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JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 401k Plan overview

Plan NameJOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN
Plan identification number 002

JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

JOHN CARROLL UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name:JOHN CARROLL UNIVERSITY
Employer identification number (EIN):340714681
NAIC Classification:611000

Additional information about JOHN CARROLL UNIVERSITY

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 1890-12-29
Company Identification Number: 7849
Legal Registered Office Address: 1 JOHN CARROLL BLVD.
-
CLEVELAND HEIGHTS
United States of America (USA)
44118

More information about JOHN CARROLL UNIVERSITY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01JOHN CLIFFORD2023-07-19
0022021-01-01JOHN CLIFFORD2022-10-17
0022020-01-01LAURI STRIMKOVSKY2021-10-14
0022019-01-01LAURI STRIMKOVSKY2020-10-08
0022018-01-01LAURI STRIMKOVSKY2019-10-14
0022017-01-01
0022017-01-01
0022016-01-01
0022015-01-01
0022015-01-01RICHARD MAUSSER2016-10-11
0022014-01-01
0022013-01-01GWYN EASTOM
0022012-01-01GWYN EASTOM
0022011-01-01JONATHAN E. SMITH
0022009-01-01JONATHAN E. SMITH JONATHAN E. SMITH2010-10-15

Plan Statistics for JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

401k plan membership statisitcs for JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2022: JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,454
Total number of active participants reported on line 7a of the Form 55002022-01-01616
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01861
Total of all active and inactive participants2022-01-011,477
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0130
Total participants2022-01-011,507
Number of participants with account balances2022-01-011,476
2021: JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,420
Total number of active participants reported on line 7a of the Form 55002021-01-01603
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01845
Total of all active and inactive participants2021-01-011,448
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0128
Total participants2021-01-011,476
Number of participants with account balances2021-01-011,448
2020: JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,426
Total number of active participants reported on line 7a of the Form 55002020-01-01579
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01839
Total of all active and inactive participants2020-01-011,418
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-017
Total participants2020-01-011,425
Number of participants with account balances2020-01-011,419
2019: JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,428
Total number of active participants reported on line 7a of the Form 55002019-01-01622
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01802
Total of all active and inactive participants2019-01-011,424
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-013
Total participants2019-01-011,427
Number of participants with account balances2019-01-011,421
2018: JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,417
Total number of active participants reported on line 7a of the Form 55002018-01-01614
Number of other retired or separated participants entitled to future benefits2018-01-01812
Total of all active and inactive participants2018-01-011,426
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-013
Total participants2018-01-011,429
Number of participants with account balances2018-01-011,424
2017: JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,391
Total number of active participants reported on line 7a of the Form 55002017-01-01615
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01798
Total of all active and inactive participants2017-01-011,413
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-015
Total participants2017-01-011,418
Number of participants with account balances2017-01-011,412
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,371
Total number of active participants reported on line 7a of the Form 55002016-01-01599
Number of other retired or separated participants entitled to future benefits2016-01-01786
Total of all active and inactive participants2016-01-011,385
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-016
Total participants2016-01-011,391
Number of participants with account balances2016-01-011,389
2015: JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,344
Total number of active participants reported on line 7a of the Form 55002015-01-01597
Number of other retired or separated participants entitled to future benefits2015-01-01772
Total of all active and inactive participants2015-01-011,369
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-011,371
Number of participants with account balances2015-01-011,368
2014: JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,339
Total number of active participants reported on line 7a of the Form 55002014-01-01590
Number of other retired or separated participants entitled to future benefits2014-01-01753
Total of all active and inactive participants2014-01-011,343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-011,344
Number of participants with account balances2014-01-011,340
2013: JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,369
Total number of active participants reported on line 7a of the Form 55002013-01-01605
Number of other retired or separated participants entitled to future benefits2013-01-01731
Total of all active and inactive participants2013-01-011,336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-013
Total participants2013-01-011,339
Number of participants with account balances2013-01-011,323
2012: JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,352
Total number of active participants reported on line 7a of the Form 55002012-01-01704
Number of other retired or separated participants entitled to future benefits2012-01-01662
Total of all active and inactive participants2012-01-011,366
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-013
Total participants2012-01-011,369
Number of participants with account balances2012-01-011,300
2011: JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,326
Total number of active participants reported on line 7a of the Form 55002011-01-01693
Number of other retired or separated participants entitled to future benefits2011-01-01658
Total of all active and inactive participants2011-01-011,351
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-011,352
Number of participants with account balances2011-01-011,283
2009: JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,312
Total number of active participants reported on line 7a of the Form 55002009-01-011,145
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01162
Total of all active and inactive participants2009-01-011,307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-011,308
Number of participants with account balances2009-01-011,248
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2022 : JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-15,083,463
Total of all expenses incurred2022-12-31$10,212,564
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$9,993,440
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$6,493,937
Value of total assets at end of year2022-12-31$180,706,915
Value of total assets at beginning of year2022-12-31$206,002,942
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$219,124
Total interest from all sources2022-12-31$2,271,935
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$2,888,877
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$2,888,877
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$2,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,702,495
Participant contributions at end of year2022-12-31$38,629
Participant contributions at beginning of year2022-12-31$43,925
Assets. Other investments not covered elsewhere at end of year2022-12-31$101,802
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$123,542
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,626,932
Other income not declared elsewhere2022-12-31$149,237
Administrative expenses (other) incurred2022-12-31$219,124
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-25,296,027
Value of net assets at end of year (total assets less liabilities)2022-12-31$180,706,915
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$206,002,942
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$115,816,709
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$140,941,282
Value of interest in pooled separate accounts at end of year2022-12-31$6,628,971
Value of interest in pooled separate accounts at beginning of year2022-12-31$6,348,739
Interest on participant loans2022-12-31$3,250
Interest earned on other investments2022-12-31$2,268,685
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$58,120,804
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$58,545,454
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$1,202,352
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-27,398,064
Net investment gain/loss from pooled separate accounts2022-12-31$510,615
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$2,164,510
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$8,791,088
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31FORVIS, LLP
Accountancy firm EIN2022-12-31440160260
2021 : JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$28,620,555
Total of all expenses incurred2021-12-31$12,744,137
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$12,474,284
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$5,266,200
Value of total assets at end of year2021-12-31$206,002,942
Value of total assets at beginning of year2021-12-31$190,126,524
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$269,853
Total interest from all sources2021-12-31$2,016,815
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$3,909,373
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$3,909,373
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$2,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2021-12-310
Minimum employer required contribution for this plan year2021-12-31$0
Amount contributed by the employer to the plan for this plan year2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,845,547
Participant contributions at end of year2021-12-31$43,925
Participant contributions at beginning of year2021-12-31$0
Assets. Other investments not covered elsewhere at end of year2021-12-31$123,542
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$140,515
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$897,898
Other income not declared elsewhere2021-12-31$366,400
Administrative expenses (other) incurred2021-12-31$269,853
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$15,876,418
Value of net assets at end of year (total assets less liabilities)2021-12-31$206,002,942
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$190,126,524
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$140,941,282
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$125,752,763
Value of interest in pooled separate accounts at end of year2021-12-31$6,348,739
Value of interest in pooled separate accounts at beginning of year2021-12-31$5,657,079
Interest on participant loans2021-12-31$1,672
Interest earned on other investments2021-12-31$2,015,143
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$58,545,454
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$58,576,167
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$833,666
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$16,148,370
Net investment gain/loss from pooled separate accounts2021-12-31$913,397
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,522,755
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$11,640,618
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31FORVIS, LLP
Accountancy firm EIN2021-12-31440160260
2020 : JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$25,965,633
Total of all expenses incurred2020-12-31$14,820,906
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$14,579,956
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$4,901,611
Value of total assets at end of year2020-12-31$190,126,524
Value of total assets at beginning of year2020-12-31$178,981,797
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$240,950
Total interest from all sources2020-12-31$2,422,333
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,874,998
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,874,998
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$2,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2020-12-310
Minimum employer required contribution for this plan year2020-12-31$0
Amount contributed by the employer to the plan for this plan year2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,639,194
Assets. Other investments not covered elsewhere at end of year2020-12-31$140,515
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$138,535
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$490,533
Other income not declared elsewhere2020-12-31$103,087
Administrative expenses (other) incurred2020-12-31$240,950
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$11,144,727
Value of net assets at end of year (total assets less liabilities)2020-12-31$190,126,524
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$178,981,797
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$125,752,763
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$115,946,084
Value of interest in pooled separate accounts at end of year2020-12-31$5,657,079
Value of interest in pooled separate accounts at beginning of year2020-12-31$6,202,295
Interest earned on other investments2020-12-31$2,422,333
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$58,576,167
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$56,694,883
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$1,701,981
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$16,715,456
Net investment gain/loss from pooled separate accounts2020-12-31$-51,852
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,771,884
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$12,877,975
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BKD, LLP
Accountancy firm EIN2020-12-31440160260
2019 : JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$33,044,227
Total income from all sources (including contributions)2019-12-31$33,044,227
Total of all expenses incurred2019-12-31$11,227,614
Total of all expenses incurred2019-12-31$11,227,614
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$10,941,841
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$10,941,841
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$7,213,172
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$7,213,172
Value of total assets at end of year2019-12-31$178,981,797
Value of total assets at end of year2019-12-31$178,981,797
Value of total assets at beginning of year2019-12-31$157,165,184
Value of total assets at beginning of year2019-12-31$157,165,184
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$285,773
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$285,773
Total interest from all sources2019-12-31$2,405,931
Total interest from all sources2019-12-31$2,405,931
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,431,347
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,431,347
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,431,347
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,431,347
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$2,000,000
Value of fidelity bond cover2019-12-31$2,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2019-12-310
Minimum employer required contribution for this plan year2019-12-31$0
Amount contributed by the employer to the plan for this plan year2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,885,891
Contributions received from participants2019-12-31$2,885,891
Assets. Other investments not covered elsewhere at end of year2019-12-31$138,535
Assets. Other investments not covered elsewhere at end of year2019-12-31$138,535
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$63,579
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$63,579
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,028,579
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,028,579
Other income not declared elsewhere2019-12-31$90,002
Other income not declared elsewhere2019-12-31$90,002
Administrative expenses (other) incurred2019-12-31$285,773
Administrative expenses (other) incurred2019-12-31$285,773
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$21,816,613
Value of net income/loss2019-12-31$21,816,613
Value of net assets at end of year (total assets less liabilities)2019-12-31$178,981,797
Value of net assets at end of year (total assets less liabilities)2019-12-31$178,981,797
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$157,165,184
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$157,165,184
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$115,946,084
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$115,946,084
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$96,207,328
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$96,207,328
Value of interest in pooled separate accounts at end of year2019-12-31$6,202,295
Value of interest in pooled separate accounts at end of year2019-12-31$6,202,295
Value of interest in pooled separate accounts at beginning of year2019-12-31$5,817,464
Value of interest in pooled separate accounts at beginning of year2019-12-31$5,817,464
Interest earned on other investments2019-12-31$2,405,931
Interest earned on other investments2019-12-31$2,405,931
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$56,694,883
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$56,694,883
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$55,076,813
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$55,076,813
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$1,300,713
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$1,300,713
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$21,583,355
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$21,583,355
Net investment gain/loss from pooled separate accounts2019-12-31$320,420
Net investment gain/loss from pooled separate accounts2019-12-31$320,420
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$2,298,702
Contributions received in cash from employer2019-12-31$2,298,702
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$9,641,128
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$9,641,128
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BKD, LLP
Accountancy firm name2019-12-31BKD, LLP
Accountancy firm EIN2019-12-31440160260
Accountancy firm EIN2019-12-31440160260
2018 : JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$2,185,204
Total of all expenses incurred2018-12-31$23,755,395
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$23,466,255
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$7,872,973
Value of total assets at end of year2018-12-31$157,165,184
Value of total assets at beginning of year2018-12-31$178,735,375
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$289,140
Total interest from all sources2018-12-31$2,465,790
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,640,740
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$2,640,740
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2018-12-310
Minimum employer required contribution for this plan year2018-12-31$0
Amount contributed by the employer to the plan for this plan year2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,993,868
Assets. Other investments not covered elsewhere at end of year2018-12-31$63,579
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$71,614
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$2,618,912
Other income not declared elsewhere2018-12-31$72,408
Administrative expenses (other) incurred2018-12-31$289,140
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-21,570,191
Value of net assets at end of year (total assets less liabilities)2018-12-31$157,165,184
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$178,735,375
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$96,207,328
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$115,402,553
Value of interest in pooled separate accounts at end of year2018-12-31$5,817,464
Value of interest in pooled separate accounts at beginning of year2018-12-31$5,850,373
Interest earned on other investments2018-12-31$2,465,790
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$55,076,813
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$57,410,835
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$5,285,467
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-11,143,813
Net investment gain/loss from pooled separate accounts2018-12-31$277,106
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$2,260,193
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$18,180,788
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BKD, LLP
Accountancy firm EIN2018-12-31440160260
2017 : JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$28,218,022
Total of all expenses incurred2017-12-31$8,827,900
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$8,535,643
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$6,063,502
Value of total assets at end of year2017-12-31$178,735,375
Value of total assets at beginning of year2017-12-31$159,345,253
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$292,257
Total interest from all sources2017-12-31$2,787,374
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,808,907
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,808,907
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2017-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Minimum employer required contribution for this plan year2017-12-31$0
Amount contributed by the employer to the plan for this plan year2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,825,555
Assets. Other investments not covered elsewhere at end of year2017-12-31$71,614
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$968,276
Other income not declared elsewhere2017-12-31$68,857
Administrative expenses (other) incurred2017-12-31$292,257
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$19,390,122
Value of net assets at end of year (total assets less liabilities)2017-12-31$178,735,375
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$159,345,253
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$115,402,553
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$97,967,104
Value of interest in pooled separate accounts at end of year2017-12-31$5,850,373
Value of interest in pooled separate accounts at beginning of year2017-12-31$5,632,867
Interest earned on other investments2017-12-31$2,787,374
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$57,410,835
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$55,745,282
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$977,479
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$17,237,621
Net investment gain/loss from pooled separate accounts2017-12-31$251,761
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$2,269,671
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$7,558,164
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BKD, LLP
Accountancy firm EIN2017-12-31440160260
2016 : JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k financial data
Total transfer of assets to this plan2016-12-31$32,753,340
Total income from all sources (including contributions)2016-12-31$17,658,799
Total of all expenses incurred2016-12-31$9,829,788
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$9,559,918
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$7,681,591
Value of total assets at end of year2016-12-31$159,345,253
Value of total assets at beginning of year2016-12-31$118,762,902
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$269,870
Total interest from all sources2016-12-31$2,659,151
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,058,766
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,058,766
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2016-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Minimum employer required contribution for this plan year2016-12-31$0
Amount contributed by the employer to the plan for this plan year2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,828,389
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$2,494,460
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$3,417
Other income not declared elsewhere2016-12-31$34,710
Administrative expenses (other) incurred2016-12-31$269,870
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$7,829,011
Value of net assets at end of year (total assets less liabilities)2016-12-31$159,345,253
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$118,762,902
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$97,967,104
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$72,600,505
Value of interest in pooled separate accounts at end of year2016-12-31$5,632,867
Value of interest in pooled separate accounts at beginning of year2016-12-31$3,992,486
Interest earned on other investments2016-12-31$2,659,151
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$55,745,282
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$42,169,911
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$1,155,542
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$5,941,950
Net investment gain/loss from pooled separate accounts2016-12-31$282,631
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$2,358,742
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$8,400,959
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BKD, LLP
Accountancy firm EIN2016-12-31440160260
2015 : JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$6,117,982
Total of all expenses incurred2015-12-31$5,318,327
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$5,085,680
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$4,020,333
Value of total assets at end of year2015-12-31$118,762,902
Value of total assets at beginning of year2015-12-31$117,963,247
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$232,647
Total interest from all sources2015-12-31$1,736,424
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,117,340
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,117,340
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$25,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2015-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Minimum employer required contribution for this plan year2015-12-31$0
Amount contributed by the employer to the plan for this plan year2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,639,939
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$18,556
Other income not declared elsewhere2015-12-31$232,426
Administrative expenses (other) incurred2015-12-31$232,647
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$799,655
Value of net assets at end of year (total assets less liabilities)2015-12-31$118,762,902
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$117,963,247
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$72,600,505
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$73,170,080
Value of interest in pooled separate accounts at end of year2015-12-31$3,992,486
Value of interest in pooled separate accounts at beginning of year2015-12-31$3,632,263
Interest earned on other investments2015-12-31$1,736,424
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$42,169,911
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$41,160,904
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$343,449
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,285,661
Net investment gain/loss from pooled separate accounts2015-12-31$297,120
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,361,838
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$4,742,231
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BKD, LLP
Accountancy firm EIN2015-12-31440160260
2014 : JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$10,795,494
Total of all expenses incurred2014-12-31$6,816,417
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$6,586,516
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,969,327
Value of total assets at end of year2014-12-31$117,963,247
Value of total assets at beginning of year2014-12-31$113,984,170
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$229,901
Total interest from all sources2014-12-31$1,973,745
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$969,433
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$969,433
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$25,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2014-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$0
Amount contributed by the employer to the plan for this plan year2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,606,050
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$82,987
Other income not declared elsewhere2014-12-31$37,910
Administrative expenses (other) incurred2014-12-31$229,901
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,979,077
Value of net assets at end of year (total assets less liabilities)2014-12-31$117,963,247
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$113,984,170
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$73,170,080
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$69,938,620
Value of interest in pooled separate accounts at end of year2014-12-31$3,632,263
Value of interest in pooled separate accounts at beginning of year2014-12-31$3,079,027
Interest earned on other investments2014-12-31$1,973,745
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$41,160,904
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$40,966,523
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$1,066,648
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$3,455,942
Net investment gain/loss from pooled separate accounts2014-12-31$389,137
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,280,290
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$5,519,868
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BKD, LLP
Accountancy firm EIN2014-12-31440160260
2013 : JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$18,863,515
Total of all expenses incurred2013-12-31$5,446,779
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$5,226,003
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,710,179
Value of total assets at end of year2013-12-31$113,984,170
Value of total assets at beginning of year2013-12-31$100,567,434
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$220,776
Total interest from all sources2013-12-31$1,707,794
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$774,291
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$774,291
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$25,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2013-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$0
Amount contributed by the employer to the plan for this plan year2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,555,670
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$63,652
Other income not declared elsewhere2013-12-31$32,033
Administrative expenses (other) incurred2013-12-31$220,776
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$13,416,736
Value of net assets at end of year (total assets less liabilities)2013-12-31$113,984,170
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$100,567,434
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$69,938,620
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$57,157,812
Value of interest in pooled separate accounts at end of year2013-12-31$3,079,027
Value of interest in pooled separate accounts at beginning of year2013-12-31$2,792,609
Interest earned on other investments2013-12-31$1,707,794
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$40,966,523
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$40,617,013
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$498,066
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$12,368,273
Net investment gain/loss from pooled separate accounts2013-12-31$270,945
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$2,090,857
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,727,937
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BKD, LLP
Accountancy firm EIN2013-12-31440160260
2012 : JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$13,171,581
Total of all expenses incurred2012-12-31$4,098,106
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,899,486
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,781,026
Value of total assets at end of year2012-12-31$100,567,434
Value of total assets at beginning of year2012-12-31$91,493,959
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$198,620
Total interest from all sources2012-12-31$1,628,706
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$267,289
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$267,289
Was this plan covered by a fidelity bond2012-12-31No
If this is an individual account plan, was there a blackout period2012-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2012-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,512,818
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$237,276
Administrative expenses (other) incurred2012-12-31$198,620
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$9,073,475
Value of net assets at end of year (total assets less liabilities)2012-12-31$100,567,434
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$91,493,959
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$57,157,812
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$49,645,583
Value of interest in pooled separate accounts at end of year2012-12-31$2,792,609
Value of interest in pooled separate accounts at beginning of year2012-12-31$2,228,554
Interest earned on other investments2012-12-31$1,628,706
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$40,617,013
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$39,619,822
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$393,874
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$7,256,564
Net investment gain/loss from pooled separate accounts2012-12-31$237,996
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$2,030,932
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,505,612
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BKD, LLP
Accountancy firm EIN2012-12-31440160260
2011 : JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$3,962,813
Total of all expenses incurred2011-12-31$6,219,814
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$6,219,798
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$3,462,229
Value of total assets at end of year2011-12-31$91,493,959
Value of total assets at beginning of year2011-12-31$93,750,960
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$16
Total interest from all sources2011-12-31$1,575,909
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$148,407
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$148,407
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$15,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,473,731
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$51,951
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-2,257,001
Value of net assets at end of year (total assets less liabilities)2011-12-31$91,493,959
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$93,750,960
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$49,645,583
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$52,845,060
Value of interest in pooled separate accounts at end of year2011-12-31$2,228,554
Value of interest in pooled separate accounts at beginning of year2011-12-31$1,874,960
Interest earned on other investments2011-12-31$1,575,909
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$39,619,822
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$39,030,940
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$1,423,353
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,469,785
Net investment gain/loss from pooled separate accounts2011-12-31$246,053
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,936,547
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$4,796,445
Contract administrator fees2011-12-31$16
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MEADEN & MOORE, LTD.
Accountancy firm EIN2011-12-31341818258
2010 : JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$11,234,747
Total of all expenses incurred2010-12-31$2,401,537
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,401,405
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$3,375,352
Value of total assets at end of year2010-12-31$93,750,960
Value of total assets at beginning of year2010-12-31$84,917,750
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$132
Total interest from all sources2010-12-31$1,477,536
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$68,779
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$68,779
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$15,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,423,161
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$59,653
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$8,833,210
Value of net assets at end of year (total assets less liabilities)2010-12-31$93,750,960
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$84,917,750
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$52,845,060
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$45,415,323
Value of interest in pooled separate accounts at end of year2010-12-31$1,874,960
Value of interest in pooled separate accounts at beginning of year2010-12-31$1,606,907
Interest earned on other investments2010-12-31$1,477,536
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$39,030,940
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$37,895,520
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$417,444
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$6,091,786
Net investment gain/loss from pooled separate accounts2010-12-31$221,294
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,892,538
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,983,961
Contract administrator fees2010-12-31$132
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MEADEN AND MOORE, LTD.
Accountancy firm EIN2010-12-31341818258
2009 : JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

2022: JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: JOHN CARROLL UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number06869
Policy instance 3
Insurance contract or identification number06869
Number of Individuals Covered2
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number009403001
Policy instance 2
Insurance contract or identification number009403001
Number of Individuals Covered1
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150284
Policy instance 1
Insurance contract or identification number150284
Number of Individuals Covered932
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number06869
Policy instance 3
Insurance contract or identification number06869
Number of Individuals Covered2
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number009403001
Policy instance 2
Insurance contract or identification number009403001
Number of Individuals Covered1
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150284
Policy instance 1
Insurance contract or identification number150284
Number of Individuals Covered956
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150284
Policy instance 1
Insurance contract or identification number150284
Number of Individuals Covered957
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number009403001
Policy instance 2
Insurance contract or identification number009403001
Number of Individuals Covered1
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number06869
Policy instance 3
Insurance contract or identification number06869
Number of Individuals Covered2
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150284
Policy instance 1
Insurance contract or identification number150284
Number of Individuals Covered971
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number009403001
Policy instance 2
Insurance contract or identification number009403001
Number of Individuals Covered1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number06869
Policy instance 3
Insurance contract or identification number06869
Number of Individuals Covered2
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number06869
Policy instance 3
Insurance contract or identification number06869
Number of Individuals Covered2
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number009403001
Policy instance 2
Insurance contract or identification number009403001
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150284
Policy instance 1
Insurance contract or identification number150284
Number of Individuals Covered1002
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number06869
Policy instance 3
Insurance contract or identification number06869
Number of Individuals Covered2
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number009403001
Policy instance 2
Insurance contract or identification number009403001
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150284
Policy instance 1
Insurance contract or identification number150284
Number of Individuals Covered1026
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150284
Policy instance 1
Insurance contract or identification number150284
Number of Individuals Covered1041
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150284
Policy instance 1
Insurance contract or identification number150284
Number of Individuals Covered1047
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150284
Policy instance 1
Insurance contract or identification number150284
Number of Individuals Covered1061
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150284
Policy instance 1
Insurance contract or identification number150284
Number of Individuals Covered1303
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150284
Policy instance 1
Insurance contract or identification number150284
Number of Individuals Covered1285
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150284
Policy instance 1
Insurance contract or identification number150284
Number of Individuals Covered1257
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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