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DIX & EATON INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameDIX & EATON INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 003

DIX & EATON INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Stock bonus
  • Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
  • The employer maintaining this ESOP is an S Corporation
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

DIX & EATON INCORPORATED has sponsored the creation of one or more 401k plans.

Company Name:DIX & EATON INCORPORATED
Employer identification number (EIN):340820322
NAIC Classification:541800

Additional information about DIX & EATON INCORPORATED

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 1957-09-14
Company Identification Number: 266154
Legal Registered Office Address: 1300 E 9TH ST
-
CLEVELAND
United States of America (USA)
441140000

More information about DIX & EATON INCORPORATED

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DIX & EATON INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01JAMES BROWN
0032017-01-01JAMES BROWN
0032016-01-01JAMES BROWN
0032015-01-01JAMES BROWN
0032014-01-01JAMES BROWN

Plan Statistics for DIX & EATON INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for DIX & EATON INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022: DIX & EATON INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0135
Total number of active participants reported on line 7a of the Form 55002022-01-0130
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-017
Total of all active and inactive participants2022-01-0137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-0137
Number of participants with account balances2022-01-0137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-012
2021: DIX & EATON INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0133
Total number of active participants reported on line 7a of the Form 55002021-01-0126
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-018
Total of all active and inactive participants2021-01-0134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-0134
Number of participants with account balances2021-01-0133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-013
2020: DIX & EATON INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0137
Total number of active participants reported on line 7a of the Form 55002020-01-0127
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-015
Total of all active and inactive participants2020-01-0132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0132
Number of participants with account balances2020-01-0132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: DIX & EATON INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0133
Total number of active participants reported on line 7a of the Form 55002019-01-0126
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-017
Total of all active and inactive participants2019-01-0134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0134
Number of participants with account balances2019-01-0134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-015
2018: DIX & EATON INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0135
Total number of active participants reported on line 7a of the Form 55002018-01-0129
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-013
Total of all active and inactive participants2018-01-0132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0132
Number of participants with account balances2018-01-0132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: DIX & EATON INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0138
Total number of active participants reported on line 7a of the Form 55002017-01-0129
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-015
Total of all active and inactive participants2017-01-0135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0135
Number of participants with account balances2017-01-0135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-012
2016: DIX & EATON INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0135
Total number of active participants reported on line 7a of the Form 55002016-01-0131
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-016
Total of all active and inactive participants2016-01-0137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0137
Number of participants with account balances2016-01-0137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-013
2015: DIX & EATON INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0132
Total number of active participants reported on line 7a of the Form 55002015-01-0130
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-012
Total of all active and inactive participants2015-01-0132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0132
Number of participants with account balances2015-01-0132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: DIX & EATON INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0133
Total number of active participants reported on line 7a of the Form 55002014-01-0130
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-012
Total of all active and inactive participants2014-01-0132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0132
Number of participants with account balances2014-01-0132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-012

Financial Data on DIX & EATON INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022 : DIX & EATON INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k financial data
Total plan liabilities at end of year2022-12-31$334,583
Total plan liabilities at beginning of year2022-12-31$349,997
Total income from all sources2022-12-31$-61,692
Expenses. Total of all expenses incurred2022-12-31$14,894
Benefits paid (including direct rollovers)2022-12-31$2,464
Total plan assets at end of year2022-12-31$3,820,000
Total plan assets at beginning of year2022-12-31$3,912,000
Value of fidelity bond covering the plan2022-12-31$1,000,000
Expenses. Other expenses not covered elsewhere2022-12-31$12,250
Other income received2022-12-31$-92,001
Net income (gross income less expenses)2022-12-31$-76,586
Net plan assets at end of year (total assets less liabilities)2022-12-31$3,485,417
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$3,562,003
Assets. Value of employer securities2022-12-31$3,820,000
Total contributions received or receivable from employer(s)2022-12-31$30,309
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$180
2021 : DIX & EATON INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k financial data
Total plan liabilities at end of year2021-12-31$349,997
Total plan liabilities at beginning of year2021-12-31$364,891
Total income from all sources2021-12-31$1,663,659
Expenses. Total of all expenses incurred2021-12-31$20,765
Benefits paid (including direct rollovers)2021-12-31$7,944
Total plan assets at end of year2021-12-31$3,912,000
Total plan assets at beginning of year2021-12-31$2,284,000
Value of fidelity bond covering the plan2021-12-31$1,000,000
Expenses. Other expenses not covered elsewhere2021-12-31$12,771
Other income received2021-12-31$1,628,000
Net income (gross income less expenses)2021-12-31$1,642,894
Net plan assets at end of year (total assets less liabilities)2021-12-31$3,562,003
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$1,919,109
Assets. Value of employer securities2021-12-31$3,912,000
Total contributions received or receivable from employer(s)2021-12-31$35,659
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$50
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
2020 : DIX & EATON INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Total plan liabilities at end of year2020-12-31$364,891
Total plan liabilities at beginning of year2020-12-31$379,281
Total income from all sources2020-12-31$-256,534
Expenses. Total of all expenses incurred2020-12-31$35,076
Benefits paid (including direct rollovers)2020-12-31$21,501
Total plan assets at end of year2020-12-31$2,284,000
Total plan assets at beginning of year2020-12-31$2,590,000
Value of fidelity bond covering the plan2020-12-31$1,000,000
Expenses. Other expenses not covered elsewhere2020-12-31$13,575
Other income received2020-12-31$-306,000
Net income (gross income less expenses)2020-12-31$-291,610
Net plan assets at end of year (total assets less liabilities)2020-12-31$1,919,109
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$2,210,719
Assets. Value of employer securities2020-12-31$2,284,000
Total contributions received or receivable from employer(s)2020-12-31$49,466
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
2019 : DIX & EATON INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Total plan liabilities at end of year2019-12-31$379,281
Total plan liabilities at beginning of year2019-12-31$393,184
Total income from all sources2019-12-31$-82,336
Expenses. Total of all expenses incurred2019-12-31$23,761
Benefits paid (including direct rollovers)2019-12-31$10,000
Total plan assets at end of year2019-12-31$2,590,000
Total plan assets at beginning of year2019-12-31$2,710,000
Value of fidelity bond covering the plan2019-12-31$1,000,000
Expenses. Other expenses not covered elsewhere2019-12-31$13,761
Contributions received from other sources (not participants or employers)2019-12-31$0
Other income received2019-12-31$-120,000
Noncash contributions received2019-12-31$0
Net income (gross income less expenses)2019-12-31$-106,097
Net plan assets at end of year (total assets less liabilities)2019-12-31$2,210,719
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$2,316,816
Assets. Value of employer securities2019-12-31$2,590,000
Total contributions received or receivable from employer(s)2019-12-31$37,664
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
2018 : DIX & EATON INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Total plan liabilities at end of year2018-12-31$393,184
Total plan liabilities at beginning of year2018-12-31$406,617
Total income from all sources2018-12-31$114,229
Expenses. Total of all expenses incurred2018-12-31$30,796
Benefits paid (including direct rollovers)2018-12-31$16,564
Total plan assets at end of year2018-12-31$2,710,000
Total plan assets at beginning of year2018-12-31$2,640,000
Value of fidelity bond covering the plan2018-12-31$1,000,000
Expenses. Other expenses not covered elsewhere2018-12-31$14,232
Other income received2018-12-31$70,000
Net income (gross income less expenses)2018-12-31$83,433
Net plan assets at end of year (total assets less liabilities)2018-12-31$2,316,816
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$2,233,383
Assets. Value of employer securities2018-12-31$2,710,000
Total contributions received or receivable from employer(s)2018-12-31$44,229
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : DIX & EATON INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Total plan liabilities at end of year2017-12-31$406,617
Total plan liabilities at beginning of year2017-12-31$419,596
Total income from all sources2017-12-31$-186,721
Expenses. Total of all expenses incurred2017-12-31$28,300
Benefits paid (including direct rollovers)2017-12-31$13,614
Total plan assets at end of year2017-12-31$2,640,000
Total plan assets at beginning of year2017-12-31$2,868,000
Value of fidelity bond covering the plan2017-12-31$1,000,000
Expenses. Other expenses not covered elsewhere2017-12-31$14,686
Other income received2017-12-31$-228,000
Net income (gross income less expenses)2017-12-31$-215,021
Net plan assets at end of year (total assets less liabilities)2017-12-31$2,233,383
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$2,448,404
Assets. Value of employer securities2017-12-31$2,640,000
Total contributions received or receivable from employer(s)2017-12-31$41,279
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : DIX & EATON INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Total plan liabilities at end of year2016-12-31$419,596
Total plan liabilities at beginning of year2016-12-31$432,136
Total income from all sources2016-12-31$631,665
Expenses. Total of all expenses incurred2016-12-31$15,125
Total plan assets at end of year2016-12-31$2,868,000
Total plan assets at beginning of year2016-12-31$2,264,000
Value of fidelity bond covering the plan2016-12-31$1,000,000
Expenses. Other expenses not covered elsewhere2016-12-31$15,125
Other income received2016-12-31$604,000
Net income (gross income less expenses)2016-12-31$616,540
Net plan assets at end of year (total assets less liabilities)2016-12-31$2,448,404
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,831,864
Assets. Value of employer securities2016-12-31$2,868,000
Total contributions received or receivable from employer(s)2016-12-31$27,665
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : DIX & EATON INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Total plan liabilities at end of year2015-12-31$432,136
Total plan liabilities at beginning of year2015-12-31$444,252
Total income from all sources2015-12-31$1,189,665
Expenses. Total of all expenses incurred2015-12-31$15,549
Total plan assets at end of year2015-12-31$2,264,000
Total plan assets at beginning of year2015-12-31$1,102,000
Value of fidelity bond covering the plan2015-12-31$1,000,000
Expenses. Other expenses not covered elsewhere2015-12-31$15,549
Other income received2015-12-31$1,162,000
Net income (gross income less expenses)2015-12-31$1,174,116
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,831,864
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$657,748
Assets. Value of employer securities2015-12-31$2,264,000
Total contributions received or receivable from employer(s)2015-12-31$27,665
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : DIX & EATON INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Total plan liabilities at end of year2014-12-31$444,252
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$673,664
Expenses. Total of all expenses incurred2014-12-31$15,916
Total plan assets at end of year2014-12-31$1,102,000
Total plan assets at beginning of year2014-12-31$0
Value of fidelity bond covering the plan2014-12-31$1,000,000
Expenses. Other expenses not covered elsewhere2014-12-31$15,916
Other income received2014-12-31$646,000
Net income (gross income less expenses)2014-12-31$657,748
Net plan assets at end of year (total assets less liabilities)2014-12-31$657,748
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$0
Assets. Value of employer securities2014-12-31$1,102,000
Total contributions received or receivable from employer(s)2014-12-31$27,664
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0

Form 5500 Responses for DIX & EATON INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN

2022: DIX & EATON INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: DIX & EATON INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: DIX & EATON INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: DIX & EATON INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: DIX & EATON INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: DIX & EATON INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: DIX & EATON INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: DIX & EATON INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: DIX & EATON INCORPORATED EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01First time form 5500 has been submittedYes
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes

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