CUNNINGHAM & ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.
Additional information about CUNNINGHAM & ASSOCIATES, INC.
Submission information for form 5500 for 401k plan CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST
401k plan membership statisitcs for CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST
| Measure | Date | Value |
|---|
| 2021: CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST 2021 401k membership |
|---|
| Total participants, beginning-of-year | 2021-04-01 | 9 |
| Total number of active participants reported on line 7a of the Form 5500 | 2021-04-01 | 9 |
| Number of retired or separated participants receiving benefits | 2021-04-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2021-04-01 | 2 |
| Total of all active and inactive participants | 2021-04-01 | 11 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-04-01 | 0 |
| Total participants | 2021-04-01 | 11 |
| Number of participants with account balances | 2021-04-01 | 9 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-04-01 | 0 |
| 2020: CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST 2020 401k membership |
|---|
| Total participants, beginning-of-year | 2020-04-01 | 9 |
| Total number of active participants reported on line 7a of the Form 5500 | 2020-04-01 | 8 |
| Number of retired or separated participants receiving benefits | 2020-04-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2020-04-01 | 1 |
| Total of all active and inactive participants | 2020-04-01 | 9 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-04-01 | 0 |
| Total participants | 2020-04-01 | 9 |
| Number of participants with account balances | 2020-04-01 | 9 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-04-01 | 0 |
| 2019: CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST 2019 401k membership |
|---|
| Total participants, beginning-of-year | 2019-04-01 | 9 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-04-01 | 8 |
| Number of retired or separated participants receiving benefits | 2019-04-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2019-04-01 | 0 |
| Total of all active and inactive participants | 2019-04-01 | 8 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-04-01 | 1 |
| Total participants | 2019-04-01 | 9 |
| Number of participants with account balances | 2019-04-01 | 9 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-04-01 | 9 |
| 2018: CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-04-01 | 8 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-04-01 | 7 |
| Number of retired or separated participants receiving benefits | 2018-04-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2018-04-01 | 0 |
| Total of all active and inactive participants | 2018-04-01 | 7 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-04-01 | 1 |
| Total participants | 2018-04-01 | 8 |
| Number of participants with account balances | 2018-04-01 | 8 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-04-01 | 0 |
| 2017: CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-04-01 | 8 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-04-01 | 7 |
| Number of retired or separated participants receiving benefits | 2017-04-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2017-04-01 | 1 |
| Total of all active and inactive participants | 2017-04-01 | 8 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-04-01 | 0 |
| Total participants | 2017-04-01 | 8 |
| Number of participants with account balances | 2017-04-01 | 8 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-04-01 | 0 |
| 2016: CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-04-01 | 8 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-04-01 | 8 |
| Number of retired or separated participants receiving benefits | 2016-04-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-04-01 | 0 |
| Total of all active and inactive participants | 2016-04-01 | 8 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-04-01 | 0 |
| Total participants | 2016-04-01 | 8 |
| Number of participants with account balances | 2016-04-01 | 8 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-04-01 | 0 |
| 2015: CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-04-01 | 8 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-04-01 | 8 |
| Number of retired or separated participants receiving benefits | 2015-04-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-04-01 | 0 |
| Total of all active and inactive participants | 2015-04-01 | 8 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-04-01 | 0 |
| Total participants | 2015-04-01 | 8 |
| Number of participants with account balances | 2015-04-01 | 8 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-04-01 | 0 |
| 2014: CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-04-01 | 8 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-04-01 | 8 |
| Number of retired or separated participants receiving benefits | 2014-04-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-04-01 | 0 |
| Total of all active and inactive participants | 2014-04-01 | 8 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-04-01 | 0 |
| Total participants | 2014-04-01 | 8 |
| Number of participants with account balances | 2014-04-01 | 8 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-04-01 | 0 |
| 2013: CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-04-01 | 9 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-04-01 | 8 |
| Number of retired or separated participants receiving benefits | 2013-04-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-04-01 | 0 |
| Total of all active and inactive participants | 2013-04-01 | 8 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-04-01 | 0 |
| Total participants | 2013-04-01 | 8 |
| Number of participants with account balances | 2013-04-01 | 8 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-04-01 | 0 |
| 2012: CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-04-01 | 9 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-04-01 | 8 |
| Number of retired or separated participants receiving benefits | 2012-04-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-04-01 | 1 |
| Total of all active and inactive participants | 2012-04-01 | 9 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-04-01 | 0 |
| Total participants | 2012-04-01 | 9 |
| Number of participants with account balances | 2012-04-01 | 9 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-04-01 | 0 |
| 2011: CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-04-01 | 12 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-04-01 | 8 |
| Number of retired or separated participants receiving benefits | 2011-04-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-04-01 | 1 |
| Total of all active and inactive participants | 2011-04-01 | 9 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-04-01 | 0 |
| Total participants | 2011-04-01 | 9 |
| Number of participants with account balances | 2011-04-01 | 9 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-04-01 | 0 |
| 2009: CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-04-01 | 13 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-04-01 | 10 |
| Number of retired or separated participants receiving benefits | 2009-04-01 | 2 |
| Number of other retired or separated participants entitled to future benefits | 2009-04-01 | 1 |
| Total of all active and inactive participants | 2009-04-01 | 13 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-04-01 | 0 |
| Total participants | 2009-04-01 | 13 |
| Number of participants with account balances | 2009-04-01 | 13 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-04-01 | 0 |
| Measure | Date | Value |
|---|
| 2022 : CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST 2022 401k financial data |
|---|
| Total plan liabilities at end of year | 2022-03-31 | $0 |
| Total plan liabilities at beginning of year | 2022-03-31 | $0 |
| Total income from all sources | 2022-03-31 | $174,387 |
| Expenses. Total of all expenses incurred | 2022-03-31 | $71,475 |
| Benefits paid (including direct rollovers) | 2022-03-31 | $52,000 |
| Total plan assets at end of year | 2022-03-31 | $3,087,961 |
| Total plan assets at beginning of year | 2022-03-31 | $2,985,049 |
| Value of fidelity bond covering the plan | 2022-03-31 | $100,000 |
| Total contributions received or receivable from participants | 2022-03-31 | $53,715 |
| Other income received | 2022-03-31 | $94,046 |
| Net income (gross income less expenses) | 2022-03-31 | $102,912 |
| Net plan assets at end of year (total assets less liabilities) | 2022-03-31 | $3,087,961 |
| Net plan assets at beginning of year (total assets less liabilities) | 2022-03-31 | $2,985,049 |
| Assets. Value of participant loans | 2022-03-31 | $11,788 |
| Assets. Value of real-estate (other than employer real property) | 2022-03-31 | $0 |
| Total contributions received or receivable from employer(s) | 2022-03-31 | $26,626 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2022-03-31 | $19,475 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2022-03-31 | $0 |
| 2021 : CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST 2021 401k financial data |
|---|
| Total plan liabilities at end of year | 2021-03-31 | $0 |
| Total plan liabilities at beginning of year | 2021-03-31 | $2,175 |
| Total income from all sources | 2021-03-31 | $984,748 |
| Expenses. Total of all expenses incurred | 2021-03-31 | $353,919 |
| Benefits paid (including direct rollovers) | 2021-03-31 | $340,000 |
| Total plan assets at end of year | 2021-03-31 | $2,985,049 |
| Total plan assets at beginning of year | 2021-03-31 | $2,356,395 |
| Value of fidelity bond covering the plan | 2021-03-31 | $100,000 |
| Total contributions received or receivable from participants | 2021-03-31 | $56,848 |
| Other income received | 2021-03-31 | $900,532 |
| Net income (gross income less expenses) | 2021-03-31 | $630,829 |
| Net plan assets at end of year (total assets less liabilities) | 2021-03-31 | $2,985,049 |
| Net plan assets at beginning of year (total assets less liabilities) | 2021-03-31 | $2,354,220 |
| Assets. Value of participant loans | 2021-03-31 | $14,852 |
| Assets. Value of real-estate (other than employer real property) | 2021-03-31 | $187,000 |
| Total contributions received or receivable from employer(s) | 2021-03-31 | $27,368 |
| Value of certain deemed distributions of participant loans | 2021-03-31 | $13,919 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-03-31 | $0 |
| 2020 : CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST 2020 401k financial data |
|---|
| Total plan liabilities at end of year | 2020-03-31 | $2,175 |
| Total plan liabilities at beginning of year | 2020-03-31 | $2,175 |
| Total income from all sources | 2020-03-31 | $-108,843 |
| Expenses. Total of all expenses incurred | 2020-03-31 | $20,000 |
| Benefits paid (including direct rollovers) | 2020-03-31 | $20,000 |
| Total plan assets at end of year | 2020-03-31 | $2,356,395 |
| Total plan assets at beginning of year | 2020-03-31 | $2,485,238 |
| Value of fidelity bond covering the plan | 2020-03-31 | $100,000 |
| Total contributions received or receivable from participants | 2020-03-31 | $61,369 |
| Other income received | 2020-03-31 | $-196,153 |
| Net income (gross income less expenses) | 2020-03-31 | $-128,843 |
| Net plan assets at end of year (total assets less liabilities) | 2020-03-31 | $2,354,220 |
| Net plan assets at beginning of year (total assets less liabilities) | 2020-03-31 | $2,483,063 |
| Assets. Value of participant loans | 2020-03-31 | $6,203 |
| Total contributions received or receivable from employer(s) | 2020-03-31 | $25,941 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-03-31 | $0 |
| 2019 : CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST 2019 401k financial data |
|---|
| Total plan liabilities at end of year | 2019-03-31 | $2,175 |
| Total plan liabilities at beginning of year | 2019-03-31 | $1,050 |
| Total income from all sources | 2019-03-31 | $151,333 |
| Expenses. Total of all expenses incurred | 2019-03-31 | $233,965 |
| Benefits paid (including direct rollovers) | 2019-03-31 | $233,965 |
| Total plan assets at end of year | 2019-03-31 | $2,485,238 |
| Total plan assets at beginning of year | 2019-03-31 | $2,566,745 |
| Value of fidelity bond covering the plan | 2019-03-31 | $100,000 |
| Total contributions received or receivable from participants | 2019-03-31 | $29,915 |
| Other income received | 2019-03-31 | $107,227 |
| Net income (gross income less expenses) | 2019-03-31 | $-82,632 |
| Net plan assets at end of year (total assets less liabilities) | 2019-03-31 | $2,483,063 |
| Net plan assets at beginning of year (total assets less liabilities) | 2019-03-31 | $2,565,695 |
| Assets. Value of participant loans | 2019-03-31 | $8,537 |
| Total contributions received or receivable from employer(s) | 2019-03-31 | $14,191 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-03-31 | $0 |
| 2018 : CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST 2018 401k financial data |
|---|
| Total plan liabilities at end of year | 2018-03-31 | $1,050 |
| Total plan liabilities at beginning of year | 2018-03-31 | $1,925 |
| Total income from all sources | 2018-03-31 | $265,722 |
| Expenses. Total of all expenses incurred | 2018-03-31 | $0 |
| Total plan assets at end of year | 2018-03-31 | $2,566,745 |
| Total plan assets at beginning of year | 2018-03-31 | $2,301,898 |
| Value of fidelity bond covering the plan | 2018-03-31 | $100,000 |
| Total contributions received or receivable from participants | 2018-03-31 | $45,831 |
| Other income received | 2018-03-31 | $198,513 |
| Net income (gross income less expenses) | 2018-03-31 | $265,722 |
| Net plan assets at end of year (total assets less liabilities) | 2018-03-31 | $2,565,695 |
| Net plan assets at beginning of year (total assets less liabilities) | 2018-03-31 | $2,299,973 |
| Assets. Value of participant loans | 2018-03-31 | $4,332 |
| Total contributions received or receivable from employer(s) | 2018-03-31 | $21,378 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-03-31 | $0 |
| 2017 : CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST 2017 401k financial data |
|---|
| Transfers to/from the plan | 2017-03-31 | $0 |
| Total plan liabilities at end of year | 2017-03-31 | $1,925 |
| Total plan liabilities at beginning of year | 2017-03-31 | $2,150 |
| Total income from all sources | 2017-03-31 | $312,058 |
| Expenses. Total of all expenses incurred | 2017-03-31 | $16,347 |
| Benefits paid (including direct rollovers) | 2017-03-31 | $16,347 |
| Total plan assets at end of year | 2017-03-31 | $2,301,898 |
| Total plan assets at beginning of year | 2017-03-31 | $2,006,412 |
| Value of fidelity bond covering the plan | 2017-03-31 | $100,000 |
| Total contributions received or receivable from participants | 2017-03-31 | $54,591 |
| Other income received | 2017-03-31 | $238,194 |
| Net income (gross income less expenses) | 2017-03-31 | $295,711 |
| Net plan assets at end of year (total assets less liabilities) | 2017-03-31 | $2,299,973 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-03-31 | $2,004,262 |
| Assets. Value of participant loans | 2017-03-31 | $5,455 |
| Total contributions received or receivable from employer(s) | 2017-03-31 | $19,273 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-03-31 | $0 |
| 2016 : CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST 2016 401k financial data |
|---|
| Transfers to/from the plan | 2016-03-31 | $0 |
| Total plan liabilities at end of year | 2016-03-31 | $2,150 |
| Total plan liabilities at beginning of year | 2016-03-31 | $2,050 |
| Total income from all sources | 2016-03-31 | $11,933 |
| Expenses. Total of all expenses incurred | 2016-03-31 | $17,347 |
| Benefits paid (including direct rollovers) | 2016-03-31 | $17,347 |
| Total plan assets at end of year | 2016-03-31 | $2,006,412 |
| Total plan assets at beginning of year | 2016-03-31 | $2,011,726 |
| Value of fidelity bond covering the plan | 2016-03-31 | $100,000 |
| Total contributions received or receivable from participants | 2016-03-31 | $37,388 |
| Other income received | 2016-03-31 | $-42,194 |
| Net income (gross income less expenses) | 2016-03-31 | $-5,414 |
| Net plan assets at end of year (total assets less liabilities) | 2016-03-31 | $2,004,262 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-03-31 | $2,009,676 |
| Assets. Value of participant loans | 2016-03-31 | $14,579 |
| Total contributions received or receivable from employer(s) | 2016-03-31 | $16,739 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-03-31 | $0 |
| 2015 : CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST 2015 401k financial data |
|---|
| Transfers to/from the plan | 2015-03-31 | $0 |
| Total plan liabilities at end of year | 2015-03-31 | $2,050 |
| Total plan liabilities at beginning of year | 2015-03-31 | $2,646 |
| Total income from all sources | 2015-03-31 | $183,803 |
| Expenses. Total of all expenses incurred | 2015-03-31 | $25,622 |
| Benefits paid (including direct rollovers) | 2015-03-31 | $17,347 |
| Total plan assets at end of year | 2015-03-31 | $2,011,726 |
| Total plan assets at beginning of year | 2015-03-31 | $1,854,141 |
| Value of fidelity bond covering the plan | 2015-03-31 | $100,000 |
| Total contributions received or receivable from participants | 2015-03-31 | $41,488 |
| Expenses. Other expenses not covered elsewhere | 2015-03-31 | $6,610 |
| Other income received | 2015-03-31 | $123,190 |
| Net income (gross income less expenses) | 2015-03-31 | $158,181 |
| Net plan assets at end of year (total assets less liabilities) | 2015-03-31 | $2,009,676 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-03-31 | $1,851,495 |
| Assets. Value of participant loans | 2015-03-31 | $15,886 |
| Total contributions received or receivable from employer(s) | 2015-03-31 | $19,125 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-03-31 | $1,665 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-03-31 | $0 |
| 2014 : CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST 2014 401k financial data |
|---|
| Transfers to/from the plan | 2014-03-31 | $0 |
| Total plan liabilities at end of year | 2014-03-31 | $2,646 |
| Total plan liabilities at beginning of year | 2014-03-31 | $0 |
| Total income from all sources | 2014-03-31 | $259,336 |
| Expenses. Total of all expenses incurred | 2014-03-31 | $50,276 |
| Benefits paid (including direct rollovers) | 2014-03-31 | $43,194 |
| Total plan assets at end of year | 2014-03-31 | $1,854,141 |
| Total plan assets at beginning of year | 2014-03-31 | $1,642,435 |
| Value of fidelity bond covering the plan | 2014-03-31 | $100,000 |
| Total contributions received or receivable from participants | 2014-03-31 | $29,608 |
| Expenses. Other expenses not covered elsewhere | 2014-03-31 | $7,082 |
| Other income received | 2014-03-31 | $219,638 |
| Net income (gross income less expenses) | 2014-03-31 | $209,060 |
| Net plan assets at end of year (total assets less liabilities) | 2014-03-31 | $1,851,495 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-03-31 | $1,642,435 |
| Assets. Value of participant loans | 2014-03-31 | $15,743 |
| Total contributions received or receivable from employer(s) | 2014-03-31 | $10,090 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-03-31 | $0 |
| 2013 : CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST 2013 401k financial data |
|---|
| Transfers to/from the plan | 2013-03-31 | $0 |
| Total plan liabilities at end of year | 2013-03-31 | $0 |
| Total plan liabilities at beginning of year | 2013-03-31 | $0 |
| Total income from all sources | 2013-03-31 | $163,959 |
| Expenses. Total of all expenses incurred | 2013-03-31 | $15,057 |
| Benefits paid (including direct rollovers) | 2013-03-31 | $7,694 |
| Total plan assets at end of year | 2013-03-31 | $1,642,435 |
| Total plan assets at beginning of year | 2013-03-31 | $1,493,533 |
| Value of fidelity bond covering the plan | 2013-03-31 | $100,000 |
| Total contributions received or receivable from participants | 2013-03-31 | $19,165 |
| Assets. Value of loans (other than to participants) | 2013-03-31 | $19,453 |
| Expenses. Other expenses not covered elsewhere | 2013-03-31 | $7,363 |
| Other income received | 2013-03-31 | $137,118 |
| Net income (gross income less expenses) | 2013-03-31 | $148,902 |
| Net plan assets at end of year (total assets less liabilities) | 2013-03-31 | $1,642,435 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-03-31 | $1,493,533 |
| Total contributions received or receivable from employer(s) | 2013-03-31 | $7,676 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-03-31 | $0 |
| 2012 : CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST 2012 401k financial data |
|---|
| Transfers to/from the plan | 2012-03-31 | $0 |
| Total plan liabilities at end of year | 2012-03-31 | $0 |
| Total plan liabilities at beginning of year | 2012-03-31 | $0 |
| Total income from all sources | 2012-03-31 | $53,414 |
| Expenses. Total of all expenses incurred | 2012-03-31 | $16,479 |
| Benefits paid (including direct rollovers) | 2012-03-31 | $7,196 |
| Total plan assets at end of year | 2012-03-31 | $1,493,533 |
| Total plan assets at beginning of year | 2012-03-31 | $1,456,598 |
| Value of fidelity bond covering the plan | 2012-03-31 | $100,000 |
| Total contributions received or receivable from participants | 2012-03-31 | $7,553 |
| Assets. Value of loans (other than to participants) | 2012-03-31 | $5,428 |
| Expenses. Other expenses not covered elsewhere | 2012-03-31 | $7,463 |
| Other income received | 2012-03-31 | $40,077 |
| Net income (gross income less expenses) | 2012-03-31 | $36,935 |
| Net plan assets at end of year (total assets less liabilities) | 2012-03-31 | $1,493,533 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-03-31 | $1,456,598 |
| Total contributions received or receivable from employer(s) | 2012-03-31 | $5,784 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-03-31 | $1,820 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-03-31 | $0 |
| 2011 : CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST 2011 401k financial data |
|---|
| Transfers to/from the plan | 2011-03-31 | $0 |
| Total plan liabilities at end of year | 2011-03-31 | $0 |
| Total plan liabilities at beginning of year | 2011-03-31 | $0 |
| Total income from all sources | 2011-03-31 | $144,139 |
| Expenses. Total of all expenses incurred | 2011-03-31 | $26,882 |
| Benefits paid (including direct rollovers) | 2011-03-31 | $21,162 |
| Total plan assets at end of year | 2011-03-31 | $1,456,598 |
| Total plan assets at beginning of year | 2011-03-31 | $1,339,341 |
| Value of fidelity bond covering the plan | 2011-03-31 | $100,000 |
| Total contributions received or receivable from participants | 2011-03-31 | $6,423 |
| Assets. Value of loans (other than to participants) | 2011-03-31 | $5,428 |
| Expenses. Other expenses not covered elsewhere | 2011-03-31 | $5,720 |
| Other income received | 2011-03-31 | $132,399 |
| Net income (gross income less expenses) | 2011-03-31 | $117,257 |
| Net plan assets at end of year (total assets less liabilities) | 2011-03-31 | $1,456,598 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-03-31 | $1,339,341 |
| Total contributions received or receivable from employer(s) | 2011-03-31 | $5,317 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-03-31 | $0 |
| 2010 : CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST 2010 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-03-31 | $0 |
| 2021: CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST 2021 form 5500 responses |
|---|
| 2021-04-01 | Type of plan entity | Single employer plan |
| 2021-04-01 | Submission has been amended | No |
| 2021-04-01 | This submission is the final filing | No |
| 2021-04-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2021-04-01 | Plan is a collectively bargained plan | No |
| 2021-04-01 | Plan funding arrangement – Insurance | Yes |
| 2021-04-01 | Plan funding arrangement – Trust | Yes |
| 2021-04-01 | Plan benefit arrangement – Insurance | Yes |
| 2021-04-01 | Plan benefit arrangement - Trust | Yes |
| 2020: CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST 2020 form 5500 responses |
|---|
| 2020-04-01 | Type of plan entity | Single employer plan |
| 2020-04-01 | Submission has been amended | No |
| 2020-04-01 | This submission is the final filing | No |
| 2020-04-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2020-04-01 | Plan is a collectively bargained plan | No |
| 2020-04-01 | Plan funding arrangement – Insurance | Yes |
| 2020-04-01 | Plan funding arrangement – Trust | Yes |
| 2020-04-01 | Plan benefit arrangement – Insurance | Yes |
| 2020-04-01 | Plan benefit arrangement - Trust | Yes |
| 2019: CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST 2019 form 5500 responses |
|---|
| 2019-04-01 | Type of plan entity | Single employer plan |
| 2019-04-01 | Submission has been amended | No |
| 2019-04-01 | This submission is the final filing | No |
| 2019-04-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2019-04-01 | Plan is a collectively bargained plan | No |
| 2019-04-01 | Plan funding arrangement – Insurance | Yes |
| 2019-04-01 | Plan funding arrangement – Trust | Yes |
| 2019-04-01 | Plan benefit arrangement – Insurance | Yes |
| 2019-04-01 | Plan benefit arrangement - Trust | Yes |
| 2018: CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST 2018 form 5500 responses |
|---|
| 2018-04-01 | Type of plan entity | Single employer plan |
| 2018-04-01 | Submission has been amended | No |
| 2018-04-01 | This submission is the final filing | No |
| 2018-04-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2018-04-01 | Plan is a collectively bargained plan | No |
| 2018-04-01 | Plan funding arrangement – Insurance | Yes |
| 2018-04-01 | Plan funding arrangement – Trust | Yes |
| 2018-04-01 | Plan benefit arrangement – Insurance | Yes |
| 2018-04-01 | Plan benefit arrangement - Trust | Yes |
| 2017: CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST 2017 form 5500 responses |
|---|
| 2017-04-01 | Type of plan entity | Single employer plan |
| 2017-04-01 | Submission has been amended | No |
| 2017-04-01 | This submission is the final filing | No |
| 2017-04-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-04-01 | Plan is a collectively bargained plan | No |
| 2017-04-01 | Plan funding arrangement – Insurance | Yes |
| 2017-04-01 | Plan funding arrangement – Trust | Yes |
| 2017-04-01 | Plan benefit arrangement – Insurance | Yes |
| 2017-04-01 | Plan benefit arrangement - Trust | Yes |
| 2016: CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST 2016 form 5500 responses |
|---|
| 2016-04-01 | Type of plan entity | Single employer plan |
| 2016-04-01 | Submission has been amended | No |
| 2016-04-01 | This submission is the final filing | No |
| 2016-04-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-04-01 | Plan is a collectively bargained plan | No |
| 2016-04-01 | Plan funding arrangement – Insurance | Yes |
| 2016-04-01 | Plan funding arrangement – Trust | Yes |
| 2016-04-01 | Plan benefit arrangement – Insurance | Yes |
| 2016-04-01 | Plan benefit arrangement - Trust | Yes |
| 2015: CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST 2015 form 5500 responses |
|---|
| 2015-04-01 | Type of plan entity | Single employer plan |
| 2015-04-01 | Submission has been amended | No |
| 2015-04-01 | This submission is the final filing | No |
| 2015-04-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-04-01 | Plan is a collectively bargained plan | No |
| 2015-04-01 | Plan funding arrangement – Insurance | Yes |
| 2015-04-01 | Plan funding arrangement – Trust | Yes |
| 2015-04-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-04-01 | Plan benefit arrangement - Trust | Yes |
| 2014: CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST 2014 form 5500 responses |
|---|
| 2014-04-01 | Type of plan entity | Single employer plan |
| 2014-04-01 | Submission has been amended | No |
| 2014-04-01 | This submission is the final filing | No |
| 2014-04-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-04-01 | Plan is a collectively bargained plan | No |
| 2014-04-01 | Plan funding arrangement – Insurance | Yes |
| 2014-04-01 | Plan funding arrangement – Trust | Yes |
| 2014-04-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-04-01 | Plan benefit arrangement - Trust | Yes |
| 2013: CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST 2013 form 5500 responses |
|---|
| 2013-04-01 | Type of plan entity | Single employer plan |
| 2013-04-01 | Submission has been amended | No |
| 2013-04-01 | This submission is the final filing | No |
| 2013-04-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-04-01 | Plan is a collectively bargained plan | No |
| 2013-04-01 | Plan funding arrangement – Insurance | Yes |
| 2013-04-01 | Plan funding arrangement – Trust | Yes |
| 2013-04-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-04-01 | Plan benefit arrangement - Trust | Yes |
| 2012: CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST 2012 form 5500 responses |
|---|
| 2012-04-01 | Type of plan entity | Single employer plan |
| 2012-04-01 | Submission has been amended | No |
| 2012-04-01 | This submission is the final filing | No |
| 2012-04-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-04-01 | Plan is a collectively bargained plan | No |
| 2012-04-01 | Plan funding arrangement – Insurance | Yes |
| 2012-04-01 | Plan funding arrangement – Trust | Yes |
| 2012-04-01 | Plan benefit arrangement – Insurance | Yes |
| 2012-04-01 | Plan benefit arrangement - Trust | Yes |
| 2011: CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST 2011 form 5500 responses |
|---|
| 2011-04-01 | Type of plan entity | Single employer plan |
| 2011-04-01 | Submission has been amended | No |
| 2011-04-01 | This submission is the final filing | No |
| 2011-04-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-04-01 | Plan is a collectively bargained plan | No |
| 2011-04-01 | Plan funding arrangement – Insurance | Yes |
| 2011-04-01 | Plan funding arrangement – Trust | Yes |
| 2011-04-01 | Plan benefit arrangement – Insurance | Yes |
| 2011-04-01 | Plan benefit arrangement - Trust | Yes |
| 2009: CUNNINGHAM & ASSOCIATES, INC. PROFIT SHARING PLAN & TRUST 2009 form 5500 responses |
|---|
| 2009-04-01 | Type of plan entity | Single employer plan |
| 2009-04-01 | Submission has been amended | No |
| 2009-04-01 | This submission is the final filing | No |
| 2009-04-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-04-01 | Plan is a collectively bargained plan | No |
| 2009-04-01 | Plan funding arrangement – Insurance | Yes |
| 2009-04-01 | Plan funding arrangement – Trust | Yes |
| 2009-04-01 | Plan benefit arrangement – Insurance | Yes |
| 2009-04-01 | Plan benefit arrangement - Trust | Yes |
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 18211 |
| Policy instance | 1 |
| Insurance contract or identification number | 18211 | | Number of Individuals Covered | 12 | | Insurance policy start date | 2021-04-01 | | Insurance policy end date | 2022-03-31 | | Total amount of commissions paid to insurance broker | USD $12,504 | | Total amount of fees paid to insurance company | USD $1,465 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $12,504 | | Insurance broker organization code? | 7 | | Amount paid for insurance broker fees | 1465 | | Additional information about fees paid to insurance broker | TPA FEES |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 18211 |
| Policy instance | 1 |
| Insurance contract or identification number | 18211 | | Number of Individuals Covered | 9 | | Insurance policy start date | 2020-04-01 | | Insurance policy end date | 2021-03-31 | | Total amount of commissions paid to insurance broker | USD $8,589 | | Total amount of fees paid to insurance company | USD $1,148 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $8,589 | | Insurance broker organization code? | 7 | | Amount paid for insurance broker fees | 1148 | | Additional information about fees paid to insurance broker | TPA FEES |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 18211 |
| Policy instance | 1 |
| Insurance contract or identification number | 18211 | | Number of Individuals Covered | 8 | | Insurance policy start date | 2019-04-01 | | Insurance policy end date | 2020-03-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $5,919 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | Yes | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Other information about contract | GUARANTEED INTEREST | | Amount paid for insurance broker fees | 5919 | | Additional information about fees paid to insurance broker | FEES | | Insurance broker organization code? | 3 |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 18211 |
| Policy instance | 1 |
| Insurance contract or identification number | 18211 | | Number of Individuals Covered | 8 | | Insurance policy start date | 2018-04-01 | | Insurance policy end date | 2019-03-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $5,919 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | Yes | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Other information about contract | GUARANTEED INTEREST | | Amount paid for insurance broker fees | 5919 | | Additional information about fees paid to insurance broker | FEES | | Insurance broker organization code? | 3 |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 18211 |
| Policy instance | 1 |
| Insurance contract or identification number | 18211 | | Number of Individuals Covered | 8 | | Insurance policy start date | 2017-04-01 | | Insurance policy end date | 2018-03-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $4,418 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | Yes | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Other information about contract | GUARANTEED INTEREST | | Amount paid for insurance broker fees | 4418 | | Additional information about fees paid to insurance broker | FEES | | Insurance broker organization code? | 3 | | Insurance broker name | CETERA ADVISOR NETWORKS LLC |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 18211 |
| Policy instance | 1 |
| Insurance contract or identification number | 18211 | | Number of Individuals Covered | 6 | | Insurance policy start date | 2015-04-01 | | Insurance policy end date | 2016-03-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $3,774 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | Yes | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Other information about contract | GUARANTEED INTEREST | | Amount paid for insurance broker fees | 3774 | | Additional information about fees paid to insurance broker | FEES | | Insurance broker organization code? | 3 | | Insurance broker name | CETERA ADVISOR NETWORKS LLC |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 18211 |
| Policy instance | 1 |
| Insurance contract or identification number | 18211 | | Number of Individuals Covered | 6 | | Insurance policy start date | 2014-04-01 | | Insurance policy end date | 2015-03-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $3,549 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | Yes | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Other information about contract | GUARANTEED INTEREST | | Amount paid for insurance broker fees | 3549 | | Additional information about fees paid to insurance broker | FEES | | Insurance broker organization code? | 3 | | Insurance broker name | CETERA ADVISOR NETWORKS LLC |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 18211 |
| Policy instance | 1 |
| Insurance contract or identification number | 18211 | | Number of Individuals Covered | 10 | | Insurance policy start date | 2013-04-01 | | Insurance policy end date | 2014-03-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $2,852 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | Yes | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Other information about contract | GUARANTEED INTEREST | | Amount paid for insurance broker fees | 2852 | | Additional information about fees paid to insurance broker | FEES | | Insurance broker organization code? | 3 | | Insurance broker name | CETERA ADVISOR NETWORKS LLC |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 18211 |
| Policy instance | 1 |
| Insurance contract or identification number | 18211 | | Number of Individuals Covered | 11 | | Insurance policy start date | 2012-04-01 | | Insurance policy end date | 2013-03-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $2,533 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | Yes | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Other information about contract | GUARANTEED INTEREST | | Amount paid for insurance broker fees | 2533 | | Additional information about fees paid to insurance broker | FEES | | Insurance broker organization code? | 3 | | Insurance broker name | WALNUT STREET SECURITIES |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 18211 |
| Policy instance | 1 |
| Insurance contract or identification number | 18211 | | Number of Individuals Covered | 11 | | Insurance policy start date | 2011-04-01 | | Insurance policy end date | 2012-03-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $2,375 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | Yes | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Other information about contract | GUARANTEED INTEREST |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 18211 |
| Policy instance | 1 |
| Insurance contract or identification number | 18211 | | Number of Individuals Covered | 11 | | Insurance policy start date | 2010-04-01 | | Insurance policy end date | 2011-03-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $2,010 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | Yes | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Other information about contract | GUARANTEED INTEREST | | Amount paid for insurance broker fees | 2010 | | Additional information about fees paid to insurance broker | FEES | | Insurance broker organization code? | 3 | | Insurance broker name | WALNUT STREET SECURITIES |
|
