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R.E. WARNER & ASSOCIATES EMPLOYEES' RETIREMENT TRU 401k Plan overview

Plan NameR.E. WARNER & ASSOCIATES EMPLOYEES' RETIREMENT TRU
Plan identification number 002

R.E. WARNER & ASSOCIATES EMPLOYEES' RETIREMENT TRU Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

R.E. WARNER & ASSOCIATES has sponsored the creation of one or more 401k plans.

Company Name:R.E. WARNER & ASSOCIATES
Employer identification number (EIN):341860815
NAIC Classification:541330
NAIC Description:Engineering Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan R.E. WARNER & ASSOCIATES EMPLOYEES' RETIREMENT TRU

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01MIKE KEPPLER2023-09-05
0022021-01-01MIKE KEPPLER2022-10-12 MIKE KEPPLER2022-10-12
0022020-01-01DEBBY JOPPECK2021-06-25 DEBBY JOPPECK2021-06-25
0022019-01-01DEBBY JOPPECK2020-10-05 DEBBY JOPPECK2020-10-05
0022018-01-01DEBBY JOPPECK2019-06-17 DEBBY JOPPECK2019-06-17
0022017-01-01DEBBY JOPPECK DEBBY JOPPECK2018-09-10
0022016-01-01DEBORAH JOPPECK DEBORAH JOPPECK2017-06-23
0022015-01-01DEBORAH JOPPECK DEBORAH JOPPECK2016-06-21
0022014-01-01DEBORAH JOPPECK DEBORAH JOPPECK2015-06-08
0022013-01-01DEBORAH JOPPECK DEBORAH JOPPECK2014-07-17
0022012-01-01DEBBY JOPPECK2013-07-29
0022011-01-01DEBBY JOPPECK2012-10-03
0022010-01-01DEBBY JOPPECK2011-08-02

Plan Statistics for R.E. WARNER & ASSOCIATES EMPLOYEES' RETIREMENT TRU

401k plan membership statisitcs for R.E. WARNER & ASSOCIATES EMPLOYEES' RETIREMENT TRU

Measure Date Value
2017: R.E. WARNER & ASSOCIATES EMPLOYEES' RETIREMENT TRU 2017 401k membership
Total participants, beginning-of-year2017-01-01105
Total number of active participants reported on line 7a of the Form 55002017-01-0159
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-0132
Total of all active and inactive participants2017-01-0192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-0193
Number of participants with account balances2017-01-0189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-019
2016: R.E. WARNER & ASSOCIATES EMPLOYEES' RETIREMENT TRU 2016 401k membership
Total participants, beginning-of-year2016-01-0191
Total number of active participants reported on line 7a of the Form 55002016-01-0179
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0126
Total of all active and inactive participants2016-01-01105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01105
Number of participants with account balances2016-01-0198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-012
2015: R.E. WARNER & ASSOCIATES EMPLOYEES' RETIREMENT TRU 2015 401k membership
Total participants, beginning-of-year2015-01-0196
Total number of active participants reported on line 7a of the Form 55002015-01-0167
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0124
Total of all active and inactive participants2015-01-0191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0191
Number of participants with account balances2015-01-0189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-012
2014: R.E. WARNER & ASSOCIATES EMPLOYEES' RETIREMENT TRU 2014 401k membership
Total participants, beginning-of-year2014-01-0197
Total number of active participants reported on line 7a of the Form 55002014-01-0166
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0129
Total of all active and inactive participants2014-01-0196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0196
Number of participants with account balances2014-01-0195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-016
2013: R.E. WARNER & ASSOCIATES EMPLOYEES' RETIREMENT TRU 2013 401k membership
Total participants, beginning-of-year2013-01-0190
Total number of active participants reported on line 7a of the Form 55002013-01-0169
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0128
Total of all active and inactive participants2013-01-0197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0197
Number of participants with account balances2013-01-0188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-017

Financial Data on R.E. WARNER & ASSOCIATES EMPLOYEES' RETIREMENT TRU

Measure Date Value
2017 : R.E. WARNER & ASSOCIATES EMPLOYEES' RETIREMENT TRU 2017 401k financial data
Total income from all sources2017-12-31$1,463,675
Expenses. Total of all expenses incurred2017-12-31$400,042
Benefits paid (including direct rollovers)2017-12-31$395,822
Total plan assets at end of year2017-12-31$8,868,103
Total plan assets at beginning of year2017-12-31$7,804,470
Total contributions received or receivable from participants2017-12-31$267,416
Expenses. Other expenses not covered elsewhere2017-12-31$0
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$1,140,539
Net income (gross income less expenses)2017-12-31$1,063,633
Net plan assets at end of year (total assets less liabilities)2017-12-31$8,868,103
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$7,804,470
Assets. Value of participant loans2017-12-31$63,039
Total contributions received or receivable from employer(s)2017-12-31$55,720
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$4,220
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : R.E. WARNER & ASSOCIATES EMPLOYEES' RETIREMENT TRU 2016 401k financial data
Total income from all sources2016-12-31$1,170,707
Expenses. Total of all expenses incurred2016-12-31$458,931
Benefits paid (including direct rollovers)2016-12-31$453,541
Total plan assets at end of year2016-12-31$7,804,470
Total plan assets at beginning of year2016-12-31$7,092,694
Value of fidelity bond covering the plan2016-12-31$500,000
Total contributions received or receivable from participants2016-12-31$313,118
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$432,302
Other income received2016-12-31$422,989
Net income (gross income less expenses)2016-12-31$711,776
Net plan assets at end of year (total assets less liabilities)2016-12-31$7,804,470
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$7,092,694
Assets. Value of participant loans2016-12-31$65,456
Total contributions received or receivable from employer(s)2016-12-31$2,298
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$1,355
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$4,035
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : R.E. WARNER & ASSOCIATES EMPLOYEES' RETIREMENT TRU 2015 401k financial data
Total income from all sources2015-12-31$237,619
Expenses. Total of all expenses incurred2015-12-31$1,838,951
Benefits paid (including direct rollovers)2015-12-31$1,835,416
Total plan assets at end of year2015-12-31$7,092,694
Total plan assets at beginning of year2015-12-31$8,694,026
Total contributions received or receivable from participants2015-12-31$293,053
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$20,356
Other income received2015-12-31$-75,885
Net income (gross income less expenses)2015-12-31$-1,601,332
Net plan assets at end of year (total assets less liabilities)2015-12-31$7,092,694
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$8,694,026
Assets. Value of participant loans2015-12-31$90,804
Total contributions received or receivable from employer(s)2015-12-31$95
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$3,535
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : R.E. WARNER & ASSOCIATES EMPLOYEES' RETIREMENT TRU 2014 401k financial data
Total income from all sources2014-12-31$1,243,421
Expenses. Total of all expenses incurred2014-12-31$406,818
Benefits paid (including direct rollovers)2014-12-31$402,619
Total plan assets at end of year2014-12-31$8,694,026
Total plan assets at beginning of year2014-12-31$7,857,423
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$324,396
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$477,303
Other income received2014-12-31$360,384
Net income (gross income less expenses)2014-12-31$836,603
Net plan assets at end of year (total assets less liabilities)2014-12-31$8,694,026
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$7,857,423
Assets. Value of participant loans2014-12-31$97,610
Total contributions received or receivable from employer(s)2014-12-31$81,338
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$812
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$3,387
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : R.E. WARNER & ASSOCIATES EMPLOYEES' RETIREMENT TRU 2013 401k financial data
Total income from all sources2013-12-31$1,749,667
Expenses. Total of all expenses incurred2013-12-31$271,580
Benefits paid (including direct rollovers)2013-12-31$248,760
Total plan assets at end of year2013-12-31$7,857,423
Total plan assets at beginning of year2013-12-31$6,379,336
Value of fidelity bond covering the plan2013-12-31$500,000
Total contributions received or receivable from participants2013-12-31$322,392
Contributions received from other sources (not participants or employers)2013-12-31$272,471
Other income received2013-12-31$1,127,218
Net income (gross income less expenses)2013-12-31$1,478,087
Net plan assets at end of year (total assets less liabilities)2013-12-31$7,857,423
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$6,379,336
Assets. Value of participant loans2013-12-31$85,160
Total contributions received or receivable from employer(s)2013-12-31$27,586
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$22,820
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0

Form 5500 Responses for R.E. WARNER & ASSOCIATES EMPLOYEES' RETIREMENT TRU

2017: R.E. WARNER & ASSOCIATES EMPLOYEES' RETIREMENT TRU 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: R.E. WARNER & ASSOCIATES EMPLOYEES' RETIREMENT TRU 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: R.E. WARNER & ASSOCIATES EMPLOYEES' RETIREMENT TRU 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: R.E. WARNER & ASSOCIATES EMPLOYEES' RETIREMENT TRU 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: R.E. WARNER & ASSOCIATES EMPLOYEES' RETIREMENT TRU 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 61070
Policy instance 1
Insurance contract or identification numberMR 61070
Number of Individuals Covered93
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 61070
Policy instance 1
Insurance contract or identification numberMR 61070
Number of Individuals Covered91
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 61070
Policy instance 1
Insurance contract or identification numberMR 61070
Number of Individuals Covered96
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 61070
Policy instance 1
Insurance contract or identification numberMR 61070
Number of Individuals Covered97
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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