401k Plan data: SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN plan

SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan Name	SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number	002

SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Stock bonus
Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
The employer maintaining this ESOP is an S Corporation
Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

SONNAX, INC. has sponsored the creation of one or more 401k plans.

Company Name: SONNAX, INC.

Employer identification number (EIN): 341261608

NAIC Classification: 423100

Additional information about SONNAX, INC.

Jurisdiction of Incorporation: Vermont Secretary of State Corporations Division

Incorporation Date: 1983-01-07

Company Identification Number: 89271

Legal Registered Office Address: PO BOX 440,1 AUTOMATIC D

BELLOWS FALLS
United States of America (USA)
05101

More information about SONNAX, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2019-10-01 TOMMY HARMON 2021-07-14 TOMMY HARMON 2021-07-14
002 2018-10-01 TOMMY HARMON 2020-07-14 TOMMY HARMON 2020-07-14
002 2017-10-01 TOMMY HARMON 2019-07-13
002 2016-10-01
002 2015-10-01 MIKE BERTRAND
002 2014-10-01 MIKE BERTRAND
002 2013-10-01 MICHAEL BERTRAND
002 2012-10-01 MICHAEL BERTRAND
002 2011-10-01 SHANNON DEDELOW
002 2010-10-01 DOUG CANNON

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2019-10-01	TOMMY HARMON	2021-07-14	TOMMY HARMON	2021-07-14
002	2018-10-01	TOMMY HARMON	2020-07-14	TOMMY HARMON	2020-07-14
002	2017-10-01	TOMMY HARMON	2019-07-13
002	2016-10-01
002	2015-10-01	MIKE BERTRAND
002	2014-10-01	MIKE BERTRAND
002	2013-10-01	MICHAEL BERTRAND
002	2012-10-01	MICHAEL BERTRAND
002	2011-10-01	SHANNON DEDELOW
002	2010-10-01	DOUG CANNON

Plan Statistics for SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2019: SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year 2019-10-01 281
Total number of active participants reported on line 7a of the Form 5500 2019-10-01 195
Number of retired or separated participants receiving benefits 2019-10-01 81
Number of other retired or separated participants entitled to future benefits 2019-10-01 3
Total of all active and inactive participants 2019-10-01 279
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-10-01 2
Total participants 2019-10-01 281
Number of participants with account balances 2019-10-01 281
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-10-01 0
2018: SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year 2018-10-01 281
Total number of active participants reported on line 7a of the Form 5500 2018-10-01 195
Number of retired or separated participants receiving benefits 2018-10-01 81
Number of other retired or separated participants entitled to future benefits 2018-10-01 3
Total of all active and inactive participants 2018-10-01 279
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-10-01 2
Total participants 2018-10-01 281
Number of participants with account balances 2018-10-01 281
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-10-01 0
2017: SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year 2017-10-01 284
Total number of active participants reported on line 7a of the Form 5500 2017-10-01 195
Number of retired or separated participants receiving benefits 2017-10-01 81
Number of other retired or separated participants entitled to future benefits 2017-10-01 3
Total of all active and inactive participants 2017-10-01 279
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-10-01 2
Total participants 2017-10-01 281
Number of participants with account balances 2017-10-01 281
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-10-01 0
2016: SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year 2016-10-01 264
Total number of active participants reported on line 7a of the Form 5500 2016-10-01 205
Number of retired or separated participants receiving benefits 2016-10-01 18
Number of other retired or separated participants entitled to future benefits 2016-10-01 33
Total of all active and inactive participants 2016-10-01 256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-10-01 0
Total participants 2016-10-01 256
Number of participants with account balances 2016-10-01 256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-10-01 6
2015: SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year 2015-10-01 236
Total number of active participants reported on line 7a of the Form 5500 2015-10-01 180
Number of retired or separated participants receiving benefits 2015-10-01 9
Number of other retired or separated participants entitled to future benefits 2015-10-01 31
Total of all active and inactive participants 2015-10-01 220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-10-01 2
Total participants 2015-10-01 222
Number of participants with account balances 2015-10-01 222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-10-01 10
2014: SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year 2014-10-01 219
Total number of active participants reported on line 7a of the Form 5500 2014-10-01 185
Number of retired or separated participants receiving benefits 2014-10-01 4
Number of other retired or separated participants entitled to future benefits 2014-10-01 19
Total of all active and inactive participants 2014-10-01 208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-10-01 2
Total participants 2014-10-01 210
Number of participants with account balances 2014-10-01 209
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-10-01 2
2013: SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year 2013-10-01 165
Total number of active participants reported on line 7a of the Form 5500 2013-10-01 146
Number of retired or separated participants receiving benefits 2013-10-01 3
Number of other retired or separated participants entitled to future benefits 2013-10-01 8
Total of all active and inactive participants 2013-10-01 157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-10-01 2
Total participants 2013-10-01 159
Number of participants with account balances 2013-10-01 159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-10-01 0
2012: SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year 2012-10-01 159
Total number of active participants reported on line 7a of the Form 5500 2012-10-01 140
Number of retired or separated participants receiving benefits 2012-10-01 0
Number of other retired or separated participants entitled to future benefits 2012-10-01 9
Total of all active and inactive participants 2012-10-01 149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-10-01 1
Total participants 2012-10-01 150
Number of participants with account balances 2012-10-01 149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-10-01 7
2011: SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year 2011-10-01 149
Total number of active participants reported on line 7a of the Form 5500 2011-10-01 137
Number of retired or separated participants receiving benefits 2011-10-01 3
Number of other retired or separated participants entitled to future benefits 2011-10-01 4
Total of all active and inactive participants 2011-10-01 144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-10-01 2
Total participants 2011-10-01 146
Number of participants with account balances 2011-10-01 146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-10-01 2
2010: SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year 2010-10-01 148
Total number of active participants reported on line 7a of the Form 5500 2010-10-01 139
Number of retired or separated participants receiving benefits 2010-10-01 0
Number of other retired or separated participants entitled to future benefits 2010-10-01 3
Total of all active and inactive participants 2010-10-01 142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-10-01 1
Total participants 2010-10-01 143
Number of participants with account balances 2010-10-01 140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-10-01 0

Measure	Date	Value
2019: SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year	2019-10-01	281
Total number of active participants reported on line 7a of the Form 5500	2019-10-01	195
Number of retired or separated participants receiving benefits	2019-10-01	81
Number of other retired or separated participants entitled to future benefits	2019-10-01	3
Total of all active and inactive participants	2019-10-01	279
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-10-01	2
Total participants	2019-10-01	281
Number of participants with account balances	2019-10-01	281
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-10-01	0
2018: SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year	2018-10-01	281
Total number of active participants reported on line 7a of the Form 5500	2018-10-01	195
Number of retired or separated participants receiving benefits	2018-10-01	81
Number of other retired or separated participants entitled to future benefits	2018-10-01	3
Total of all active and inactive participants	2018-10-01	279
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-10-01	2
Total participants	2018-10-01	281
Number of participants with account balances	2018-10-01	281
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-10-01	0
2017: SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year	2017-10-01	284
Total number of active participants reported on line 7a of the Form 5500	2017-10-01	195
Number of retired or separated participants receiving benefits	2017-10-01	81
Number of other retired or separated participants entitled to future benefits	2017-10-01	3
Total of all active and inactive participants	2017-10-01	279
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-10-01	2
Total participants	2017-10-01	281
Number of participants with account balances	2017-10-01	281
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-10-01	0
2016: SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year	2016-10-01	264
Total number of active participants reported on line 7a of the Form 5500	2016-10-01	205
Number of retired or separated participants receiving benefits	2016-10-01	18
Number of other retired or separated participants entitled to future benefits	2016-10-01	33
Total of all active and inactive participants	2016-10-01	256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-10-01	0
Total participants	2016-10-01	256
Number of participants with account balances	2016-10-01	256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-10-01	6
2015: SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year	2015-10-01	236
Total number of active participants reported on line 7a of the Form 5500	2015-10-01	180
Number of retired or separated participants receiving benefits	2015-10-01	9
Number of other retired or separated participants entitled to future benefits	2015-10-01	31
Total of all active and inactive participants	2015-10-01	220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-10-01	2
Total participants	2015-10-01	222
Number of participants with account balances	2015-10-01	222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-10-01	10
2014: SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year	2014-10-01	219
Total number of active participants reported on line 7a of the Form 5500	2014-10-01	185
Number of retired or separated participants receiving benefits	2014-10-01	4
Number of other retired or separated participants entitled to future benefits	2014-10-01	19
Total of all active and inactive participants	2014-10-01	208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-10-01	2
Total participants	2014-10-01	210
Number of participants with account balances	2014-10-01	209
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-10-01	2
2013: SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year	2013-10-01	165
Total number of active participants reported on line 7a of the Form 5500	2013-10-01	146
Number of retired or separated participants receiving benefits	2013-10-01	3
Number of other retired or separated participants entitled to future benefits	2013-10-01	8
Total of all active and inactive participants	2013-10-01	157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-10-01	2
Total participants	2013-10-01	159
Number of participants with account balances	2013-10-01	159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-10-01	0
2012: SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year	2012-10-01	159
Total number of active participants reported on line 7a of the Form 5500	2012-10-01	140
Number of retired or separated participants receiving benefits	2012-10-01	0
Number of other retired or separated participants entitled to future benefits	2012-10-01	9
Total of all active and inactive participants	2012-10-01	149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-10-01	1
Total participants	2012-10-01	150
Number of participants with account balances	2012-10-01	149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-10-01	7
2011: SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year	2011-10-01	149
Total number of active participants reported on line 7a of the Form 5500	2011-10-01	137
Number of retired or separated participants receiving benefits	2011-10-01	3
Number of other retired or separated participants entitled to future benefits	2011-10-01	4
Total of all active and inactive participants	2011-10-01	144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-10-01	2
Total participants	2011-10-01	146
Number of participants with account balances	2011-10-01	146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-10-01	2
2010: SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year	2010-10-01	148
Total number of active participants reported on line 7a of the Form 5500	2010-10-01	139
Number of retired or separated participants receiving benefits	2010-10-01	0
Number of other retired or separated participants entitled to future benefits	2010-10-01	3
Total of all active and inactive participants	2010-10-01	142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-10-01	1
Total participants	2010-10-01	143
Number of participants with account balances	2010-10-01	140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-10-01	0

Financial Data on SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure	Date	Value
2020 : SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-09-30	$0
Total income from all sources (including contributions)	2020-09-30	$0
Total loss/gain on sale of assets	2020-09-30	$0
Total of all expenses incurred	2020-09-30	$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-09-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-09-30	$0
Value of total assets at end of year	2020-09-30	$9,301,295
Value of total assets at beginning of year	2020-09-30	$9,301,295
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-09-30	$0
Total interest from all sources	2020-09-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2020-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-09-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2020-09-30	$0
Was this plan covered by a fidelity bond	2020-09-30	Yes
Value of fidelity bond cover	2020-09-30	$1,000,000
If this is an individual account plan, was there a blackout period	2020-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2020-09-30	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-09-30	No
Value of net income/loss	2020-09-30	$0
Value of net assets at end of year (total assets less liabilities)	2020-09-30	$9,301,295
Value of net assets at beginning of year (total assets less liabilities)	2020-09-30	$9,301,295
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-09-30	No
Were any leases to which the plan was party in default or uncollectible	2020-09-30	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-09-30	$9,301,295
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-09-30	$9,301,295
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-09-30	$9,301,295
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-09-30	No
Was there a failure to transmit to the plan any participant contributions	2020-09-30	No
Has the plan failed to provide any benefit when due under the plan	2020-09-30	No
Assets. Invements in employer securities at beginning of year	2020-09-30	$0
Did the plan have assets held for investment	2020-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2020-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2020-09-30	Disclaimer
Accountancy firm name	2020-09-30	GALLAGHER, FLYNN & COMPANY
Accountancy firm EIN	2020-09-30	030225774
2019 : SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-09-30	$0
Total income from all sources (including contributions)	2019-09-30	$0
Total loss/gain on sale of assets	2019-09-30	$0
Total of all expenses incurred	2019-09-30	$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-09-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-09-30	$0
Value of total assets at end of year	2019-09-30	$9,301,295
Value of total assets at beginning of year	2019-09-30	$9,301,295
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-09-30	$0
Total interest from all sources	2019-09-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2019-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-09-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2019-09-30	$0
Was this plan covered by a fidelity bond	2019-09-30	Yes
Value of fidelity bond cover	2019-09-30	$1,000,000
If this is an individual account plan, was there a blackout period	2019-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2019-09-30	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-09-30	No
Value of net income/loss	2019-09-30	$0
Value of net assets at end of year (total assets less liabilities)	2019-09-30	$9,301,295
Value of net assets at beginning of year (total assets less liabilities)	2019-09-30	$9,301,295
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-09-30	No
Were any leases to which the plan was party in default or uncollectible	2019-09-30	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-09-30	$9,301,295
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-09-30	$9,301,295
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-09-30	$9,301,295
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-09-30	No
Was there a failure to transmit to the plan any participant contributions	2019-09-30	No
Has the plan failed to provide any benefit when due under the plan	2019-09-30	No
Assets. Invements in employer securities at beginning of year	2019-09-30	$0
Did the plan have assets held for investment	2019-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2019-09-30	Disclaimer
Accountancy firm name	2019-09-30	GALLAGHER, FLYNN & COMPANY
Accountancy firm EIN	2019-09-30	030225774
2018 : SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2018-09-30	$-26,629,186
Total unrealized appreciation/depreciation of assets	2018-09-30	$-26,629,186
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-09-30	$6,000,000
Expenses. Interest paid	2018-09-30	$99,123
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2018-09-30	$99,123
Total income from all sources (including contributions)	2018-09-30	$10,258,035
Total loss/gain on sale of assets	2018-09-30	$0
Total of all expenses incurred	2018-09-30	$26,218,703
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-09-30	$26,119,580
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-09-30	$1,476,760
Value of total assets at end of year	2018-09-30	$9,301,295
Value of total assets at beginning of year	2018-09-30	$31,261,963
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-09-30	$0
Total interest from all sources	2018-09-30	$180,173
Total dividends received (eg from common stock, registered investment company shares)	2018-09-30	$33,005,288
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-09-30	No
Was this plan covered by a fidelity bond	2018-09-30	Yes
Value of fidelity bond cover	2018-09-30	$1,000,000
If this is an individual account plan, was there a blackout period	2018-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2018-09-30	No
Other income not declared elsewhere	2018-09-30	$2,225,000
Total non interest bearing cash at beginning of year	2018-09-30	$1,742
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-09-30	No
Value of net income/loss	2018-09-30	$-15,960,668
Value of net assets at end of year (total assets less liabilities)	2018-09-30	$9,301,295
Value of net assets at beginning of year (total assets less liabilities)	2018-09-30	$25,261,963
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-09-30	No
Were any leases to which the plan was party in default or uncollectible	2018-09-30	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-09-30	$9,301,295
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-09-30	$180,173
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-09-30	No
Was there a failure to transmit to the plan any participant contributions	2018-09-30	No
Has the plan failed to provide any benefit when due under the plan	2018-09-30	No
Assets. Invements in employer securities at end of year	2018-09-30	$0
Assets. Invements in employer securities at beginning of year	2018-09-30	$29,097,239
Contributions received in cash from employer	2018-09-30	$1,476,760
Employer contributions (assets) at beginning of year	2018-09-30	$2,162,982
Income. Dividends from common stock	2018-09-30	$33,005,288
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-09-30	$26,119,580
Did the plan have assets held for investment	2018-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-09-30	No
Liabilities. Value of acquisition indebtedness at beginning of year	2018-09-30	$6,000,000
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2018-09-30	Disclaimer
Accountancy firm name	2018-09-30	GALLAGHER, FLYNN & COMPANY, LLP
Accountancy firm EIN	2018-09-30	030225774
2017 : SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2017-09-30	$-1,004,480
Total unrealized appreciation/depreciation of assets	2017-09-30	$-1,004,480
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-09-30	$6,000,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-09-30	$6,500,000
Expenses. Interest paid	2017-09-30	$217,750
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2017-09-30	$217,750
Total income from all sources (including contributions)	2017-09-30	$2,093,205
Total loss/gain on sale of assets	2017-09-30	$0
Total of all expenses incurred	2017-09-30	$434,699
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-09-30	$216,949
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-09-30	$3,097,681
Value of total assets at end of year	2017-09-30	$31,261,963
Value of total assets at beginning of year	2017-09-30	$30,103,457
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-09-30	$0
Total interest from all sources	2017-09-30	$4
Total dividends received (eg from common stock, registered investment company shares)	2017-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-09-30	No
Was this plan covered by a fidelity bond	2017-09-30	Yes
Value of fidelity bond cover	2017-09-30	$1,000,000
If this is an individual account plan, was there a blackout period	2017-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2017-09-30	No
Total non interest bearing cash at end of year	2017-09-30	$1,742
Total non interest bearing cash at beginning of year	2017-09-30	$1,738
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-09-30	No
Value of net income/loss	2017-09-30	$1,658,506
Value of net assets at end of year (total assets less liabilities)	2017-09-30	$25,261,963
Value of net assets at beginning of year (total assets less liabilities)	2017-09-30	$23,603,457
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-09-30	No
Were any leases to which the plan was party in default or uncollectible	2017-09-30	No
Interest earned on other investments	2017-09-30	$4
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-09-30	No
Was there a failure to transmit to the plan any participant contributions	2017-09-30	No
Has the plan failed to provide any benefit when due under the plan	2017-09-30	No
Assets. Invements in employer securities at end of year	2017-09-30	$29,097,239
Assets. Invements in employer securities at beginning of year	2017-09-30	$30,101,719
Contributions received in cash from employer	2017-09-30	$3,097,681
Employer contributions (assets) at end of year	2017-09-30	$2,162,982
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-09-30	$216,949
Did the plan have assets held for investment	2017-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-09-30	No
Liabilities. Value of acquisition indebtedness at end of year	2017-09-30	$6,000,000
Liabilities. Value of acquisition indebtedness at beginning of year	2017-09-30	$6,500,000
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-09-30	No
Opinion of an independent qualified public accountant for this plan	2017-09-30	Unqualified
Accountancy firm name	2017-09-30	GALLAGHER, FLYNN & COMPANY, LLP
Accountancy firm EIN	2017-09-30	030225774
2016 : SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-09-30	$9,603,804
Total unrealized appreciation/depreciation of assets	2016-09-30	$9,603,804
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-09-30	$6,500,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-09-30	$7,000,000
Expenses. Interest paid	2016-09-30	$235,142
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2016-09-30	$235,142
Total income from all sources (including contributions)	2016-09-30	$10,407,004
Total loss/gain on sale of assets	2016-09-30	$0
Total of all expenses incurred	2016-09-30	$301,763
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-09-30	$66,621
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-09-30	$803,197
Value of total assets at end of year	2016-09-30	$30,103,457
Value of total assets at beginning of year	2016-09-30	$20,498,216
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-09-30	$0
Total interest from all sources	2016-09-30	$3
Total dividends received (eg from common stock, registered investment company shares)	2016-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-09-30	No
Was this plan covered by a fidelity bond	2016-09-30	Yes
Value of fidelity bond cover	2016-09-30	$1,000,000
If this is an individual account plan, was there a blackout period	2016-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2016-09-30	No
Total non interest bearing cash at end of year	2016-09-30	$1,738
Total non interest bearing cash at beginning of year	2016-09-30	$301
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-09-30	No
Value of net income/loss	2016-09-30	$10,105,241
Value of net assets at end of year (total assets less liabilities)	2016-09-30	$23,603,457
Value of net assets at beginning of year (total assets less liabilities)	2016-09-30	$13,498,216
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-09-30	No
Were any leases to which the plan was party in default or uncollectible	2016-09-30	No
Interest earned on other investments	2016-09-30	$3
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-09-30	No
Was there a failure to transmit to the plan any participant contributions	2016-09-30	No
Has the plan failed to provide any benefit when due under the plan	2016-09-30	No
Assets. Invements in employer securities at end of year	2016-09-30	$30,101,719
Assets. Invements in employer securities at beginning of year	2016-09-30	$20,497,915
Contributions received in cash from employer	2016-09-30	$803,197
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-09-30	$66,621
Did the plan have assets held for investment	2016-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-09-30	No
Liabilities. Value of acquisition indebtedness at end of year	2016-09-30	$6,500,000
Liabilities. Value of acquisition indebtedness at beginning of year	2016-09-30	$7,000,000
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-09-30	No
Opinion of an independent qualified public accountant for this plan	2016-09-30	Unqualified
Accountancy firm name	2016-09-30	GALLAGHER, FLYNN & COMPANY, LLP
Accountancy firm EIN	2016-09-30	030225774
2015 : SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-09-30	$2,400,951
Total unrealized appreciation/depreciation of assets	2015-09-30	$2,400,951
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-09-30	$7,000,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-09-30	$7,500,000
Expenses. Interest paid	2015-09-30	$251,250
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2015-09-30	$251,250
Total income from all sources (including contributions)	2015-09-30	$3,182,823
Total loss/gain on sale of assets	2015-09-30	$0
Total of all expenses incurred	2015-09-30	$281,590
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-09-30	$30,340
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-09-30	$781,872
Value of total assets at end of year	2015-09-30	$20,498,216
Value of total assets at beginning of year	2015-09-30	$18,096,983
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-09-30	$0
Total interest from all sources	2015-09-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2015-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-09-30	No
Was this plan covered by a fidelity bond	2015-09-30	Yes
Value of fidelity bond cover	2015-09-30	$1,000,000
If this is an individual account plan, was there a blackout period	2015-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-09-30	No
Total non interest bearing cash at end of year	2015-09-30	$301
Total non interest bearing cash at beginning of year	2015-09-30	$19
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Value of net income/loss	2015-09-30	$2,901,233
Value of net assets at end of year (total assets less liabilities)	2015-09-30	$13,498,216
Value of net assets at beginning of year (total assets less liabilities)	2015-09-30	$10,596,983
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-09-30	No
Were any leases to which the plan was party in default or uncollectible	2015-09-30	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-09-30	No
Was there a failure to transmit to the plan any participant contributions	2015-09-30	No
Has the plan failed to provide any benefit when due under the plan	2015-09-30	No
Assets. Invements in employer securities at end of year	2015-09-30	$20,497,915
Assets. Invements in employer securities at beginning of year	2015-09-30	$18,096,964
Contributions received in cash from employer	2015-09-30	$781,872
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-09-30	$30,340
Did the plan have assets held for investment	2015-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-09-30	No
Liabilities. Value of acquisition indebtedness at end of year	2015-09-30	$7,000,000
Liabilities. Value of acquisition indebtedness at beginning of year	2015-09-30	$7,500,000
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-09-30	No
Opinion of an independent qualified public accountant for this plan	2015-09-30	Unqualified
Accountancy firm name	2015-09-30	GALLAGHER, FLYNN & COMPANY, LLP
Accountancy firm EIN	2015-09-30	030225774
2014 : SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-09-30	$3,593,260
Total unrealized appreciation/depreciation of assets	2014-09-30	$3,593,260
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-09-30	$7,500,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-09-30	$8,000,000
Expenses. Interest paid	2014-09-30	$268,000
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2014-09-30	$268,000
Total income from all sources (including contributions)	2014-09-30	$4,370,199
Total loss/gain on sale of assets	2014-09-30	$0
Total of all expenses incurred	2014-09-30	$276,920
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-09-30	$8,920
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-09-30	$776,939
Value of total assets at end of year	2014-09-30	$18,096,983
Value of total assets at beginning of year	2014-09-30	$14,503,704
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-09-30	$0
Total interest from all sources	2014-09-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-09-30	No
Was this plan covered by a fidelity bond	2014-09-30	Yes
Value of fidelity bond cover	2014-09-30	$1,000,000
If this is an individual account plan, was there a blackout period	2014-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-09-30	No
Administrative expenses (other) incurred	2014-09-30	$0
Total non interest bearing cash at end of year	2014-09-30	$19
Total non interest bearing cash at beginning of year	2014-09-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Value of net income/loss	2014-09-30	$4,093,279
Value of net assets at end of year (total assets less liabilities)	2014-09-30	$10,596,983
Value of net assets at beginning of year (total assets less liabilities)	2014-09-30	$6,503,704
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-09-30	No
Were any leases to which the plan was party in default or uncollectible	2014-09-30	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-09-30	No
Was there a failure to transmit to the plan any participant contributions	2014-09-30	No
Has the plan failed to provide any benefit when due under the plan	2014-09-30	No
Assets. Invements in employer securities at end of year	2014-09-30	$18,096,964
Assets. Invements in employer securities at beginning of year	2014-09-30	$14,503,704
Contributions received in cash from employer	2014-09-30	$776,939
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-09-30	$8,920
Did the plan have assets held for investment	2014-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-09-30	No
Liabilities. Value of acquisition indebtedness at end of year	2014-09-30	$7,500,000
Liabilities. Value of acquisition indebtedness at beginning of year	2014-09-30	$8,000,000
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-09-30	No
Opinion of an independent qualified public accountant for this plan	2014-09-30	Unqualified
Accountancy firm name	2014-09-30	GALLAGHER, FLYYN & COMPANY, LLP
Accountancy firm EIN	2014-09-30	030225774
2013 : SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-09-30	$5,104,062
Total unrealized appreciation/depreciation of assets	2013-09-30	$5,104,062
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-09-30	$8,000,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-09-30	$8,500,000
Expenses. Interest paid	2013-09-30	$284,750
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-09-30	$284,750
Total income from all sources (including contributions)	2013-09-30	$5,901,489
Total loss/gain on sale of assets	2013-09-30	$0
Total of all expenses incurred	2013-09-30	$303,777
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-09-30	$19,027
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-09-30	$797,427
Value of total assets at end of year	2013-09-30	$14,503,704
Value of total assets at beginning of year	2013-09-30	$9,405,992
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-09-30	$0
Total interest from all sources	2013-09-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-09-30	No
Was this plan covered by a fidelity bond	2013-09-30	Yes
Value of fidelity bond cover	2013-09-30	$1,500,000
If this is an individual account plan, was there a blackout period	2013-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-09-30	No
Total non interest bearing cash at end of year	2013-09-30	$0
Total non interest bearing cash at beginning of year	2013-09-30	$6,350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Value of net income/loss	2013-09-30	$5,597,712
Value of net assets at end of year (total assets less liabilities)	2013-09-30	$6,503,704
Value of net assets at beginning of year (total assets less liabilities)	2013-09-30	$905,992
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-09-30	No
Were any leases to which the plan was party in default or uncollectible	2013-09-30	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-09-30	No
Was there a failure to transmit to the plan any participant contributions	2013-09-30	No
Has the plan failed to provide any benefit when due under the plan	2013-09-30	No
Assets. Invements in employer securities at end of year	2013-09-30	$14,503,704
Assets. Invements in employer securities at beginning of year	2013-09-30	$9,399,642
Contributions received in cash from employer	2013-09-30	$797,427
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-09-30	$19,027
Did the plan have assets held for investment	2013-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-09-30	No
Liabilities. Value of acquisition indebtedness at end of year	2013-09-30	$8,000,000
Liabilities. Value of acquisition indebtedness at beginning of year	2013-09-30	$8,500,000
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-09-30	No
Opinion of an independent qualified public accountant for this plan	2013-09-30	Unqualified
Accountancy firm name	2013-09-30	GALLAGHER, FLYNN & COMPANY, LLP
Accountancy firm EIN	2013-09-30	030225774
2012 : SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-09-30	$800,317
Total unrealized appreciation/depreciation of assets	2012-09-30	$800,317
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$8,500,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$9,000,000
Expenses. Interest paid	2012-09-30	$302,326
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2012-09-30	$302,326
Total income from all sources (including contributions)	2012-09-30	$1,608,993
Total loss/gain on sale of assets	2012-09-30	$0
Total of all expenses incurred	2012-09-30	$302,326
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-09-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-09-30	$808,676
Value of total assets at end of year	2012-09-30	$9,405,992
Value of total assets at beginning of year	2012-09-30	$8,599,325
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-09-30	$0
Total interest from all sources	2012-09-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-09-30	No
Was this plan covered by a fidelity bond	2012-09-30	Yes
Value of fidelity bond cover	2012-09-30	$1,000,000
If this is an individual account plan, was there a blackout period	2012-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-09-30	No
Total non interest bearing cash at end of year	2012-09-30	$6,350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Value of net income/loss	2012-09-30	$1,306,667
Value of net assets at end of year (total assets less liabilities)	2012-09-30	$905,992
Value of net assets at beginning of year (total assets less liabilities)	2012-09-30	$-400,675
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-09-30	No
Were any leases to which the plan was party in default or uncollectible	2012-09-30	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-09-30	Yes
Was there a failure to transmit to the plan any participant contributions	2012-09-30	No
Has the plan failed to provide any benefit when due under the plan	2012-09-30	No
Assets. Invements in employer securities at end of year	2012-09-30	$9,399,642
Assets. Invements in employer securities at beginning of year	2012-09-30	$8,599,325
Contributions received in cash from employer	2012-09-30	$808,676
Did the plan have assets held for investment	2012-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-09-30	No
Liabilities. Value of acquisition indebtedness at end of year	2012-09-30	$8,500,000
Liabilities. Value of acquisition indebtedness at beginning of year	2012-09-30	$9,000,000
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-09-30	No
Opinion of an independent qualified public accountant for this plan	2012-09-30	Unqualified
Accountancy firm name	2012-09-30	GALLAGHER, FLYNN & COMPANY, LLP
Accountancy firm EIN	2012-09-30	030225774
2011 : SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-09-30	$-1,400,675
Total unrealized appreciation/depreciation of assets	2011-09-30	$-1,400,675
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$9,000,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$0
Expenses. Interest paid	2011-09-30	$247,808
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2011-09-30	$247,808
Total income from all sources (including contributions)	2011-09-30	$-152,867
Total loss/gain on sale of assets	2011-09-30	$0
Total of all expenses incurred	2011-09-30	$247,808
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-09-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-09-30	$1,247,808
Value of total assets at end of year	2011-09-30	$8,599,325
Value of total assets at beginning of year	2011-09-30	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-09-30	$0
Total interest from all sources	2011-09-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-09-30	No
Was this plan covered by a fidelity bond	2011-09-30	No
If this is an individual account plan, was there a blackout period	2011-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-09-30	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Value of net income/loss	2011-09-30	$-400,675
Value of net assets at end of year (total assets less liabilities)	2011-09-30	$-400,675
Value of net assets at beginning of year (total assets less liabilities)	2011-09-30	$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-09-30	No
Were any leases to which the plan was party in default or uncollectible	2011-09-30	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-09-30	Yes
Was there a failure to transmit to the plan any participant contributions	2011-09-30	No
Has the plan failed to provide any benefit when due under the plan	2011-09-30	No
Assets. Invements in employer securities at end of year	2011-09-30	$8,599,325
Contributions received in cash from employer	2011-09-30	$1,247,808
Did the plan have assets held for investment	2011-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-09-30	No
Liabilities. Value of acquisition indebtedness at end of year	2011-09-30	$9,000,000
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-09-30	No
Opinion of an independent qualified public accountant for this plan	2011-09-30	Unqualified
Accountancy firm name	2011-09-30	GALLAGHER, FLYNN & COMPANY, LLP
Accountancy firm EIN	2011-09-30	030225774

Form 5500 Responses for SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

2019: SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-10-01	Type of plan entity	Single employer plan
2019-10-01	Submission has been amended	No
2019-10-01	This submission is the final filing	No
2019-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-10-01	Plan is a collectively bargained plan	No
2019-10-01	Plan funding arrangement – Trust	Yes
2019-10-01	Plan benefit arrangement - Trust	Yes
2018: SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-10-01	Type of plan entity	Single employer plan
2018-10-01	Submission has been amended	No
2018-10-01	This submission is the final filing	No
2018-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-10-01	Plan is a collectively bargained plan	No
2018-10-01	Plan funding arrangement – Trust	Yes
2018-10-01	Plan benefit arrangement - Trust	Yes
2017: SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-10-01	Type of plan entity	Single employer plan
2017-10-01	Submission has been amended	No
2017-10-01	This submission is the final filing	No
2017-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-10-01	Plan is a collectively bargained plan	No
2017-10-01	Plan funding arrangement – Trust	Yes
2017-10-01	Plan benefit arrangement - Trust	Yes
2016: SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-10-01	Type of plan entity	Single employer plan
2016-10-01	Submission has been amended	No
2016-10-01	This submission is the final filing	No
2016-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-10-01	Plan is a collectively bargained plan	No
2016-10-01	Plan funding arrangement – Trust	Yes
2016-10-01	Plan benefit arrangement - Trust	Yes
2015: SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-10-01	Type of plan entity	Single employer plan
2015-10-01	Submission has been amended	No
2015-10-01	This submission is the final filing	No
2015-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-10-01	Plan is a collectively bargained plan	No
2015-10-01	Plan funding arrangement – Trust	Yes
2015-10-01	Plan benefit arrangement - Trust	Yes
2014: SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-10-01	Type of plan entity	Single employer plan
2014-10-01	Submission has been amended	No
2014-10-01	This submission is the final filing	No
2014-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-10-01	Plan is a collectively bargained plan	No
2014-10-01	Plan funding arrangement – Trust	Yes
2014-10-01	Plan benefit arrangement - Trust	Yes
2013: SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-10-01	Type of plan entity	Single employer plan
2013-10-01	Submission has been amended	No
2013-10-01	This submission is the final filing	No
2013-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-10-01	Plan is a collectively bargained plan	No
2013-10-01	Plan funding arrangement – Trust	Yes
2013-10-01	Plan benefit arrangement - Trust	Yes
2012: SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-10-01	Type of plan entity	Single employer plan
2012-10-01	Submission has been amended	Yes
2012-10-01	This submission is the final filing	No
2012-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-10-01	Plan is a collectively bargained plan	No
2012-10-01	Plan funding arrangement – Trust	Yes
2012-10-01	Plan benefit arrangement - Trust	Yes
2011: SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-10-01	Type of plan entity	Single employer plan
2011-10-01	Submission has been amended	Yes
2011-10-01	This submission is the final filing	No
2011-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-10-01	Plan is a collectively bargained plan	No
2011-10-01	Plan funding arrangement – Trust	Yes
2011-10-01	Plan benefit arrangement - Trust	Yes
2010: SONNAX INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 form 5500 responses
2010-10-01	Type of plan entity	Single employer plan
2010-10-01	First time form 5500 has been submitted	Yes
2010-10-01	Submission has been amended	No
2010-10-01	This submission is the final filing	No
2010-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-10-01	Plan is a collectively bargained plan	No
2010-10-01	Plan funding arrangement – Trust	Yes
2010-10-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SONNAX, INC.
Employer identification number (EIN):	341261608
NAIC Classification:	423100

Jurisdiction of Incorporation:	Vermont Secretary of State Corporations Division
Incorporation Date:	1983-01-07
Company Identification Number:	89271
Legal Registered Office Address:	PO BOX 440,1 AUTOMATIC D BELLOWS FALLS United States of America (USA) 05101