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KELLEY STEEL ERECTORS, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameKELLEY STEEL ERECTORS, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 002

KELLEY STEEL ERECTORS, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

KELLEY STEEL ERECTORS, INC. has sponsored the creation of one or more 401k plans.

Company Name:KELLEY STEEL ERECTORS, INC.
Employer identification number (EIN):340832455
NAIC Classification:532400
NAIC Description: Commercial and Industrial Machinery and Equipment Rental and Leasing

Additional information about KELLEY STEEL ERECTORS, INC.

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 1958-08-14
Company Identification Number: 273377
Legal Registered Office Address: 5393 PEARL RD
-
PARMA
United States of America (USA)
44129

More information about KELLEY STEEL ERECTORS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KELLEY STEEL ERECTORS, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01FRANK DIENER2023-07-03
0022021-01-01FRANK DIENER2022-07-12
0022020-01-01ROBERT HURLEY2021-08-10
0022019-01-01ROBERT HURLEY2020-07-16
0022018-01-01ROBERT HURLEY2019-08-06 ROBERT HURLEY2019-08-06
0022017-01-01ROBERT HURLEY2018-07-11
0022016-01-01ROBERT HURLEY2017-06-09 ROBERT HURLEY2017-06-09
0022015-01-01ROBERT HURLEY
0022015-01-01ROBERT HURLEY
0022014-01-01ROBERT HURLEY
0022014-01-01ROBERT HURLEY
0022013-01-01ROBERT HURLEY
0022012-01-01ROBERT HURLEY
0022011-01-01JOSEPH STOLL
0022009-01-01ROBERT HURLEY ROBERT HURLEY2010-08-13
0022009-01-01ROBERT HURLEY ROBERT HURLEY2010-08-13
0022009-01-01ROBERT HURLEY ROBERT HURLEY2010-07-28
0022009-01-01ROBERT HURLEY
0022009-01-01ROBERT HURLEY ROBERT HURLEY2010-07-28
0022009-01-01ROBERT HURLEY
0022009-01-01ROBERT HURLEY ROBERT HURLEY2010-07-28

Plan Statistics for KELLEY STEEL ERECTORS, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for KELLEY STEEL ERECTORS, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2015: KELLEY STEEL ERECTORS, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0134
Total number of active participants reported on line 7a of the Form 55002015-01-0118
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-0115
Total of all active and inactive participants2015-01-0134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0134
Number of participants with account balances2015-01-0132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: KELLEY STEEL ERECTORS, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0142
Total number of active participants reported on line 7a of the Form 55002014-01-0120
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0123
Total of all active and inactive participants2014-01-0144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0144
Number of participants with account balances2014-01-0140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0112
2013: KELLEY STEEL ERECTORS, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0143
Total number of active participants reported on line 7a of the Form 55002013-01-0118
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0125
Total of all active and inactive participants2013-01-0144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0144
Number of participants with account balances2013-01-0142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0114
2012: KELLEY STEEL ERECTORS, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0141
Total number of active participants reported on line 7a of the Form 55002012-01-0123
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0124
Total of all active and inactive participants2012-01-0148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0148
Number of participants with account balances2012-01-0124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0131
2011: KELLEY STEEL ERECTORS, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0144
Total number of active participants reported on line 7a of the Form 55002011-01-0117
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0122
Total of all active and inactive participants2011-01-0139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0139
Number of participants with account balances2011-01-0139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: KELLEY STEEL ERECTORS, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0167
Total number of active participants reported on line 7a of the Form 55002009-01-0123
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0124
Total of all active and inactive participants2009-01-0147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-013
Total participants2009-01-0150
Number of participants with account balances2009-01-0144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-016

Financial Data on KELLEY STEEL ERECTORS, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2015 : KELLEY STEEL ERECTORS, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$146,322
Expenses. Total of all expenses incurred2015-12-31$169,937
Benefits paid (including direct rollovers)2015-12-31$169,580
Total plan assets at end of year2015-12-31$2,394,566
Total plan assets at beginning of year2015-12-31$2,418,181
Value of fidelity bond covering the plan2015-12-31$300,000
Total contributions received or receivable from participants2015-12-31$85,815
Expenses. Other expenses not covered elsewhere2015-12-31$357
Other income received2015-12-31$11,596
Net income (gross income less expenses)2015-12-31$-23,615
Net plan assets at end of year (total assets less liabilities)2015-12-31$2,394,566
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$2,418,181
Assets. Value of participant loans2015-12-31$9,163
Total contributions received or receivable from employer(s)2015-12-31$48,911
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : KELLEY STEEL ERECTORS, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$8
Total income from all sources2014-12-31$361,644
Expenses. Total of all expenses incurred2014-12-31$734,367
Benefits paid (including direct rollovers)2014-12-31$725,803
Total plan assets at end of year2014-12-31$2,418,181
Total plan assets at beginning of year2014-12-31$2,790,896
Value of fidelity bond covering the plan2014-12-31$300,000
Total contributions received or receivable from participants2014-12-31$104,141
Expenses. Other expenses not covered elsewhere2014-12-31$328
Contributions received from other sources (not participants or employers)2014-12-31$14,872
Other income received2014-12-31$176,419
Net income (gross income less expenses)2014-12-31$-372,723
Net plan assets at end of year (total assets less liabilities)2014-12-31$2,418,181
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$2,790,896
Assets. Value of participant loans2014-12-31$15,292
Total contributions received or receivable from employer(s)2014-12-31$66,212
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$8,236
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$0
Amount contributed by the employer to the plan for this plan year2014-12-31$0
2013 : KELLEY STEEL ERECTORS, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$58
Total income from all sources2013-12-31$509,372
Expenses. Total of all expenses incurred2013-12-31$11,586
Benefits paid (including direct rollovers)2013-12-31$7,254
Total plan assets at end of year2013-12-31$2,790,896
Total plan assets at beginning of year2013-12-31$2,293,052
Value of fidelity bond covering the plan2013-12-31$300,000
Total contributions received or receivable from participants2013-12-31$79,645
Expenses. Other expenses not covered elsewhere2013-12-31$100
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$381,446
Net income (gross income less expenses)2013-12-31$497,786
Net plan assets at end of year (total assets less liabilities)2013-12-31$2,790,896
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$2,293,052
Assets. Value of participant loans2013-12-31$0
Total contributions received or receivable from employer(s)2013-12-31$48,281
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$4,232
Funding deficiency by the employer to the plan for this plan year2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$0
Amount contributed by the employer to the plan for this plan year2013-12-31$0
2012 : KELLEY STEEL ERECTORS, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total income from all sources2012-12-31$371,972
Expenses. Total of all expenses incurred2012-12-31$333,116
Benefits paid (including direct rollovers)2012-12-31$332,966
Total plan assets at end of year2012-12-31$2,293,052
Total plan assets at beginning of year2012-12-31$2,254,196
Value of fidelity bond covering the plan2012-12-31$300,000
Total contributions received or receivable from participants2012-12-31$80,717
Expenses. Other expenses not covered elsewhere2012-12-31$150
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$234,483
Net income (gross income less expenses)2012-12-31$38,856
Net plan assets at end of year (total assets less liabilities)2012-12-31$2,293,052
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$2,254,196
Assets. Value of participant loans2012-12-31$0
Total contributions received or receivable from employer(s)2012-12-31$56,772
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
2011 : KELLEY STEEL ERECTORS, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$68,038
Expenses. Total of all expenses incurred2011-12-31$64,803
Benefits paid (including direct rollovers)2011-12-31$58,730
Total plan assets at end of year2011-12-31$2,254,196
Total plan assets at beginning of year2011-12-31$2,250,961
Value of fidelity bond covering the plan2011-12-31$300,000
Total contributions received or receivable from participants2011-12-31$70,190
Expenses. Other expenses not covered elsewhere2011-12-31$175
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-44,795
Net income (gross income less expenses)2011-12-31$3,235
Net plan assets at end of year (total assets less liabilities)2011-12-31$2,254,196
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$2,250,961
Assets. Value of participant loans2011-12-31$0
Total contributions received or receivable from employer(s)2011-12-31$42,643
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$5,898
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0
2010 : KELLEY STEEL ERECTORS, INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total income from all sources2010-12-31$275,422
Expenses. Total of all expenses incurred2010-12-31$354,770
Benefits paid (including direct rollovers)2010-12-31$341,319
Total plan assets at end of year2010-12-31$2,250,961
Total plan assets at beginning of year2010-12-31$2,330,309
Value of fidelity bond covering the plan2010-12-31$300,000
Total contributions received or receivable from participants2010-12-31$88,581
Expenses. Other expenses not covered elsewhere2010-12-31$137
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$136,278
Net income (gross income less expenses)2010-12-31$-79,348
Net plan assets at end of year (total assets less liabilities)2010-12-31$2,250,961
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$2,330,309
Assets. Value of participant loans2010-12-31$0
Total contributions received or receivable from employer(s)2010-12-31$50,563
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$13,314
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$0
Amount contributed by the employer to the plan for this plan year2010-12-31$0
2009 : KELLEY STEEL ERECTORS, INC. 401(K) PROFIT SHARING PLAN 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$0
Amount contributed by the employer to the plan for this plan year2009-12-31$0

Form 5500 Responses for KELLEY STEEL ERECTORS, INC. 401(K) PROFIT SHARING PLAN

2015: KELLEY STEEL ERECTORS, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: KELLEY STEEL ERECTORS, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: KELLEY STEEL ERECTORS, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: KELLEY STEEL ERECTORS, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: KELLEY STEEL ERECTORS, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2009: KELLEY STEEL ERECTORS, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-710233
Policy instance 1
Insurance contract or identification numberGA-710233
Number of Individuals Covered32
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $5,088
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $5,088
Insurance broker organization code?3
Insurance broker namePROEQUITIES INC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-710233
Policy instance 1
Insurance contract or identification numberGA-710233
Number of Individuals Covered40
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $8,063
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,063
Insurance broker organization code?3
Insurance broker namePROEQUITIES INC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-710233
Policy instance 1
Insurance contract or identification numberGA-710233
Number of Individuals Covered42
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $6,607
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,607
Insurance broker organization code?3
Insurance broker namePROEQUITIES INC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-710233
Policy instance 1
Insurance contract or identification numberGA-710233
Number of Individuals Covered24
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $6,304
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,304
Insurance broker organization code?3
Insurance broker namePROEQUITIES INC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-710233
Policy instance 1
Insurance contract or identification numberGA-710233
Number of Individuals Covered39
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $6,215
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-710233
Policy instance 1
Insurance contract or identification numberGA-710233
Number of Individuals Covered41
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $6,213
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,213
Insurance broker organization code?3
Insurance broker namePROEQUITIES INC

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