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CONCORDE THERAPY GROUP 401(K) PLAN 401k Plan overview

Plan NameCONCORDE THERAPY GROUP 401(K) PLAN
Plan identification number 002

CONCORDE THERAPY GROUP 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CONCORDE THERAPY GROUP has sponsored the creation of one or more 401k plans.

Company Name:CONCORDE THERAPY GROUP
Employer identification number (EIN):341589311
NAIC Classification:812111
NAIC Description:Barber Shops

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CONCORDE THERAPY GROUP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01JOSEPH SALVO2022-11-15
0022021-01-01JOSEPH SALVO2022-07-18
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01
0022016-01-01
0022015-01-01MARK MOTTICE
0022014-01-01JOSEPH P SALVO CPA
0022013-01-01JOSEPH P SALVO CPA
0022012-01-01JOSEPH P SALVO CPA
0022011-01-01JOSEPH P SALVO CPA
0022009-01-01MARK MOTTICE

Plan Statistics for CONCORDE THERAPY GROUP 401(K) PLAN

401k plan membership statisitcs for CONCORDE THERAPY GROUP 401(K) PLAN

Measure Date Value
2016: CONCORDE THERAPY GROUP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01110
Total number of active participants reported on line 7a of the Form 55002016-01-0192
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-017
Total of all active and inactive participants2016-01-0199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0199
Number of participants with account balances2016-01-0159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: CONCORDE THERAPY GROUP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01103
Total number of active participants reported on line 7a of the Form 55002015-01-0189
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0118
Total of all active and inactive participants2015-01-01107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01107
Number of participants with account balances2015-01-0166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: CONCORDE THERAPY GROUP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01115
Total number of active participants reported on line 7a of the Form 55002014-01-01107
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0114
Total of all active and inactive participants2014-01-01121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01121
Number of participants with account balances2014-01-0162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: CONCORDE THERAPY GROUP 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01129
Total number of active participants reported on line 7a of the Form 55002013-01-01101
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0112
Total of all active and inactive participants2013-01-01113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01113
Number of participants with account balances2013-01-0158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: CONCORDE THERAPY GROUP 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01105
Total number of active participants reported on line 7a of the Form 55002012-01-01114
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0112
Total of all active and inactive participants2012-01-01126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01126
Number of participants with account balances2012-01-0156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: CONCORDE THERAPY GROUP 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01121
Total number of active participants reported on line 7a of the Form 55002011-01-0191
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0114
Total of all active and inactive participants2011-01-01105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01105
Number of participants with account balances2011-01-0157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2009: CONCORDE THERAPY GROUP 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01118
Total number of active participants reported on line 7a of the Form 55002009-01-01103
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0112
Total of all active and inactive participants2009-01-01115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01115
Number of participants with account balances2009-01-0140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on CONCORDE THERAPY GROUP 401(K) PLAN

Measure Date Value
2016 : CONCORDE THERAPY GROUP 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$372,814
Total of all expenses incurred2016-12-31$241,978
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$224,352
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$216,207
Value of total assets at end of year2016-12-31$2,003,366
Value of total assets at beginning of year2016-12-31$1,872,530
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$17,626
Total interest from all sources2016-12-31$2,873
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$49,400
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$49,400
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$200,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$136,720
Participant contributions at end of year2016-12-31$44,220
Participant contributions at beginning of year2016-12-31$62,417
Participant contributions at end of year2016-12-31$8,163
Participant contributions at beginning of year2016-12-31$7,125
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$780
Other income not declared elsewhere2016-12-31$-779
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$130,836
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,003,366
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,872,530
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$1,943,682
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,799,014
Interest on participant loans2016-12-31$2,873
Value of interest in common/collective trusts at end of year2016-12-31$337
Value of interest in common/collective trusts at beginning of year2016-12-31$407
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$104,707
Net investment gain or loss from common/collective trusts2016-12-31$406
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$79,487
Employer contributions (assets) at end of year2016-12-31$6,964
Employer contributions (assets) at beginning of year2016-12-31$2,787
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$224,352
Contract administrator fees2016-12-31$17,626
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31STINNETT, PADRUTT & ARANYOSI CO.
Accountancy firm EIN2016-12-31341339814
2015 : CONCORDE THERAPY GROUP 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$227,364
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$186,770
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$165,938
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$270,839
Value of total assets at end of year2015-12-31$1,872,530
Value of total assets at beginning of year2015-12-31$1,831,936
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$20,832
Total interest from all sources2015-12-31$2,416
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$71,551
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$71,551
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$250,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$175,379
Participant contributions at end of year2015-12-31$62,417
Participant contributions at beginning of year2015-12-31$73,306
Participant contributions at end of year2015-12-31$7,125
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$4,466
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$780
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$40,594
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,872,530
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,831,936
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$20,832
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,799,014
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,664,355
Interest on participant loans2015-12-31$2,410
Value of interest in common/collective trusts at end of year2015-12-31$407
Value of interest in common/collective trusts at beginning of year2015-12-31$94,275
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$6
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-117,457
Net investment gain or loss from common/collective trusts2015-12-31$15
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$90,994
Employer contributions (assets) at end of year2015-12-31$2,787
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$165,938
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31STINNETT, PADRUTT & ARANYOSI CO.
Accountancy firm EIN2015-12-31341339814
2014 : CONCORDE THERAPY GROUP 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$228,917
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$118,098
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$103,787
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$210,074
Value of total assets at end of year2014-12-31$1,831,936
Value of total assets at beginning of year2014-12-31$1,721,117
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$14,311
Total interest from all sources2014-12-31$4,554
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$140,464
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$140,464
Administrative expenses professional fees incurred2014-12-31$483
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$200,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$133,491
Participant contributions at end of year2014-12-31$73,306
Participant contributions at beginning of year2014-12-31$73,615
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$110,819
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,831,936
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,721,117
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$9,119
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,664,355
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,499,928
Interest on participant loans2014-12-31$4,554
Value of interest in common/collective trusts at end of year2014-12-31$94,275
Value of interest in common/collective trusts at beginning of year2014-12-31$147,574
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-127,423
Net investment gain or loss from common/collective trusts2014-12-31$1,248
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$76,583
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$103,787
Contract administrator fees2014-12-31$4,709
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31STINNETT, PADRUTT & ARANYOSI CO.
Accountancy firm EIN2014-12-31341339814
2013 : CONCORDE THERAPY GROUP 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$286,706
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$69,005
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$52,718
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$179,404
Value of total assets at end of year2013-12-31$1,721,117
Value of total assets at beginning of year2013-12-31$1,503,416
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$16,287
Total interest from all sources2013-12-31$2,031
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$98,611
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$98,611
Administrative expenses professional fees incurred2013-12-31$5,795
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$200,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$115,550
Participant contributions at end of year2013-12-31$73,615
Participant contributions at beginning of year2013-12-31$39,613
Other income not declared elsewhere2013-12-31$419
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$217,701
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,721,117
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,503,416
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$5,651
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,499,928
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,303,747
Interest on participant loans2013-12-31$2,031
Value of interest in common/collective trusts at end of year2013-12-31$147,574
Value of interest in common/collective trusts at beginning of year2013-12-31$160,056
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$4,381
Net investment gain or loss from common/collective trusts2013-12-31$1,860
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$63,854
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$52,718
Contract administrator fees2013-12-31$4,841
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31STINNETT, PADRUTT & ARANYOSI CO.
Accountancy firm EIN2013-12-31341339814
2012 : CONCORDE THERAPY GROUP 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$261,134
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$20,533
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,154
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$152,400
Value of total assets at end of year2012-12-31$1,503,416
Value of total assets at beginning of year2012-12-31$1,262,815
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$19,379
Total interest from all sources2012-12-31$1,900
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$35,555
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$35,555
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$200,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$92,929
Participant contributions at end of year2012-12-31$39,613
Participant contributions at beginning of year2012-12-31$54,310
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$9,847
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$240,601
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,503,416
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,262,815
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$9,335
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,303,747
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,048,537
Interest on participant loans2012-12-31$1,900
Value of interest in common/collective trusts at end of year2012-12-31$160,056
Value of interest in common/collective trusts at beginning of year2012-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$159,968
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$159,968
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$70,912
Net investment gain or loss from common/collective trusts2012-12-31$367
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$49,624
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,154
Contract administrator fees2012-12-31$10,044
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31STINNETT, PADRUTT & ARANYOSI CO.
Accountancy firm EIN2012-12-31341339814
2011 : CONCORDE THERAPY GROUP 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$119,378
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$85,061
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$75,589
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$165,619
Value of total assets at end of year2011-12-31$1,262,815
Value of total assets at beginning of year2011-12-31$1,228,498
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$9,472
Total interest from all sources2011-12-31$3,146
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$32,491
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$32,491
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$200,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$96,931
Participant contributions at end of year2011-12-31$54,310
Participant contributions at beginning of year2011-12-31$71,759
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$12,531
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$34,317
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,262,815
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,228,498
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$2,862
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,048,537
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$979,852
Interest on participant loans2011-12-31$3,122
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$159,968
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$176,887
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$176,887
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$24
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-81,878
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$56,157
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$75,589
Contract administrator fees2011-12-31$6,610
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31STINNETT, PADRUTT & ARANYOSI CO.
Accountancy firm EIN2011-12-31341339814
2010 : CONCORDE THERAPY GROUP 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$302,930
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$70,446
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$58,954
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$143,023
Value of total assets at end of year2010-12-31$1,228,498
Value of total assets at beginning of year2010-12-31$996,014
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$11,492
Total interest from all sources2010-12-31$3,304
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$21,058
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$21,058
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$100,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$87,881
Participant contributions at end of year2010-12-31$71,759
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$122,954
Assets. Loans (other than to participants) at end of year2010-12-31$0
Assets. Loans (other than to participants) at beginning of year2010-12-31$33,294
Other income not declared elsewhere2010-12-31$6,899
Administrative expenses (other) incurred2010-12-31$336
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$232,484
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,228,498
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$996,014
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$3,657
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$979,852
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$839,766
Interest on participant loans2010-12-31$3,291
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$176,887
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$13
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$128,646
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$55,142
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$58,954
Contract administrator fees2010-12-31$7,499
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31STINNETT, PADRUTT & ARANYOSI CO.
Accountancy firm EIN2010-12-31341339814
2009 : CONCORDE THERAPY GROUP 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for CONCORDE THERAPY GROUP 401(K) PLAN

2016: CONCORDE THERAPY GROUP 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CONCORDE THERAPY GROUP 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CONCORDE THERAPY GROUP 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CONCORDE THERAPY GROUP 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CONCORDE THERAPY GROUP 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CONCORDE THERAPY GROUP 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: CONCORDE THERAPY GROUP 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entityMulitple employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number54657
Policy instance 1
Insurance contract or identification number54657
Number of Individuals Covered0
Insurance policy start date2010-01-01
Insurance policy end date2010-03-29
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $382
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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