Logo

ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 401k Plan overview

Plan NameANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN
Plan identification number 003

ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ANTONIO SOFO & SON IMPORTING CO. has sponsored the creation of one or more 401k plans.

Company Name:ANTONIO SOFO & SON IMPORTING CO.
Employer identification number (EIN):341026558
NAIC Classification:424400

Additional information about ANTONIO SOFO & SON IMPORTING CO.

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 1968-06-28
Company Identification Number: 373168
Legal Registered Office Address: 2828 MEADOWWOOD DR
-
TOLEDO
United States of America (USA)
43606

More information about ANTONIO SOFO & SON IMPORTING CO.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01COSIMO FIGLIOMENI2023-09-13 COSIMO FIGLIOMENI2023-09-13
0032021-01-01COSIMO FIGLIOMENI2022-10-03 COSIMO FIGLIOMENI2022-10-03
0032020-01-01COSIMO FIGLIOMENI2021-10-05 COSIMO FIGLIOMENI2021-10-05
0032019-07-01COSIMO FIGLIOMENI2020-08-24 COSIMO FIGLIOMENI2020-08-24
0032018-07-01COSIMO FIGLIOMENI2020-02-17 COSIMO FIGLIOMENI2020-02-17
0032017-07-01
0032016-07-01
0032015-07-01
0032014-07-01
0032013-07-01
0032012-07-01COSIMO FIGLIOMENI COSIMO FIGLIOMENI2014-04-14
0032011-07-01COSIMO FIGLIOMENI
0032009-07-01COSIMO FIGLIOMENI

Plan Statistics for ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN

401k plan membership statisitcs for ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN

Measure Date Value
2022: ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01594
Total number of active participants reported on line 7a of the Form 55002022-01-01470
Number of retired or separated participants receiving benefits2022-01-01148
Total of all active and inactive participants2022-01-01618
Total participants2022-01-01618
Number of participants with account balances2022-01-01615
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0188
2021: ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01533
Total number of active participants reported on line 7a of the Form 55002021-01-01451
Number of other retired or separated participants entitled to future benefits2021-01-01143
Total of all active and inactive participants2021-01-01594
Total participants2021-01-01594
Number of participants with account balances2021-01-01583
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0186
2020: ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01567
Total number of active participants reported on line 7a of the Form 55002020-01-01439
Number of retired or separated participants receiving benefits2020-01-0194
Total of all active and inactive participants2020-01-01533
Total participants2020-01-01533
Number of participants with account balances2020-01-01503
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0110
2019: ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-07-01632
Total number of active participants reported on line 7a of the Form 55002019-07-01446
Number of retired or separated participants receiving benefits2019-07-01102
Total of all active and inactive participants2019-07-01548
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-010
Total participants2019-07-01548
Number of participants with account balances2019-07-01523
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-0125
2018: ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-07-01551
Total number of active participants reported on line 7a of the Form 55002018-07-01448
Number of other retired or separated participants entitled to future benefits2018-07-01184
Total of all active and inactive participants2018-07-01632
Total participants2018-07-01632
Number of participants with account balances2018-07-01622
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-07-0148
2017: ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-07-01538
Total number of active participants reported on line 7a of the Form 55002017-07-01427
Number of other retired or separated participants entitled to future benefits2017-07-01124
Total of all active and inactive participants2017-07-01551
Total participants2017-07-01551
Number of participants with account balances2017-07-01549
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-07-0138
2016: ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-07-01590
Total number of active participants reported on line 7a of the Form 55002016-07-01440
Number of retired or separated participants receiving benefits2016-07-010
Number of other retired or separated participants entitled to future benefits2016-07-0198
Total of all active and inactive participants2016-07-01538
Total participants2016-07-01538
Number of participants with account balances2016-07-01529
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-0139
2015: ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-07-01517
Total number of active participants reported on line 7a of the Form 55002015-07-01422
Number of retired or separated participants receiving benefits2015-07-01168
Total of all active and inactive participants2015-07-01590
Total participants2015-07-01590
Number of participants with account balances2015-07-01586
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-0112
2014: ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-07-01481
Total number of active participants reported on line 7a of the Form 55002014-07-01389
Number of other retired or separated participants entitled to future benefits2014-07-01128
Total of all active and inactive participants2014-07-01517
Total participants2014-07-01517
Number of participants with account balances2014-07-01508
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-010
2013: ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-07-01457
Total number of active participants reported on line 7a of the Form 55002013-07-01395
Number of other retired or separated participants entitled to future benefits2013-07-0186
Total of all active and inactive participants2013-07-01481
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-010
Total participants2013-07-01481
Number of participants with account balances2013-07-01365
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-010
2012: ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-07-01447
Total number of active participants reported on line 7a of the Form 55002012-07-01380
Number of other retired or separated participants entitled to future benefits2012-07-0177
Total of all active and inactive participants2012-07-01457
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-010
Total participants2012-07-01457
Number of participants with account balances2012-07-01338
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-0119
2011: ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-07-01458
Total number of active participants reported on line 7a of the Form 55002011-07-01390
Number of retired or separated participants receiving benefits2011-07-010
Number of other retired or separated participants entitled to future benefits2011-07-0157
Total of all active and inactive participants2011-07-01447
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-010
Total participants2011-07-01447
Number of participants with account balances2011-07-01300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-010
2009: ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-07-01395
Total number of active participants reported on line 7a of the Form 55002009-07-01383
Number of retired or separated participants receiving benefits2009-07-017
Number of other retired or separated participants entitled to future benefits2009-07-0159
Total of all active and inactive participants2009-07-01449
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-010
Total participants2009-07-01449
Number of participants with account balances2009-07-01294
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-010

Financial Data on ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN

Measure Date Value
2022 : ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2022 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$28,824
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$1,687
Total income from all sources (including contributions)2022-12-31$-1,271,541
Total of all expenses incurred2022-12-31$1,006,818
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$774,523
Expenses. Certain deemed distributions of participant loans2022-12-31$41,049
Value of total corrective distributions2022-12-31$28,824
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,809,275
Value of total assets at end of year2022-12-31$16,111,310
Value of total assets at beginning of year2022-12-31$18,362,532
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$162,422
Total interest from all sources2022-12-31$43,974
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$162,422
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,466,688
Participant contributions at end of year2022-12-31$453,787
Participant contributions at beginning of year2022-12-31$496,883
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$50,933
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$28,824
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$1,687
Total non interest bearing cash at end of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,278,359
Value of net assets at end of year (total assets less liabilities)2022-12-31$16,082,486
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$18,360,845
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$14,295,859
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$16,347,556
Interest on participant loans2022-12-31$43,974
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$1,070,010
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$972,935
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,124,790
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$291,654
Employer contributions (assets) at end of year2022-12-31$291,654
Employer contributions (assets) at beginning of year2022-12-31$545,158
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$774,523
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PLANTE MORAN
Accountancy firm EIN2022-12-31381357951
2021 : ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2021 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$1,687
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$14,020
Total income from all sources (including contributions)2021-12-31$4,202,902
Total of all expenses incurred2021-12-31$2,316,008
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,163,813
Expenses. Certain deemed distributions of participant loans2021-12-31$2,929
Value of total corrective distributions2021-12-31$1,180
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,841,584
Value of total assets at end of year2021-12-31$18,362,532
Value of total assets at beginning of year2021-12-31$16,487,971
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$148,086
Total interest from all sources2021-12-31$44,545
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$148,086
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,296,426
Participant contributions at end of year2021-12-31$496,883
Participant contributions at beginning of year2021-12-31$397,134
Participant contributions at beginning of year2021-12-31$1,409
Assets. Loans (other than to participants) at beginning of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$1,687
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$14,020
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,886,894
Value of net assets at end of year (total assets less liabilities)2021-12-31$18,360,845
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$16,473,951
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$16,347,556
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$14,719,417
Interest on participant loans2021-12-31$36,424
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$8,121
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$972,935
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$866,683
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,316,773
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$545,158
Employer contributions (assets) at end of year2021-12-31$545,158
Employer contributions (assets) at beginning of year2021-12-31$503,328
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,163,813
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31PLANTE MORAN
Accountancy firm EIN2021-12-31381357951
2020 : ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$14,020
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$12,509
Expenses. Interest paid2020-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$0
Total income from all sources (including contributions)2020-12-31$4,088,327
Total of all expenses incurred2020-12-31$2,146,600
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,007,167
Expenses. Certain deemed distributions of participant loans2020-12-31$6,287
Value of total corrective distributions2020-12-31$12,327
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,585,970
Value of total assets at end of year2020-12-31$16,487,971
Value of total assets at beginning of year2020-12-31$14,544,733
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$120,819
Total interest from all sources2020-12-31$31,983
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,082,642
Participant contributions at end of year2020-12-31$1,409
Participant contributions at beginning of year2020-12-31$1,409
Assets. Loans (other than to participants) at end of year2020-12-31$397,134
Assets. Loans (other than to participants) at beginning of year2020-12-31$414,293
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$14,020
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$12,509
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,941,727
Value of net assets at end of year (total assets less liabilities)2020-12-31$16,473,951
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$14,532,224
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$14,719,417
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$12,915,865
Income. Interest from loans (other than to participants)2020-12-31$31,983
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$866,683
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$700,973
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,470,374
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$503,328
Employer contributions (assets) at end of year2020-12-31$503,328
Employer contributions (assets) at beginning of year2020-12-31$512,193
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,007,167
Contract administrator fees2020-12-31$120,819
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31PLANTE MORAN
Accountancy firm EIN2020-12-31381357951
2019 : ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$12,509
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$9,784
Total income from all sources (including contributions)2019-12-31$1,466,534
Total of all expenses incurred2019-12-31$1,080,607
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,018,234
Value of total corrective distributions2019-12-31$12,509
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$530,058
Value of total assets at end of year2019-12-31$14,544,733
Value of total assets at beginning of year2019-12-31$14,156,081
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$49,864
Total interest from all sources2019-12-31$14,056
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$527,685
Participant contributions at end of year2019-12-31$1,409
Participant contributions at beginning of year2019-12-31$10,080
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,373
Assets. Loans (other than to participants) at end of year2019-12-31$414,293
Assets. Loans (other than to participants) at beginning of year2019-12-31$386,173
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$12,509
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$9,784
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$385,927
Value of net assets at end of year (total assets less liabilities)2019-12-31$14,532,224
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$14,146,297
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$12,915,865
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$12,469,487
Interest on participant loans2019-12-31$14,056
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$700,973
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$778,148
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$922,420
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$0
Employer contributions (assets) at end of year2019-12-31$512,193
Employer contributions (assets) at beginning of year2019-12-31$512,193
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,018,234
Contract administrator fees2019-12-31$49,864
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$9,784
Total income from all sources (including contributions)2019-06-30$1,967,495
Total of all expenses incurred2019-06-30$1,278,264
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-06-30$1,217,129
Expenses. Certain deemed distributions of participant loans2019-06-30$3,349
Value of total corrective distributions2019-06-30$39,944
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-06-30$1,524,715
Value of total assets at end of year2019-06-30$14,156,081
Value of total assets at beginning of year2019-06-30$13,457,066
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-06-30$17,842
Total interest from all sources2019-06-30$18,124
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-06-30No
Was this plan covered by a fidelity bond2019-06-30Yes
Value of fidelity bond cover2019-06-30$500,000
If this is an individual account plan, was there a blackout period2019-06-30Yes
Were there any nonexempt tranactions with any party-in-interest2019-06-30No
Contributions received from participants2019-06-30$973,641
Participant contributions at beginning of year2019-06-30$0
Participant contributions at end of year2019-06-30$10,080
Income. Received or receivable in cash from other sources (including rollovers)2019-06-30$38,881
Assets. Loans (other than to participants) at end of year2019-06-30$386,173
Assets. Loans (other than to participants) at beginning of year2019-06-30$366,610
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-06-30$9,784
Administrative expenses (other) incurred2019-06-30$2,150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Value of net income/loss2019-06-30$689,231
Value of net assets at end of year (total assets less liabilities)2019-06-30$14,146,297
Value of net assets at beginning of year (total assets less liabilities)2019-06-30$13,457,066
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-06-30No
Were any leases to which the plan was party in default or uncollectible2019-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-06-30$12,469,487
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-06-30$0
Value of interest in pooled separate accounts at end of year2019-06-30$0
Value of interest in pooled separate accounts at beginning of year2019-06-30$11,654,211
Interest on participant loans2019-06-30$18,124
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-06-30$778,148
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-06-30$853,462
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-06-30$424,656
Net investment gain/loss from pooled separate accounts2019-06-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-06-30No
Was there a failure to transmit to the plan any participant contributions2019-06-30No
Has the plan failed to provide any benefit when due under the plan2019-06-30No
Contributions received in cash from employer2019-06-30$512,193
Employer contributions (assets) at end of year2019-06-30$512,193
Employer contributions (assets) at beginning of year2019-06-30$582,783
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-06-30$1,217,129
Contract administrator fees2019-06-30$15,692
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-06-30Yes
Did the plan have assets held for investment2019-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-06-30Yes
Opinion of an independent qualified public accountant for this plan2019-06-30Disclaimer
Accountancy firm name2019-06-30PLANTE MORAN
Accountancy firm EIN2019-06-30381357951
2018 : ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-06-30$2,473,842
Total of all expenses incurred2018-06-30$966,003
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$933,176
Expenses. Certain deemed distributions of participant loans2018-06-30$7,093
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$1,493,290
Value of total assets at end of year2018-06-30$13,457,066
Value of total assets at beginning of year2018-06-30$11,949,227
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$25,734
Total interest from all sources2018-06-30$14,178
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-06-30No
Was this plan covered by a fidelity bond2018-06-30Yes
Value of fidelity bond cover2018-06-30$500,000
If this is an individual account plan, was there a blackout period2018-06-30No
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Contributions received from participants2018-06-30$824,816
Income. Received or receivable in cash from other sources (including rollovers)2018-06-30$90,373
Assets. Loans (other than to participants) at end of year2018-06-30$366,610
Assets. Loans (other than to participants) at beginning of year2018-06-30$312,999
Other income not declared elsewhere2018-06-30$4,543
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$1,507,839
Value of net assets at end of year (total assets less liabilities)2018-06-30$13,457,066
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$11,949,227
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Value of interest in pooled separate accounts at end of year2018-06-30$11,654,211
Value of interest in pooled separate accounts at beginning of year2018-06-30$10,450,207
Interest on participant loans2018-06-30$14,178
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-06-30$853,462
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-06-30$958,551
Net investment gain/loss from pooled separate accounts2018-06-30$961,831
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30No
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Contributions received in cash from employer2018-06-30$578,101
Employer contributions (assets) at end of year2018-06-30$582,783
Employer contributions (assets) at beginning of year2018-06-30$227,470
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$933,176
Contract administrator fees2018-06-30$25,734
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30Yes
Opinion of an independent qualified public accountant for this plan2018-06-30Disclaimer
Accountancy firm name2018-06-30PLANTE MORAN
Accountancy firm EIN2018-06-30381357951
2017 : ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2017 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$535
Total income from all sources (including contributions)2017-06-30$2,274,297
Total of all expenses incurred2017-06-30$936,322
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$881,893
Value of total corrective distributions2017-06-30$16,354
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$959,575
Value of total assets at end of year2017-06-30$11,949,227
Value of total assets at beginning of year2017-06-30$10,611,787
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$38,075
Total interest from all sources2017-06-30$16,889
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30No
Administrative expenses professional fees incurred2017-06-30$38,075
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$500,000
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Contributions received from participants2017-06-30$738,499
Income. Received or receivable in cash from other sources (including rollovers)2017-06-30$3,982
Assets. Loans (other than to participants) at end of year2017-06-30$312,999
Assets. Loans (other than to participants) at beginning of year2017-06-30$266,023
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-06-30$535
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$1,337,975
Value of net assets at end of year (total assets less liabilities)2017-06-30$11,949,227
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$10,611,252
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Value of interest in pooled separate accounts at end of year2017-06-30$10,450,207
Value of interest in pooled separate accounts at beginning of year2017-06-30$9,272,011
Interest on participant loans2017-06-30$12,335
Interest earned on other investments2017-06-30$4,554
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-06-30$958,551
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-06-30$862,072
Net investment gain/loss from pooled separate accounts2017-06-30$1,297,833
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30No
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Contributions received in cash from employer2017-06-30$217,094
Employer contributions (assets) at end of year2017-06-30$227,470
Employer contributions (assets) at beginning of year2017-06-30$211,681
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$881,893
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30PLANTE MORAN
Accountancy firm EIN2017-06-30381357951
2016 : ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$535
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$394
Total income from all sources (including contributions)2016-06-30$893,251
Total of all expenses incurred2016-06-30$1,593,034
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$1,517,021
Value of total corrective distributions2016-06-30$28,937
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$1,047,215
Value of total assets at end of year2016-06-30$10,611,787
Value of total assets at beginning of year2016-06-30$11,311,429
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$47,076
Total interest from all sources2016-06-30$14,554
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$500,000
If this is an individual account plan, was there a blackout period2016-06-30No
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Contributions received from participants2016-06-30$631,964
Income. Received or receivable in cash from other sources (including rollovers)2016-06-30$203,571
Assets. Loans (other than to participants) at end of year2016-06-30$266,023
Assets. Loans (other than to participants) at beginning of year2016-06-30$263,809
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-06-30$535
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-06-30$394
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$-699,783
Value of net assets at end of year (total assets less liabilities)2016-06-30$10,611,252
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$11,311,035
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Value of interest in pooled separate accounts at end of year2016-06-30$9,272,011
Value of interest in pooled separate accounts at beginning of year2016-06-30$9,899,432
Interest on participant loans2016-06-30$11,051
Interest earned on other investments2016-06-30$3,503
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-06-30$862,072
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-06-30$630,867
Net investment gain/loss from pooled separate accounts2016-06-30$-168,518
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30No
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Contributions received in cash from employer2016-06-30$211,680
Employer contributions (assets) at end of year2016-06-30$211,681
Employer contributions (assets) at beginning of year2016-06-30$517,321
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$1,517,021
Contract administrator fees2016-06-30$47,076
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Liabilities. Value of acquisition indebtedness at beginning of year2016-06-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30PLANTE MORAN
Accountancy firm EIN2016-06-30381357951
2015 : ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$394
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$34,141
Total income from all sources (including contributions)2015-06-30$1,270,979
Total of all expenses incurred2015-06-30$765,331
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$719,911
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$952,999
Value of total assets at end of year2015-06-30$11,311,429
Value of total assets at beginning of year2015-06-30$10,839,528
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$45,420
Total interest from all sources2015-06-30$12,171
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Administrative expenses professional fees incurred2015-06-30$45,420
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$500,000
If this is an individual account plan, was there a blackout period2015-06-30No
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Contributions received from participants2015-06-30$434,343
Participant contributions at end of year2015-06-30$263,809
Participant contributions at beginning of year2015-06-30$257,530
Assets. Loans (other than to participants) at end of year2015-06-30$0
Assets. Loans (other than to participants) at beginning of year2015-06-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-06-30$394
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-06-30$34,141
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$505,648
Value of net assets at end of year (total assets less liabilities)2015-06-30$11,311,035
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$10,805,387
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Value of interest in pooled separate accounts at end of year2015-06-30$9,899,432
Value of interest in pooled separate accounts at beginning of year2015-06-30$9,698,682
Interest on participant loans2015-06-30$9,074
Interest earned on other investments2015-06-30$3,097
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-06-30$630,867
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-06-30$621,512
Net investment gain/loss from pooled separate accounts2015-06-30$305,809
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30No
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Contributions received in cash from employer2015-06-30$518,656
Employer contributions (assets) at end of year2015-06-30$517,321
Employer contributions (assets) at beginning of year2015-06-30$261,804
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$719,911
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Liabilities. Value of acquisition indebtedness at end of year2015-06-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-06-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30MAX DORFMEISTER & CO LLP
Accountancy firm EIN2015-06-30341352513
2014 : ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$34,141
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$29,047
Total income from all sources (including contributions)2014-06-30$2,121,243
Total of all expenses incurred2014-06-30$457,356
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$375,146
Value of total corrective distributions2014-06-30$35,018
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$647,816
Value of total assets at end of year2014-06-30$10,839,528
Value of total assets at beginning of year2014-06-30$9,170,547
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$47,192
Total interest from all sources2014-06-30$13,472
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Administrative expenses professional fees incurred2014-06-30$47,192
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$500,000
If this is an individual account plan, was there a blackout period2014-06-30No
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Contributions received from participants2014-06-30$376,857
Income. Received or receivable in cash from other sources (including rollovers)2014-06-30$9,155
Assets. Loans (other than to participants) at end of year2014-06-30$257,530
Assets. Loans (other than to participants) at beginning of year2014-06-30$272,300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$1,663,887
Value of net assets at end of year (total assets less liabilities)2014-06-30$10,805,387
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$9,141,500
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Value of interest in pooled separate accounts at end of year2014-06-30$9,698,682
Value of interest in pooled separate accounts at beginning of year2014-06-30$8,168,602
Interest on participant loans2014-06-30$10,856
Interest earned on other investments2014-06-30$2,616
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-06-30$621,512
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-06-30$475,945
Net investment gain/loss from pooled separate accounts2014-06-30$1,459,955
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30No
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Contributions received in cash from employer2014-06-30$261,804
Employer contributions (assets) at end of year2014-06-30$261,804
Employer contributions (assets) at beginning of year2014-06-30$253,700
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$375,146
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Liabilities. Value of acquisition indebtedness at end of year2014-06-30$34,141
Liabilities. Value of acquisition indebtedness at beginning of year2014-06-30$29,047
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30Yes
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30MAX DORFMEISTER & CO LLP
Accountancy firm EIN2014-06-30341352513
2013 : ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$29,047
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$7,810
Total income from all sources (including contributions)2013-06-30$1,590,632
Total loss/gain on sale of assets2013-06-30$0
Total of all expenses incurred2013-06-30$416,652
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$334,313
Value of total corrective distributions2013-06-30$29,047
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$604,647
Value of total assets at end of year2013-06-30$9,170,547
Value of total assets at beginning of year2013-06-30$7,975,330
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$53,292
Total interest from all sources2013-06-30$11,895
Total dividends received (eg from common stock, registered investment company shares)2013-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$50,000
If this is an individual account plan, was there a blackout period2013-06-30No
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Contributions received from participants2013-06-30$350,947
Participant contributions at end of year2013-06-30$272,300
Participant contributions at beginning of year2013-06-30$271,525
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-06-30$29,047
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-06-30$7,810
Total non interest bearing cash at beginning of year2013-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$1,173,980
Value of net assets at end of year (total assets less liabilities)2013-06-30$9,141,500
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$7,967,520
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Investment advisory and management fees2013-06-30$53,292
Value of interest in pooled separate accounts at end of year2013-06-30$8,168,602
Value of interest in pooled separate accounts at beginning of year2013-06-30$6,989,766
Interest on participant loans2013-06-30$11,895
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-06-30$475,945
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-06-30$581,979
Net investment gain/loss from pooled separate accounts2013-06-30$974,090
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30No
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Contributions received in cash from employer2013-06-30$253,700
Employer contributions (assets) at end of year2013-06-30$253,700
Employer contributions (assets) at beginning of year2013-06-30$132,060
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$334,313
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30Yes
Opinion of an independent qualified public accountant for this plan2013-06-30Disclaimer
Accountancy firm name2013-06-30MAX DORFMEISTER & CO. LLP
Accountancy firm EIN2013-06-30341352513
2012 : ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$7,810
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total income from all sources (including contributions)2012-06-30$422,966
Total loss/gain on sale of assets2012-06-30$0
Total of all expenses incurred2012-06-30$212,274
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$181,285
Value of total corrective distributions2012-06-30$7,810
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$697,086
Value of total assets at end of year2012-06-30$7,975,330
Value of total assets at beginning of year2012-06-30$7,756,828
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$23,179
Total interest from all sources2012-06-30$10,861
Total dividends received (eg from common stock, registered investment company shares)2012-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Administrative expenses professional fees incurred2012-06-30$16,258
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$500,000
If this is an individual account plan, was there a blackout period2012-06-30Yes
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Contributions received from participants2012-06-30$316,780
Participant contributions at end of year2012-06-30$271,525
Participant contributions at beginning of year2012-06-30$238,498
Income. Received or receivable in cash from other sources (including rollovers)2012-06-30$19,746
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-06-30$7,810
Total non interest bearing cash at end of year2012-06-30$0
Total non interest bearing cash at beginning of year2012-06-30$3,977,365
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$210,692
Value of net assets at end of year (total assets less liabilities)2012-06-30$7,967,520
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$7,756,828
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-06-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-06-30$3,132,376
Value of interest in pooled separate accounts at end of year2012-06-30$6,989,766
Interest on participant loans2012-06-30$10,861
Value of interest in common/collective trusts at beginning of year2012-06-30$407,940
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-06-30$581,979
Asset value of US Government securities at end of year2012-06-30$0
Asset value of US Government securities at beginning of year2012-06-30$649
Net investment gain/loss from pooled separate accounts2012-06-30$-284,981
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30No
Was there a failure to transmit to the plan any participant contributions2012-06-30No
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Contributions received in cash from employer2012-06-30$360,560
Employer contributions (assets) at end of year2012-06-30$132,060
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$181,285
Contract administrator fees2012-06-30$6,921
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-06-30Yes
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30Yes
Opinion of an independent qualified public accountant for this plan2012-06-30Disclaimer
Accountancy firm name2012-06-30MAX DORFMEISTER & CO. LLP.
Accountancy firm EIN2012-06-30341352513
2011 : ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-06-30$-2,649
Total unrealized appreciation/depreciation of assets2011-06-30$-2,649
Total income from all sources (including contributions)2011-06-30$1,574,784
Total loss/gain on sale of assets2011-06-30$188,212
Total of all expenses incurred2011-06-30$421,065
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$397,245
Expenses. Certain deemed distributions of participant loans2011-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$332,855
Value of total assets at end of year2011-06-30$7,756,828
Value of total assets at beginning of year2011-06-30$6,603,109
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$23,820
Total interest from all sources2011-06-30$78,405
Total dividends received (eg from common stock, registered investment company shares)2011-06-30$16,300
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$500,000
If this is an individual account plan, was there a blackout period2011-06-30No
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Contributions received from participants2011-06-30$265,819
Participant contributions at end of year2011-06-30$238,498
Participant contributions at beginning of year2011-06-30$247,837
Income. Received or receivable in cash from other sources (including rollovers)2011-06-30$43,536
Total non interest bearing cash at end of year2011-06-30$3,977,365
Total non interest bearing cash at beginning of year2011-06-30$1,139
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$1,153,719
Value of net assets at end of year (total assets less liabilities)2011-06-30$7,756,828
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$6,603,109
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-06-30$3,132,376
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-06-30$3,933,975
Interest on participant loans2011-06-30$11,828
Income. Interest from US Government securities2011-06-30$8,595
Income. Interest from corporate debt instruments2011-06-30$57,982
Value of interest in common/collective trusts at end of year2011-06-30$407,940
Value of interest in common/collective trusts at beginning of year2011-06-30$494,806
Asset value of US Government securities at end of year2011-06-30$649
Asset value of US Government securities at beginning of year2011-06-30$184,136
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-06-30$959,537
Net investment gain or loss from common/collective trusts2011-06-30$2,124
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30Yes
Was there a failure to transmit to the plan any participant contributions2011-06-30Yes
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Contributions received in cash from employer2011-06-30$23,500
Income. Dividends from common stock2011-06-30$16,300
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$397,245
Asset. Corporate debt instrument debt (other) at end of year2011-06-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2011-06-30$1,017,847
Contract administrator fees2011-06-30$23,820
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-06-30No
Assets. Corporate common stocks other than exployer securities at end of year2011-06-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2011-06-30$723,369
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Aggregate proceeds on sale of assets2011-06-30$3,590,075
Aggregate carrying amount (costs) on sale of assets2011-06-30$3,401,863
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30Yes
Opinion of an independent qualified public accountant for this plan2011-06-30Disclaimer
Accountancy firm name2011-06-30MAX DORFMEISTER & CO., LLP.
Accountancy firm EIN2011-06-30341352513
2010 : ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-06-30$0

Form 5500 Responses for ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN

2022: ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2019 form 5500 responses
2019-07-01Type of plan entitySingle employer plan
2019-07-01Submission has been amendedNo
2019-07-01This submission is the final filingNo
2019-07-01This return/report is a short plan year return/report (less than 12 months)Yes
2019-07-01Plan is a collectively bargained planYes
2019-07-01Plan funding arrangement – InsuranceYes
2019-07-01Plan funding arrangement – TrustYes
2019-07-01Plan benefit arrangement – InsuranceYes
2019-07-01Plan benefit arrangement - TrustYes
2018: ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2018 form 5500 responses
2018-07-01Type of plan entitySingle employer plan
2018-07-01Submission has been amendedNo
2018-07-01This submission is the final filingNo
2018-07-01This return/report is a short plan year return/report (less than 12 months)No
2018-07-01Plan is a collectively bargained planYes
2018-07-01Plan funding arrangement – InsuranceYes
2018-07-01Plan funding arrangement – TrustYes
2018-07-01Plan benefit arrangement – InsuranceYes
2018-07-01Plan benefit arrangement - TrustYes
2017: ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2017 form 5500 responses
2017-07-01Type of plan entityMulitple employer plan
2017-07-01Submission has been amendedNo
2017-07-01This submission is the final filingNo
2017-07-01This return/report is a short plan year return/report (less than 12 months)No
2017-07-01Plan is a collectively bargained planYes
2017-07-01Plan funding arrangement – InsuranceYes
2017-07-01Plan funding arrangement – TrustYes
2017-07-01Plan benefit arrangement - TrustYes
2016: ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2016 form 5500 responses
2016-07-01Type of plan entityMulitple employer plan
2016-07-01Submission has been amendedNo
2016-07-01This submission is the final filingNo
2016-07-01This return/report is a short plan year return/report (less than 12 months)No
2016-07-01Plan is a collectively bargained planNo
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement - TrustYes
2015: ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2015 form 5500 responses
2015-07-01Type of plan entityMulitple employer plan
2015-07-01Submission has been amendedNo
2015-07-01This submission is the final filingNo
2015-07-01This return/report is a short plan year return/report (less than 12 months)No
2015-07-01Plan is a collectively bargained planNo
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement - TrustYes
2014: ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2014 form 5500 responses
2014-07-01Type of plan entityMulitple employer plan
2014-07-01Submission has been amendedNo
2014-07-01This submission is the final filingNo
2014-07-01This return/report is a short plan year return/report (less than 12 months)No
2014-07-01Plan is a collectively bargained planNo
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement - TrustYes
2013: ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2013 form 5500 responses
2013-07-01Type of plan entityMulitple employer plan
2013-07-01Submission has been amendedNo
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)No
2013-07-01Plan is a collectively bargained planNo
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement - TrustYes
2012: ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2012 form 5500 responses
2012-07-01Type of plan entityMulitple employer plan
2012-07-01Submission has been amendedYes
2012-07-01This submission is the final filingNo
2012-07-01This return/report is a short plan year return/report (less than 12 months)No
2012-07-01Plan is a collectively bargained planNo
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement – InsuranceYes
2012-07-01Plan benefit arrangement - TrustYes
2011: ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Submission has been amendedNo
2011-07-01This submission is the final filingNo
2011-07-01This return/report is a short plan year return/report (less than 12 months)No
2011-07-01Plan is a collectively bargained planNo
2011-07-01Plan funding arrangement – InsuranceYes
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement – InsuranceYes
2011-07-01Plan benefit arrangement - TrustYes
2009: ANTONIO SOFO & SON IMPORTING CO. EMPLOYEES' 401(K) PLAN 2009 form 5500 responses
2009-07-01Type of plan entityMulitple employer plan
2009-07-01Submission has been amendedNo
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)No
2009-07-01Plan is a collectively bargained planNo
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number1260536-01
Policy instance 1
Insurance contract or identification number1260536-01
Number of Individuals Covered149
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number1260536-01
Policy instance 1
Insurance contract or identification number1260536-01
Number of Individuals Covered154
Insurance policy start date2021-07-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number1260536-01
Policy instance 1
Insurance contract or identification number1260536-01
Number of Individuals Covered134
Insurance policy start date2020-07-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number1260536-01
Policy instance 1
Insurance contract or identification number1260536-01
Number of Individuals Covered124
Insurance policy start date2019-07-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number1260536-01
Policy instance 2
Insurance contract or identification number1260536-01
Number of Individuals Covered94
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number802431
Policy instance 1
Insurance contract or identification number802431
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $37,203
Total amount of fees paid to insurance companyUSD $11,190
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $22,310
Insurance broker organization code?3
Amount paid for insurance broker fees11190
Additional information about fees paid to insurance broker0
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number802431
Policy instance 1
Insurance contract or identification number802431
Number of Individuals Covered549
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $48,745
Total amount of fees paid to insurance companyUSD $14,748
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number802431
Policy instance 1
Insurance contract or identification number802431
Number of Individuals Covered586
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $39,038
Total amount of fees paid to insurance companyUSD $14,240
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $23,423
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerADMINISTRATIVE SERVICES
Insurance broker namePENION INNOVATIONS & CONSULTING
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number802431
Policy instance 1
Insurance contract or identification number802431
Number of Individuals Covered508
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $45,805
Total amount of fees paid to insurance companyUSD $9,249
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $26,683
Insurance broker organization code?3
Amount paid for insurance broker fees9249
Additional information about fees paid to insurance brokerTPA FEE
Insurance broker namePENION INNOVATIONS & CONSULTING
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number802431
Policy instance 1
Insurance contract or identification number802431
Number of Individuals Covered335
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $47,079
Total amount of fees paid to insurance companyUSD $7,450
Commission paid to Insurance BrokerUSD $17,277
Insurance broker organization code?3
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker namePENSION INNOVATIONS & CONSULTING LL
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number802431
Policy instance 1
Insurance contract or identification number802431
Number of Individuals Covered338
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $6,603
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $20,477
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker namePENSION INNOVATIONS & CONSULTING, L
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number802431
Policy instance 1
Insurance contract or identification number802431
Number of Individuals Covered300
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $16,443
Total amount of fees paid to insurance companyUSD $16,258
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S1