401k Plan data: THE LUBRIZOL CORPORATION PENSION PLAN plan

THE LUBRIZOL CORPORATION PENSION PLAN 401k Plan overview

Plan Name	THE LUBRIZOL CORPORATION PENSION PLAN
Plan identification number	001

THE LUBRIZOL CORPORATION PENSION PLAN Benefits

401k Plan Type	Defined Benefit Pension
Plan Features/Benefits	Benefits are primarily pay related Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021). Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE LUBRIZOL CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: THE LUBRIZOL CORPORATION

Employer identification number (EIN): 340367600

NAIC Classification: 325900
NAIC Description: Other Chemical Product and Preparation Manufacturing

Additional information about THE LUBRIZOL CORPORATION

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division

Incorporation Date: 1928-07-31

Company Identification Number: 132352

Legal Registered Office Address: 1300 EAST NINTH STREET
-
CLEVELAND
United States of America (USA)
44114

More information about THE LUBRIZOL CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE LUBRIZOL CORPORATION PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01
001 2017-01-01 JOYCE D. ERXLEBEN ANDY PANEGA 2018-10-10
001 2016-01-01 JOYCE D. ERXLEBEN ANDY PANEGA 2017-10-12
001 2015-01-01 JOYCE D. ERXLEBEN ANDY PANEGA 2016-10-14
001 2014-01-01 JOYCE D. ERXLEBEN ANDY PANEGA 2015-10-14
001 2013-01-01 JOYCE D. ERXLEBEN ANDY PANEGA 2014-10-14
001 2012-01-01 JOYCE D. ERXLEBEN ANDY PANEGA 2013-10-14
001 2011-01-01 JOYCE D. ERXLEBEN BRIAN A. VALENTINE 2012-10-16
001 2009-01-01 JOYCE D. ERXLEBEN C. LARRY MILLER 2010-10-13

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2018-01-01
001	2017-01-01	JOYCE D. ERXLEBEN	ANDY PANEGA	2018-10-10
001	2016-01-01	JOYCE D. ERXLEBEN	ANDY PANEGA	2017-10-12
001	2015-01-01	JOYCE D. ERXLEBEN	ANDY PANEGA	2016-10-14
001	2014-01-01	JOYCE D. ERXLEBEN	ANDY PANEGA	2015-10-14
001	2013-01-01	JOYCE D. ERXLEBEN	ANDY PANEGA	2014-10-14
001	2012-01-01	JOYCE D. ERXLEBEN	ANDY PANEGA	2013-10-14
001	2011-01-01	JOYCE D. ERXLEBEN	BRIAN A. VALENTINE	2012-10-16
001	2009-01-01	JOYCE D. ERXLEBEN	C. LARRY MILLER	2010-10-13

Plan Statistics for THE LUBRIZOL CORPORATION PENSION PLAN

401k plan membership statisitcs for THE LUBRIZOL CORPORATION PENSION PLAN

Measure Date Value
2018: THE LUBRIZOL CORPORATION PENSION PLAN 2018 401k membership
Market value of plan assets 2018-12-31 754,795,295
Acturial value of plan assets 2018-12-31 693,425,003
Funding target for retired participants and beneficiaries receiving payment 2018-12-31 153,157,851
Number of terminated vested participants 2018-12-31 768
Fundng target for terminated vested participants 2018-12-31 44,943,640
Active participant vested funding target 2018-12-31 370,365,022
Number of active participants 2018-12-31 2,120
Total funding liabilities for active participants 2018-12-31 386,705,704
Total participant count 2018-12-31 4,224
Total funding target for all participants 2018-12-31 584,807,195
Balance at beginning of prior year after applicable adjustments 2018-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2018-12-31 0
Carryover balanced portion elected for use to offset prior years funding requirement 2018-12-31 0
Prefunding balanced used to offset prior years funding requirement 2018-12-31 0
Amount remaining of carryover balance 2018-12-31 0
Amount remaining of prefunding balance 2018-12-31 0
Present value of excess contributions 2018-12-31 67,031,818
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2018-12-31 71,040,321
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2018-12-31 0
Reductions in caryover balances due to elections or deemed elections 2018-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2018-12-31 0
Balance of carryovers at beginning of current year 2018-12-31 0
Balance of prefunding at beginning of current year 2018-12-31 0
Total employer contributions 2018-12-31 0
Total employee contributions 2018-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2018-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2018-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2018-12-31 0
Unpaid minimum required contributions for all prior years 2018-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2018-12-31 0
Remaining amount of unpaid minimum required contributions 2018-12-31 0
Minimum required contributions for current year target normal cost 2018-12-31 20,806,669
Net shortfall amortization installment of oustanding balance 2018-12-31 0
Waiver amortization installment 2018-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2018-12-31 0
Carryover balance elected to use to offset funding requirement 2018-12-31 0
Prefunding balance elected to use to offset funding requirement 2018-12-31 0
Additional cash requirement 2018-12-31 0
Contributions allocatedtoward minimum required contributions for current year 2018-12-31 0
Unpaid minimum required contributions for current year 2018-12-31 0
Unpaid minimum required contributions for all years 2018-12-31 0
Total participants, beginning-of-year 2018-01-01 4,224
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 0
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: THE LUBRIZOL CORPORATION PENSION PLAN 2017 401k membership
Market value of plan assets 2017-12-31 645,250,335
Acturial value of plan assets 2017-12-31 634,999,049
Funding target for retired participants and beneficiaries receiving payment 2017-12-31 135,901,587
Number of terminated vested participants 2017-12-31 778
Fundng target for terminated vested participants 2017-12-31 40,273,127
Active participant vested funding target 2017-12-31 366,691,218
Number of active participants 2017-12-31 2,320
Total funding liabilities for active participants 2017-12-31 382,524,764
Total participant count 2017-12-31 4,404
Total funding target for all participants 2017-12-31 558,699,478
Balance at beginning of prior year after applicable adjustments 2017-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2017-12-31 0
Carryover balanced portion elected for use to offset prior years funding requirement 2017-12-31 0
Prefunding balanced used to offset prior years funding requirement 2017-12-31 0
Amount remaining of carryover balance 2017-12-31 0
Amount remaining of prefunding balance 2017-12-31 0
Present value of excess contributions 2017-12-31 31,602,432
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2017-12-31 33,552,302
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2017-12-31 0
Reductions in caryover balances due to elections or deemed elections 2017-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2017-12-31 0
Balance of carryovers at beginning of current year 2017-12-31 0
Balance of prefunding at beginning of current year 2017-12-31 0
Total employer contributions 2017-12-31 74,000,000
Total employee contributions 2017-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2017-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2017-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2017-12-31 67,031,818
Unpaid minimum required contributions for all prior years 2017-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2017-12-31 0
Remaining amount of unpaid minimum required contributions 2017-12-31 0
Minimum required contributions for current year target normal cost 2017-12-31 24,356,091
Net shortfall amortization installment of oustanding balance 2017-12-31 0
Waiver amortization installment 2017-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2017-12-31 0
Carryover balance elected to use to offset funding requirement 2017-12-31 0
Prefunding balance elected to use to offset funding requirement 2017-12-31 0
Additional cash requirement 2017-12-31 0
Contributions allocatedtoward minimum required contributions for current year 2017-12-31 67,031,818
Unpaid minimum required contributions for current year 2017-12-31 0
Unpaid minimum required contributions for all years 2017-12-31 0
Total participants, beginning-of-year 2017-01-01 4,404
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 2,120
Number of retired or separated participants receiving benefits 2017-01-01 1,139
Number of other retired or separated participants entitled to future benefits 2017-01-01 750
Total of all active and inactive participants 2017-01-01 4,009
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 215
Total participants 2017-01-01 4,224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: THE LUBRIZOL CORPORATION PENSION PLAN 2016 401k membership
Market value of plan assets 2016-12-31 591,031,764
Acturial value of plan assets 2016-12-31 626,153,261
Funding target for retired participants and beneficiaries receiving payment 2016-12-31 127,968,849
Number of terminated vested participants 2016-12-31 823
Fundng target for terminated vested participants 2016-12-31 43,840,084
Active participant vested funding target 2016-12-31 341,847,211
Number of active participants 2016-12-31 2,452
Total funding liabilities for active participants 2016-12-31 358,200,692
Total participant count 2016-12-31 4,550
Total funding target for all participants 2016-12-31 530,009,625
Balance at beginning of prior year after applicable adjustments 2016-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2016-12-31 0
Carryover balanced portion elected for use to offset prior years funding requirement 2016-12-31 0
Prefunding balanced used to offset prior years funding requirement 2016-12-31 0
Amount remaining of carryover balance 2016-12-31 0
Amount remaining of prefunding balance 2016-12-31 0
Present value of excess contributions 2016-12-31 31,496,105
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2016-12-31 33,505,556
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2016-12-31 0
Reductions in caryover balances due to elections or deemed elections 2016-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2016-12-31 0
Balance of carryovers at beginning of current year 2016-12-31 0
Balance of prefunding at beginning of current year 2016-12-31 0
Total employer contributions 2016-12-31 35,000,000
Total employee contributions 2016-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2016-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2016-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2016-12-31 31,602,432
Unpaid minimum required contributions for all prior years 2016-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2016-12-31 0
Remaining amount of unpaid minimum required contributions 2016-12-31 0
Minimum required contributions for current year target normal cost 2016-12-31 22,483,334
Net shortfall amortization installment of oustanding balance 2016-12-31 0
Waiver amortization installment 2016-12-31 0
Waived amount of outstanding balance 2016-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2016-12-31 0
Carryover balance elected to use to offset funding requirement 2016-12-31 0
Prefunding balance elected to use to offset funding requirement 2016-12-31 0
Additional cash requirement 2016-12-31 0
Contributions allocatedtoward minimum required contributions for current year 2016-12-31 31,602,432
Unpaid minimum required contributions for current year 2016-12-31 0
Unpaid minimum required contributions for all years 2016-12-31 0
Total participants, beginning-of-year 2016-01-01 4,550
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 2,320
Number of retired or separated participants receiving benefits 2016-01-01 1,106
Number of other retired or separated participants entitled to future benefits 2016-01-01 760
Total of all active and inactive participants 2016-01-01 4,186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 218
Total participants 2016-01-01 4,404
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: THE LUBRIZOL CORPORATION PENSION PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 4,605
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 2,452
Number of retired or separated participants receiving benefits 2015-01-01 1,081
Number of other retired or separated participants entitled to future benefits 2015-01-01 796
Total of all active and inactive participants 2015-01-01 4,329
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 221
Total participants 2015-01-01 4,550
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: THE LUBRIZOL CORPORATION PENSION PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 4,625
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 2,659
Number of retired or separated participants receiving benefits 2014-01-01 1,006
Number of other retired or separated participants entitled to future benefits 2014-01-01 757
Total of all active and inactive participants 2014-01-01 4,422
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 183
Total participants 2014-01-01 4,605
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: THE LUBRIZOL CORPORATION PENSION PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 4,751
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 2,772
Number of retired or separated participants receiving benefits 2013-01-01 958
Number of other retired or separated participants entitled to future benefits 2013-01-01 726
Total of all active and inactive participants 2013-01-01 4,456
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 169
Total participants 2013-01-01 4,625
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 10
2012: THE LUBRIZOL CORPORATION PENSION PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 5,506
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 3,001
Number of retired or separated participants receiving benefits 2012-01-01 1,069
Number of other retired or separated participants entitled to future benefits 2012-01-01 681
Total of all active and inactive participants 2012-01-01 4,751
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 4,751
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: THE LUBRIZOL CORPORATION PENSION PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 5,559
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 3,139
Number of retired or separated participants receiving benefits 2011-01-01 1,000
Number of other retired or separated participants entitled to future benefits 2011-01-01 1,367
Total of all active and inactive participants 2011-01-01 5,506
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 5,506
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: THE LUBRIZOL CORPORATION PENSION PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 5,570
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 3,375
Number of retired or separated participants receiving benefits 2009-01-01 744
Number of other retired or separated participants entitled to future benefits 2009-01-01 1,396
Total of all active and inactive participants 2009-01-01 5,515
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 109
Total participants 2009-01-01 5,624
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 62

Measure	Date	Value
2018: THE LUBRIZOL CORPORATION PENSION PLAN 2018 401k membership
Market value of plan assets	2018-12-31	754,795,295
Acturial value of plan assets	2018-12-31	693,425,003
Funding target for retired participants and beneficiaries receiving payment	2018-12-31	153,157,851
Number of terminated vested participants	2018-12-31	768
Fundng target for terminated vested participants	2018-12-31	44,943,640
Active participant vested funding target	2018-12-31	370,365,022
Number of active participants	2018-12-31	2,120
Total funding liabilities for active participants	2018-12-31	386,705,704
Total participant count	2018-12-31	4,224
Total funding target for all participants	2018-12-31	584,807,195
Balance at beginning of prior year after applicable adjustments	2018-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2018-12-31	0
Carryover balanced portion elected for use to offset prior years funding requirement	2018-12-31	0
Prefunding balanced used to offset prior years funding requirement	2018-12-31	0
Amount remaining of carryover balance	2018-12-31	0
Amount remaining of prefunding balance	2018-12-31	0
Present value of excess contributions	2018-12-31	67,031,818
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2018-12-31	71,040,321
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2018-12-31	0
Reductions in caryover balances due to elections or deemed elections	2018-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2018-12-31	0
Balance of carryovers at beginning of current year	2018-12-31	0
Balance of prefunding at beginning of current year	2018-12-31	0
Total employer contributions	2018-12-31	0
Total employee contributions	2018-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2018-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2018-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2018-12-31	0
Unpaid minimum required contributions for all prior years	2018-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2018-12-31	0
Remaining amount of unpaid minimum required contributions	2018-12-31	0
Minimum required contributions for current year target normal cost	2018-12-31	20,806,669
Net shortfall amortization installment of oustanding balance	2018-12-31	0
Waiver amortization installment	2018-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2018-12-31	0
Carryover balance elected to use to offset funding requirement	2018-12-31	0
Prefunding balance elected to use to offset funding requirement	2018-12-31	0
Additional cash requirement	2018-12-31	0
Contributions allocatedtoward minimum required contributions for current year	2018-12-31	0
Unpaid minimum required contributions for current year	2018-12-31	0
Unpaid minimum required contributions for all years	2018-12-31	0
Total participants, beginning-of-year	2018-01-01	4,224
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	0
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: THE LUBRIZOL CORPORATION PENSION PLAN 2017 401k membership
Market value of plan assets	2017-12-31	645,250,335
Acturial value of plan assets	2017-12-31	634,999,049
Funding target for retired participants and beneficiaries receiving payment	2017-12-31	135,901,587
Number of terminated vested participants	2017-12-31	778
Fundng target for terminated vested participants	2017-12-31	40,273,127
Active participant vested funding target	2017-12-31	366,691,218
Number of active participants	2017-12-31	2,320
Total funding liabilities for active participants	2017-12-31	382,524,764
Total participant count	2017-12-31	4,404
Total funding target for all participants	2017-12-31	558,699,478
Balance at beginning of prior year after applicable adjustments	2017-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2017-12-31	0
Carryover balanced portion elected for use to offset prior years funding requirement	2017-12-31	0
Prefunding balanced used to offset prior years funding requirement	2017-12-31	0
Amount remaining of carryover balance	2017-12-31	0
Amount remaining of prefunding balance	2017-12-31	0
Present value of excess contributions	2017-12-31	31,602,432
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2017-12-31	33,552,302
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2017-12-31	0
Reductions in caryover balances due to elections or deemed elections	2017-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2017-12-31	0
Balance of carryovers at beginning of current year	2017-12-31	0
Balance of prefunding at beginning of current year	2017-12-31	0
Total employer contributions	2017-12-31	74,000,000
Total employee contributions	2017-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2017-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2017-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2017-12-31	67,031,818
Unpaid minimum required contributions for all prior years	2017-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2017-12-31	0
Remaining amount of unpaid minimum required contributions	2017-12-31	0
Minimum required contributions for current year target normal cost	2017-12-31	24,356,091
Net shortfall amortization installment of oustanding balance	2017-12-31	0
Waiver amortization installment	2017-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2017-12-31	0
Carryover balance elected to use to offset funding requirement	2017-12-31	0
Prefunding balance elected to use to offset funding requirement	2017-12-31	0
Additional cash requirement	2017-12-31	0
Contributions allocatedtoward minimum required contributions for current year	2017-12-31	67,031,818
Unpaid minimum required contributions for current year	2017-12-31	0
Unpaid minimum required contributions for all years	2017-12-31	0
Total participants, beginning-of-year	2017-01-01	4,404
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	2,120
Number of retired or separated participants receiving benefits	2017-01-01	1,139
Number of other retired or separated participants entitled to future benefits	2017-01-01	750
Total of all active and inactive participants	2017-01-01	4,009
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	215
Total participants	2017-01-01	4,224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: THE LUBRIZOL CORPORATION PENSION PLAN 2016 401k membership
Market value of plan assets	2016-12-31	591,031,764
Acturial value of plan assets	2016-12-31	626,153,261
Funding target for retired participants and beneficiaries receiving payment	2016-12-31	127,968,849
Number of terminated vested participants	2016-12-31	823
Fundng target for terminated vested participants	2016-12-31	43,840,084
Active participant vested funding target	2016-12-31	341,847,211
Number of active participants	2016-12-31	2,452
Total funding liabilities for active participants	2016-12-31	358,200,692
Total participant count	2016-12-31	4,550
Total funding target for all participants	2016-12-31	530,009,625
Balance at beginning of prior year after applicable adjustments	2016-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2016-12-31	0
Carryover balanced portion elected for use to offset prior years funding requirement	2016-12-31	0
Prefunding balanced used to offset prior years funding requirement	2016-12-31	0
Amount remaining of carryover balance	2016-12-31	0
Amount remaining of prefunding balance	2016-12-31	0
Present value of excess contributions	2016-12-31	31,496,105
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2016-12-31	33,505,556
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2016-12-31	0
Reductions in caryover balances due to elections or deemed elections	2016-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2016-12-31	0
Balance of carryovers at beginning of current year	2016-12-31	0
Balance of prefunding at beginning of current year	2016-12-31	0
Total employer contributions	2016-12-31	35,000,000
Total employee contributions	2016-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2016-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2016-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2016-12-31	31,602,432
Unpaid minimum required contributions for all prior years	2016-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2016-12-31	0
Remaining amount of unpaid minimum required contributions	2016-12-31	0
Minimum required contributions for current year target normal cost	2016-12-31	22,483,334
Net shortfall amortization installment of oustanding balance	2016-12-31	0
Waiver amortization installment	2016-12-31	0
Waived amount of outstanding balance	2016-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2016-12-31	0
Carryover balance elected to use to offset funding requirement	2016-12-31	0
Prefunding balance elected to use to offset funding requirement	2016-12-31	0
Additional cash requirement	2016-12-31	0
Contributions allocatedtoward minimum required contributions for current year	2016-12-31	31,602,432
Unpaid minimum required contributions for current year	2016-12-31	0
Unpaid minimum required contributions for all years	2016-12-31	0
Total participants, beginning-of-year	2016-01-01	4,550
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	2,320
Number of retired or separated participants receiving benefits	2016-01-01	1,106
Number of other retired or separated participants entitled to future benefits	2016-01-01	760
Total of all active and inactive participants	2016-01-01	4,186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	218
Total participants	2016-01-01	4,404
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: THE LUBRIZOL CORPORATION PENSION PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	4,605
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	2,452
Number of retired or separated participants receiving benefits	2015-01-01	1,081
Number of other retired or separated participants entitled to future benefits	2015-01-01	796
Total of all active and inactive participants	2015-01-01	4,329
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	221
Total participants	2015-01-01	4,550
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: THE LUBRIZOL CORPORATION PENSION PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	4,625
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	2,659
Number of retired or separated participants receiving benefits	2014-01-01	1,006
Number of other retired or separated participants entitled to future benefits	2014-01-01	757
Total of all active and inactive participants	2014-01-01	4,422
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	183
Total participants	2014-01-01	4,605
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: THE LUBRIZOL CORPORATION PENSION PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	4,751
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	2,772
Number of retired or separated participants receiving benefits	2013-01-01	958
Number of other retired or separated participants entitled to future benefits	2013-01-01	726
Total of all active and inactive participants	2013-01-01	4,456
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	169
Total participants	2013-01-01	4,625
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	10
2012: THE LUBRIZOL CORPORATION PENSION PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	5,506
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	3,001
Number of retired or separated participants receiving benefits	2012-01-01	1,069
Number of other retired or separated participants entitled to future benefits	2012-01-01	681
Total of all active and inactive participants	2012-01-01	4,751
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	4,751
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: THE LUBRIZOL CORPORATION PENSION PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	5,559
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	3,139
Number of retired or separated participants receiving benefits	2011-01-01	1,000
Number of other retired or separated participants entitled to future benefits	2011-01-01	1,367
Total of all active and inactive participants	2011-01-01	5,506
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	5,506
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: THE LUBRIZOL CORPORATION PENSION PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	5,570
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	3,375
Number of retired or separated participants receiving benefits	2009-01-01	744
Number of other retired or separated participants entitled to future benefits	2009-01-01	1,396
Total of all active and inactive participants	2009-01-01	5,515
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	109
Total participants	2009-01-01	5,624
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	62

Financial Data on THE LUBRIZOL CORPORATION PENSION PLAN

Measure	Date	Value
2018 : THE LUBRIZOL CORPORATION PENSION PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets from this plan	2018-12-31	$604,817,933
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$27,831
Total income from all sources (including contributions)	2018-12-31	$-67,401,999
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$85,507,211
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$84,779,847
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$0
Value of total assets at end of year	2018-12-31	$0
Value of total assets at beginning of year	2018-12-31	$757,754,974
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$727,364
Total interest from all sources	2018-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Administrative expenses professional fees incurred	2018-12-31	$414,788
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$3,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$27,831
Administrative expenses (other) incurred	2018-12-31	$312,576
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-152,909,210
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$757,727,143
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in master investment trust accounts at end of year	2018-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2018-12-31	$683,754,974
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$0
Employer contributions (assets) at end of year	2018-12-31	$0
Employer contributions (assets) at beginning of year	2018-12-31	$74,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$84,779,847
Did the plan have assets held for investment	2018-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	MALONEY & NOVOTNY, LLC
Accountancy firm EIN	2018-12-31	340677006
2017 : THE LUBRIZOL CORPORATION PENSION PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$27,831
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$25,435
Total income from all sources (including contributions)	2017-12-31	$189,100,839
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$78,046,294
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$75,605,916
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$74,000,000
Value of total assets at end of year	2017-12-31	$757,754,974
Value of total assets at beginning of year	2017-12-31	$646,698,033
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$2,440,378
Total interest from all sources	2017-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Administrative expenses professional fees incurred	2017-12-31	$365,612
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$27,831
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$25,435
Administrative expenses (other) incurred	2017-12-31	$2,074,766
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$111,054,545
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$757,727,143
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$646,672,598
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in master investment trust accounts at end of year	2017-12-31	$683,754,974
Value of interest in master investment trust accounts at beginning of year	2017-12-31	$611,698,033
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$74,000,000
Employer contributions (assets) at end of year	2017-12-31	$74,000,000
Employer contributions (assets) at beginning of year	2017-12-31	$35,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$75,605,916
Did the plan have assets held for investment	2017-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	MALONEY & NOVOTNY, LLC
Accountancy firm EIN	2017-12-31	340677006
2016 : THE LUBRIZOL CORPORATION PENSION PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$25,435
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$45,653
Total income from all sources (including contributions)	2016-12-31	$100,838,503
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$46,646,460
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$44,075,120
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$35,000,000
Value of total assets at end of year	2016-12-31	$646,698,033
Value of total assets at beginning of year	2016-12-31	$592,526,208
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$2,571,340
Total interest from all sources	2016-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Administrative expenses professional fees incurred	2016-12-31	$330,440
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$25,435
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$45,653
Administrative expenses (other) incurred	2016-12-31	$2,240,900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$54,192,043
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$646,672,598
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$592,480,555
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in master investment trust accounts at end of year	2016-12-31	$611,698,033
Value of interest in master investment trust accounts at beginning of year	2016-12-31	$557,526,208
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$35,000,000
Employer contributions (assets) at end of year	2016-12-31	$35,000,000
Employer contributions (assets) at beginning of year	2016-12-31	$35,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$44,075,120
Did the plan have assets held for investment	2016-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MALONEY & NOVOTNY, LLC
Accountancy firm EIN	2016-12-31	340677006
2015 : THE LUBRIZOL CORPORATION PENSION PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$45,653
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$47,747
Total income from all sources (including contributions)	2015-12-31	$43,554,928
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$35,741,362
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$34,328,295
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$35,000,000
Value of total assets at end of year	2015-12-31	$592,526,208
Value of total assets at beginning of year	2015-12-31	$584,714,736
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$1,413,067
Total interest from all sources	2015-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$411,430
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$45,653
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$47,747
Administrative expenses (other) incurred	2015-12-31	$1,001,637
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$7,813,566
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$592,480,555
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$584,666,989
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in master investment trust accounts at end of year	2015-12-31	$557,526,208
Value of interest in master investment trust accounts at beginning of year	2015-12-31	$549,714,736
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$35,000,000
Employer contributions (assets) at end of year	2015-12-31	$35,000,000
Employer contributions (assets) at beginning of year	2015-12-31	$35,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$34,328,295
Did the plan have assets held for investment	2015-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MALONEY & NOVOTNY, LLC
Accountancy firm EIN	2015-12-31	340677006
2014 : THE LUBRIZOL CORPORATION PENSION PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$47,747
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$21,708
Total income from all sources (including contributions)	2014-12-31	$25,046,018
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$17,420,260
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$16,897,224
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$35,000,000
Value of total assets at end of year	2014-12-31	$584,714,736
Value of total assets at beginning of year	2014-12-31	$577,062,939
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$523,036
Total interest from all sources	2014-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$295,921
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$10,000,000
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$47,747
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$21,708
Administrative expenses (other) incurred	2014-12-31	$227,115
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$7,625,758
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$584,666,989
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$577,041,231
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in master investment trust accounts at end of year	2014-12-31	$549,714,736
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$552,062,939
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$35,000,000
Employer contributions (assets) at end of year	2014-12-31	$35,000,000
Employer contributions (assets) at beginning of year	2014-12-31	$25,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$16,897,224
Did the plan have assets held for investment	2014-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MALONEY & NOVOTNY, LLC
Accountancy firm EIN	2014-12-31	340677006
2013 : THE LUBRIZOL CORPORATION PENSION PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$21,708
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$44,718
Total income from all sources (including contributions)	2013-12-31	$151,606,073
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$57,412,152
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$56,730,083
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$25,000,000
Value of total assets at end of year	2013-12-31	$577,062,939
Value of total assets at beginning of year	2013-12-31	$482,892,028
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$682,069
Total interest from all sources	2013-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$273,529
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$21,708
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$44,718
Administrative expenses (other) incurred	2013-12-31	$408,540
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$94,193,921
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$577,041,231
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$482,847,310
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in master investment trust accounts at end of year	2013-12-31	$552,062,939
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$427,386,847
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$25,000,000
Employer contributions (assets) at end of year	2013-12-31	$25,000,000
Employer contributions (assets) at beginning of year	2013-12-31	$55,505,181
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$56,730,083
Did the plan have assets held for investment	2013-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MALONEY & NOVOTNY, LLC
Accountancy firm EIN	2013-12-31	340677006
2012 : THE LUBRIZOL CORPORATION PENSION PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$44,718
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$20,501
Total income from all sources (including contributions)	2012-12-31	$116,905,278
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$39,710,508
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$38,695,776
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$64,210,362
Value of total assets at end of year	2012-12-31	$482,892,028
Value of total assets at beginning of year	2012-12-31	$405,673,041
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,014,732
Total interest from all sources	2012-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$478,645
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$44,718
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$20,501
Administrative expenses (other) incurred	2012-12-31	$536,087
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$77,194,770
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$482,847,310
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$405,652,540
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in master investment trust accounts at end of year	2012-12-31	$427,386,847
Value of interest in master investment trust accounts at beginning of year	2012-12-31	$368,742,360
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$64,210,362
Employer contributions (assets) at end of year	2012-12-31	$55,505,181
Employer contributions (assets) at beginning of year	2012-12-31	$36,930,681
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$38,695,776
Did the plan have assets held for investment	2012-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MALONEY & NOVOTNY, LLC
Accountancy firm EIN	2012-12-31	340677006
2011 : THE LUBRIZOL CORPORATION PENSION PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$20,501
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$13,739
Total income from all sources (including contributions)	2011-12-31	$67,197,628
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$13,673,561
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$13,089,486
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$54,247,989
Value of total assets at end of year	2011-12-31	$405,673,041
Value of total assets at beginning of year	2011-12-31	$352,142,212
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$584,075
Total interest from all sources	2011-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$219,067
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$20,501
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$13,739
Administrative expenses (other) incurred	2011-12-31	$365,008
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$53,524,067
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$405,652,540
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$352,128,473
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in master investment trust accounts at end of year	2011-12-31	$368,742,360
Value of interest in master investment trust accounts at beginning of year	2011-12-31	$323,588,805
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$54,247,989
Employer contributions (assets) at end of year	2011-12-31	$36,930,681
Employer contributions (assets) at beginning of year	2011-12-31	$28,553,407
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$13,089,486
Did the plan have assets held for investment	2011-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MALONEY & NOVOTNY, LLC
Accountancy firm EIN	2011-12-31	340677006
2010 : THE LUBRIZOL CORPORATION PENSION PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$13,739
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$60,652
Total income from all sources (including contributions)	2010-12-31	$82,533,687
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$10,314,694
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$9,634,422
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$36,713,345
Value of total assets at end of year	2010-12-31	$352,142,212
Value of total assets at beginning of year	2010-12-31	$279,970,132
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$680,272
Total interest from all sources	2010-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$248,929
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$18,316
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$13,739
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$60,652
Administrative expenses (other) incurred	2010-12-31	$431,343
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$72,218,993
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$352,128,473
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$279,909,480
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in master investment trust accounts at end of year	2010-12-31	$323,588,805
Value of interest in master investment trust accounts at beginning of year	2010-12-31	$253,111,754
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$36,695,029
Employer contributions (assets) at end of year	2010-12-31	$28,553,407
Employer contributions (assets) at beginning of year	2010-12-31	$26,858,378
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$9,634,422
Did the plan have assets held for investment	2010-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MALONEY & NOVOTNY, LLC
Accountancy firm EIN	2010-12-31	340677006
2009 : THE LUBRIZOL CORPORATION PENSION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THE LUBRIZOL CORPORATION PENSION PLAN

2018: THE LUBRIZOL CORPORATION PENSION PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	Yes
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: THE LUBRIZOL CORPORATION PENSION PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: THE LUBRIZOL CORPORATION PENSION PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: THE LUBRIZOL CORPORATION PENSION PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THE LUBRIZOL CORPORATION PENSION PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE LUBRIZOL CORPORATION PENSION PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE LUBRIZOL CORPORATION PENSION PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE LUBRIZOL CORPORATION PENSION PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: THE LUBRIZOL CORPORATION PENSION PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	THE LUBRIZOL CORPORATION
Employer identification number (EIN):	340367600
NAIC Classification:	325900
NAIC Description:	Other Chemical Product and Preparation Manufacturing

Jurisdiction of Incorporation:	Ohio Secretary of State Business Services Division
Incorporation Date:	1928-07-31
Company Identification Number:	132352
Legal Registered Office Address:	1300 EAST NINTH STREET - CLEVELAND United States of America (USA) 44114