Logo

UPPER VALLEY MEDICAL CENTER AMENDED AND RESTATED RETIREMENT PLAN 401k Plan overview

Plan NameUPPER VALLEY MEDICAL CENTER AMENDED AND RESTATED RETIREMENT PLAN
Plan identification number 001

UPPER VALLEY MEDICAL CENTER AMENDED AND RESTATED RETIREMENT PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

UPPER VALLEY MEDICAL CENTER has sponsored the creation of one or more 401k plans.

Company Name:UPPER VALLEY MEDICAL CENTER
Employer identification number (EIN):341850683
NAIC Classification:622000
NAIC Description: Hospitals

Additional information about UPPER VALLEY MEDICAL CENTER

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 1926-09-10
Company Identification Number: 123017
Legal Registered Office Address: 110 N. MAIN ST.
STE 900
DAYTON
United States of America (USA)
45402

More information about UPPER VALLEY MEDICAL CENTER

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UPPER VALLEY MEDICAL CENTER AMENDED AND RESTATED RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012012-01-01WILLIAM LINESCH WILLIAM LINESCH2013-10-11
0012011-01-01TRACY MOSER
0012010-01-01TRACY MOSER
0012009-01-01TRACY MOSER

Plan Statistics for UPPER VALLEY MEDICAL CENTER AMENDED AND RESTATED RETIREMENT PLAN

401k plan membership statisitcs for UPPER VALLEY MEDICAL CENTER AMENDED AND RESTATED RETIREMENT PLAN

Measure Date Value
2012: UPPER VALLEY MEDICAL CENTER AMENDED AND RESTATED RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,857
Total number of active participants reported on line 7a of the Form 55002012-01-010
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: UPPER VALLEY MEDICAL CENTER AMENDED AND RESTATED RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,889
Total number of active participants reported on line 7a of the Form 55002011-01-01579
Number of retired or separated participants receiving benefits2011-01-01678
Number of other retired or separated participants entitled to future benefits2011-01-01556
Total of all active and inactive participants2011-01-011,813
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0144
Total participants2011-01-011,857
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2010: UPPER VALLEY MEDICAL CENTER AMENDED AND RESTATED RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-012,022
Total number of active participants reported on line 7a of the Form 55002010-01-01634
Number of retired or separated participants receiving benefits2010-01-01642
Number of other retired or separated participants entitled to future benefits2010-01-01564
Total of all active and inactive participants2010-01-011,840
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-0149
Total participants2010-01-011,889
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-013
2009: UPPER VALLEY MEDICAL CENTER AMENDED AND RESTATED RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012,075
Total number of active participants reported on line 7a of the Form 55002009-01-01679
Number of retired or separated participants receiving benefits2009-01-01612
Number of other retired or separated participants entitled to future benefits2009-01-01682
Total of all active and inactive participants2009-01-011,973
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0146
Total participants2009-01-012,019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-013

Financial Data on UPPER VALLEY MEDICAL CENTER AMENDED AND RESTATED RETIREMENT PLAN

Measure Date Value
2012 : UPPER VALLEY MEDICAL CENTER AMENDED AND RESTATED RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$853,701
Total unrealized appreciation/depreciation of assets2012-12-31$853,701
Total transfer of assets from this plan2012-12-31$64,568,561
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$12,093,497
Total loss/gain on sale of assets2012-12-31$3,704
Total of all expenses incurred2012-12-31$2,922,129
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,825,691
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$4,300,000
Value of total assets at end of year2012-12-31$0
Value of total assets at beginning of year2012-12-31$55,397,193
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$96,438
Total interest from all sources2012-12-31$781,814
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$849,546
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2012-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$849,546
Administrative expenses professional fees incurred2012-12-31$50,508
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Assets. Other investments not covered elsewhere at end of year2012-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$57,260
Other income not declared elsewhere2012-12-31$28,157
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$9,171,368
Value of net assets at end of year (total assets less liabilities)2012-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$55,397,193
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$45,930
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$33,663,644
Interest earned on other investments2012-12-31$2,703
Income. Interest from US Government securities2012-12-31$225,159
Income. Interest from corporate debt instruments2012-12-31$553,952
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$1,889,965
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$1,889,965
Asset value of US Government securities at end of year2012-12-31$0
Asset value of US Government securities at beginning of year2012-12-31$7,648,823
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$5,276,575
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$4,300,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,825,691
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$12,137,501
Did the plan have assets held for investment2012-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31Yes
Aggregate proceeds on sale of assets2012-12-31$23,997,390
Aggregate carrying amount (costs) on sale of assets2012-12-31$23,993,686
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2012-12-31381357951
2011 : UPPER VALLEY MEDICAL CENTER AMENDED AND RESTATED RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$994,116
Total unrealized appreciation/depreciation of assets2011-12-31$994,116
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$4,838,868
Total loss/gain on sale of assets2011-12-31$521,895
Total of all expenses incurred2011-12-31$2,593,645
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,489,113
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$4,152,274
Value of total assets at end of year2011-12-31$55,397,193
Value of total assets at beginning of year2011-12-31$53,151,970
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$104,532
Total interest from all sources2011-12-31$799,127
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$660,754
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$596,933
Administrative expenses professional fees incurred2011-12-31$52,110
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Assets. Other investments not covered elsewhere at end of year2011-12-31$57,260
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$340,923
Other income not declared elsewhere2011-12-31$42,266
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$2,245,223
Value of net assets at end of year (total assets less liabilities)2011-12-31$55,397,193
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$53,151,970
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$52,422
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$33,663,644
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$22,562,959
Interest earned on other investments2011-12-31$4,877
Income. Interest from US Government securities2011-12-31$384,990
Income. Interest from corporate debt instruments2011-12-31$409,260
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$1,889,965
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$3,620,627
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$3,620,627
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$0
Asset value of US Government securities at end of year2011-12-31$7,648,823
Asset value of US Government securities at beginning of year2011-12-31$10,214,639
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-2,331,564
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$4,152,274
Income. Dividends from common stock2011-12-31$63,821
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,489,113
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$12,137,501
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$7,305,485
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$9,107,337
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$86,741,041
Aggregate carrying amount (costs) on sale of assets2011-12-31$86,219,146
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2011-12-31381357951
2010 : UPPER VALLEY MEDICAL CENTER AMENDED AND RESTATED RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$1,467,480
Total unrealized appreciation/depreciation of assets2010-12-31$1,467,480
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$8,884,366
Total loss/gain on sale of assets2010-12-31$9,194
Total of all expenses incurred2010-12-31$2,696,666
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,584,091
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$3,279,204
Value of total assets at end of year2010-12-31$53,151,970
Value of total assets at beginning of year2010-12-31$46,964,270
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$112,575
Total interest from all sources2010-12-31$871,561
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$452,765
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$295,329
Administrative expenses professional fees incurred2010-12-31$49,422
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,500,000
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Assets. Other investments not covered elsewhere at end of year2010-12-31$340,923
Other income not declared elsewhere2010-12-31$7,569
Administrative expenses (other) incurred2010-12-31$4
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$6,187,700
Value of net assets at end of year (total assets less liabilities)2010-12-31$53,151,970
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$46,964,270
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$63,149
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$22,562,959
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$16,574,255
Income. Interest from US Government securities2010-12-31$557,871
Income. Interest from corporate debt instruments2010-12-31$313,662
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$3,620,627
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$3,960,122
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$3,960,122
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$28
Asset value of US Government securities at end of year2010-12-31$10,214,639
Asset value of US Government securities at beginning of year2010-12-31$13,273,193
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,796,593
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$3,279,204
Income. Dividends from common stock2010-12-31$157,436
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,584,091
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$7,305,485
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$5,236,056
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$9,107,337
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$7,920,644
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$35,492,152
Aggregate carrying amount (costs) on sale of assets2010-12-31$35,482,958
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2010-12-31381357951

Form 5500 Responses for UPPER VALLEY MEDICAL CENTER AMENDED AND RESTATED RETIREMENT PLAN

2012: UPPER VALLEY MEDICAL CENTER AMENDED AND RESTATED RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingYes
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: UPPER VALLEY MEDICAL CENTER AMENDED AND RESTATED RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: UPPER VALLEY MEDICAL CENTER AMENDED AND RESTATED RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: UPPER VALLEY MEDICAL CENTER AMENDED AND RESTATED RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S1