401k Plan data: JOHN CARROLL UNIVERSITY TAX DEFERRED ANNUITY PLAN plan

JOHN CARROLL UNIVERSITY TAX DEFERRED ANNUITY PLAN 401k Plan overview

Plan Name	JOHN CARROLL UNIVERSITY TAX DEFERRED ANNUITY PLAN
Plan identification number	003

JOHN CARROLL UNIVERSITY TAX DEFERRED ANNUITY PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

JOHN CARROLL UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name: JOHN CARROLL UNIVERSITY

Employer identification number (EIN): 340714681

NAIC Classification: 611000

Additional information about JOHN CARROLL UNIVERSITY

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division

Incorporation Date: 1890-12-29

Company Identification Number: 7849

Legal Registered Office Address: 1 JOHN CARROLL BLVD.
-
CLEVELAND HEIGHTS
United States of America (USA)
44118

More information about JOHN CARROLL UNIVERSITY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JOHN CARROLL UNIVERSITY TAX DEFERRED ANNUITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2016-01-01
003 2015-01-01
003 2015-01-01
003 2014-01-01
003 2013-01-01 GWYN EASTOM
003 2012-01-01 GWYN EASTOM
003 2011-01-01 JONATHAN E. SMITH
003 2009-01-01 JONATHAN E. SMITH JONATHAN E. SMITH 2010-11-02

Plan Statistics for JOHN CARROLL UNIVERSITY TAX DEFERRED ANNUITY PLAN

401k plan membership statisitcs for JOHN CARROLL UNIVERSITY TAX DEFERRED ANNUITY PLAN

Measure Date Value
2015: JOHN CARROLL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 366
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 225
Number of other retired or separated participants entitled to future benefits 2015-01-01 156
Total of all active and inactive participants 2015-01-01 381
Total participants 2015-01-01 381
Number of participants with account balances 2015-01-01 375
2014: JOHN CARROLL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 370
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 206
Number of other retired or separated participants entitled to future benefits 2014-01-01 160
Total of all active and inactive participants 2014-01-01 366
Total participants 2014-01-01 366
Number of participants with account balances 2014-01-01 360
2013: JOHN CARROLL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 434
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 213
Number of other retired or separated participants entitled to future benefits 2013-01-01 157
Total of all active and inactive participants 2013-01-01 370
Total participants 2013-01-01 370
Number of participants with account balances 2013-01-01 343
2012: JOHN CARROLL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 426
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 300
Number of other retired or separated participants entitled to future benefits 2012-01-01 134
Total of all active and inactive participants 2012-01-01 434
Total participants 2012-01-01 434
Number of participants with account balances 2012-01-01 343
2011: JOHN CARROLL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 418
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 294
Number of other retired or separated participants entitled to future benefits 2011-01-01 132
Total of all active and inactive participants 2011-01-01 426
Total participants 2011-01-01 426
Number of participants with account balances 2011-01-01 337
2009: JOHN CARROLL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 459
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 425
Number of retired or separated participants receiving benefits 2009-01-01 2
Number of other retired or separated participants entitled to future benefits 2009-01-01 19
Total of all active and inactive participants 2009-01-01 446
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 446
Number of participants with account balances 2009-01-01 345
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2015: JOHN CARROLL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	366
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	225
Number of other retired or separated participants entitled to future benefits	2015-01-01	156
Total of all active and inactive participants	2015-01-01	381
Total participants	2015-01-01	381
Number of participants with account balances	2015-01-01	375
2014: JOHN CARROLL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	370
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	206
Number of other retired or separated participants entitled to future benefits	2014-01-01	160
Total of all active and inactive participants	2014-01-01	366
Total participants	2014-01-01	366
Number of participants with account balances	2014-01-01	360
2013: JOHN CARROLL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	434
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	213
Number of other retired or separated participants entitled to future benefits	2013-01-01	157
Total of all active and inactive participants	2013-01-01	370
Total participants	2013-01-01	370
Number of participants with account balances	2013-01-01	343
2012: JOHN CARROLL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	426
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	300
Number of other retired or separated participants entitled to future benefits	2012-01-01	134
Total of all active and inactive participants	2012-01-01	434
Total participants	2012-01-01	434
Number of participants with account balances	2012-01-01	343
2011: JOHN CARROLL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	418
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	294
Number of other retired or separated participants entitled to future benefits	2011-01-01	132
Total of all active and inactive participants	2011-01-01	426
Total participants	2011-01-01	426
Number of participants with account balances	2011-01-01	337
2009: JOHN CARROLL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	459
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	425
Number of retired or separated participants receiving benefits	2009-01-01	2
Number of other retired or separated participants entitled to future benefits	2009-01-01	19
Total of all active and inactive participants	2009-01-01	446
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	446
Number of participants with account balances	2009-01-01	345
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on JOHN CARROLL UNIVERSITY TAX DEFERRED ANNUITY PLAN

Measure	Date	Value
2015 : JOHN CARROLL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$3,457,316
Total of all expenses incurred	2015-12-31	$1,477,968
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,418,275
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$3,076,335
Value of total assets at end of year	2015-12-31	$32,753,340
Value of total assets at beginning of year	2015-12-31	$30,773,992
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$59,693
Total interest from all sources	2015-12-31	$343,704
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$333,572
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$333,572
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$100,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2015-12-31	0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Minimum employer required contribution for this plan year	2015-12-31	$0
Amount contributed by the employer to the plan for this plan year	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,164,165
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$1,912,170
Other income not declared elsewhere	2015-12-31	$4,990
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$1,979,348
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$32,753,340
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$30,773,992
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$21,694,173
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$21,415,634
Value of interest in pooled separate accounts at end of year	2015-12-31	$1,634,454
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$1,439,207
Interest earned on other investments	2015-12-31	$343,704
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$9,424,713
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$7,919,151
Expenses. Payments to insurance carriers foe the provision of benefits	2015-12-31	$197,982
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-417,299
Net investment gain/loss from pooled separate accounts	2015-12-31	$116,014
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,220,293
Contract administrator fees	2015-12-31	$59,693
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BKD,LLP
Accountancy firm EIN	2015-12-31	440160260
2014 : JOHN CARROLL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2014 401k financial data
Total transfer of assets to this plan	2014-12-31	$317,045
Total income from all sources (including contributions)	2014-12-31	$4,176,952
Total of all expenses incurred	2014-12-31	$1,741,078
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,685,241
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,781,455
Value of total assets at end of year	2014-12-31	$30,773,992
Value of total assets at beginning of year	2014-12-31	$28,021,073
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$55,837
Total interest from all sources	2014-12-31	$94,997
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$293,383
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$293,383
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$100,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2014-12-31	0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Minimum employer required contribution for this plan year	2014-12-31	$0
Amount contributed by the employer to the plan for this plan year	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,140,950
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$1,640,505
Other income not declared elsewhere	2014-12-31	$13,686
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$2,435,874
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$30,773,992
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$28,021,073
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$21,415,634
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$19,727,663
Value of interest in pooled separate accounts at end of year	2014-12-31	$1,439,207
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$1,013,463
Interest earned on other investments	2014-12-31	$94,997
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$7,919,151
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$7,279,947
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$77,951
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$855,225
Net investment gain/loss from pooled separate accounts	2014-12-31	$138,206
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,607,290
Contract administrator fees	2014-12-31	$55,837
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BKD,LLP
Accountancy firm EIN	2014-12-31	440160260
2013 : JOHN CARROLL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$5,789,161
Total of all expenses incurred	2013-12-31	$851,064
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$799,714
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,714,095
Value of total assets at end of year	2013-12-31	$28,021,073
Value of total assets at beginning of year	2013-12-31	$23,082,976
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$51,350
Total interest from all sources	2013-12-31	$229,157
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$236,175
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$236,175
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$100,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2013-12-31	0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Minimum employer required contribution for this plan year	2013-12-31	$0
Amount contributed by the employer to the plan for this plan year	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,128,164
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$585,931
Other income not declared elsewhere	2013-12-31	$6,361
Administrative expenses (other) incurred	2013-12-31	$51,350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$4,938,097
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$28,021,073
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$23,082,976
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$19,727,663
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$15,429,543
Value of interest in pooled separate accounts at end of year	2013-12-31	$1,013,463
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$951,414
Interest earned on other investments	2013-12-31	$229,157
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$7,279,947
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$6,702,019
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$3,513,248
Net investment gain/loss from pooled separate accounts	2013-12-31	$90,125
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$799,714
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BKD,LLP
Accountancy firm EIN	2013-12-31	440160260
2012 : JOHN CARROLL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$3,517
Total income from all sources (including contributions)	2012-12-31	$3,735,375
Total of all expenses incurred	2012-12-31	$1,947,042
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,902,436
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,325,331
Value of total assets at end of year	2012-12-31	$23,082,976
Value of total assets at beginning of year	2012-12-31	$21,298,160
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$44,606
Total interest from all sources	2012-12-31	$219,595
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$83,604
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$83,604
Was this plan covered by a fidelity bond	2012-12-31	No
If this is an individual account plan, was there a blackout period	2012-12-31	No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2012-12-31	0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Minimum employer required contribution for this plan year	2012-12-31	$0
Amount contributed by the employer to the plan for this plan year	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$230,303
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$3,517
Other income not declared elsewhere	2012-12-31	$150
Administrative expenses (other) incurred	2012-12-31	$44,606
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,788,333
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$23,082,976
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$21,294,643
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$15,429,543
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$13,998,620
Value of interest in pooled separate accounts at end of year	2012-12-31	$951,414
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$806,783
Interest earned on other investments	2012-12-31	$219,595
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$6,702,019
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$6,492,757
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$2,026,633
Net investment gain/loss from pooled separate accounts	2012-12-31	$80,062
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$1,095,028
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,902,436
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BKD,LLP
Accountancy firm EIN	2012-12-31	440160260
2011 : JOHN CARROLL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$3,517
Total income from all sources (including contributions)	2011-12-31	$1,890,737
Total of all expenses incurred	2011-12-31	$951,263
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$950,990
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,957,663
Value of total assets at end of year	2011-12-31	$21,298,160
Value of total assets at beginning of year	2011-12-31	$20,355,169
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$273
Total interest from all sources	2011-12-31	$188,260
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$73,507
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$73,507
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Minimum employer required contribution for this plan year	2011-12-31	$0
Amount contributed by the employer to the plan for this plan year	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,010,538
Participant contributions at beginning of year	2011-12-31	$2,100
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$947,125
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$3,517
Other income not declared elsewhere	2011-12-31	$4,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$939,474
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$21,294,643
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$20,355,169
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$13,998,620
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$14,476,283
Value of interest in pooled separate accounts at end of year	2011-12-31	$806,783
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$535,889
Interest earned on other investments	2011-12-31	$188,260
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$6,492,757
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$5,340,897
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$275,912
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-407,916
Net investment gain/loss from pooled separate accounts	2011-12-31	$74,723
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$675,078
Contract administrator fees	2011-12-31	$273
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MEADEN & MOORE, LTD.
Accountancy firm EIN	2011-12-31	341818258
2010 : JOHN CARROLL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$3,689,124
Total of all expenses incurred	2010-12-31	$671,108
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$670,720
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,787,069
Value of total assets at end of year	2010-12-31	$20,355,169
Value of total assets at beginning of year	2010-12-31	$17,337,153
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$388
Total interest from all sources	2010-12-31	$158,314
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$9,456
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$9,456
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$961,885
Participant contributions at end of year	2010-12-31	$2,100
Participant contributions at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$825,184
Other income not declared elsewhere	2010-12-31	$26,694
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$3,018,016
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$20,355,169
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$17,337,153
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$14,476,283
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$11,559,215
Value of interest in pooled separate accounts at end of year	2010-12-31	$535,889
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$309,359
Interest earned on other investments	2010-12-31	$158,314
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$5,340,897
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$5,468,579
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,651,053
Net investment gain/loss from pooled separate accounts	2010-12-31	$56,538
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$670,720
Contract administrator fees	2010-12-31	$388
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MEADEN & MOORE, LTD.
Accountancy firm EIN	2010-12-31	341818258
2009 : JOHN CARROLL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for JOHN CARROLL UNIVERSITY TAX DEFERRED ANNUITY PLAN

2015: JOHN CARROLL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	Yes
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: JOHN CARROLL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: JOHN CARROLL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: JOHN CARROLL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: JOHN CARROLL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: JOHN CARROLL UNIVERSITY TAX DEFERRED ANNUITY PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	First time form 5500 has been submitted	Yes
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

VT4734

Policy instance

Insurance contract or identification number	VT4734
Number of Individuals Covered	1
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $37
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $4
Additional information about fees paid to insurance broker	SUPPLEMENTAL COMPENSATION
Insurance broker organization code?	3
Insurance broker name	JASON DUBEANSKY

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )

Policy contract number

009403001

Policy instance

Insurance contract or identification number	009403001
Number of Individuals Covered	1
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

06869

Policy instance

Insurance contract or identification number	06869
Number of Individuals Covered	3
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150286

Policy instance

Insurance contract or identification number	150286
Number of Individuals Covered	291
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )

Policy contract number

009403001

Policy instance

Insurance contract or identification number	009403001
Number of Individuals Covered	1
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

06869

Policy instance

Insurance contract or identification number	06869
Number of Individuals Covered	4
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $87
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $87
Insurance broker organization code?	3
Insurance broker name	RICHARD P. CINALLI JR.

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150286

Policy instance

Insurance contract or identification number	150286
Number of Individuals Covered	292
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

VT4734

Policy instance

Insurance contract or identification number	VT4734
Number of Individuals Covered	1
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $37
Total amount of fees paid to insurance company	USD $7
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $4
Additional information about fees paid to insurance broker	SUPPLEMENTAL COMPENSATION
Insurance broker organization code?	3
Amount paid for insurance broker fees	7
Insurance broker name	JASON DUBEANSKY

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

VT4734

Policy instance

Insurance contract or identification number	VT4734
Number of Individuals Covered	1
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $26
Total amount of fees paid to insurance company	USD $25
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3
Additional information about fees paid to insurance broker	SUPPLEMENTAL COMPENSATION
Insurance broker organization code?	3
Amount paid for insurance broker fees	25
Insurance broker name	JASON DUBEANSKY

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

06869

Policy instance

Insurance contract or identification number	06869
Number of Individuals Covered	6
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $101
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $101
Insurance broker organization code?	3
Insurance broker name	RICHARD P. CINALLI JR.

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150286

Policy instance

Insurance contract or identification number	150286
Number of Individuals Covered	295
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )

Policy contract number

009403001

Policy instance

Insurance contract or identification number	009403001
Number of Individuals Covered	1
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150286

Policy instance

Insurance contract or identification number	150286
Number of Individuals Covered	343
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

VT4734

Policy instance

Insurance contract or identification number	VT4734
Number of Individuals Covered	3
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $276
Total amount of fees paid to insurance company	USD $18
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $123
Amount paid for insurance broker fees	5
Additional information about fees paid to insurance broker	SUPPLEMENTAL COMPENSATION
Insurance broker organization code?	3
Insurance broker name	JASON DUBEANSKY

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )

Policy contract number

009403001

Policy instance

Insurance contract or identification number	009403001
Number of Individuals Covered	1
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

06869

Policy instance

Insurance contract or identification number	06869
Number of Individuals Covered	6
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $158
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $144
Insurance broker organization code?	3
Insurance broker name	ROBERT A. HYNEMAN

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

VT4734

Policy instance

Insurance contract or identification number	VT4734
Number of Individuals Covered	3
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $401
Total amount of fees paid to insurance company	USD $8
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150286

Policy instance

Insurance contract or identification number	150286
Number of Individuals Covered	338
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

06869

Policy instance

Insurance contract or identification number	06869
Number of Individuals Covered	7
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $145
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

VT4734

Policy instance

Insurance contract or identification number	VT4734
Number of Individuals Covered	3
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $366
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $137
Insurance broker organization code?	3
Insurance broker name	MICHAEL HELSEL

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150286

Policy instance

Insurance contract or identification number	150286
Number of Individuals Covered	325
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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See full terms and conditions

Company Name:	JOHN CARROLL UNIVERSITY
Employer identification number (EIN):	340714681
NAIC Classification:	611000

Jurisdiction of Incorporation:	Ohio Secretary of State Business Services Division
Incorporation Date:	1890-12-29
Company Identification Number:	7849
Legal Registered Office Address:	1 JOHN CARROLL BLVD. - CLEVELAND HEIGHTS United States of America (USA) 44118

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
003	2016-01-01
003	2015-01-01
003	2015-01-01
003	2014-01-01
003	2013-01-01	GWYN EASTOM
003	2012-01-01	GWYN EASTOM
003	2011-01-01	JONATHAN E. SMITH
003	2009-01-01	JONATHAN E. SMITH	JONATHAN E. SMITH	2010-11-02