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CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 401k Plan overview

Plan NameCLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN
Plan identification number 005

CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CLEVELAND HARDWARE & FORGING COMPANY has sponsored the creation of one or more 401k plans.

Company Name:CLEVELAND HARDWARE & FORGING COMPANY
Employer identification number (EIN):341028784
NAIC Classification:332900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0052022-09-01
0052021-09-01CARRIE LARSEN2024-03-20
0052020-09-01CARRIE LARSEN2024-03-20
0052019-09-01
0052019-09-01CARRIE LARSEN2024-03-20
0052018-09-01
0052018-09-01CARRIE LARSEN2024-03-20
0052017-09-01
0052017-09-01CARRIE LARSEN2024-03-20
0052016-09-01
0052016-09-01CARRIE LARSEN2024-03-20
0052015-09-01JAMES R SOCHA JAMES R SOCHA2017-06-15
0052015-09-01CARRIE LARSEN2024-03-20
0052014-09-01JAMES R. SOCHA JAMES R. SOCHA2016-06-15
0052014-09-01CARRIE LARSEN2024-03-20
0052013-09-01JAMES R. SOCHA JAMES R. SOCHA2015-06-12
0052013-09-01CARRIE LARSEN2024-03-20
0052012-09-01MR. JAMES R SOCHA MR. JAMES R SOCHA2014-06-16
0052012-09-01CARRIE LARSEN2024-03-20
0052011-09-01MR. JAMES R SOCHA MR. JAMES R SOCHA2013-09-12
0052011-09-01CARRIE LARSEN2024-03-20
0052010-09-01JAMES R. SOCHA JAMES R. SOCHA2012-06-15
0052010-09-01CARRIE LARSEN2024-03-20
0052009-09-01MR. JAMES R SOCHA MR. JAMES R SOCHA2011-06-15
0052009-09-01CARRIE LARSEN2024-03-20

Plan Statistics for CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN

401k plan membership statisitcs for CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN

Measure Date Value
2021: CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-09-01122
Total number of active participants reported on line 7a of the Form 55002021-09-0130
Number of retired or separated participants receiving benefits2021-09-010
Number of other retired or separated participants entitled to future benefits2021-09-0122
Total of all active and inactive participants2021-09-0152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-09-010
Total participants2021-09-0152
Number of participants with account balances2021-09-0152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-09-014
2020: CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-09-01119
Total number of active participants reported on line 7a of the Form 55002020-09-0181
Number of retired or separated participants receiving benefits2020-09-015
Number of other retired or separated participants entitled to future benefits2020-09-0131
Total of all active and inactive participants2020-09-01117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-09-010
Total participants2020-09-01117
Number of participants with account balances2020-09-01106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-09-011
2019: CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-09-01123
Total number of active participants reported on line 7a of the Form 55002019-09-0184
Number of retired or separated participants receiving benefits2019-09-015
Number of other retired or separated participants entitled to future benefits2019-09-0130
Total of all active and inactive participants2019-09-01119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-09-010
Total participants2019-09-01119
Number of participants with account balances2019-09-01106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-09-0121
2018: CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-09-01111
Total number of active participants reported on line 7a of the Form 55002018-09-01102
Number of retired or separated participants receiving benefits2018-09-011
Number of other retired or separated participants entitled to future benefits2018-09-0117
Total of all active and inactive participants2018-09-01120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-09-011
Total participants2018-09-01121
Number of participants with account balances2018-09-01118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-09-011
2017: CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-09-01154
Total number of active participants reported on line 7a of the Form 55002017-09-0194
Number of retired or separated participants receiving benefits2017-09-015
Number of other retired or separated participants entitled to future benefits2017-09-019
Total of all active and inactive participants2017-09-01108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-09-010
Total participants2017-09-01108
Number of participants with account balances2017-09-01100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-09-011
2016: CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-09-01177
Total number of active participants reported on line 7a of the Form 55002016-09-01140
Number of retired or separated participants receiving benefits2016-09-014
Number of other retired or separated participants entitled to future benefits2016-09-019
Total of all active and inactive participants2016-09-01153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-09-010
Total participants2016-09-01153
Number of participants with account balances2016-09-01130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-09-014
2015: CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-09-01182
Total number of active participants reported on line 7a of the Form 55002015-09-01163
Number of retired or separated participants receiving benefits2015-09-014
Number of other retired or separated participants entitled to future benefits2015-09-0110
Total of all active and inactive participants2015-09-01177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-09-010
Total participants2015-09-01177
Number of participants with account balances2015-09-01148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-09-017
2014: CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-09-01143
Total number of active participants reported on line 7a of the Form 55002014-09-01167
Number of retired or separated participants receiving benefits2014-09-013
Number of other retired or separated participants entitled to future benefits2014-09-0112
Total of all active and inactive participants2014-09-01182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-09-010
Total participants2014-09-01182
Number of participants with account balances2014-09-01154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-09-012
2013: CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-09-01156
Total number of active participants reported on line 7a of the Form 55002013-09-01127
Number of retired or separated participants receiving benefits2013-09-012
Number of other retired or separated participants entitled to future benefits2013-09-0114
Total of all active and inactive participants2013-09-01143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-09-010
Total participants2013-09-01143
Number of participants with account balances2013-09-01105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-09-012
2012: CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-09-01176
Total number of active participants reported on line 7a of the Form 55002012-09-01146
Number of retired or separated participants receiving benefits2012-09-012
Number of other retired or separated participants entitled to future benefits2012-09-018
Total of all active and inactive participants2012-09-01156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-09-010
Total participants2012-09-01156
Number of participants with account balances2012-09-01110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-09-0116
2011: CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-09-01174
Total number of active participants reported on line 7a of the Form 55002011-09-01169
Number of retired or separated participants receiving benefits2011-09-011
Number of other retired or separated participants entitled to future benefits2011-09-016
Total of all active and inactive participants2011-09-01176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-09-010
Total participants2011-09-01176
Number of participants with account balances2011-09-01128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-09-012
2010: CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-09-01176
Total number of active participants reported on line 7a of the Form 55002010-09-01165
Number of retired or separated participants receiving benefits2010-09-011
Number of other retired or separated participants entitled to future benefits2010-09-017
Total of all active and inactive participants2010-09-01173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-09-011
Total participants2010-09-01174
Number of participants with account balances2010-09-01126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-09-012
2009: CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-09-01163
Total number of active participants reported on line 7a of the Form 55002009-09-01168
Number of retired or separated participants receiving benefits2009-09-011
Number of other retired or separated participants entitled to future benefits2009-09-017
Total of all active and inactive participants2009-09-01176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-09-010
Total participants2009-09-01176
Number of participants with account balances2009-09-01132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-09-013

Financial Data on CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN

Measure Date Value
2022 : CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2022 401k financial data
Total transfer of assets from this plan2022-08-31$921,957
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-08-31$921,957
Total income from all sources (including contributions)2022-08-31$-307,147
Total of all expenses incurred2022-08-31$2,092,142
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-08-31$2,045,805
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-08-31$447,261
Value of total assets at end of year2022-08-31$6,681,491
Value of total assets at beginning of year2022-08-31$9,080,780
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-08-31$46,337
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-08-31No
Was this plan covered by a fidelity bond2022-08-31Yes
Value of fidelity bond cover2022-08-31$250,000
If this is an individual account plan, was there a blackout period2022-08-31No
Were there any nonexempt tranactions with any party-in-interest2022-08-31No
Contributions received from participants2022-08-31$210,870
Participant contributions at end of year2022-08-31$6,628
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-08-31$921,957
Administrative expenses (other) incurred2022-08-31$46,337
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-08-31No
Value of net income/loss2022-08-31$-2,399,289
Value of net assets at end of year (total assets less liabilities)2022-08-31$5,759,534
Value of net assets at beginning of year (total assets less liabilities)2022-08-31$9,080,780
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-08-31No
Were any leases to which the plan was party in default or uncollectible2022-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-08-31$6
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-08-31$6
Value of interest in common/collective trusts at end of year2022-08-31$3,609,448
Value of interest in common/collective trusts at beginning of year2022-08-31$4,477,133
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-08-31$2,995,924
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-08-31$4,603,641
Net investment gain or loss from common/collective trusts2022-08-31$-754,408
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-08-31No
Was there a failure to transmit to the plan any participant contributions2022-08-31Yes
Has the plan failed to provide any benefit when due under the plan2022-08-31No
Contributions received in cash from employer2022-08-31$236,391
Employer contributions (assets) at end of year2022-08-31$69,485
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-08-31$2,045,805
Did the plan have assets held for investment2022-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-08-31No
Opinion of an independent qualified public accountant for this plan2022-08-31Unqualified
Accountancy firm name2022-08-31WIPFLI, LLP
Accountancy firm EIN2022-08-31390758449
2021 : CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-08-31$1,239,239
Total of all expenses incurred2021-08-31$239,087
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-08-31$193,229
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-08-31$198,845
Value of total assets at end of year2021-08-31$9,080,780
Value of total assets at beginning of year2021-08-31$8,080,628
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-08-31$45,858
Total interest from all sources2021-08-31$133,589
Total dividends received (eg from common stock, registered investment company shares)2021-08-31$43,728
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-08-31$43,728
Was this plan covered by a fidelity bond2021-08-31Yes
Value of fidelity bond cover2021-08-31$250,000
If this is an individual account plan, was there a blackout period2021-08-31No
Were there any nonexempt tranactions with any party-in-interest2021-08-31No
Contributions received from participants2021-08-31$190,728
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-08-31No
Value of net income/loss2021-08-31$1,000,152
Value of net assets at end of year (total assets less liabilities)2021-08-31$9,080,780
Value of net assets at beginning of year (total assets less liabilities)2021-08-31$8,080,628
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-08-31No
Were any leases to which the plan was party in default or uncollectible2021-08-31No
Investment advisory and management fees2021-08-31$42,260
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-08-31$6
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-08-31$2,627,037
Interest earned on other investments2021-08-31$133,589
Value of interest in common/collective trusts at end of year2021-08-31$4,477,133
Value of interest in common/collective trusts at beginning of year2021-08-31$997,747
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-08-31$4,603,641
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-08-31$4,455,844
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-08-31$132,128
Net investment gain/loss from pooled separate accounts2021-08-31$429,173
Net investment gain or loss from common/collective trusts2021-08-31$301,776
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-08-31No
Was there a failure to transmit to the plan any participant contributions2021-08-31No
Has the plan failed to provide any benefit when due under the plan2021-08-31No
Contributions received in cash from employer2021-08-31$8,117
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-08-31$193,229
Contract administrator fees2021-08-31$3,598
Did the plan have assets held for investment2021-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-08-31No
Opinion of an independent qualified public accountant for this plan2021-08-31Disclaimer
Accountancy firm name2021-08-31WIPFLI, LLP
Accountancy firm EIN2021-08-31390758449
2020 : CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-08-31$0
Total income from all sources (including contributions)2020-08-31$1,050,110
Total loss/gain on sale of assets2020-08-31$0
Total of all expenses incurred2020-08-31$1,079,882
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-08-31$1,042,162
Expenses. Certain deemed distributions of participant loans2020-08-31$0
Value of total corrective distributions2020-08-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-08-31$366,339
Value of total assets at end of year2020-08-31$8,080,628
Value of total assets at beginning of year2020-08-31$8,110,400
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-08-31$37,720
Total interest from all sources2020-08-31$139,207
Total dividends received (eg from common stock, registered investment company shares)2020-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-08-31$0
Administrative expenses professional fees incurred2020-08-31$0
Was this plan covered by a fidelity bond2020-08-31No
If this is an individual account plan, was there a blackout period2020-08-31No
Were there any nonexempt tranactions with any party-in-interest2020-08-31No
Contributions received from participants2020-08-31$208,283
Participant contributions at end of year2020-08-31$0
Participant contributions at beginning of year2020-08-31$0
Assets. Other investments not covered elsewhere at end of year2020-08-31$0
Assets. Other investments not covered elsewhere at beginning of year2020-08-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-08-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-08-31$0
Other income not declared elsewhere2020-08-31$0
Administrative expenses (other) incurred2020-08-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-08-31No
Value of net income/loss2020-08-31$-29,772
Value of net assets at end of year (total assets less liabilities)2020-08-31$8,080,628
Value of net assets at beginning of year (total assets less liabilities)2020-08-31$8,110,400
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-08-31No
Were any leases to which the plan was party in default or uncollectible2020-08-31No
Investment advisory and management fees2020-08-31$31,848
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-08-31$2,627,037
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-08-31$3,399,388
Value of interest in pooled separate accounts at end of year2020-08-31$0
Value of interest in pooled separate accounts at beginning of year2020-08-31$0
Interest on participant loans2020-08-31$0
Interest earned on other investments2020-08-31$139,207
Value of interest in common/collective trusts at end of year2020-08-31$997,747
Value of interest in common/collective trusts at beginning of year2020-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-08-31$4,455,844
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-08-31$4,711,012
Expenses. Payments to insurance carriers foe the provision of benefits2020-08-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-08-31$20,463
Net investment gain/loss from pooled separate accounts2020-08-31$491,902
Net investment gain or loss from common/collective trusts2020-08-31$32,199
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-08-31Yes
Was there a failure to transmit to the plan any participant contributions2020-08-31No
Has the plan failed to provide any benefit when due under the plan2020-08-31No
Assets. Invements in employer securities at end of year2020-08-31$0
Assets. Invements in employer securities at beginning of year2020-08-31$0
Contributions received in cash from employer2020-08-31$158,056
Income. Dividends from common stock2020-08-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-08-31$1,042,162
Contract administrator fees2020-08-31$5,872
Did the plan have assets held for investment2020-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-08-31Yes
Opinion of an independent qualified public accountant for this plan2020-08-31Disclaimer
Accountancy firm name2020-08-31WIPFLI, LLP
Accountancy firm EIN2020-08-31390758449
2019 : CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-08-31$0
Total transfer of assets to this plan2019-08-31$17,410
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-08-31$0
Total income from all sources (including contributions)2019-08-31$823,821
Total loss/gain on sale of assets2019-08-31$0
Total of all expenses incurred2019-08-31$353,934
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-08-31$323,271
Expenses. Certain deemed distributions of participant loans2019-08-31$0
Value of total corrective distributions2019-08-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-08-31$600,427
Value of total assets at end of year2019-08-31$8,110,400
Value of total assets at beginning of year2019-08-31$7,623,103
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-08-31$30,663
Total interest from all sources2019-08-31$135,269
Total dividends received (eg from common stock, registered investment company shares)2019-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-08-31$0
Administrative expenses professional fees incurred2019-08-31$0
Was this plan covered by a fidelity bond2019-08-31No
If this is an individual account plan, was there a blackout period2019-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-08-31$0
Were there any nonexempt tranactions with any party-in-interest2019-08-31No
Contributions received from participants2019-08-31$233,007
Participant contributions at end of year2019-08-31$0
Participant contributions at beginning of year2019-08-31$0
Assets. Other investments not covered elsewhere at end of year2019-08-31$0
Assets. Other investments not covered elsewhere at beginning of year2019-08-31$0
Other income not declared elsewhere2019-08-31$0
Administrative expenses (other) incurred2019-08-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-08-31No
Value of net income/loss2019-08-31$469,887
Value of net assets at end of year (total assets less liabilities)2019-08-31$8,110,400
Value of net assets at beginning of year (total assets less liabilities)2019-08-31$7,623,103
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-08-31No
Were any leases to which the plan was party in default or uncollectible2019-08-31No
Investment advisory and management fees2019-08-31$26,521
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-08-31$3,399,388
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-08-31$3,098,100
Value of interest in pooled separate accounts at end of year2019-08-31$0
Value of interest in pooled separate accounts at beginning of year2019-08-31$0
Interest on participant loans2019-08-31$0
Interest earned on other investments2019-08-31$135,269
Value of interest in common/collective trusts at end of year2019-08-31$0
Value of interest in common/collective trusts at beginning of year2019-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-08-31$4,711,012
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-08-31$4,525,003
Expenses. Payments to insurance carriers foe the provision of benefits2019-08-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-08-31$0
Net investment gain/loss from pooled separate accounts2019-08-31$88,125
Net investment gain or loss from common/collective trusts2019-08-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-08-31No
Was there a failure to transmit to the plan any participant contributions2019-08-31No
Has the plan failed to provide any benefit when due under the plan2019-08-31No
Assets. Invements in employer securities at end of year2019-08-31$0
Assets. Invements in employer securities at beginning of year2019-08-31$0
Contributions received in cash from employer2019-08-31$367,420
Income. Dividends from common stock2019-08-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-08-31$323,271
Contract administrator fees2019-08-31$4,142
Did the plan have assets held for investment2019-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-08-31Yes
Opinion of an independent qualified public accountant for this plan2019-08-31Disclaimer
Accountancy firm name2019-08-31WIPFLI LLP
Accountancy firm EIN2019-08-31390758449
2018 : CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-08-31$0
Total income from all sources (including contributions)2018-08-31$806,941
Total loss/gain on sale of assets2018-08-31$0
Total of all expenses incurred2018-08-31$682,445
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-08-31$651,996
Expenses. Certain deemed distributions of participant loans2018-08-31$0
Value of total corrective distributions2018-08-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-08-31$229,907
Value of total assets at end of year2018-08-31$7,623,103
Value of total assets at beginning of year2018-08-31$7,498,607
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-08-31$30,449
Total interest from all sources2018-08-31$132,080
Total dividends received (eg from common stock, registered investment company shares)2018-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-08-31$0
Administrative expenses professional fees incurred2018-08-31$0
Was this plan covered by a fidelity bond2018-08-31No
If this is an individual account plan, was there a blackout period2018-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-08-31$0
Were there any nonexempt tranactions with any party-in-interest2018-08-31No
Contributions received from participants2018-08-31$203,629
Participant contributions at end of year2018-08-31$0
Participant contributions at beginning of year2018-08-31$0
Assets. Other investments not covered elsewhere at end of year2018-08-31$0
Assets. Other investments not covered elsewhere at beginning of year2018-08-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-08-31$443
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-08-31$0
Other income not declared elsewhere2018-08-31$0
Administrative expenses (other) incurred2018-08-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-08-31No
Value of net income/loss2018-08-31$124,496
Value of net assets at end of year (total assets less liabilities)2018-08-31$7,623,103
Value of net assets at beginning of year (total assets less liabilities)2018-08-31$7,498,607
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-08-31No
Were any leases to which the plan was party in default or uncollectible2018-08-31No
Investment advisory and management fees2018-08-31$25,821
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-08-31$3,098,100
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-08-31$2,878,461
Value of interest in pooled separate accounts at end of year2018-08-31$0
Value of interest in pooled separate accounts at beginning of year2018-08-31$0
Interest on participant loans2018-08-31$0
Interest earned on other investments2018-08-31$132,080
Value of interest in common/collective trusts at end of year2018-08-31$0
Value of interest in common/collective trusts at beginning of year2018-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-08-31$4,525,003
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-08-31$4,620,146
Expenses. Payments to insurance carriers foe the provision of benefits2018-08-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-08-31$0
Net investment gain/loss from pooled separate accounts2018-08-31$444,954
Net investment gain or loss from common/collective trusts2018-08-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-08-31No
Was there a failure to transmit to the plan any participant contributions2018-08-31No
Has the plan failed to provide any benefit when due under the plan2018-08-31No
Assets. Invements in employer securities at end of year2018-08-31$0
Assets. Invements in employer securities at beginning of year2018-08-31$0
Contributions received in cash from employer2018-08-31$25,835
Income. Dividends from common stock2018-08-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-08-31$651,996
Contract administrator fees2018-08-31$4,628
Did the plan have assets held for investment2018-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-08-31No
Opinion of an independent qualified public accountant for this plan2018-08-31Disclaimer
Accountancy firm name2018-08-31WIPFLI LLP
Accountancy firm EIN2018-08-31390758449
2017 : CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-08-31$0
Total income from all sources (including contributions)2017-08-31$755,431
Total loss/gain on sale of assets2017-08-31$0
Total of all expenses incurred2017-08-31$821,085
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-08-31$790,597
Expenses. Certain deemed distributions of participant loans2017-08-31$0
Value of total corrective distributions2017-08-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-08-31$227,275
Value of total assets at end of year2017-08-31$7,498,607
Value of total assets at beginning of year2017-08-31$7,564,261
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-08-31$30,488
Total interest from all sources2017-08-31$138,785
Total dividends received (eg from common stock, registered investment company shares)2017-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-08-31$0
Administrative expenses professional fees incurred2017-08-31$0
Was this plan covered by a fidelity bond2017-08-31Yes
Value of fidelity bond cover2017-08-31$1,000,000
If this is an individual account plan, was there a blackout period2017-08-31No
Were there any nonexempt tranactions with any party-in-interest2017-08-31No
Contributions received from participants2017-08-31$190,138
Participant contributions at end of year2017-08-31$0
Participant contributions at beginning of year2017-08-31$0
Assets. Other investments not covered elsewhere at end of year2017-08-31$0
Assets. Other investments not covered elsewhere at beginning of year2017-08-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-08-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-08-31$0
Other income not declared elsewhere2017-08-31$0
Administrative expenses (other) incurred2017-08-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-08-31No
Value of net income/loss2017-08-31$-65,654
Value of net assets at end of year (total assets less liabilities)2017-08-31$7,498,607
Value of net assets at beginning of year (total assets less liabilities)2017-08-31$7,564,261
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-08-31No
Were any leases to which the plan was party in default or uncollectible2017-08-31No
Investment advisory and management fees2017-08-31$25,563
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-08-31$2,878,461
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-08-31$2,592,690
Value of interest in pooled separate accounts at end of year2017-08-31$0
Value of interest in pooled separate accounts at beginning of year2017-08-31$0
Interest on participant loans2017-08-31$0
Interest earned on other investments2017-08-31$138,785
Value of interest in common/collective trusts at end of year2017-08-31$0
Value of interest in common/collective trusts at beginning of year2017-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-08-31$4,620,146
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-08-31$4,971,571
Expenses. Payments to insurance carriers foe the provision of benefits2017-08-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-08-31$0
Net investment gain/loss from pooled separate accounts2017-08-31$389,371
Net investment gain or loss from common/collective trusts2017-08-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-08-31No
Was there a failure to transmit to the plan any participant contributions2017-08-31No
Has the plan failed to provide any benefit when due under the plan2017-08-31No
Assets. Invements in employer securities at end of year2017-08-31$0
Assets. Invements in employer securities at beginning of year2017-08-31$0
Contributions received in cash from employer2017-08-31$37,137
Income. Dividends from common stock2017-08-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-08-31$790,597
Contract administrator fees2017-08-31$4,925
Did the plan have assets held for investment2017-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-08-31No
Opinion of an independent qualified public accountant for this plan2017-08-31Disclaimer
Accountancy firm name2017-08-31WIPFLI LLP
Accountancy firm EIN2017-08-31390758449
2016 : CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-08-31$0
Total income from all sources (including contributions)2016-08-31$765,387
Total loss/gain on sale of assets2016-08-31$0
Total of all expenses incurred2016-08-31$404,272
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-08-31$374,031
Expenses. Certain deemed distributions of participant loans2016-08-31$0
Value of total corrective distributions2016-08-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-08-31$443,223
Value of total assets at end of year2016-08-31$7,564,261
Value of total assets at beginning of year2016-08-31$7,203,146
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-08-31$30,241
Total interest from all sources2016-08-31$144,961
Total dividends received (eg from common stock, registered investment company shares)2016-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-08-31$0
Administrative expenses professional fees incurred2016-08-31$0
Was this plan covered by a fidelity bond2016-08-31Yes
Value of fidelity bond cover2016-08-31$1,000,000
If this is an individual account plan, was there a blackout period2016-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-08-31$0
Were there any nonexempt tranactions with any party-in-interest2016-08-31No
Contributions received from participants2016-08-31$326,350
Participant contributions at end of year2016-08-31$0
Participant contributions at beginning of year2016-08-31$0
Assets. Other investments not covered elsewhere at end of year2016-08-31$0
Assets. Other investments not covered elsewhere at beginning of year2016-08-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-08-31$825
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-08-31$0
Other income not declared elsewhere2016-08-31$0
Administrative expenses (other) incurred2016-08-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-08-31No
Value of net income/loss2016-08-31$361,115
Value of net assets at end of year (total assets less liabilities)2016-08-31$7,564,261
Value of net assets at beginning of year (total assets less liabilities)2016-08-31$7,203,146
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-08-31No
Were any leases to which the plan was party in default or uncollectible2016-08-31No
Investment advisory and management fees2016-08-31$25,613
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-08-31$2,592,690
Value of interest in pooled separate accounts at end of year2016-08-31$0
Value of interest in pooled separate accounts at beginning of year2016-08-31$2,306,906
Interest on participant loans2016-08-31$0
Interest earned on other investments2016-08-31$144,961
Value of interest in common/collective trusts at end of year2016-08-31$0
Value of interest in common/collective trusts at beginning of year2016-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-08-31$4,971,571
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-08-31$4,896,240
Expenses. Payments to insurance carriers foe the provision of benefits2016-08-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-08-31$0
Net investment gain/loss from pooled separate accounts2016-08-31$177,203
Net investment gain or loss from common/collective trusts2016-08-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-08-31No
Was there a failure to transmit to the plan any participant contributions2016-08-31Yes
Has the plan failed to provide any benefit when due under the plan2016-08-31No
Assets. Invements in employer securities at end of year2016-08-31$0
Assets. Invements in employer securities at beginning of year2016-08-31$0
Contributions received in cash from employer2016-08-31$116,048
Income. Dividends from common stock2016-08-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-08-31$374,031
Contract administrator fees2016-08-31$4,628
Did the plan have assets held for investment2016-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-08-31Yes
Opinion of an independent qualified public accountant for this plan2016-08-31Disclaimer
Accountancy firm name2016-08-31WIPFLI LLP
Accountancy firm EIN2016-08-31390758449
2015 : CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-08-31$0
Total income from all sources (including contributions)2015-08-31$680,329
Total loss/gain on sale of assets2015-08-31$0
Total of all expenses incurred2015-08-31$209,097
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-08-31$181,270
Expenses. Certain deemed distributions of participant loans2015-08-31$0
Value of total corrective distributions2015-08-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-08-31$535,597
Value of total assets at end of year2015-08-31$7,203,145
Value of total assets at beginning of year2015-08-31$6,731,913
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-08-31$27,827
Total interest from all sources2015-08-31$140,401
Total dividends received (eg from common stock, registered investment company shares)2015-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-08-31$0
Administrative expenses professional fees incurred2015-08-31$0
Was this plan covered by a fidelity bond2015-08-31Yes
Value of fidelity bond cover2015-08-31$750,000
If this is an individual account plan, was there a blackout period2015-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-08-31$0
Were there any nonexempt tranactions with any party-in-interest2015-08-31No
Contributions received from participants2015-08-31$266,651
Participant contributions at end of year2015-08-31$0
Participant contributions at beginning of year2015-08-31$0
Assets. Other investments not covered elsewhere at end of year2015-08-31$0
Assets. Other investments not covered elsewhere at beginning of year2015-08-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-08-31$120,937
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-08-31$0
Other income not declared elsewhere2015-08-31$0
Administrative expenses (other) incurred2015-08-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-08-31No
Value of net income/loss2015-08-31$471,232
Value of net assets at end of year (total assets less liabilities)2015-08-31$7,203,145
Value of net assets at beginning of year (total assets less liabilities)2015-08-31$6,731,913
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-08-31No
Were any leases to which the plan was party in default or uncollectible2015-08-31No
Investment advisory and management fees2015-08-31$24,161
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-08-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-08-31$0
Value of interest in pooled separate accounts at end of year2015-08-31$2,306,905
Value of interest in pooled separate accounts at beginning of year2015-08-31$2,062,195
Interest on participant loans2015-08-31$0
Interest earned on other investments2015-08-31$140,401
Value of interest in common/collective trusts at end of year2015-08-31$0
Value of interest in common/collective trusts at beginning of year2015-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-08-31$4,896,240
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-08-31$4,669,718
Expenses. Payments to insurance carriers foe the provision of benefits2015-08-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-08-31$0
Net investment gain/loss from pooled separate accounts2015-08-31$4,331
Net investment gain or loss from common/collective trusts2015-08-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-08-31No
Was there a failure to transmit to the plan any participant contributions2015-08-31Yes
Has the plan failed to provide any benefit when due under the plan2015-08-31No
Assets. Invements in employer securities at end of year2015-08-31$0
Assets. Invements in employer securities at beginning of year2015-08-31$0
Contributions received in cash from employer2015-08-31$148,009
Income. Dividends from common stock2015-08-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-08-31$181,270
Contract administrator fees2015-08-31$3,666
Did the plan have assets held for investment2015-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-08-31Yes
Opinion of an independent qualified public accountant for this plan2015-08-31Disclaimer
Accountancy firm name2015-08-31WIPFLI LLP
Accountancy firm EIN2015-08-31390758449
2014 : CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-08-31$0
Total income from all sources (including contributions)2014-08-31$770,687
Total loss/gain on sale of assets2014-08-31$0
Total of all expenses incurred2014-08-31$940,293
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-08-31$912,738
Expenses. Certain deemed distributions of participant loans2014-08-31$0
Value of total corrective distributions2014-08-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-08-31$265,135
Value of total assets at end of year2014-08-31$6,731,913
Value of total assets at beginning of year2014-08-31$6,901,519
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-08-31$27,555
Total interest from all sources2014-08-31$140,855
Total dividends received (eg from common stock, registered investment company shares)2014-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-08-31$0
Administrative expenses professional fees incurred2014-08-31$0
Was this plan covered by a fidelity bond2014-08-31Yes
Value of fidelity bond cover2014-08-31$750,000
If this is an individual account plan, was there a blackout period2014-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-08-31$0
Were there any nonexempt tranactions with any party-in-interest2014-08-31No
Contributions received from participants2014-08-31$206,792
Participant contributions at end of year2014-08-31$0
Participant contributions at beginning of year2014-08-31$0
Assets. Other investments not covered elsewhere at end of year2014-08-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-08-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-08-31$37,313
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-08-31$0
Other income not declared elsewhere2014-08-31$0
Administrative expenses (other) incurred2014-08-31$50
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-08-31No
Value of net income/loss2014-08-31$-169,606
Value of net assets at end of year (total assets less liabilities)2014-08-31$6,731,913
Value of net assets at beginning of year (total assets less liabilities)2014-08-31$6,901,519
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-08-31No
Were any leases to which the plan was party in default or uncollectible2014-08-31No
Investment advisory and management fees2014-08-31$23,877
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-08-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-08-31$0
Value of interest in pooled separate accounts at end of year2014-08-31$2,062,195
Value of interest in pooled separate accounts at beginning of year2014-08-31$1,943,088
Interest on participant loans2014-08-31$0
Interest earned on other investments2014-08-31$140,855
Value of interest in common/collective trusts at end of year2014-08-31$0
Value of interest in common/collective trusts at beginning of year2014-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-08-31$4,669,718
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-08-31$4,958,431
Expenses. Payments to insurance carriers foe the provision of benefits2014-08-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-08-31$0
Net investment gain/loss from pooled separate accounts2014-08-31$364,697
Net investment gain or loss from common/collective trusts2014-08-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-08-31No
Was there a failure to transmit to the plan any participant contributions2014-08-31Yes
Has the plan failed to provide any benefit when due under the plan2014-08-31No
Assets. Invements in employer securities at end of year2014-08-31$0
Assets. Invements in employer securities at beginning of year2014-08-31$0
Contributions received in cash from employer2014-08-31$21,030
Income. Dividends from common stock2014-08-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-08-31$912,738
Contract administrator fees2014-08-31$3,628
Did the plan have assets held for investment2014-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-08-31Yes
Opinion of an independent qualified public accountant for this plan2014-08-31Disclaimer
Accountancy firm name2014-08-31WIPFLI LLP
Accountancy firm EIN2014-08-31390758449
2013 : CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-08-31$0
Total income from all sources (including contributions)2013-08-31$650,476
Total loss/gain on sale of assets2013-08-31$0
Total of all expenses incurred2013-08-31$679,237
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-08-31$650,338
Expenses. Certain deemed distributions of participant loans2013-08-31$0
Value of total corrective distributions2013-08-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-08-31$216,459
Value of total assets at end of year2013-08-31$6,901,519
Value of total assets at beginning of year2013-08-31$6,930,280
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-08-31$28,899
Total interest from all sources2013-08-31$148,926
Total dividends received (eg from common stock, registered investment company shares)2013-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-08-31$0
Administrative expenses professional fees incurred2013-08-31$0
Was this plan covered by a fidelity bond2013-08-31Yes
Value of fidelity bond cover2013-08-31$750,000
If this is an individual account plan, was there a blackout period2013-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-08-31$0
Were there any nonexempt tranactions with any party-in-interest2013-08-31No
Contributions received from participants2013-08-31$193,467
Participant contributions at end of year2013-08-31$0
Participant contributions at beginning of year2013-08-31$0
Assets. Other investments not covered elsewhere at end of year2013-08-31$0
Assets. Other investments not covered elsewhere at beginning of year2013-08-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-08-31$4
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-08-31$0
Other income not declared elsewhere2013-08-31$0
Administrative expenses (other) incurred2013-08-31$75
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-08-31No
Value of net income/loss2013-08-31$-28,761
Value of net assets at end of year (total assets less liabilities)2013-08-31$6,901,519
Value of net assets at beginning of year (total assets less liabilities)2013-08-31$6,930,280
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-08-31No
Were any leases to which the plan was party in default or uncollectible2013-08-31No
Investment advisory and management fees2013-08-31$24,633
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-08-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-08-31$0
Value of interest in pooled separate accounts at end of year2013-08-31$1,943,088
Value of interest in pooled separate accounts at beginning of year2013-08-31$2,171,299
Interest on participant loans2013-08-31$0
Interest earned on other investments2013-08-31$148,926
Value of interest in common/collective trusts at end of year2013-08-31$0
Value of interest in common/collective trusts at beginning of year2013-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-08-31$4,958,431
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-08-31$4,758,981
Expenses. Payments to insurance carriers foe the provision of benefits2013-08-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-08-31$0
Net investment gain/loss from pooled separate accounts2013-08-31$285,091
Net investment gain or loss from common/collective trusts2013-08-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-08-31No
Was there a failure to transmit to the plan any participant contributions2013-08-31Yes
Has the plan failed to provide any benefit when due under the plan2013-08-31No
Assets. Invements in employer securities at end of year2013-08-31$0
Assets. Invements in employer securities at beginning of year2013-08-31$0
Contributions received in cash from employer2013-08-31$22,988
Income. Dividends from common stock2013-08-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-08-31$650,338
Contract administrator fees2013-08-31$4,191
Did the plan have assets held for investment2013-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-08-31Yes
Opinion of an independent qualified public accountant for this plan2013-08-31Disclaimer
Accountancy firm name2013-08-31WIPFLI LLP
Accountancy firm EIN2013-08-31390758449
2012 : CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-08-31$0
Total income from all sources (including contributions)2012-08-31$608,765
Total loss/gain on sale of assets2012-08-31$0
Total of all expenses incurred2012-08-31$474,286
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-08-31$446,519
Expenses. Certain deemed distributions of participant loans2012-08-31$0
Value of total corrective distributions2012-08-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-08-31$223,228
Value of total assets at end of year2012-08-31$6,930,280
Value of total assets at beginning of year2012-08-31$6,795,801
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-08-31$27,767
Total interest from all sources2012-08-31$140,314
Total dividends received (eg from common stock, registered investment company shares)2012-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-08-31$0
Administrative expenses professional fees incurred2012-08-31$0
Was this plan covered by a fidelity bond2012-08-31Yes
Value of fidelity bond cover2012-08-31$750,000
If this is an individual account plan, was there a blackout period2012-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-08-31$0
Were there any nonexempt tranactions with any party-in-interest2012-08-31No
Contributions received from participants2012-08-31$203,031
Participant contributions at end of year2012-08-31$0
Participant contributions at beginning of year2012-08-31$0
Assets. Other investments not covered elsewhere at end of year2012-08-31$0
Assets. Other investments not covered elsewhere at beginning of year2012-08-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-08-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-08-31$0
Other income not declared elsewhere2012-08-31$0
Administrative expenses (other) incurred2012-08-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-08-31No
Value of net income/loss2012-08-31$134,479
Value of net assets at end of year (total assets less liabilities)2012-08-31$6,930,280
Value of net assets at beginning of year (total assets less liabilities)2012-08-31$6,795,801
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-08-31No
Were any leases to which the plan was party in default or uncollectible2012-08-31No
Investment advisory and management fees2012-08-31$23,938
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-08-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-08-31$0
Value of interest in pooled separate accounts at end of year2012-08-31$2,171,299
Value of interest in pooled separate accounts at beginning of year2012-08-31$2,067,142
Interest on participant loans2012-08-31$0
Interest earned on other investments2012-08-31$140,314
Value of interest in common/collective trusts at end of year2012-08-31$0
Value of interest in common/collective trusts at beginning of year2012-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-08-31$4,758,981
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-08-31$4,728,659
Expenses. Payments to insurance carriers foe the provision of benefits2012-08-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-08-31$0
Net investment gain/loss from pooled separate accounts2012-08-31$245,223
Net investment gain or loss from common/collective trusts2012-08-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-08-31No
Was there a failure to transmit to the plan any participant contributions2012-08-31No
Has the plan failed to provide any benefit when due under the plan2012-08-31No
Assets. Invements in employer securities at end of year2012-08-31$0
Assets. Invements in employer securities at beginning of year2012-08-31$0
Contributions received in cash from employer2012-08-31$20,197
Income. Dividends from common stock2012-08-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-08-31$446,519
Contract administrator fees2012-08-31$3,829
Did the plan have assets held for investment2012-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-08-31Yes
Opinion of an independent qualified public accountant for this plan2012-08-31Disclaimer
Accountancy firm name2012-08-31WIPFLI LLP
Accountancy firm EIN2012-08-31390758449
2011 : CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-08-31$0
Total income from all sources (including contributions)2011-08-31$648,799
Total loss/gain on sale of assets2011-08-31$0
Total of all expenses incurred2011-08-31$395,454
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-08-31$367,831
Expenses. Certain deemed distributions of participant loans2011-08-31$0
Value of total corrective distributions2011-08-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-08-31$189,072
Value of total assets at end of year2011-08-31$6,795,801
Value of total assets at beginning of year2011-08-31$6,542,456
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-08-31$27,623
Total interest from all sources2011-08-31$136,782
Total dividends received (eg from common stock, registered investment company shares)2011-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-08-31$0
Administrative expenses professional fees incurred2011-08-31$0
Was this plan covered by a fidelity bond2011-08-31Yes
Value of fidelity bond cover2011-08-31$750,000
If this is an individual account plan, was there a blackout period2011-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-08-31$0
Were there any nonexempt tranactions with any party-in-interest2011-08-31No
Contributions received from participants2011-08-31$173,226
Participant contributions at end of year2011-08-31$0
Participant contributions at beginning of year2011-08-31$0
Assets. Other investments not covered elsewhere at end of year2011-08-31$0
Assets. Other investments not covered elsewhere at beginning of year2011-08-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-08-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-08-31$0
Other income not declared elsewhere2011-08-31$0
Administrative expenses (other) incurred2011-08-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-08-31No
Value of net income/loss2011-08-31$253,345
Value of net assets at end of year (total assets less liabilities)2011-08-31$6,795,801
Value of net assets at beginning of year (total assets less liabilities)2011-08-31$6,542,456
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-08-31No
Were any leases to which the plan was party in default or uncollectible2011-08-31No
Investment advisory and management fees2011-08-31$23,696
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-08-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-08-31$0
Value of interest in pooled separate accounts at end of year2011-08-31$2,067,142
Value of interest in pooled separate accounts at beginning of year2011-08-31$1,961,443
Interest on participant loans2011-08-31$0
Interest earned on other investments2011-08-31$136,782
Value of interest in common/collective trusts at end of year2011-08-31$0
Value of interest in common/collective trusts at beginning of year2011-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-08-31$4,728,659
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-08-31$4,581,013
Expenses. Payments to insurance carriers foe the provision of benefits2011-08-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-08-31$0
Net investment gain/loss from pooled separate accounts2011-08-31$322,945
Net investment gain or loss from common/collective trusts2011-08-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-08-31No
Was there a failure to transmit to the plan any participant contributions2011-08-31No
Has the plan failed to provide any benefit when due under the plan2011-08-31No
Assets. Invements in employer securities at end of year2011-08-31$0
Assets. Invements in employer securities at beginning of year2011-08-31$0
Contributions received in cash from employer2011-08-31$15,846
Income. Dividends from common stock2011-08-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-08-31$367,831
Contract administrator fees2011-08-31$3,927
Did the plan have assets held for investment2011-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-08-31Yes
Opinion of an independent qualified public accountant for this plan2011-08-31Disclaimer
Accountancy firm name2011-08-31WIPFLI LLP
Accountancy firm EIN2011-08-31390758449
2010 : CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-08-31$461,648
Total of all expenses incurred2010-08-31$591,002
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-08-31$552,090
Value of total corrective distributions2010-08-31$10,990
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-08-31$171,962
Value of total assets at end of year2010-08-31$6,542,456
Value of total assets at beginning of year2010-08-31$6,671,810
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-08-31$27,922
Total interest from all sources2010-08-31$140,544
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-08-31No
Was this plan covered by a fidelity bond2010-08-31Yes
Value of fidelity bond cover2010-08-31$750,000
If this is an individual account plan, was there a blackout period2010-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-08-31$0
Were there any nonexempt tranactions with any party-in-interest2010-08-31No
Contributions received from participants2010-08-31$151,666
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-08-31No
Value of net income/loss2010-08-31$-129,354
Value of net assets at end of year (total assets less liabilities)2010-08-31$6,542,456
Value of net assets at beginning of year (total assets less liabilities)2010-08-31$6,671,810
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-08-31No
Were any leases to which the plan was party in default or uncollectible2010-08-31No
Investment advisory and management fees2010-08-31$23,583
Value of interest in pooled separate accounts at end of year2010-08-31$1,961,443
Value of interest in pooled separate accounts at beginning of year2010-08-31$2,017,340
Interest earned on other investments2010-08-31$140,544
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-08-31$4,581,013
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-08-31$4,654,470
Net investment gain/loss from pooled separate accounts2010-08-31$149,142
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-08-31No
Was there a failure to transmit to the plan any participant contributions2010-08-31No
Has the plan failed to provide any benefit when due under the plan2010-08-31No
Contributions received in cash from employer2010-08-31$20,296
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-08-31$552,090
Contract administrator fees2010-08-31$4,339
Did the plan have assets held for investment2010-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-08-31No
Opinion of an independent qualified public accountant for this plan2010-08-31Disclaimer
Accountancy firm name2010-08-31WIPFLI LLP
Accountancy firm EIN2010-08-31390758449

Form 5500 Responses for CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN

2021: CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2021 form 5500 responses
2021-09-01Type of plan entitySingle employer plan
2021-09-01Plan funding arrangement – InsuranceYes
2021-09-01Plan funding arrangement – TrustYes
2021-09-01Plan benefit arrangement – InsuranceYes
2021-09-01Plan benefit arrangement - TrustYes
2020: CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2020 form 5500 responses
2020-09-01Type of plan entitySingle employer plan
2020-09-01Plan funding arrangement – InsuranceYes
2020-09-01Plan funding arrangement – TrustYes
2020-09-01Plan benefit arrangement – InsuranceYes
2020-09-01Plan benefit arrangement - TrustYes
2019: CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2019 form 5500 responses
2019-09-01Type of plan entitySingle employer plan
2019-09-01Submission has been amendedNo
2019-09-01This submission is the final filingNo
2019-09-01This return/report is a short plan year return/report (less than 12 months)No
2019-09-01Plan is a collectively bargained planNo
2019-09-01Plan funding arrangement – InsuranceYes
2019-09-01Plan funding arrangement – TrustYes
2019-09-01Plan benefit arrangement – InsuranceYes
2019-09-01Plan benefit arrangement - TrustYes
2018: CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2018 form 5500 responses
2018-09-01Type of plan entitySingle employer plan
2018-09-01Submission has been amendedNo
2018-09-01This submission is the final filingNo
2018-09-01This return/report is a short plan year return/report (less than 12 months)No
2018-09-01Plan is a collectively bargained planNo
2018-09-01Plan funding arrangement – InsuranceYes
2018-09-01Plan funding arrangement – TrustYes
2018-09-01Plan benefit arrangement – InsuranceYes
2018-09-01Plan benefit arrangement - TrustYes
2017: CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2017 form 5500 responses
2017-09-01Type of plan entitySingle employer plan
2017-09-01Submission has been amendedNo
2017-09-01This submission is the final filingNo
2017-09-01This return/report is a short plan year return/report (less than 12 months)No
2017-09-01Plan is a collectively bargained planNo
2017-09-01Plan funding arrangement – InsuranceYes
2017-09-01Plan funding arrangement – TrustYes
2017-09-01Plan benefit arrangement – InsuranceYes
2017-09-01Plan benefit arrangement - TrustYes
2016: CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2016 form 5500 responses
2016-09-01Type of plan entitySingle employer plan
2016-09-01Submission has been amendedNo
2016-09-01This submission is the final filingNo
2016-09-01This return/report is a short plan year return/report (less than 12 months)No
2016-09-01Plan is a collectively bargained planNo
2016-09-01Plan funding arrangement – InsuranceYes
2016-09-01Plan funding arrangement – TrustYes
2016-09-01Plan benefit arrangement – InsuranceYes
2016-09-01Plan benefit arrangement - TrustYes
2015: CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2015 form 5500 responses
2015-09-01Type of plan entitySingle employer plan
2015-09-01Submission has been amendedNo
2015-09-01This submission is the final filingNo
2015-09-01This return/report is a short plan year return/report (less than 12 months)No
2015-09-01Plan is a collectively bargained planNo
2015-09-01Plan funding arrangement – InsuranceYes
2015-09-01Plan funding arrangement – TrustYes
2015-09-01Plan benefit arrangement – InsuranceYes
2015-09-01Plan benefit arrangement - TrustYes
2014: CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2014 form 5500 responses
2014-09-01Type of plan entitySingle employer plan
2014-09-01Submission has been amendedNo
2014-09-01This submission is the final filingNo
2014-09-01This return/report is a short plan year return/report (less than 12 months)No
2014-09-01Plan is a collectively bargained planNo
2014-09-01Plan funding arrangement – InsuranceYes
2014-09-01Plan funding arrangement – TrustYes
2014-09-01Plan benefit arrangement – InsuranceYes
2014-09-01Plan benefit arrangement - TrustYes
2013: CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2013 form 5500 responses
2013-09-01Type of plan entitySingle employer plan
2013-09-01Submission has been amendedNo
2013-09-01This submission is the final filingNo
2013-09-01This return/report is a short plan year return/report (less than 12 months)No
2013-09-01Plan is a collectively bargained planNo
2013-09-01Plan funding arrangement – InsuranceYes
2013-09-01Plan funding arrangement – TrustYes
2013-09-01Plan benefit arrangement – InsuranceYes
2013-09-01Plan benefit arrangement - TrustYes
2012: CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2012 form 5500 responses
2012-09-01Type of plan entitySingle employer plan
2012-09-01Submission has been amendedNo
2012-09-01This submission is the final filingNo
2012-09-01This return/report is a short plan year return/report (less than 12 months)No
2012-09-01Plan is a collectively bargained planNo
2012-09-01Plan funding arrangement – InsuranceYes
2012-09-01Plan funding arrangement – TrustYes
2012-09-01Plan benefit arrangement – InsuranceYes
2012-09-01Plan benefit arrangement - TrustYes
2011: CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2011 form 5500 responses
2011-09-01Type of plan entitySingle employer plan
2011-09-01Submission has been amendedNo
2011-09-01This submission is the final filingNo
2011-09-01This return/report is a short plan year return/report (less than 12 months)No
2011-09-01Plan is a collectively bargained planNo
2011-09-01Plan funding arrangement – InsuranceYes
2011-09-01Plan funding arrangement – TrustYes
2011-09-01Plan benefit arrangement – InsuranceYes
2011-09-01Plan benefit arrangement - TrustYes
2010: CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2010 form 5500 responses
2010-09-01Type of plan entitySingle employer plan
2010-09-01Submission has been amendedNo
2010-09-01This submission is the final filingNo
2010-09-01This return/report is a short plan year return/report (less than 12 months)No
2010-09-01Plan is a collectively bargained planNo
2010-09-01Plan funding arrangement – InsuranceYes
2010-09-01Plan funding arrangement – TrustYes
2010-09-01Plan benefit arrangement – InsuranceYes
2010-09-01Plan benefit arrangement - TrustYes
2009: CLEVELAND HARDWARE & FORGING CO. SALARIED 401(K) PLAN 2009 form 5500 responses
2009-09-01Type of plan entitySingle employer plan
2009-09-01Submission has been amendedNo
2009-09-01This submission is the final filingNo
2009-09-01This return/report is a short plan year return/report (less than 12 months)No
2009-09-01Plan is a collectively bargained planNo
2009-09-01Plan funding arrangement – InsuranceYes
2009-09-01Plan funding arrangement – TrustYes
2009-09-01Plan benefit arrangement – InsuranceYes
2009-09-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 51167
Policy instance 1
Insurance contract or identification numberSF 51167
Number of Individuals Covered52
Insurance policy start date2021-09-01
Insurance policy end date2022-08-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 51167
Policy instance 1
Insurance contract or identification numberSF 51167
Number of Individuals Covered117
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 51167
Policy instance 1
Insurance contract or identification numberSF 51167
Number of Individuals Covered119
Insurance policy start date2019-09-01
Insurance policy end date2020-08-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 51167
Policy instance 1
Insurance contract or identification numberSF 51167
Number of Individuals Covered121
Insurance policy start date2018-09-01
Insurance policy end date2019-08-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 51167
Policy instance 1
Insurance contract or identification numberSF 51167
Number of Individuals Covered108
Insurance policy start date2017-09-01
Insurance policy end date2018-08-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 51167
Policy instance 1
Insurance contract or identification numberSF 51167
Number of Individuals Covered153
Insurance policy start date2016-09-01
Insurance policy end date2017-08-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 51167
Policy instance 1
Insurance contract or identification numberSF 51167
Number of Individuals Covered177
Insurance policy start date2015-09-01
Insurance policy end date2016-08-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 51167
Policy instance 1
Insurance contract or identification numberSF 51167
Number of Individuals Covered182
Insurance policy start date2014-09-01
Insurance policy end date2015-08-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 51167
Policy instance 1
Insurance contract or identification numberSF 51167
Number of Individuals Covered143
Insurance policy start date2013-09-01
Insurance policy end date2014-08-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 51167
Policy instance 1
Insurance contract or identification numberSF 51167
Number of Individuals Covered156
Insurance policy start date2012-09-01
Insurance policy end date2013-08-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 51167
Policy instance 1
Insurance contract or identification numberSF 51167
Number of Individuals Covered176
Insurance policy start date2011-09-01
Insurance policy end date2012-08-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 51167
Policy instance 1
Insurance contract or identification numberSF 51167
Number of Individuals Covered174
Insurance policy start date2010-09-01
Insurance policy end date2011-08-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 51167
Policy instance 1
Insurance contract or identification numberSF 51167
Number of Individuals Covered176
Insurance policy start date2009-09-01
Insurance policy end date2010-08-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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