AMERICAN SPRING WIRE CORPORATION has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2015 : ASW RETIREMENT PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $1,363,309 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $1,674,425 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $1,609,682 |
| Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $6,991 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $741,982 |
| Value of total assets at end of year | 2015-12-31 | $17,872,103 |
| Value of total assets at beginning of year | 2015-12-31 | $18,183,219 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $57,752 |
| Total interest from all sources | 2015-12-31 | $301,683 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $54,624 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $54,624 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $489,754 |
| Participant contributions at end of year | 2015-12-31 | $300,310 |
| Participant contributions at beginning of year | 2015-12-31 | $307,750 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $65,095 |
| Other income not declared elsewhere | 2015-12-31 | $52,128 |
| Administrative expenses (other) incurred | 2015-12-31 | $57,752 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-311,116 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $17,872,103 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $18,183,219 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $7,490,374 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $8,381,256 |
| Interest on participant loans | 2015-12-31 | $14,884 |
| Interest earned on other investments | 2015-12-31 | $286,772 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $242,435 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $264,092 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $264,092 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $27 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $9,838,984 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $9,230,121 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $212,892 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $187,133 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $1,609,682 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | COHEN & COMPANY, LTD. |
| Accountancy firm EIN | 2015-12-31 | 341912961 |
| 2014 : ASW RETIREMENT PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $1,638,472 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $2,081,590 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $2,072,519 |
| Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $1,027 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $710,468 |
| Value of total assets at end of year | 2014-12-31 | $18,183,219 |
| Value of total assets at beginning of year | 2014-12-31 | $18,626,337 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $8,044 |
| Total interest from all sources | 2014-12-31 | $285,095 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $61,825 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $61,825 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $504,084 |
| Participant contributions at end of year | 2014-12-31 | $307,750 |
| Participant contributions at beginning of year | 2014-12-31 | $293,276 |
| Administrative expenses (other) incurred | 2014-12-31 | $8,044 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $-443,118 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $18,183,219 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $18,626,337 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $8,381,256 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $9,410,972 |
| Interest on participant loans | 2014-12-31 | $16,574 |
| Interest earned on other investments | 2014-12-31 | $268,492 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $264,092 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $0 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $29 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $9,230,121 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $8,922,089 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $581,084 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $206,384 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $2,072,519 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | COHEN & COMPANY, LTD |
| Accountancy firm EIN | 2014-12-31 | 341912961 |
| 2013 : ASW RETIREMENT PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $3,009,473 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $861,528 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $856,390 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $703,510 |
| Value of total assets at end of year | 2013-12-31 | $18,626,337 |
| Value of total assets at beginning of year | 2013-12-31 | $16,478,392 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $5,138 |
| Total interest from all sources | 2013-12-31 | $269,847 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $71,892 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $71,892 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $490,015 |
| Participant contributions at end of year | 2013-12-31 | $293,276 |
| Participant contributions at beginning of year | 2013-12-31 | $336,778 |
| Administrative expenses (other) incurred | 2013-12-31 | $5,138 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $2,147,945 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $18,626,337 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $16,478,392 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $9,410,972 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $7,707,707 |
| Interest on participant loans | 2013-12-31 | $16,524 |
| Interest earned on other investments | 2013-12-31 | $253,294 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $214,990 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $214,990 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $29 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $8,922,089 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $8,218,917 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $1,964,224 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $213,495 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $856,390 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | COHEN & COMPANY, LTD |
| Accountancy firm EIN | 2013-12-31 | 341912961 |
| 2012 : ASW RETIREMENT PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $1,943,210 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $1,600,393 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,605,186 |
| Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $-11,982 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $601,039 |
| Value of total assets at end of year | 2012-12-31 | $16,478,392 |
| Value of total assets at beginning of year | 2012-12-31 | $16,135,575 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $7,189 |
| Total interest from all sources | 2012-12-31 | $259,247 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $78,869 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $78,869 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $413,327 |
| Participant contributions at end of year | 2012-12-31 | $336,778 |
| Participant contributions at beginning of year | 2012-12-31 | $307,540 |
| Administrative expenses (other) incurred | 2012-12-31 | $7,189 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $342,817 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $16,478,392 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $16,135,575 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $7,707,707 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $7,783,701 |
| Interest on participant loans | 2012-12-31 | $16,440 |
| Interest earned on other investments | 2012-12-31 | $242,771 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $214,990 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $300,239 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $300,239 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $36 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $8,218,917 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $7,744,095 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,004,055 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $187,712 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,605,186 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | COHEN & COMPANY, LTD |
| Accountancy firm EIN | 2012-12-31 | 341912961 |
| 2011 : ASW RETIREMENT PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $862,185 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $870,176 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $866,467 |
| Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $1,215 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $740,118 |
| Value of total assets at end of year | 2011-12-31 | $16,135,575 |
| Value of total assets at beginning of year | 2011-12-31 | $16,143,566 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $2,494 |
| Total interest from all sources | 2011-12-31 | $234,959 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $83,941 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $83,941 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $470,213 |
| Participant contributions at end of year | 2011-12-31 | $307,540 |
| Participant contributions at beginning of year | 2011-12-31 | $306,198 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $61,397 |
| Administrative expenses (other) incurred | 2011-12-31 | $2,494 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-7,991 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $16,135,575 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $16,143,566 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $7,783,701 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $8,398,131 |
| Interest on participant loans | 2011-12-31 | $17,430 |
| Interest earned on other investments | 2011-12-31 | $217,462 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $300,239 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $346,155 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $346,155 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $67 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $7,744,095 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $7,093,082 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-196,833 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $208,508 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $866,467 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | COHEN & COMPANY, LTD |
| Accountancy firm EIN | 2011-12-31 | 341912961 |
| 2010 : ASW RETIREMENT PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $1,923,849 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $1,783,091 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,780,841 |
| Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $628,309 |
| Value of total assets at end of year | 2010-12-31 | $16,143,566 |
| Value of total assets at beginning of year | 2010-12-31 | $16,002,808 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $2,250 |
| Total interest from all sources | 2010-12-31 | $226,456 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $76,081 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $76,081 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $431,319 |
| Participant contributions at end of year | 2010-12-31 | $306,198 |
| Participant contributions at beginning of year | 2010-12-31 | $306,032 |
| Participant contributions at end of year | 2010-12-31 | $0 |
| Participant contributions at beginning of year | 2010-12-31 | $23,251 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $620 |
| Other income not declared elsewhere | 2010-12-31 | $0 |
| Administrative expenses (other) incurred | 2010-12-31 | $2,250 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $140,758 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $16,143,566 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $16,002,808 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $8,398,131 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $8,027,977 |
| Interest on participant loans | 2010-12-31 | $16,770 |
| Interest earned on other investments | 2010-12-31 | $209,570 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $346,155 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $642,584 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $642,584 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $116 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $7,093,082 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $6,992,381 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $993,003 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $196,370 |
| Employer contributions (assets) at end of year | 2010-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $10,583 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,780,841 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | COHEN & COMPANY, LTD |
| Accountancy firm EIN | 2010-12-31 | 341912961 |
| 2009 : ASW RETIREMENT PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
