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UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST 401k Plan overview

Plan NameUNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST
Plan identification number 002

UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

UNIVERSITY OF TOLEDO PHYSICIANS LLC has sponsored the creation of one or more 401k plans.

Company Name:UNIVERSITY OF TOLEDO PHYSICIANS LLC
Employer identification number (EIN):341127097
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Additional information about UNIVERSITY OF TOLEDO PHYSICIANS LLC

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 2004-03-12
Company Identification Number: 1448897
Legal Registered Office Address: 3355 GLENDALE AVENUE
3RD FLOOR
TOLEDO
United States of America (USA)
43614

More information about UNIVERSITY OF TOLEDO PHYSICIANS LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022020-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01KANDY JUSTICE
0022016-01-01KATHY BISHOP
0022015-01-01KATHY BISHOP
0022014-01-01KATHY BISHOP
0022013-01-01KATHY BISHOP
0022012-01-01TAMMY SCARBOROUGH
0022011-01-01TAMMY SCARBOROUGH
0022009-01-01SHERI CALDWELL

Plan Statistics for UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST

401k plan membership statisitcs for UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST

Measure Date Value
2020: UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-01925
Total number of active participants reported on line 7a of the Form 55002020-01-01495
Number of retired or separated participants receiving benefits2020-01-017
Number of other retired or separated participants entitled to future benefits2020-01-01418
Total of all active and inactive participants2020-01-01920
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-015
Total participants2020-01-01925
Number of participants with account balances2020-01-01925
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0142
2019: UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-01846
Total number of active participants reported on line 7a of the Form 55002019-01-01527
Number of retired or separated participants receiving benefits2019-01-0113
Number of other retired or separated participants entitled to future benefits2019-01-01379
Total of all active and inactive participants2019-01-01919
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-016
Total participants2019-01-01925
Number of participants with account balances2019-01-01925
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0138
2018: UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-01797
Total number of active participants reported on line 7a of the Form 55002018-01-01527
Number of retired or separated participants receiving benefits2018-01-0110
Number of other retired or separated participants entitled to future benefits2018-01-01302
Total of all active and inactive participants2018-01-01839
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-015
Total participants2018-01-01844
Number of participants with account balances2018-01-01844
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0147
2017: UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01823
Total number of active participants reported on line 7a of the Form 55002017-01-01493
Number of retired or separated participants receiving benefits2017-01-019
Number of other retired or separated participants entitled to future benefits2017-01-01270
Total of all active and inactive participants2017-01-01772
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-013
Total participants2017-01-01775
Number of participants with account balances2017-01-01797
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0121
2016: UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01765
Total number of active participants reported on line 7a of the Form 55002016-01-01481
Number of retired or separated participants receiving benefits2016-01-018
Number of other retired or separated participants entitled to future benefits2016-01-01330
Total of all active and inactive participants2016-01-01819
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-014
Total participants2016-01-01823
Number of participants with account balances2016-01-01823
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0150
2015: UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01734
Total number of active participants reported on line 7a of the Form 55002015-01-01461
Number of retired or separated participants receiving benefits2015-01-019
Number of other retired or separated participants entitled to future benefits2015-01-01289
Total of all active and inactive participants2015-01-01759
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-014
Total participants2015-01-01763
Number of participants with account balances2015-01-01763
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0146
2014: UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01688
Total number of active participants reported on line 7a of the Form 55002014-01-01445
Number of retired or separated participants receiving benefits2014-01-0110
Number of other retired or separated participants entitled to future benefits2014-01-01275
Total of all active and inactive participants2014-01-01730
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-014
Total participants2014-01-01734
Number of participants with account balances2014-01-01734
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0128
2013: UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01621
Total number of active participants reported on line 7a of the Form 55002013-01-01416
Number of retired or separated participants receiving benefits2013-01-017
Number of other retired or separated participants entitled to future benefits2013-01-01252
Total of all active and inactive participants2013-01-01675
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-014
Total participants2013-01-01679
Number of participants with account balances2013-01-01679
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0137
2012: UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01582
Total number of active participants reported on line 7a of the Form 55002012-01-01388
Number of retired or separated participants receiving benefits2012-01-014
Number of other retired or separated participants entitled to future benefits2012-01-01226
Total of all active and inactive participants2012-01-01618
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-013
Total participants2012-01-01621
Number of participants with account balances2012-01-01621
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0124
2011: UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01577
Total number of active participants reported on line 7a of the Form 55002011-01-01360
Number of retired or separated participants receiving benefits2011-01-017
Number of other retired or separated participants entitled to future benefits2011-01-01212
Total of all active and inactive participants2011-01-01579
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-013
Total participants2011-01-01582
Number of participants with account balances2011-01-01582
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-019
2009: UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01436
Total number of active participants reported on line 7a of the Form 55002009-01-01297
Number of retired or separated participants receiving benefits2009-01-013
Number of other retired or separated participants entitled to future benefits2009-01-01183
Total of all active and inactive participants2009-01-01483
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01484
Number of participants with account balances2009-01-01468
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST

Measure Date Value
2020 : UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST 2020 401k financial data
Total transfer of assets from this plan2020-12-31$161,626,869
Total income from all sources (including contributions)2020-12-31$28,531,766
Total of all expenses incurred2020-12-31$11,787,513
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$11,609,630
Expenses. Certain deemed distributions of participant loans2020-12-31$15,385
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$8,804,750
Value of total assets at end of year2020-12-31$161,626,869
Value of total assets at beginning of year2020-12-31$144,882,616
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$162,498
Total interest from all sources2020-12-31$27,010
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$772,233
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$772,233
Administrative expenses professional fees incurred2020-12-31$13,078
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Funding deficiency by the employer to the plan for this plan year2020-12-31$0
Minimum employer required contribution for this plan year2020-12-31$9,168,910
Amount contributed by the employer to the plan for this plan year2020-12-31$9,168,910
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Participant contributions at end of year2020-12-31$237,141
Participant contributions at beginning of year2020-12-31$316,889
Assets. Other investments not covered elsewhere at end of year2020-12-31$34,594,906
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$32,578,768
Other income not declared elsewhere2020-12-31$2,814,065
Administrative expenses (other) incurred2020-12-31$113,420
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$16,744,253
Value of net assets at end of year (total assets less liabilities)2020-12-31$161,626,869
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$144,882,616
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$36,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$44,049,567
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$41,011,746
Value of interest in pooled separate accounts at end of year2020-12-31$0
Value of interest in pooled separate accounts at beginning of year2020-12-31$13,305,211
Interest on participant loans2020-12-31$14,302
Interest earned on other investments2020-12-31$12,708
Value of interest in common/collective trusts at end of year2020-12-31$66,318,016
Value of interest in common/collective trusts at beginning of year2020-12-31$57,638,176
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$16,426,839
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$29,646
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$6,719,388
Net investment gain/loss from pooled separate accounts2020-12-31$238,891
Net investment gain or loss from common/collective trusts2020-12-31$9,155,429
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$8,804,750
Employer contributions (assets) at end of year2020-12-31$400
Employer contributions (assets) at beginning of year2020-12-31$2,180
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$11,609,630
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2020-12-31410746749
2019 : UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$33,418,615
Total of all expenses incurred2019-12-31$7,821,628
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$7,564,200
Expenses. Certain deemed distributions of participant loans2019-12-31$80,401
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$9,673,804
Value of total assets at end of year2019-12-31$144,882,616
Value of total assets at beginning of year2019-12-31$119,285,629
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$177,027
Total interest from all sources2019-12-31$20,686
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$654,714
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$654,714
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Funding deficiency by the employer to the plan for this plan year2019-12-31$0
Minimum employer required contribution for this plan year2019-12-31$9,669,709
Amount contributed by the employer to the plan for this plan year2019-12-31$9,669,709
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Participant contributions at end of year2019-12-31$316,889
Participant contributions at beginning of year2019-12-31$403,949
Assets. Other investments not covered elsewhere at end of year2019-12-31$32,578,768
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$30,329,862
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$172,600
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$5,535,985
Administrative expenses (other) incurred2019-12-31$141,027
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$25,596,987
Value of net assets at end of year (total assets less liabilities)2019-12-31$144,882,616
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$119,285,629
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$36,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$41,011,746
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$32,027,863
Value of interest in pooled separate accounts at end of year2019-12-31$13,305,211
Value of interest in pooled separate accounts at beginning of year2019-12-31$12,949,726
Interest on participant loans2019-12-31$18,171
Interest earned on other investments2019-12-31$2,515
Value of interest in common/collective trusts at end of year2019-12-31$57,638,176
Value of interest in common/collective trusts at beginning of year2019-12-31$43,287,638
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$29,646
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$280,961
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$7,142,143
Net investment gain/loss from pooled separate accounts2019-12-31$288,094
Net investment gain or loss from common/collective trusts2019-12-31$10,103,189
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$9,501,204
Employer contributions (assets) at end of year2019-12-31$2,180
Employer contributions (assets) at beginning of year2019-12-31$5,630
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$7,564,200
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2019-12-31410746749
2018 : UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$3,347,373
Total of all expenses incurred2018-12-31$4,682,367
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,521,578
Expenses. Certain deemed distributions of participant loans2018-12-31$9,250
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$9,127,938
Value of total assets at end of year2018-12-31$119,285,629
Value of total assets at beginning of year2018-12-31$120,620,623
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$151,539
Total interest from all sources2018-12-31$17,096
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$678,029
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$678,029
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Funding deficiency by the employer to the plan for this plan year2018-12-31$8,973,087
Minimum employer required contribution for this plan year2018-12-31$8,973,087
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Participant contributions at end of year2018-12-31$403,949
Participant contributions at beginning of year2018-12-31$403,195
Assets. Other investments not covered elsewhere at end of year2018-12-31$30,329,862
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$31,565,299
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$172,517
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$-1,559,531
Administrative expenses (other) incurred2018-12-31$124,539
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,334,994
Value of net assets at end of year (total assets less liabilities)2018-12-31$119,285,629
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$120,620,623
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$27,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$32,027,863
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$31,675,871
Value of interest in pooled separate accounts at end of year2018-12-31$12,949,726
Value of interest in pooled separate accounts at beginning of year2018-12-31$14,136,844
Interest on participant loans2018-12-31$16,433
Interest earned on other investments2018-12-31$663
Value of interest in common/collective trusts at end of year2018-12-31$43,287,638
Value of interest in common/collective trusts at beginning of year2018-12-31$42,654,356
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$280,961
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$157,342
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,408,339
Net investment gain/loss from pooled separate accounts2018-12-31$249,461
Net investment gain or loss from common/collective trusts2018-12-31$-2,757,281
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$8,955,421
Employer contributions (assets) at end of year2018-12-31$5,630
Employer contributions (assets) at beginning of year2018-12-31$27,716
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,521,578
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2018-12-31410746749
2017 : UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST 2017 401k financial data
Total transfer of assets to this plan2017-12-31$0
Total income from all sources (including contributions)2017-12-31$22,226,583
Total of all expenses incurred2017-12-31$2,907,238
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,710,890
Expenses. Certain deemed distributions of participant loans2017-12-31$41,533
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$7,605,161
Value of total assets at end of year2017-12-31$120,620,623
Value of total assets at beginning of year2017-12-31$101,301,278
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$154,815
Total interest from all sources2017-12-31$13,091
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$572,513
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$572,513
Administrative expenses professional fees incurred2017-12-31$10,600
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Funding deficiency by the employer to the plan for this plan year2017-12-31$8,128,212
Minimum employer required contribution for this plan year2017-12-31$8,128,212
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Participant contributions at end of year2017-12-31$403,195
Participant contributions at beginning of year2017-12-31$441,802
Assets. Other investments not covered elsewhere at end of year2017-12-31$31,565,299
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$28,068,628
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$666
Other income not declared elsewhere2017-12-31$3,144,636
Administrative expenses (other) incurred2017-12-31$117,215
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$19,319,345
Value of net assets at end of year (total assets less liabilities)2017-12-31$120,620,623
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$101,301,278
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$27,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$31,675,871
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$58,785,023
Value of interest in pooled separate accounts at end of year2017-12-31$14,136,844
Value of interest in pooled separate accounts at beginning of year2017-12-31$13,457,347
Interest on participant loans2017-12-31$12,756
Interest earned on other investments2017-12-31$335
Value of interest in common/collective trusts at end of year2017-12-31$42,654,356
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$157,342
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$74,344
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$10,345,342
Net investment gain/loss from pooled separate accounts2017-12-31$234,221
Net investment gain or loss from common/collective trusts2017-12-31$311,619
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$7,605,161
Employer contributions (assets) at end of year2017-12-31$27,716
Employer contributions (assets) at beginning of year2017-12-31$473,468
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,710,890
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CLIFTONLARSONALLEN
Accountancy firm EIN2017-12-31410746749
2016 : UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$14,369,705
Total of all expenses incurred2016-12-31$4,252,408
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$4,008,852
Expenses. Certain deemed distributions of participant loans2016-12-31$58,100
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$7,364,851
Value of total assets at end of year2016-12-31$101,301,278
Value of total assets at beginning of year2016-12-31$91,183,981
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$185,456
Total interest from all sources2016-12-31$15,082
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$893,284
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$893,284
Administrative expenses professional fees incurred2016-12-31$10,260
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Funding deficiency by the employer to the plan for this plan year2016-12-31$0
Minimum employer required contribution for this plan year2016-12-31$6,835,452
Amount contributed by the employer to the plan for this plan year2016-12-31$6,835,452
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Participant contributions at end of year2016-12-31$441,802
Participant contributions at beginning of year2016-12-31$380,647
Assets. Other investments not covered elsewhere at end of year2016-12-31$28,068,628
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$25,461,943
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$55,931
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$666
Other income not declared elsewhere2016-12-31$2,631,054
Administrative expenses (other) incurred2016-12-31$117,236
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$10,117,297
Value of net assets at end of year (total assets less liabilities)2016-12-31$101,301,278
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$91,183,981
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$57,960
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$58,785,023
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$51,871,826
Value of interest in pooled separate accounts at end of year2016-12-31$13,457,347
Value of interest in pooled separate accounts at beginning of year2016-12-31$13,004,503
Interest on participant loans2016-12-31$14,514
Interest earned on other investments2016-12-31$568
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$74,344
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$51,839
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$3,236,314
Net investment gain/loss from pooled separate accounts2016-12-31$229,120
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$7,308,920
Employer contributions (assets) at end of year2016-12-31$473,468
Employer contributions (assets) at beginning of year2016-12-31$413,223
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$4,008,852
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WILLIAM VAUGHN COMPANY
Accountancy firm EIN2016-12-31341145015
2015 : UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST 2015 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$10,713
Total income from all sources (including contributions)2015-12-31$9,092,916
Total of all expenses incurred2015-12-31$8,283,159
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$8,139,956
Expenses. Certain deemed distributions of participant loans2015-12-31$67,960
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$6,952,686
Value of total assets at end of year2015-12-31$91,183,981
Value of total assets at beginning of year2015-12-31$90,384,937
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$75,243
Total interest from all sources2015-12-31$14,257
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,490,602
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,490,602
Administrative expenses professional fees incurred2015-12-31$10,930
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Funding deficiency by the employer to the plan for this plan year2015-12-31$0
Minimum employer required contribution for this plan year2015-12-31$6,542,103
Amount contributed by the employer to the plan for this plan year2015-12-31$6,542,103
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Participant contributions at end of year2015-12-31$380,647
Participant contributions at beginning of year2015-12-31$424,877
Assets. Other investments not covered elsewhere at end of year2015-12-31$25,461,943
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$27,312,122
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$4,574
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$1,516
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$10,713
Other income not declared elsewhere2015-12-31$-892,558
Administrative expenses (other) incurred2015-12-31$31,023
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$809,757
Value of net assets at end of year (total assets less liabilities)2015-12-31$91,183,981
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$90,374,224
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$33,290
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$51,871,826
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$49,374,803
Value of interest in pooled separate accounts at end of year2015-12-31$13,004,503
Value of interest in pooled separate accounts at beginning of year2015-12-31$13,193,380
Interest on participant loans2015-12-31$13,356
Interest earned on other investments2015-12-31$901
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$51,839
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$78,239
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$1,290,184
Net investment gain/loss from pooled separate accounts2015-12-31$237,745
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$6,948,112
Employer contributions (assets) at end of year2015-12-31$413,223
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$8,139,956
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31WILLIAM VAUGHN COMPANY
Accountancy firm EIN2015-12-31341145015
2014 : UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$10,713
Total income from all sources (including contributions)2014-12-31$8,822,938
Total of all expenses incurred2014-12-31$5,332,492
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$5,206,208
Expenses. Certain deemed distributions of participant loans2014-12-31$93,474
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$6,474,239
Value of total assets at end of year2014-12-31$90,384,937
Value of total assets at beginning of year2014-12-31$86,883,778
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$32,810
Total interest from all sources2014-12-31$17,922
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,369,653
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,369,653
Administrative expenses professional fees incurred2014-12-31$10,610
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$6,379,338
Amount contributed by the employer to the plan for this plan year2014-12-31$6,379,338
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Participant contributions at end of year2014-12-31$424,877
Participant contributions at beginning of year2014-12-31$358,025
Assets. Other investments not covered elsewhere at end of year2014-12-31$27,312,122
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$27,399,715
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$105,614
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$1,516
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$1,470
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$10,713
Other income not declared elsewhere2014-12-31$82,117
Administrative expenses (other) incurred2014-12-31$22,200
Total non interest bearing cash at beginning of year2014-12-31$1,112
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,490,446
Value of net assets at end of year (total assets less liabilities)2014-12-31$90,374,224
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$86,883,778
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$49,374,803
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$44,700,731
Value of interest in pooled separate accounts at end of year2014-12-31$13,193,380
Value of interest in pooled separate accounts at beginning of year2014-12-31$14,367,973
Interest on participant loans2014-12-31$17,318
Interest earned on other investments2014-12-31$604
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$78,239
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$54,063
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$629,498
Net investment gain/loss from pooled separate accounts2014-12-31$249,509
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$6,368,625
Employer contributions (assets) at beginning of year2014-12-31$689
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$5,206,208
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WILLIAM VAUGHN COMPANY
Accountancy firm EIN2014-12-31341145015
2013 : UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$14,770,085
Total of all expenses incurred2013-12-31$2,571,187
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,543,344
Expenses. Certain deemed distributions of participant loans2013-12-31$8,228
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$6,068,622
Value of total assets at end of year2013-12-31$86,883,778
Value of total assets at beginning of year2013-12-31$74,684,880
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$19,615
Total interest from all sources2013-12-31$10,908
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$957,623
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$957,623
Administrative expenses professional fees incurred2013-12-31$10,691
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Funding deficiency by the employer to the plan for this plan year2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$6,025,622
Amount contributed by the employer to the plan for this plan year2013-12-31$6,025,622
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Participant contributions at end of year2013-12-31$358,025
Participant contributions at beginning of year2013-12-31$337,489
Assets. Other investments not covered elsewhere at end of year2013-12-31$27,399,715
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$23,211,796
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$43,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$1,470
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$854
Other income not declared elsewhere2013-12-31$3,813,899
Administrative expenses (other) incurred2013-12-31$8,924
Total non interest bearing cash at end of year2013-12-31$1,112
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$12,198,898
Value of net assets at end of year (total assets less liabilities)2013-12-31$86,883,778
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$74,684,880
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$44,700,731
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$37,293,621
Value of interest in pooled separate accounts at end of year2013-12-31$14,367,973
Value of interest in pooled separate accounts at beginning of year2013-12-31$13,795,652
Interest on participant loans2013-12-31$10,496
Interest earned on other investments2013-12-31$412
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$54,063
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$21,262
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,651,957
Net investment gain/loss from pooled separate accounts2013-12-31$267,076
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$6,025,622
Employer contributions (assets) at end of year2013-12-31$689
Employer contributions (assets) at beginning of year2013-12-31$24,206
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,543,344
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31WILLIAM VAUGHN COMPANY
Accountancy firm EIN2013-12-31341145015
2012 : UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$11,089,376
Total of all expenses incurred2012-12-31$2,489,113
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,430,975
Expenses. Certain deemed distributions of participant loans2012-12-31$51,292
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$5,497,438
Value of total assets at end of year2012-12-31$74,684,880
Value of total assets at beginning of year2012-12-31$66,084,617
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$6,846
Total interest from all sources2012-12-31$11,986
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$568,811
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$568,811
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$5,473,232
Amount contributed by the employer to the plan for this plan year2012-12-31$5,473,232
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Participant contributions at end of year2012-12-31$337,489
Participant contributions at beginning of year2012-12-31$413,999
Assets. Other investments not covered elsewhere at end of year2012-12-31$23,211,796
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$20,213,068
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$854
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$824
Other income not declared elsewhere2012-12-31$2,024,925
Administrative expenses (other) incurred2012-12-31$6,846
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$8,600,263
Value of net assets at end of year (total assets less liabilities)2012-12-31$74,684,880
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$66,084,617
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$37,293,621
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$31,391,869
Value of interest in pooled separate accounts at end of year2012-12-31$13,795,652
Value of interest in pooled separate accounts at beginning of year2012-12-31$14,026,506
Interest on participant loans2012-12-31$11,741
Interest earned on other investments2012-12-31$245
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$21,262
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$35,717
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,714,176
Net investment gain/loss from pooled separate accounts2012-12-31$272,040
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$5,497,438
Employer contributions (assets) at end of year2012-12-31$24,206
Employer contributions (assets) at beginning of year2012-12-31$2,634
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,430,975
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31WILLIAM VAUGHN COMPANY
Accountancy firm EIN2012-12-31341145015
2011 : UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$4,744,036
Total of all expenses incurred2011-12-31$2,999,039
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,944,551
Expenses. Certain deemed distributions of participant loans2011-12-31$49,438
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$4,999,478
Value of total assets at end of year2011-12-31$66,084,617
Value of total assets at beginning of year2011-12-31$64,339,620
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$5,050
Total interest from all sources2011-12-31$15,691
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$599,928
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$599,928
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$4,966,520
Amount contributed by the employer to the plan for this plan year2011-12-31$4,966,520
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Participant contributions at end of year2011-12-31$413,999
Participant contributions at beginning of year2011-12-31$386,021
Assets. Other investments not covered elsewhere at end of year2011-12-31$20,213,068
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$21,192,176
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$32,958
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$824
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$687
Other income not declared elsewhere2011-12-31$-557,052
Administrative expenses (other) incurred2011-12-31$5,050
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,744,997
Value of net assets at end of year (total assets less liabilities)2011-12-31$66,084,617
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$64,339,620
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$31,391,869
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$27,779,459
Value of interest in pooled separate accounts at end of year2011-12-31$14,026,506
Value of interest in pooled separate accounts at beginning of year2011-12-31$13,842,974
Interest on participant loans2011-12-31$15,516
Interest earned on other investments2011-12-31$175
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$35,717
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$10,431
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-623,530
Net investment gain/loss from pooled separate accounts2011-12-31$309,521
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$4,966,520
Employer contributions (assets) at end of year2011-12-31$2,634
Employer contributions (assets) at beginning of year2011-12-31$1,127,872
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,944,551
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31WILLIAM VAUGHAN COMPANY
Accountancy firm EIN2011-12-31341145015
2010 : UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$12,206,881
Total of all expenses incurred2010-12-31$2,963,390
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,957,600
Expenses. Certain deemed distributions of participant loans2010-12-31$5,781
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$6,888,519
Value of total assets at end of year2010-12-31$64,339,620
Value of total assets at beginning of year2010-12-31$55,096,129
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$9
Total interest from all sources2010-12-31$14,862
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$539,961
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$539,961
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$4,605,857
Amount contributed by the employer to the plan for this plan year2010-12-31$4,605,857
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Participant contributions at end of year2010-12-31$386,021
Participant contributions at beginning of year2010-12-31$366,431
Assets. Other investments not covered elsewhere at end of year2010-12-31$21,192,176
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$16,291,852
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$2,294,443
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$687
Other income not declared elsewhere2010-12-31$2,032,518
Administrative expenses (other) incurred2010-12-31$9
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$9,243,491
Value of net assets at end of year (total assets less liabilities)2010-12-31$64,339,620
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$55,096,129
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$27,779,459
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$24,463,537
Value of interest in pooled separate accounts at end of year2010-12-31$13,842,974
Value of interest in pooled separate accounts at beginning of year2010-12-31$13,069,895
Interest on participant loans2010-12-31$14,505
Interest earned on other investments2010-12-31$357
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$10,431
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$35,405
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,258,398
Net investment gain/loss from pooled separate accounts2010-12-31$472,623
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$4,594,076
Employer contributions (assets) at end of year2010-12-31$1,127,872
Employer contributions (assets) at beginning of year2010-12-31$869,009
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,957,600
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31WILLIAM VAUGHAN COMPANY
Accountancy firm EIN2010-12-31341145015
2009 : UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$3,435,851
Amount contributed by the employer to the plan for this plan year2009-12-31$3,435,851

Form 5500 Responses for UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST

2020: UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedYes
2020-01-01This submission is the final filingYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberTT080274
Policy instance 2
Insurance contract or identification numberTT080274
Number of Individuals Covered925
Insurance policy start date2020-12-15
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080274
Policy instance 1
Insurance contract or identification numberTT080274
Number of Individuals Covered925
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )
Policy contract numberVR08049003
Policy instance 2
Insurance contract or identification numberVR08049003
Number of Individuals Covered925
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $3,122
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,122
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080274
Policy instance 1
Insurance contract or identification numberTT080274
Number of Individuals Covered925
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080274
Policy instance 1
Insurance contract or identification numberTT080274
Number of Individuals Covered844
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )
Policy contract numberVR08049003
Policy instance 2
Insurance contract or identification numberVR08049003
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $2,460
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,460
Insurance broker organization code?3
Insurance broker nameTHE O N EQUITY SALES COMPANY
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080274
Policy instance 1
Insurance contract or identification numberTT080274
Number of Individuals Covered797
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number39301
Policy instance 2
Insurance contract or identification number39301
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $1,283
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,283
Insurance broker namePETER KNEIP
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080274
Policy instance 1
Insurance contract or identification numberTT080274
Number of Individuals Covered763
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract numberDA013218/DA0132
Policy instance 4
Insurance contract or identification numberDA013218/DA0132
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080274
Policy instance 1
Insurance contract or identification numberTT080274
Number of Individuals Covered734
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number2320786
Policy instance 2
Insurance contract or identification number2320786
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $2,932
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,932
Insurance broker organization code?3
Insurance broker nameSIGMA FINANCIAL CORPORATION
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC146492-0W
Policy instance 3
Insurance contract or identification numberC146492-0W
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $326
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $326
Insurance broker organization code?3
Insurance broker nameSIGMA FINANCIAL CORP
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC146492-0W
Policy instance 4
Insurance contract or identification numberC146492-0W
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $286
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $286
Insurance broker organization code?3
Insurance broker nameSIGMA FINANCIAL CORP
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )
Policy contract numberVR08049003
Policy instance 2
Insurance contract or identification numberVR08049003
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $1,494
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,494
Insurance broker organization code?3
Insurance broker nameSIGMA FINANCIAL CORPORATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number2320786
Policy instance 3
Insurance contract or identification number2320786
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $2,948
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,948
Insurance broker organization code?3
Insurance broker nameSIGMA FINANCIAL CORPORATION
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number0000U0TP00H00P1
Policy instance 7
Insurance contract or identification number0000U0TP00H00P1
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $146
Commission paid to Insurance BrokerUSD $146
Insurance broker organization code?3
Insurance broker nameAUSDAL FINANCIAL PARTNERS, INC.
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberPFS0798
Policy instance 6
Insurance contract or identification numberPFS0798
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $620
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $310
Insurance broker organization code?3
Insurance broker nameJAMES W SCHEIB
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract numberDA013218/DA0132
Policy instance 5
Insurance contract or identification numberDA013218/DA0132
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080274
Policy instance 1
Insurance contract or identification numberTT080274
Number of Individuals Covered679
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )
Policy contract numberVR08049003
Policy instance 2
Insurance contract or identification numberVR08049003
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $837
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $837
Insurance broker organization code?3
Insurance broker nameSIGMA FINANCIAL CORPORATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number2320786
Policy instance 3
Insurance contract or identification number2320786
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $2,582
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,582
Insurance broker organization code?3
Insurance broker nameSIGMA FINANCIAL CORPORATION
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC146492-0W
Policy instance 4
Insurance contract or identification numberC146492-0W
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $484
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $484
Insurance broker organization code?3
Insurance broker nameSIGMA FINANCIAL CORP
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract numberDA013218/DA0132
Policy instance 5
Insurance contract or identification numberDA013218/DA0132
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberPFS0798
Policy instance 6
Insurance contract or identification numberPFS0798
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $956
Commission paid to Insurance BrokerUSD $956
Insurance broker organization code?3
Insurance broker namePETER KNEIP
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080274
Policy instance 1
Insurance contract or identification numberTT080274
Number of Individuals Covered621
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
DELTA DENTAL PLAN OF MICHIGAN (National Association of Insurance Commissioners NAIC id number: 56154 )
Policy contract number010495674
Policy instance 5
Insurance contract or identification number010495674
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $6,000
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract numberDA013218/DA0132
Policy instance 6
Insurance contract or identification numberDA013218/DA0132
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $884
Total amount of fees paid to insurance companyUSD $0
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberC146492-0W
Policy instance 4
Insurance contract or identification numberC146492-0W
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $244
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number2320786
Policy instance 3
Insurance contract or identification number2320786
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $2,546
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberPFS0798
Policy instance 2
Insurance contract or identification numberPFS0798
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080274
Policy instance 1
Insurance contract or identification numberTT080274
Number of Individuals Covered582
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberPFS0798
Policy instance 2
Insurance contract or identification numberPFS0798
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $8,122
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080274
Policy instance 1
Insurance contract or identification numberTT080274
Number of Individuals Covered555
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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