401k Plan data: A. SCHULMAN, INC. RETIREMENT PLAN plan

A. SCHULMAN, INC. RETIREMENT PLAN 401k Plan overview

Plan Name	A. SCHULMAN, INC. RETIREMENT PLAN
Plan identification number	001

A. SCHULMAN, INC. RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

A. SCHULMAN, INC has sponsored the creation of one or more 401k plans.

Company Name: A. SCHULMAN, INC

Employer identification number (EIN): 340514850

NAIC Classification: 326100

Additional information about A. SCHULMAN, INC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 0724926

More information about A. SCHULMAN, INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan A. SCHULMAN, INC. RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-09-01
001 2018-09-01
001 2017-09-01
001 2016-09-01 KATIE PICKLE
001 2015-09-01 KATIE PICKLE
001 2014-09-01 KATIE PICKLE
001 2013-09-01 KIM WHITEMAN
001 2012-09-01 KIM WHITEMAN
001 2011-09-01 KIM WHITEMAN
001 2010-09-01 KIM WHITEMAN
001 2009-09-01 ANASTASIA WEIHE

Plan Statistics for A. SCHULMAN, INC. RETIREMENT PLAN

401k plan membership statisitcs for A. SCHULMAN, INC. RETIREMENT PLAN

Measure Date Value
2019: A. SCHULMAN, INC. RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-09-01 2,853
Total number of active participants reported on line 7a of the Form 5500 2019-09-01 0
Number of retired or separated participants receiving benefits 2019-09-01 0
Number of other retired or separated participants entitled to future benefits 2019-09-01 0
Total of all active and inactive participants 2019-09-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-09-01 0
Total participants 2019-09-01 0
Number of participants with account balances 2019-09-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-09-01 0
2018: A. SCHULMAN, INC. RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-09-01 2,760
Total number of active participants reported on line 7a of the Form 5500 2018-09-01 1,760
Number of retired or separated participants receiving benefits 2018-09-01 0
Number of other retired or separated participants entitled to future benefits 2018-09-01 1,084
Total of all active and inactive participants 2018-09-01 2,844
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-09-01 9
Total participants 2018-09-01 2,853
Number of participants with account balances 2018-09-01 2,801
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-09-01 2,647
2017: A. SCHULMAN, INC. RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-09-01 2,368
Total number of active participants reported on line 7a of the Form 5500 2017-09-01 2,014
Number of retired or separated participants receiving benefits 2017-09-01 0
Number of other retired or separated participants entitled to future benefits 2017-09-01 734
Total of all active and inactive participants 2017-09-01 2,748
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-09-01 12
Total participants 2017-09-01 2,760
Number of participants with account balances 2017-09-01 2,677
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-09-01 0
2016: A. SCHULMAN, INC. RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-09-01 2,228
Total number of active participants reported on line 7a of the Form 5500 2016-09-01 1,816
Number of retired or separated participants receiving benefits 2016-09-01 0
Number of other retired or separated participants entitled to future benefits 2016-09-01 544
Total of all active and inactive participants 2016-09-01 2,360
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-09-01 8
Total participants 2016-09-01 2,368
Number of participants with account balances 2016-09-01 2,292
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-09-01 0
2015: A. SCHULMAN, INC. RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-09-01 2,321
Total number of active participants reported on line 7a of the Form 5500 2015-09-01 1,792
Number of retired or separated participants receiving benefits 2015-09-01 0
Number of other retired or separated participants entitled to future benefits 2015-09-01 430
Total of all active and inactive participants 2015-09-01 2,222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-09-01 5
Total participants 2015-09-01 2,227
Number of participants with account balances 2015-09-01 2,120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-09-01 0
2014: A. SCHULMAN, INC. RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-09-01 1,191
Total number of active participants reported on line 7a of the Form 5500 2014-09-01 2,010
Number of retired or separated participants receiving benefits 2014-09-01 0
Number of other retired or separated participants entitled to future benefits 2014-09-01 306
Total of all active and inactive participants 2014-09-01 2,316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-09-01 2
Total participants 2014-09-01 2,318
Number of participants with account balances 2014-09-01 2,122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-09-01 2
2013: A. SCHULMAN, INC. RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-09-01 1,111
Total number of active participants reported on line 7a of the Form 5500 2013-09-01 938
Number of retired or separated participants receiving benefits 2013-09-01 0
Number of other retired or separated participants entitled to future benefits 2013-09-01 247
Total of all active and inactive participants 2013-09-01 1,185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-09-01 5
Total participants 2013-09-01 1,190
Number of participants with account balances 2013-09-01 1,115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-09-01 0
2012: A. SCHULMAN, INC. RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-09-01 1,082
Total number of active participants reported on line 7a of the Form 5500 2012-09-01 884
Number of retired or separated participants receiving benefits 2012-09-01 0
Number of other retired or separated participants entitled to future benefits 2012-09-01 220
Total of all active and inactive participants 2012-09-01 1,104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-09-01 4
Total participants 2012-09-01 1,108
Number of participants with account balances 2012-09-01 978
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-09-01 5
2011: A. SCHULMAN, INC. RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-09-01 889
Total number of active participants reported on line 7a of the Form 5500 2011-09-01 912
Number of retired or separated participants receiving benefits 2011-09-01 166
Number of other retired or separated participants entitled to future benefits 2011-09-01 1
Total of all active and inactive participants 2011-09-01 1,079
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-09-01 1
Total participants 2011-09-01 1,080
Number of participants with account balances 2011-09-01 813
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-09-01 5
2010: A. SCHULMAN, INC. RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-09-01 381
Total number of active participants reported on line 7a of the Form 5500 2010-09-01 732
Number of retired or separated participants receiving benefits 2010-09-01 0
Number of other retired or separated participants entitled to future benefits 2010-09-01 156
Total of all active and inactive participants 2010-09-01 888
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-09-01 0
Total participants 2010-09-01 888
Number of participants with account balances 2010-09-01 783
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-09-01 15
2009: A. SCHULMAN, INC. RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-09-01 339
Total number of active participants reported on line 7a of the Form 5500 2009-09-01 330
Number of retired or separated participants receiving benefits 2009-09-01 3
Number of other retired or separated participants entitled to future benefits 2009-09-01 48
Total of all active and inactive participants 2009-09-01 381
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-09-01 0
Total participants 2009-09-01 381
Number of participants with account balances 2009-09-01 368
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-09-01 15

Measure	Date	Value
2019: A. SCHULMAN, INC. RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-09-01	2,853
Total number of active participants reported on line 7a of the Form 5500	2019-09-01	0
Number of retired or separated participants receiving benefits	2019-09-01	0
Number of other retired or separated participants entitled to future benefits	2019-09-01	0
Total of all active and inactive participants	2019-09-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-09-01	0
Total participants	2019-09-01	0
Number of participants with account balances	2019-09-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-09-01	0
2018: A. SCHULMAN, INC. RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-09-01	2,760
Total number of active participants reported on line 7a of the Form 5500	2018-09-01	1,760
Number of retired or separated participants receiving benefits	2018-09-01	0
Number of other retired or separated participants entitled to future benefits	2018-09-01	1,084
Total of all active and inactive participants	2018-09-01	2,844
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-09-01	9
Total participants	2018-09-01	2,853
Number of participants with account balances	2018-09-01	2,801
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-09-01	2,647
2017: A. SCHULMAN, INC. RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-09-01	2,368
Total number of active participants reported on line 7a of the Form 5500	2017-09-01	2,014
Number of retired or separated participants receiving benefits	2017-09-01	0
Number of other retired or separated participants entitled to future benefits	2017-09-01	734
Total of all active and inactive participants	2017-09-01	2,748
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-09-01	12
Total participants	2017-09-01	2,760
Number of participants with account balances	2017-09-01	2,677
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-09-01	0
2016: A. SCHULMAN, INC. RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-09-01	2,228
Total number of active participants reported on line 7a of the Form 5500	2016-09-01	1,816
Number of retired or separated participants receiving benefits	2016-09-01	0
Number of other retired or separated participants entitled to future benefits	2016-09-01	544
Total of all active and inactive participants	2016-09-01	2,360
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-09-01	8
Total participants	2016-09-01	2,368
Number of participants with account balances	2016-09-01	2,292
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-09-01	0
2015: A. SCHULMAN, INC. RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-09-01	2,321
Total number of active participants reported on line 7a of the Form 5500	2015-09-01	1,792
Number of retired or separated participants receiving benefits	2015-09-01	0
Number of other retired or separated participants entitled to future benefits	2015-09-01	430
Total of all active and inactive participants	2015-09-01	2,222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-09-01	5
Total participants	2015-09-01	2,227
Number of participants with account balances	2015-09-01	2,120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-09-01	0
2014: A. SCHULMAN, INC. RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-09-01	1,191
Total number of active participants reported on line 7a of the Form 5500	2014-09-01	2,010
Number of retired or separated participants receiving benefits	2014-09-01	0
Number of other retired or separated participants entitled to future benefits	2014-09-01	306
Total of all active and inactive participants	2014-09-01	2,316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-09-01	2
Total participants	2014-09-01	2,318
Number of participants with account balances	2014-09-01	2,122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-09-01	2
2013: A. SCHULMAN, INC. RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-09-01	1,111
Total number of active participants reported on line 7a of the Form 5500	2013-09-01	938
Number of retired or separated participants receiving benefits	2013-09-01	0
Number of other retired or separated participants entitled to future benefits	2013-09-01	247
Total of all active and inactive participants	2013-09-01	1,185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-09-01	5
Total participants	2013-09-01	1,190
Number of participants with account balances	2013-09-01	1,115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-09-01	0
2012: A. SCHULMAN, INC. RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-09-01	1,082
Total number of active participants reported on line 7a of the Form 5500	2012-09-01	884
Number of retired or separated participants receiving benefits	2012-09-01	0
Number of other retired or separated participants entitled to future benefits	2012-09-01	220
Total of all active and inactive participants	2012-09-01	1,104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-09-01	4
Total participants	2012-09-01	1,108
Number of participants with account balances	2012-09-01	978
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-09-01	5
2011: A. SCHULMAN, INC. RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-09-01	889
Total number of active participants reported on line 7a of the Form 5500	2011-09-01	912
Number of retired or separated participants receiving benefits	2011-09-01	166
Number of other retired or separated participants entitled to future benefits	2011-09-01	1
Total of all active and inactive participants	2011-09-01	1,079
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-09-01	1
Total participants	2011-09-01	1,080
Number of participants with account balances	2011-09-01	813
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-09-01	5
2010: A. SCHULMAN, INC. RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-09-01	381
Total number of active participants reported on line 7a of the Form 5500	2010-09-01	732
Number of retired or separated participants receiving benefits	2010-09-01	0
Number of other retired or separated participants entitled to future benefits	2010-09-01	156
Total of all active and inactive participants	2010-09-01	888
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-09-01	0
Total participants	2010-09-01	888
Number of participants with account balances	2010-09-01	783
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-09-01	15
2009: A. SCHULMAN, INC. RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-09-01	339
Total number of active participants reported on line 7a of the Form 5500	2009-09-01	330
Number of retired or separated participants receiving benefits	2009-09-01	3
Number of other retired or separated participants entitled to future benefits	2009-09-01	48
Total of all active and inactive participants	2009-09-01	381
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-09-01	0
Total participants	2009-09-01	381
Number of participants with account balances	2009-09-01	368
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-09-01	15

Financial Data on A. SCHULMAN, INC. RETIREMENT PLAN

Measure	Date	Value
2020 : A. SCHULMAN, INC. RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-01-02	$0
Total transfer of assets from this plan	2020-01-02	$109,416,931
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-01-02	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-01-02	$0
Total income from all sources (including contributions)	2020-01-02	$9,698,625
Total loss/gain on sale of assets	2020-01-02	$0
Total of all expenses incurred	2020-01-02	$9,692,976
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-01-02	$9,652,996
Expenses. Certain deemed distributions of participant loans	2020-01-02	$-52,704
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-01-02	$3,135,621
Value of total assets at end of year	2020-01-02	$0
Value of total assets at beginning of year	2020-01-02	$109,411,282
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-01-02	$92,684
Total interest from all sources	2020-01-02	$56,848
Total dividends received (eg from common stock, registered investment company shares)	2020-01-02	$1,629,378
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-01-02	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2020-01-02	$0
Total dividends received from registered investment company shares (eg mutual funds)	2020-01-02	$1,629,378
Was this plan covered by a fidelity bond	2020-01-02	Yes
Value of fidelity bond cover	2020-01-02	$5,000,000
If this is an individual account plan, was there a blackout period	2020-01-02	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-01-02	$0
Were there any nonexempt tranactions with any party-in-interest	2020-01-02	No
Contributions received from participants	2020-01-02	$1,854,938
Participant contributions at end of year	2020-01-02	$0
Participant contributions at beginning of year	2020-01-02	$3,066,896
Income. Received or receivable in cash from other sources (including rollovers)	2020-01-02	$18,083
Other income not declared elsewhere	2020-01-02	$844
Administrative expenses (other) incurred	2020-01-02	$92,684
Total non interest bearing cash at beginning of year	2020-01-02	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-01-02	No
Value of net income/loss	2020-01-02	$5,649
Value of net assets at end of year (total assets less liabilities)	2020-01-02	$0
Value of net assets at beginning of year (total assets less liabilities)	2020-01-02	$109,411,282
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-01-02	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-01-02	No
Were any leases to which the plan was party in default or uncollectible	2020-01-02	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-01-02	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-01-02	$86,210,761
Interest on participant loans	2020-01-02	$56,848
Value of interest in common/collective trusts at end of year	2020-01-02	$0
Value of interest in common/collective trusts at beginning of year	2020-01-02	$20,133,625
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-01-02	$3,692,460
Net investment gain or loss from common/collective trusts	2020-01-02	$1,183,474
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-01-02	No
Was there a failure to transmit to the plan any participant contributions	2020-01-02	Yes
Has the plan failed to provide any benefit when due under the plan	2020-01-02	No
Contributions received in cash from employer	2020-01-02	$1,262,600
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-01-02	$9,652,996
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-01-02	Yes
Did the plan have assets held for investment	2020-01-02	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-01-02	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-01-02	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2020-01-02	Yes
Opinion of an independent qualified public accountant for this plan	2020-01-02	Disclaimer
Accountancy firm name	2020-01-02	BOBER, MARKEY, FEDOROVICH & CO.
Accountancy firm EIN	2020-01-02	341523030
2019 : A. SCHULMAN, INC. RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-08-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-08-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-08-31	$0
Total income from all sources (including contributions)	2019-08-31	$15,069,182
Total loss/gain on sale of assets	2019-08-31	$0
Total of all expenses incurred	2019-08-31	$14,129,615
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-08-31	$13,923,516
Expenses. Certain deemed distributions of participant loans	2019-08-31	$-24,111
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-08-31	$11,180,732
Value of total assets at end of year	2019-08-31	$109,411,282
Value of total assets at beginning of year	2019-08-31	$108,471,715
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-08-31	$230,210
Total interest from all sources	2019-08-31	$156,063
Total dividends received (eg from common stock, registered investment company shares)	2019-08-31	$2,079,568
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-08-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-08-31	$2,024,618
Was this plan covered by a fidelity bond	2019-08-31	Yes
Value of fidelity bond cover	2019-08-31	$5,000,000
If this is an individual account plan, was there a blackout period	2019-08-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-08-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-08-31	No
Contributions received from participants	2019-08-31	$6,500,422
Participant contributions at end of year	2019-08-31	$3,066,896
Participant contributions at beginning of year	2019-08-31	$3,035,545
Income. Received or receivable in cash from other sources (including rollovers)	2019-08-31	$184,799
Other income not declared elsewhere	2019-08-31	$1,021
Administrative expenses (other) incurred	2019-08-31	$230,210
Total non interest bearing cash at end of year	2019-08-31	$0
Total non interest bearing cash at beginning of year	2019-08-31	$3
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-08-31	No
Value of net income/loss	2019-08-31	$939,567
Value of net assets at end of year (total assets less liabilities)	2019-08-31	$109,411,282
Value of net assets at beginning of year (total assets less liabilities)	2019-08-31	$108,471,715
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-08-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-08-31	No
Were any leases to which the plan was party in default or uncollectible	2019-08-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-08-31	$86,210,761
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-08-31	$84,590,984
Interest on participant loans	2019-08-31	$156,063
Value of interest in common/collective trusts at end of year	2019-08-31	$20,133,625
Value of interest in common/collective trusts at beginning of year	2019-08-31	$20,845,183
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-08-31	$1,181,478
Net investment gain or loss from common/collective trusts	2019-08-31	$470,320
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-08-31	No
Was there a failure to transmit to the plan any participant contributions	2019-08-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-08-31	No
Contributions received in cash from employer	2019-08-31	$4,495,511
Income. Dividends from common stock	2019-08-31	$54,950
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-08-31	$13,923,516
Did the plan have assets held for investment	2019-08-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-08-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-08-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-08-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-08-31	Disclaimer
Accountancy firm name	2019-08-31	BOBER, MARKEY, FEDOROVICH & CO.
Accountancy firm EIN	2019-08-31	341523030
2018 : A. SCHULMAN, INC. RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-08-31	$0
Total transfer of assets to this plan	2018-08-31	$124,685
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-08-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-08-31	$0
Total income from all sources (including contributions)	2018-08-31	$21,581,230
Total loss/gain on sale of assets	2018-08-31	$515,565
Total of all expenses incurred	2018-08-31	$8,149,897
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-08-31	$7,911,809
Expenses. Certain deemed distributions of participant loans	2018-08-31	$40,385
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-08-31	$11,844,637
Value of total assets at end of year	2018-08-31	$108,471,715
Value of total assets at beginning of year	2018-08-31	$94,915,697
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-08-31	$197,703
Total interest from all sources	2018-08-31	$142,648
Total dividends received (eg from common stock, registered investment company shares)	2018-08-31	$845,562
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-08-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-08-31	$845,562
Was this plan covered by a fidelity bond	2018-08-31	Yes
Value of fidelity bond cover	2018-08-31	$5,000,000
If this is an individual account plan, was there a blackout period	2018-08-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-08-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-08-31	No
Contributions received from participants	2018-08-31	$6,781,821
Participant contributions at end of year	2018-08-31	$3,035,545
Participant contributions at beginning of year	2018-08-31	$2,700,359
Income. Received or receivable in cash from other sources (including rollovers)	2018-08-31	$239,663
Other income not declared elsewhere	2018-08-31	$1,453
Administrative expenses (other) incurred	2018-08-31	$197,703
Total non interest bearing cash at end of year	2018-08-31	$3
Total non interest bearing cash at beginning of year	2018-08-31	$10
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-08-31	No
Value of net income/loss	2018-08-31	$13,431,333
Value of net assets at end of year (total assets less liabilities)	2018-08-31	$108,471,715
Value of net assets at beginning of year (total assets less liabilities)	2018-08-31	$94,915,697
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-08-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-08-31	No
Were any leases to which the plan was party in default or uncollectible	2018-08-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-08-31	$84,590,984
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-08-31	$71,777,209
Interest on participant loans	2018-08-31	$142,648
Value of interest in common/collective trusts at end of year	2018-08-31	$20,845,183
Value of interest in common/collective trusts at beginning of year	2018-08-31	$19,133,732
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-08-31	$1
Net investment gain or loss from common/collective trusts	2018-08-31	$1,804,103
Net gain/loss from 103.12 investment entities	2018-08-31	$6,427,261
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-08-31	No
Was there a failure to transmit to the plan any participant contributions	2018-08-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-08-31	No
Assets. Invements in employer securities at beginning of year	2018-08-31	$1,304,387
Contributions received in cash from employer	2018-08-31	$4,823,153
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-08-31	$7,911,809
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-08-31	Yes
Did the plan have assets held for investment	2018-08-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-08-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-08-31	No
Aggregate proceeds on sale of assets	2018-08-31	$1,819,983
Aggregate carrying amount (costs) on sale of assets	2018-08-31	$1,304,418
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-08-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-08-31	Disclaimer
Accountancy firm name	2018-08-31	BOBER, MARKEY, FEDOROVICH & CO.
Accountancy firm EIN	2018-08-31	341523030
2017 : A. SCHULMAN, INC. RETIREMENT PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2017-08-31	$236,006
Total unrealized appreciation/depreciation of assets	2017-08-31	$236,006
Total transfer of assets to this plan	2017-08-31	$471,428
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-08-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-08-31	$0
Total income from all sources (including contributions)	2017-08-31	$19,041,551
Total loss/gain on sale of assets	2017-08-31	$45,195
Total of all expenses incurred	2017-08-31	$10,439,090
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-08-31	$10,192,534
Expenses. Certain deemed distributions of participant loans	2017-08-31	$24,229
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-08-31	$10,956,375
Value of total assets at end of year	2017-08-31	$94,915,697
Value of total assets at beginning of year	2017-08-31	$85,841,808
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-08-31	$222,327
Total interest from all sources	2017-08-31	$107,576
Total dividends received (eg from common stock, registered investment company shares)	2017-08-31	$972,015
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-08-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-08-31	$972,015
Was this plan covered by a fidelity bond	2017-08-31	Yes
Value of fidelity bond cover	2017-08-31	$5,000,000
If this is an individual account plan, was there a blackout period	2017-08-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2017-08-31	No
Contributions received from participants	2017-08-31	$6,068,014
Participant contributions at end of year	2017-08-31	$2,700,359
Participant contributions at beginning of year	2017-08-31	$2,431,745
Income. Received or receivable in cash from other sources (including rollovers)	2017-08-31	$595,687
Other income not declared elsewhere	2017-08-31	$184
Administrative expenses (other) incurred	2017-08-31	$222,327
Total non interest bearing cash at end of year	2017-08-31	$10
Total non interest bearing cash at beginning of year	2017-08-31	$97
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-08-31	No
Value of net income/loss	2017-08-31	$8,602,461
Value of net assets at end of year (total assets less liabilities)	2017-08-31	$94,915,697
Value of net assets at beginning of year (total assets less liabilities)	2017-08-31	$85,841,808
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-08-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-08-31	No
Were any leases to which the plan was party in default or uncollectible	2017-08-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-08-31	$71,777,209
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-08-31	$62,879,060
Interest on participant loans	2017-08-31	$107,576
Value of interest in common/collective trusts at end of year	2017-08-31	$19,133,732
Value of interest in common/collective trusts at beginning of year	2017-08-31	$19,184,428
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-08-31	$5,285,422
Net investment gain or loss from common/collective trusts	2017-08-31	$1,438,778
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-08-31	No
Was there a failure to transmit to the plan any participant contributions	2017-08-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-08-31	No
Assets. Invements in employer securities at end of year	2017-08-31	$1,304,387
Assets. Invements in employer securities at beginning of year	2017-08-31	$1,346,478
Contributions received in cash from employer	2017-08-31	$4,292,674
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-08-31	$10,192,534
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-08-31	Yes
Did the plan have assets held for investment	2017-08-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-08-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-08-31	No
Aggregate proceeds on sale of assets	2017-08-31	$323,327
Aggregate carrying amount (costs) on sale of assets	2017-08-31	$278,132
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-08-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-08-31	Disclaimer
Accountancy firm name	2017-08-31	BOBER, MARKEY, FEDOROVICH, & CO.
Accountancy firm EIN	2017-08-31	341523030
2016 : A. SCHULMAN, INC. RETIREMENT PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-08-31	$-401,108
Total unrealized appreciation/depreciation of assets	2016-08-31	$-401,108
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-08-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-08-31	$0
Total income from all sources (including contributions)	2016-08-31	$17,499,567
Total loss/gain on sale of assets	2016-08-31	$-52,493
Total of all expenses incurred	2016-08-31	$10,751,877
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-08-31	$10,550,117
Expenses. Certain deemed distributions of participant loans	2016-08-31	$10,666
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-08-31	$12,029,454
Value of total assets at end of year	2016-08-31	$85,841,808
Value of total assets at beginning of year	2016-08-31	$79,094,118
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-08-31	$191,094
Total interest from all sources	2016-08-31	$106,103
Total dividends received (eg from common stock, registered investment company shares)	2016-08-31	$877,170
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-08-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-08-31	$877,170
Was this plan covered by a fidelity bond	2016-08-31	Yes
Value of fidelity bond cover	2016-08-31	$5,000,000
If this is an individual account plan, was there a blackout period	2016-08-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-08-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-08-31	No
Contributions received from participants	2016-08-31	$6,269,273
Participant contributions at end of year	2016-08-31	$2,431,745
Participant contributions at beginning of year	2016-08-31	$2,514,185
Income. Received or receivable in cash from other sources (including rollovers)	2016-08-31	$1,364,307
Other income not declared elsewhere	2016-08-31	$938
Administrative expenses (other) incurred	2016-08-31	$191,094
Total non interest bearing cash at end of year	2016-08-31	$97
Total non interest bearing cash at beginning of year	2016-08-31	$3,557
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-08-31	No
Value of net income/loss	2016-08-31	$6,747,690
Value of net assets at end of year (total assets less liabilities)	2016-08-31	$85,841,808
Value of net assets at beginning of year (total assets less liabilities)	2016-08-31	$79,094,118
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-08-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-08-31	No
Were any leases to which the plan was party in default or uncollectible	2016-08-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-08-31	$62,879,060
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-08-31	$65,780,644
Interest on participant loans	2016-08-31	$106,103
Value of interest in common/collective trusts at end of year	2016-08-31	$19,184,428
Value of interest in common/collective trusts at beginning of year	2016-08-31	$8,750,013
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-08-31	$4,118,110
Net investment gain or loss from common/collective trusts	2016-08-31	$821,393
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-08-31	No
Was there a failure to transmit to the plan any participant contributions	2016-08-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-08-31	No
Assets. Invements in employer securities at end of year	2016-08-31	$1,346,478
Assets. Invements in employer securities at beginning of year	2016-08-31	$2,045,719
Contributions received in cash from employer	2016-08-31	$4,395,874
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-08-31	$10,550,117
Did the plan have assets held for investment	2016-08-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-08-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-08-31	No
Aggregate proceeds on sale of assets	2016-08-31	$245,729
Aggregate carrying amount (costs) on sale of assets	2016-08-31	$298,222
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-08-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-08-31	Disclaimer
Accountancy firm name	2016-08-31	BOBER, MARKEY, FEDOROVICH, & CO.
Accountancy firm EIN	2016-08-31	341523030
2015 : A. SCHULMAN, INC. RETIREMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-08-31	$-214,775
Total unrealized appreciation/depreciation of assets	2015-08-31	$-214,775
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-08-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-08-31	$0
Total income from all sources (including contributions)	2015-08-31	$26,109,604
Total loss/gain on sale of assets	2015-08-31	$2,434
Total of all expenses incurred	2015-08-31	$6,501,351
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-08-31	$6,412,428
Expenses. Certain deemed distributions of participant loans	2015-08-31	$-112
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-08-31	$27,527,879
Value of total assets at end of year	2015-08-31	$79,094,118
Value of total assets at beginning of year	2015-08-31	$59,485,865
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-08-31	$89,035
Total interest from all sources	2015-08-31	$49,902
Total dividends received (eg from common stock, registered investment company shares)	2015-08-31	$2,449,829
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-08-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-08-31	$2,449,829
Was this plan covered by a fidelity bond	2015-08-31	Yes
Value of fidelity bond cover	2015-08-31	$5,000,000
If this is an individual account plan, was there a blackout period	2015-08-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-08-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-08-31	No
Contributions received from participants	2015-08-31	$3,706,472
Participant contributions at end of year	2015-08-31	$2,514,185
Participant contributions at beginning of year	2015-08-31	$96,902
Income. Received or receivable in cash from other sources (including rollovers)	2015-08-31	$21,225,240
Other income not declared elsewhere	2015-08-31	$88
Administrative expenses (other) incurred	2015-08-31	$89,035
Total non interest bearing cash at end of year	2015-08-31	$3,557
Total non interest bearing cash at beginning of year	2015-08-31	$3,022
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-08-31	No
Value of net income/loss	2015-08-31	$19,608,253
Value of net assets at end of year (total assets less liabilities)	2015-08-31	$79,094,118
Value of net assets at beginning of year (total assets less liabilities)	2015-08-31	$59,485,865
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-08-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-08-31	No
Were any leases to which the plan was party in default or uncollectible	2015-08-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-08-31	$65,780,644
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-08-31	$48,815,561
Interest on participant loans	2015-08-31	$49,902
Value of interest in common/collective trusts at end of year	2015-08-31	$8,750,013
Value of interest in common/collective trusts at beginning of year	2015-08-31	$7,817,610
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-08-31	$-3,804,781
Net investment gain or loss from common/collective trusts	2015-08-31	$99,028
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-08-31	No
Was there a failure to transmit to the plan any participant contributions	2015-08-31	No
Has the plan failed to provide any benefit when due under the plan	2015-08-31	No
Assets. Invements in employer securities at end of year	2015-08-31	$2,045,719
Assets. Invements in employer securities at beginning of year	2015-08-31	$2,752,770
Contributions received in cash from employer	2015-08-31	$2,596,167
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-08-31	$6,412,428
Did the plan have assets held for investment	2015-08-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-08-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-08-31	No
Aggregate proceeds on sale of assets	2015-08-31	$494,754
Aggregate carrying amount (costs) on sale of assets	2015-08-31	$492,320
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-08-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-08-31	Disclaimer
Accountancy firm name	2015-08-31	BOBER, MARKEY, FEDOROVICH, & CO.
Accountancy firm EIN	2015-08-31	341523030
2014 : A. SCHULMAN, INC. RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-08-31	$873,025
Total unrealized appreciation/depreciation of assets	2014-08-31	$873,025
Total transfer of assets to this plan	2014-08-31	$71,932
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-08-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-08-31	$0
Total income from all sources (including contributions)	2014-08-31	$13,809,705
Total loss/gain on sale of assets	2014-08-31	$109,319
Total of all expenses incurred	2014-08-31	$4,577,210
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-08-31	$4,485,298
Expenses. Certain deemed distributions of participant loans	2014-08-31	$1,646
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-08-31	$5,553,390
Value of total assets at end of year	2014-08-31	$59,485,865
Value of total assets at beginning of year	2014-08-31	$50,181,438
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-08-31	$90,266
Total interest from all sources	2014-08-31	$6,427
Total dividends received (eg from common stock, registered investment company shares)	2014-08-31	$1,774,606
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-08-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-08-31	$1,774,606
Was this plan covered by a fidelity bond	2014-08-31	Yes
Value of fidelity bond cover	2014-08-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-08-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-08-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-08-31	No
Contributions received from participants	2014-08-31	$2,799,550
Participant contributions at end of year	2014-08-31	$96,902
Participant contributions at beginning of year	2014-08-31	$142,858
Income. Received or receivable in cash from other sources (including rollovers)	2014-08-31	$840,923
Other income not declared elsewhere	2014-08-31	$522
Administrative expenses (other) incurred	2014-08-31	$90,266
Total non interest bearing cash at end of year	2014-08-31	$3,022
Total non interest bearing cash at beginning of year	2014-08-31	$9,838
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-08-31	No
Value of net income/loss	2014-08-31	$9,232,495
Value of net assets at end of year (total assets less liabilities)	2014-08-31	$59,485,865
Value of net assets at beginning of year (total assets less liabilities)	2014-08-31	$50,181,438
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-08-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-08-31	No
Were any leases to which the plan was party in default or uncollectible	2014-08-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-08-31	$48,815,561
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-08-31	$39,896,597
Interest on participant loans	2014-08-31	$6,427
Value of interest in common/collective trusts at end of year	2014-08-31	$7,817,610
Value of interest in common/collective trusts at beginning of year	2014-08-31	$7,929,750
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-08-31	$5,185,383
Net investment gain or loss from common/collective trusts	2014-08-31	$307,033
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-08-31	No
Was there a failure to transmit to the plan any participant contributions	2014-08-31	No
Has the plan failed to provide any benefit when due under the plan	2014-08-31	No
Assets. Invements in employer securities at end of year	2014-08-31	$2,752,770
Assets. Invements in employer securities at beginning of year	2014-08-31	$2,202,395
Contributions received in cash from employer	2014-08-31	$1,912,917
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-08-31	$4,485,298
Did the plan have assets held for investment	2014-08-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-08-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-08-31	No
Aggregate proceeds on sale of assets	2014-08-31	$432,008
Aggregate carrying amount (costs) on sale of assets	2014-08-31	$322,689
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-08-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-08-31	Disclaimer
Accountancy firm name	2014-08-31	BOBER, MARKEY, FEDOROVICH
Accountancy firm EIN	2014-08-31	341523030
2013 : A. SCHULMAN, INC. RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-08-31	$274,879
Total unrealized appreciation/depreciation of assets	2013-08-31	$274,879
Total transfer of assets to this plan	2013-08-31	$30,981
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-08-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-08-31	$0
Total income from all sources (including contributions)	2013-08-31	$11,261,866
Total loss/gain on sale of assets	2013-08-31	$126,913
Total of all expenses incurred	2013-08-31	$8,590,094
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-08-31	$8,489,383
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-08-31	$5,740,607
Value of total assets at end of year	2013-08-31	$50,181,438
Value of total assets at beginning of year	2013-08-31	$47,478,685
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-08-31	$100,711
Total interest from all sources	2013-08-31	$10,511
Total dividends received (eg from common stock, registered investment company shares)	2013-08-31	$774,507
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-08-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-08-31	$774,507
Was this plan covered by a fidelity bond	2013-08-31	Yes
Value of fidelity bond cover	2013-08-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-08-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-08-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-08-31	No
Contributions received from participants	2013-08-31	$2,607,807
Participant contributions at end of year	2013-08-31	$142,858
Participant contributions at beginning of year	2013-08-31	$239,860
Income. Received or receivable in cash from other sources (including rollovers)	2013-08-31	$1,411,670
Other income not declared elsewhere	2013-08-31	$139
Administrative expenses (other) incurred	2013-08-31	$100,711
Total non interest bearing cash at end of year	2013-08-31	$9,838
Total non interest bearing cash at beginning of year	2013-08-31	$4,484
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-08-31	No
Value of net income/loss	2013-08-31	$2,671,772
Value of net assets at end of year (total assets less liabilities)	2013-08-31	$50,181,438
Value of net assets at beginning of year (total assets less liabilities)	2013-08-31	$47,478,685
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-08-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-08-31	No
Were any leases to which the plan was party in default or uncollectible	2013-08-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-08-31	$39,896,597
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-08-31	$37,582,961
Interest on participant loans	2013-08-31	$10,511
Value of interest in common/collective trusts at end of year	2013-08-31	$7,929,750
Value of interest in common/collective trusts at beginning of year	2013-08-31	$7,108,802
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-08-31	$4,075,800
Net investment gain or loss from common/collective trusts	2013-08-31	$258,510
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-08-31	No
Was there a failure to transmit to the plan any participant contributions	2013-08-31	No
Has the plan failed to provide any benefit when due under the plan	2013-08-31	No
Assets. Invements in employer securities at end of year	2013-08-31	$2,202,395
Assets. Invements in employer securities at beginning of year	2013-08-31	$2,542,578
Contributions received in cash from employer	2013-08-31	$1,721,130
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-08-31	$8,489,383
Did the plan have assets held for investment	2013-08-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-08-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-08-31	No
Aggregate proceeds on sale of assets	2013-08-31	$742,025
Aggregate carrying amount (costs) on sale of assets	2013-08-31	$615,112
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-08-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-08-31	Disclaimer
Accountancy firm name	2013-08-31	BOBER, MARKEY, FEDOROVICH
Accountancy firm EIN	2013-08-31	341523030
2012 : A. SCHULMAN, INC. RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets	2012-08-31	$682,360
Total unrealized appreciation/depreciation of assets	2012-08-31	$682,360
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-08-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-08-31	$0
Total income from all sources (including contributions)	2012-08-31	$7,971,770
Total loss/gain on sale of assets	2012-08-31	$14,140
Total of all expenses incurred	2012-08-31	$5,266,743
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-08-31	$5,190,818
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-08-31	$3,810,169
Value of total assets at end of year	2012-08-31	$47,478,685
Value of total assets at beginning of year	2012-08-31	$44,773,658
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-08-31	$75,925
Total interest from all sources	2012-08-31	$19,100
Total dividends received (eg from common stock, registered investment company shares)	2012-08-31	$581,280
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-08-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-08-31	$581,280
Was this plan covered by a fidelity bond	2012-08-31	Yes
Value of fidelity bond cover	2012-08-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-08-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-08-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-08-31	No
Contributions received from participants	2012-08-31	$2,230,361
Participant contributions at end of year	2012-08-31	$239,860
Participant contributions at beginning of year	2012-08-31	$484,047
Income. Received or receivable in cash from other sources (including rollovers)	2012-08-31	$52,909
Other income not declared elsewhere	2012-08-31	$4,475
Administrative expenses (other) incurred	2012-08-31	$75,925
Total non interest bearing cash at end of year	2012-08-31	$4,484
Total non interest bearing cash at beginning of year	2012-08-31	$1,637
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-08-31	No
Value of net income/loss	2012-08-31	$2,705,027
Value of net assets at end of year (total assets less liabilities)	2012-08-31	$47,478,685
Value of net assets at beginning of year (total assets less liabilities)	2012-08-31	$44,773,658
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-08-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-08-31	No
Were any leases to which the plan was party in default or uncollectible	2012-08-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-08-31	$37,582,961
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-08-31	$35,585,525
Interest on participant loans	2012-08-31	$19,100
Value of interest in common/collective trusts at end of year	2012-08-31	$7,108,802
Value of interest in common/collective trusts at beginning of year	2012-08-31	$6,744,597
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-08-31	$2,653,292
Net investment gain or loss from common/collective trusts	2012-08-31	$206,954
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-08-31	No
Was there a failure to transmit to the plan any participant contributions	2012-08-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-08-31	No
Assets. Invements in employer securities at end of year	2012-08-31	$2,542,578
Assets. Invements in employer securities at beginning of year	2012-08-31	$1,957,852
Contributions received in cash from employer	2012-08-31	$1,526,899
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-08-31	$5,190,818
Did the plan have assets held for investment	2012-08-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-08-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-08-31	No
Aggregate proceeds on sale of assets	2012-08-31	$111,819
Aggregate carrying amount (costs) on sale of assets	2012-08-31	$97,679
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-08-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-08-31	Disclaimer
Accountancy firm name	2012-08-31	BOBER, MARKEY, FEDOROVICH
Accountancy firm EIN	2012-08-31	341523030
2011 : A. SCHULMAN, INC. RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-08-31	$-361,789
Total unrealized appreciation/depreciation of assets	2011-08-31	$-361,789
Total transfer of assets to this plan	2011-08-31	$19,522,006
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-08-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-08-31	$0
Total income from all sources (including contributions)	2011-08-31	$6,436,018
Total loss/gain on sale of assets	2011-08-31	$25,897
Total of all expenses incurred	2011-08-31	$5,319,701
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-08-31	$5,249,019
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-08-31	$3,168,699
Value of total assets at end of year	2011-08-31	$44,773,658
Value of total assets at beginning of year	2011-08-31	$24,135,335
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-08-31	$70,682
Total interest from all sources	2011-08-31	$16,637
Total dividends received (eg from common stock, registered investment company shares)	2011-08-31	$535,905
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-08-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-08-31	$535,905
Was this plan covered by a fidelity bond	2011-08-31	Yes
Value of fidelity bond cover	2011-08-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-08-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-08-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-08-31	No
Contributions received from participants	2011-08-31	$1,801,054
Participant contributions at end of year	2011-08-31	$484,047
Other income not declared elsewhere	2011-08-31	$14,247
Administrative expenses (other) incurred	2011-08-31	$70,682
Total non interest bearing cash at end of year	2011-08-31	$1,637
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-08-31	No
Value of net income/loss	2011-08-31	$1,116,317
Value of net assets at end of year (total assets less liabilities)	2011-08-31	$44,773,658
Value of net assets at beginning of year (total assets less liabilities)	2011-08-31	$24,135,335
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-08-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-08-31	No
Were any leases to which the plan was party in default or uncollectible	2011-08-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-08-31	$35,585,525
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-08-31	$24,135,335
Interest on participant loans	2011-08-31	$16,637
Value of interest in common/collective trusts at end of year	2011-08-31	$6,744,597
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-08-31	$2,920,440
Net investment gain or loss from common/collective trusts	2011-08-31	$115,982
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-08-31	No
Was there a failure to transmit to the plan any participant contributions	2011-08-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-08-31	No
Assets. Invements in employer securities at end of year	2011-08-31	$1,957,852
Contributions received in cash from employer	2011-08-31	$1,367,645
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-08-31	$5,249,019
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-08-31	Yes
Did the plan have assets held for investment	2011-08-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-08-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-08-31	No
Aggregate proceeds on sale of assets	2011-08-31	$424,399
Aggregate carrying amount (costs) on sale of assets	2011-08-31	$398,502
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-08-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-08-31	Disclaimer
Accountancy firm name	2011-08-31	BOBER, MARKEY, FEDOROVICH, & CO.
Accountancy firm EIN	2011-08-31	341523030
2010 : A. SCHULMAN, INC. RETIREMENT PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-08-31	$0

Form 5500 Responses for A. SCHULMAN, INC. RETIREMENT PLAN

2019: A. SCHULMAN, INC. RETIREMENT PLAN 2019 form 5500 responses
2019-09-01	Type of plan entity	Single employer plan
2019-09-01	Submission has been amended	No
2019-09-01	This submission is the final filing	Yes
2019-09-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2019-09-01	Plan is a collectively bargained plan	No
2019-09-01	Plan funding arrangement – Trust	Yes
2019-09-01	Plan benefit arrangement - Trust	Yes
2018: A. SCHULMAN, INC. RETIREMENT PLAN 2018 form 5500 responses
2018-09-01	Type of plan entity	Single employer plan
2018-09-01	Submission has been amended	No
2018-09-01	This submission is the final filing	No
2018-09-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-09-01	Plan is a collectively bargained plan	No
2018-09-01	Plan funding arrangement – Trust	Yes
2018-09-01	Plan benefit arrangement - Trust	Yes
2017: A. SCHULMAN, INC. RETIREMENT PLAN 2017 form 5500 responses
2017-09-01	Type of plan entity	Single employer plan
2017-09-01	Submission has been amended	No
2017-09-01	This submission is the final filing	No
2017-09-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-09-01	Plan is a collectively bargained plan	No
2017-09-01	Plan funding arrangement – Trust	Yes
2017-09-01	Plan benefit arrangement - Trust	Yes
2016: A. SCHULMAN, INC. RETIREMENT PLAN 2016 form 5500 responses
2016-09-01	Type of plan entity	Single employer plan
2016-09-01	Submission has been amended	No
2016-09-01	This submission is the final filing	No
2016-09-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-09-01	Plan is a collectively bargained plan	No
2016-09-01	Plan funding arrangement – Trust	Yes
2016-09-01	Plan benefit arrangement - Trust	Yes
2015: A. SCHULMAN, INC. RETIREMENT PLAN 2015 form 5500 responses
2015-09-01	Type of plan entity	Single employer plan
2015-09-01	Submission has been amended	No
2015-09-01	This submission is the final filing	No
2015-09-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-09-01	Plan is a collectively bargained plan	No
2015-09-01	Plan funding arrangement – Trust	Yes
2015-09-01	Plan benefit arrangement - Trust	Yes
2014: A. SCHULMAN, INC. RETIREMENT PLAN 2014 form 5500 responses
2014-09-01	Type of plan entity	Single employer plan
2014-09-01	Submission has been amended	No
2014-09-01	This submission is the final filing	No
2014-09-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-09-01	Plan is a collectively bargained plan	No
2014-09-01	Plan funding arrangement – Trust	Yes
2014-09-01	Plan benefit arrangement - Trust	Yes
2013: A. SCHULMAN, INC. RETIREMENT PLAN 2013 form 5500 responses
2013-09-01	Type of plan entity	Single employer plan
2013-09-01	Submission has been amended	No
2013-09-01	This submission is the final filing	No
2013-09-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-09-01	Plan is a collectively bargained plan	No
2013-09-01	Plan funding arrangement – Trust	Yes
2013-09-01	Plan benefit arrangement - Trust	Yes
2012: A. SCHULMAN, INC. RETIREMENT PLAN 2012 form 5500 responses
2012-09-01	Type of plan entity	Single employer plan
2012-09-01	Submission has been amended	No
2012-09-01	This submission is the final filing	No
2012-09-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-09-01	Plan is a collectively bargained plan	No
2012-09-01	Plan funding arrangement – Trust	Yes
2012-09-01	Plan benefit arrangement - Trust	Yes
2011: A. SCHULMAN, INC. RETIREMENT PLAN 2011 form 5500 responses
2011-09-01	Type of plan entity	Single employer plan
2011-09-01	Submission has been amended	No
2011-09-01	This submission is the final filing	No
2011-09-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-09-01	Plan is a collectively bargained plan	No
2011-09-01	Plan funding arrangement – Trust	Yes
2011-09-01	Plan benefit arrangement - Trust	Yes
2010: A. SCHULMAN, INC. RETIREMENT PLAN 2010 form 5500 responses
2010-09-01	Type of plan entity	Single employer plan
2010-09-01	Submission has been amended	No
2010-09-01	This submission is the final filing	No
2010-09-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-09-01	Plan is a collectively bargained plan	No
2010-09-01	Plan funding arrangement – Trust	Yes
2010-09-01	Plan benefit arrangement - Trust	Yes
2009: A. SCHULMAN, INC. RETIREMENT PLAN 2009 form 5500 responses
2009-09-01	Type of plan entity	Single employer plan
2009-09-01	Submission has been amended	No
2009-09-01	This submission is the final filing	No
2009-09-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-09-01	Plan is a collectively bargained plan	No
2009-09-01	Plan funding arrangement – Trust	Yes
2009-09-01	Plan benefit arrangement - Trust	Yes

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Company Name:	A. SCHULMAN, INC
Employer identification number (EIN):	340514850
NAIC Classification:	326100

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	0724926