
Total number of active participants reported on line 7a of the Form 55002018-01-01549
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-0123
Total of all active and inactive participants2018-01-01573
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01573
Number of participants with account balances2018-01-0134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: RIO RANCH MARKETS 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01383
Total number of active participants reported on line 7a of the Form 55002017-01-01451
Number of retired or separated participants receiving benefits2017-01-012
Number of other retired or separated participants entitled to future benefits2017-01-0123
Total of all active and inactive participants2017-01-01476
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01476
Number of participants with account balances2017-01-0134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: RIO RANCH MARKETS 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01357
Total number of active participants reported on line 7a of the Form 55002016-01-01324
Number of retired or separated participants receiving benefits2016-01-012
Number of other retired or separated participants entitled to future benefits2016-01-0130
Total of all active and inactive participants2016-01-01356
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01356
Number of participants with account balances2016-01-0143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011
2015: RIO RANCH MARKETS 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01250
Total number of active participants reported on line 7a of the Form 55002015-01-01307
Number of other retired or separated participants entitled to future benefits2015-01-0142
Total of all active and inactive participants2015-01-01349
Total participants2015-01-01349
Number of participants with account balances2015-01-0157
2014: RIO RANCH MARKETS 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01369
Total number of active participants reported on line 7a of the Form 55002014-01-01226
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0116
Total of all active and inactive participants2014-01-01242
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01242
Number of participants with account balances2014-01-0156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: RIO RANCH MARKETS 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01319
Total number of active participants reported on line 7a of the Form 55002013-01-01267
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0194
Total of all active and inactive participants2013-01-01361
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01361
Number of participants with account balances2013-01-01168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0135
2012: RIO RANCH MARKETS 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01335
Total number of active participants reported on line 7a of the Form 55002012-01-01218
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0180
Total of all active and inactive participants2012-01-01298
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01298
Number of participants with account balances2012-01-01169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0148
2011: RIO RANCH MARKETS 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01226
Total number of active participants reported on line 7a of the Form 55002011-01-01283
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0117
Total of all active and inactive participants2011-01-01300
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01300
Number of participants with account balances2011-01-0166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-017
2010: RIO RANCH MARKETS 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01191
Total number of active participants reported on line 7a of the Form 55002010-01-01197
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0111
Total of all active and inactive participants2010-01-01208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01208
Number of participants with account balances2010-01-0135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-013
2009: RIO RANCH MARKETS 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01299
Total number of active participants reported on line 7a of the Form 55002009-01-01172
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-017
Total of all active and inactive participants2009-01-01179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01179
Number of participants with account balances2009-01-0136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on RIO RANCH MARKETS 401(K) PLAN

Measure Date Value
2018 : RIO RANCH MARKETS 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$42,319
Total of all expenses incurred2018-12-31$42,773
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$24,625
Expenses. Certain deemed distributions of participant loans2018-12-31$4,914
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$65,587
Value of total assets at end of year2018-12-31$933,453
Value of total assets at beginning of year2018-12-31$933,907
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$13,234
Total interest from all sources2018-12-31$5,759
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$29,397
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$29,397
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$44,485
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$5,949
Participant contributions at end of year2018-12-31$1,271
Participant contributions at beginning of year2018-12-31$2,955
Administrative expenses (other) incurred2018-12-31$8,474
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-454
Value of net assets at end of year (total assets less liabilities)2018-12-31$933,453
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$933,907
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$4,760
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$497,108
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$0
Value of interest in pooled separate accounts at end of year2018-12-31$0
Value of interest in pooled separate accounts at beginning of year2018-12-31$496,354
Interest on participant loans2018-12-31$137
Interest earned on other investments2018-12-31$5,622
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$434,304
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$427,440
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-58,424
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$21,102
Employer contributions (assets) at end of year2018-12-31$770
Employer contributions (assets) at beginning of year2018-12-31$1,209
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$24,625
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KIECKHAFER SCHIFFER LLP
Accountancy firm EIN2018-12-31815052000
2017 : RIO RANCH MARKETS 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$135,811
Total of all expenses incurred2017-12-31$160,893
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$136,541
Expenses. Certain deemed distributions of participant loans2017-12-31$6,214
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$69,675
Value of total assets at end of year2017-12-31$933,907
Value of total assets at beginning of year2017-12-31$958,989
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$18,138
Total interest from all sources2017-12-31$5,499
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$47,619
Participant contributions at end of year2017-12-31$5,949
Participant contributions at beginning of year2017-12-31$6,706
Participant contributions at end of year2017-12-31$2,955
Participant contributions at beginning of year2017-12-31$1,038
Administrative expenses (other) incurred2017-12-31$13,513
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-25,082
Value of net assets at end of year (total assets less liabilities)2017-12-31$933,907
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$958,989
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$4,625
Value of interest in pooled separate accounts at end of year2017-12-31$496,354
Value of interest in pooled separate accounts at beginning of year2017-12-31$465,210
Interest on participant loans2017-12-31$271
Interest earned on other investments2017-12-31$5,228
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$427,440
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$485,416
Net investment gain/loss from pooled separate accounts2017-12-31$60,637
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$22,056
Employer contributions (assets) at end of year2017-12-31$1,209
Employer contributions (assets) at beginning of year2017-12-31$619
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$136,541
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WHITE NELSON DIEHL EVANS LLP
Accountancy firm EIN2017-12-31330686301
2016 : RIO RANCH MARKETS 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$100,165
Total of all expenses incurred2016-12-31$355,879
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$343,309
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$63,281
Value of total assets at end of year2016-12-31$958,989
Value of total assets at beginning of year2016-12-31$1,214,703
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$12,570
Total interest from all sources2016-12-31$8,486
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$36,313
Participant contributions at end of year2016-12-31$6,706
Participant contributions at beginning of year2016-12-31$68,392
Participant contributions at end of year2016-12-31$1,038
Participant contributions at beginning of year2016-12-31$6,804
Administrative expenses (other) incurred2016-12-31$12,570
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-255,714
Value of net assets at end of year (total assets less liabilities)2016-12-31$958,989
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,214,703
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$0
Value of interest in pooled separate accounts at end of year2016-12-31$465,210
Value of interest in pooled separate accounts at beginning of year2016-12-31$646,899
Interest on participant loans2016-12-31$1,067
Interest earned on other investments2016-12-31$7,419
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$485,416
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$487,375
Net investment gain/loss from pooled separate accounts2016-12-31$28,398
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$26,968
Employer contributions (assets) at end of year2016-12-31$619
Employer contributions (assets) at beginning of year2016-12-31$5,233
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$343,309
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KIECKHAFER, SCHIFFER & COMPANY LLP
Accountancy firm EIN2016-12-31330688321
2015 : RIO RANCH MARKETS 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$176,691
Total of all expenses incurred2015-12-31$39,025
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$25,598
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$173,349
Value of total assets at end of year2015-12-31$1,214,703
Value of total assets at beginning of year2015-12-31$1,077,037
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$13,427
Total interest from all sources2015-12-31$3,065
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$66,836
Participant contributions at end of year2015-12-31$68,392
Participant contributions at beginning of year2015-12-31$108,574
Participant contributions at end of year2015-12-31$6,804
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$67,251
Other income not declared elsewhere2015-12-31$6,089
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$137,666
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,214,703
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,077,037
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$646,899
Value of interest in pooled separate accounts at beginning of year2015-12-31$581,906
Interest on participant loans2015-12-31$3,065
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$487,375
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$386,557
Net investment gain/loss from pooled separate accounts2015-12-31$-5,812
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$39,262
Employer contributions (assets) at end of year2015-12-31$5,233
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$25,598
Contract administrator fees2015-12-31$13,427
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KIECKHAFER, SCHIFFER & COMPANY LLP
Accountancy firm EIN2015-12-31330688321
2014 : RIO RANCH MARKETS 401(K) PLAN 2014 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$1,838
Total income from all sources (including contributions)2014-12-31$223,137
Total of all expenses incurred2014-12-31$39,744
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$27,959
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$169,637
Value of total assets at end of year2014-12-31$1,077,037
Value of total assets at beginning of year2014-12-31$895,482
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$11,785
Total interest from all sources2014-12-31$4,376
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31No
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$109,811
Participant contributions at end of year2014-12-31$108,574
Participant contributions at beginning of year2014-12-31$111,887
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$1,838
Other income not declared elsewhere2014-12-31$4,352
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$183,393
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,077,037
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$893,644
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$581,906
Value of interest in pooled separate accounts at beginning of year2014-12-31$481,944
Interest on participant loans2014-12-31$4,376
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$386,557
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$301,651
Net investment gain/loss from pooled separate accounts2014-12-31$44,772
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$59,826
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$27,959
Contract administrator fees2014-12-31$11,785
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KIECKHAFER, SCHIFFER & COMPANY LLP
Accountancy firm EIN2014-12-31330688321
2013 : RIO RANCH MARKETS 401(K) PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,838
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,838
Total income from all sources (including contributions)2013-12-31$267,212
Total of all expenses incurred2013-12-31$55,783
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$43,167
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$205,922
Value of total assets at end of year2013-12-31$895,482
Value of total assets at beginning of year2013-12-31$684,053
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$12,616
Total interest from all sources2013-12-31$1,630
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31No
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$139,178
Participant contributions at end of year2013-12-31$111,887
Participant contributions at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$1,838
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$1,838
Other income not declared elsewhere2013-12-31$4,528
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$211,429
Value of net assets at end of year (total assets less liabilities)2013-12-31$893,644
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$682,215
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$481,944
Value of interest in pooled separate accounts at beginning of year2013-12-31$421,260
Interest on participant loans2013-12-31$1,630
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$301,651
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$262,793
Net investment gain/loss from pooled separate accounts2013-12-31$55,132
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$66,744
Employer contributions (assets) at beginning of year2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$43,167
Contract administrator fees2013-12-31$12,616
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KROST BAUMGARTEN KNISS & GUERRERO
Accountancy firm EIN2013-12-31953653314
2012 : RIO RANCH MARKETS 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,838
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$223,923
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$15,864
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$6,002
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$175,044
Value of total assets at end of year2012-12-31$684,053
Value of total assets at beginning of year2012-12-31$474,156
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$9,862
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31No
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$112,641
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$2,354
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$1,838
Other income not declared elsewhere2012-12-31$3,852
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$208,059
Value of net assets at end of year (total assets less liabilities)2012-12-31$682,215
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$474,156
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$421,260
Value of interest in pooled separate accounts at beginning of year2012-12-31$285,295
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$262,793
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$185,093
Net investment gain/loss from pooled separate accounts2012-12-31$45,027
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$62,403
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$1,414
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$6,002
Contract administrator fees2012-12-31$9,862
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KROST BAUMGARTEN KNISS AND GUERRERO
Accountancy firm EIN2012-12-31953653314
2011 : RIO RANCH MARKETS 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$134,019
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$9,642
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,631
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$139,920
Value of total assets at end of year2011-12-31$474,156
Value of total assets at beginning of year2011-12-31$349,779
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$8,011
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31No
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$89,676
Participant contributions at end of year2011-12-31$2,354
Participant contributions at beginning of year2011-12-31$5,045
Other income not declared elsewhere2011-12-31$3,498
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$124,377
Value of net assets at end of year (total assets less liabilities)2011-12-31$474,156
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$349,779
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$285,295
Value of interest in pooled separate accounts at beginning of year2011-12-31$236,722
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$185,093
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$104,222
Net investment gain/loss from pooled separate accounts2011-12-31$-9,399
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$50,244
Employer contributions (assets) at end of year2011-12-31$1,414
Employer contributions (assets) at beginning of year2011-12-31$3,790
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,631
Contract administrator fees2011-12-31$8,011
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31KROST BAUMGARTEN KNISS & GUERRERO
Accountancy firm EIN2011-12-31953653314
2010 : RIO RANCH MARKETS 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$127,197
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$14,705
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$9,167
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$98,849
Value of total assets at end of year2010-12-31$349,779
Value of total assets at beginning of year2010-12-31$237,287
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$5,538
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31No
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$60,027
Participant contributions at end of year2010-12-31$5,045
Other income not declared elsewhere2010-12-31$2,422
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$112,492
Value of net assets at end of year (total assets less liabilities)2010-12-31$349,779
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$237,287
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$236,722
Value of interest in pooled separate accounts at beginning of year2010-12-31$158,544
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$104,222
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$78,743
Net investment gain/loss from pooled separate accounts2010-12-31$25,926
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$38,822
Employer contributions (assets) at end of year2010-12-31$3,790
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$9,167
Contract administrator fees2010-12-31$5,538
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BRABO & CARLSEN, LLP
Accountancy firm EIN2010-12-31330306529
2009 : RIO RANCH MARKETS 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for RIO RANCH MARKETS 401(K) PLAN

2018: RIO RANCH MARKETS 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulitple employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RIO RANCH MARKETS 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RIO RANCH MARKETS 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RIO RANCH MARKETS 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RIO RANCH MARKETS 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RIO RANCH MARKETS 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RIO RANCH MARKETS 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RIO RANCH MARKETS 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entityMulitple employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: RIO RANCH MARKETS 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entityMulitple employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: RIO RANCH MARKETS 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entityMulitple employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932067
Policy instance 1
Insurance contract or identification number932067
Number of Individuals Covered34
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number505264-01
Policy instance 2
Insurance contract or identification number505264-01
Number of Individuals Covered18
Insurance policy start date2018-12-24
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932067
Policy instance 1
Insurance contract or identification number932067
Number of Individuals Covered34
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932067
Policy instance 1
Insurance contract or identification number932067
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $3,567
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,567
Insurance broker organization code?3
Insurance broker nameNFP INSURANCE AGENCY SERVICES
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932067
Policy instance 1
Insurance contract or identification number932067
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $3,041
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,041
Insurance broker organization code?3
Insurance broker nameNFP INSURANCE AGENCY SERVICES
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932067
Policy instance 1
Insurance contract or identification number932067
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $2,947
Commission paid to Insurance BrokerUSD $2,943
Insurance broker organization code?3
Insurance broker nameNFP INSURANCE AGENCY SERVICES
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932067
Policy instance 1
Insurance contract or identification number932067
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $2,783
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $2,551
Insurance broker organization code?3
Insurance broker nameNFP INSURANCE AGENCY SERVICES
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932067
Policy instance 1
Insurance contract or identification number932067
Number of Individuals Covered300
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $2,056
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932067
Policy instance 1
Insurance contract or identification number932067
Number of Individuals Covered208
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $1,172
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $1,172
Insurance broker organization code?3
Insurance broker nameNFP INSURANCE AGENCY SERVICES

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