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THE KEYCORP 401(K) SAVINGS PLAN CASH BALANCE PENSION PLAN MASTER TRUST 401k Plan overview

Plan NameTHE KEYCORP 401(K) SAVINGS PLAN CASH BALANCE PENSION PLAN MASTER TRUST
Plan identification number 004

THE KEYCORP 401(K) SAVINGS PLAN CASH BALANCE PENSION PLAN MASTER TRUST Benefits

No plan benefit data available

401k Sponsoring company profile

KEYCORP has sponsored the creation of one or more 401k plans.

Company Name:KEYCORP
Employer identification number (EIN):346542451
NAIC Classification:522110
NAIC Description:Commercial Banking

Additional information about KEYCORP

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date:
Company Identification Number: 276604
Legal Registered Office Address: 50 W. BROAD ST
SUITE 1800
COLUMBUS
United States of America (USA)
43215

More information about KEYCORP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE KEYCORP 401(K) SAVINGS PLAN CASH BALANCE PENSION PLAN MASTER TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042016-01-01
0042015-01-01CATHLEEN M. FYFFE
0042014-01-01ALAN DUFFY
0042013-01-01KEYCORP BY IRENE IMMERMAN
0042012-07-01KATHLEEN A. EGAN

Plan Statistics for THE KEYCORP 401(K) SAVINGS PLAN CASH BALANCE PENSION PLAN MASTER TRUST

401k plan membership statisitcs for THE KEYCORP 401(K) SAVINGS PLAN CASH BALANCE PENSION PLAN MASTER TRUST

Measure Date Value
2014: THE KEYCORP 401(K) SAVINGS PLAN CASH BALANCE PENSION PLAN MASTER TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-010
2013: THE KEYCORP 401(K) SAVINGS PLAN CASH BALANCE PENSION PLAN MASTER TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-010
Total of all active and inactive participants2013-01-010
Total participants2013-01-010
2012: THE KEYCORP 401(K) SAVINGS PLAN CASH BALANCE PENSION PLAN MASTER TRUST 2012 401k membership
Total participants, beginning-of-year2012-07-010
Total of all active and inactive participants2012-07-010
Total participants2012-07-010

Financial Data on THE KEYCORP 401(K) SAVINGS PLAN CASH BALANCE PENSION PLAN MASTER TRUST

Measure Date Value
2016 : THE KEYCORP 401(K) SAVINGS PLAN CASH BALANCE PENSION PLAN MASTER TRUST 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-09-30$5,389,546
Total unrealized appreciation/depreciation of assets2016-09-30$5,389,546
Total transfer of assets from this plan2016-09-30$127,851,313
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$78,417,296
Total income from all sources (including contributions)2016-09-30$12,364,772
Total loss/gain on sale of assets2016-09-30$-1,325,466
Total of all expenses incurred2016-09-30$339,923
Value of total assets at beginning of year2016-09-30$194,243,760
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$339,923
Total interest from all sources2016-09-30$7,971,992
Total dividends received (eg from common stock, registered investment company shares)2016-09-30$328,700
Total dividends received from registered investment company shares (eg mutual funds)2016-09-30$18,042
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-09-30$427,947
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Assets. Other investments not covered elsewhere at beginning of year2016-09-30$13,299,337
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-09-30$66,893,451
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-09-30$78,417,296
Administrative expenses (other) incurred2016-09-30$-12,649
Total non interest bearing cash at beginning of year2016-09-30$1,006,284
Value of net income/loss2016-09-30$12,024,849
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$115,826,464
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Investment advisory and management fees2016-09-30$352,572
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-09-30$3,427,809
Interest earned on other investments2016-09-30$7,971,992
Value of interest in common/collective trusts at beginning of year2016-09-30$516,696
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-09-30$2,406,839
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-09-30$2,406,839
Asset value of US Government securities at beginning of year2016-09-30$74,417,627
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30Yes
Income. Dividends from common stock2016-09-30$310,658
Asset. Corporate debt instrument debt (other) at beginning of year2016-09-30$24,338,474
Assets. Corporate common stocks other than exployer securities at beginning of year2016-09-30$7,509,296
Did the plan have assets held for investment2016-09-30No
Aggregate proceeds on sale of assets2016-09-30$757,148,210
Aggregate carrying amount (costs) on sale of assets2016-09-30$758,473,676
2015 : THE KEYCORP 401(K) SAVINGS PLAN CASH BALANCE PENSION PLAN MASTER TRUST 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-69,472
Total unrealized appreciation/depreciation of assets2015-12-31$-69,472
Total transfer of assets from this plan2015-12-31$7,046,022
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$78,417,296
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$63,100,077
Total income from all sources (including contributions)2015-12-31$-7,151,037
Total loss/gain on sale of assets2015-12-31$-819,761
Total of all expenses incurred2015-12-31$785,947
Value of total assets at end of year2015-12-31$194,243,760
Value of total assets at beginning of year2015-12-31$193,909,547
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$785,947
Total interest from all sources2015-12-31$-6,502,312
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$240,508
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$30,176
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$427,947
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Assets. Other investments not covered elsewhere at end of year2015-12-31$13,299,337
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$20,662,954
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$66,893,451
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$52,827,513
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$78,417,296
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$63,100,077
Administrative expenses (other) incurred2015-12-31$100,212
Total non interest bearing cash at end of year2015-12-31$1,006,284
Total non interest bearing cash at beginning of year2015-12-31$-1,364,948
Value of net income/loss2015-12-31$-7,936,984
Value of net assets at end of year (total assets less liabilities)2015-12-31$115,826,464
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$130,809,470
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$685,735
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$3,427,809
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$17,476,138
Interest earned on other investments2015-12-31$-6,502,312
Value of interest in common/collective trusts at end of year2015-12-31$516,696
Value of interest in common/collective trusts at beginning of year2015-12-31$606,286
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$2,406,839
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$4,556,721
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$4,556,721
Asset value of US Government securities at end of year2015-12-31$74,417,627
Asset value of US Government securities at beginning of year2015-12-31$76,905,885
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Income. Dividends from common stock2015-12-31$210,332
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$24,338,474
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$22,238,998
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$7,509,296
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Aggregate proceeds on sale of assets2015-12-31$1,158,850,433
Aggregate carrying amount (costs) on sale of assets2015-12-31$1,159,670,194
2014 : THE KEYCORP 401(K) SAVINGS PLAN CASH BALANCE PENSION PLAN MASTER TRUST 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-1,737,897
Total unrealized appreciation/depreciation of assets2014-12-31$-1,737,897
Total transfer of assets from this plan2014-12-31$7,942,612
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$63,100,077
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$24,866,405
Total income from all sources (including contributions)2014-12-31$11,448,363
Total loss/gain on sale of assets2014-12-31$3,368,705
Total of all expenses incurred2014-12-31$838,238
Value of total assets at end of year2014-12-31$193,909,547
Value of total assets at beginning of year2014-12-31$153,008,362
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$838,238
Total interest from all sources2014-12-31$9,654,690
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$162,865
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$96,850
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Assets. Other investments not covered elsewhere at end of year2014-12-31$20,662,954
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$10,033,345
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$52,827,513
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$25,301,232
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$63,100,077
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$24,866,405
Administrative expenses (other) incurred2014-12-31$87,549
Total non interest bearing cash at end of year2014-12-31$-1,364,948
Total non interest bearing cash at beginning of year2014-12-31$793,307
Value of net income/loss2014-12-31$10,610,125
Value of net assets at end of year (total assets less liabilities)2014-12-31$130,809,470
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$128,141,957
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$750,689
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$17,476,138
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$64,082,408
Interest earned on other investments2014-12-31$9,654,690
Value of interest in common/collective trusts at end of year2014-12-31$606,286
Value of interest in common/collective trusts at beginning of year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$4,556,721
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$966,357
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$966,357
Asset value of US Government securities at end of year2014-12-31$76,905,885
Asset value of US Government securities at beginning of year2014-12-31$42,567,013
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Income. Dividends from common stock2014-12-31$66,015
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$22,238,998
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$6,511,953
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$2,752,747
Did the plan have assets held for investment2014-12-31Yes
Aggregate proceeds on sale of assets2014-12-31$570,065,098
Aggregate carrying amount (costs) on sale of assets2014-12-31$566,696,393
2013 : THE KEYCORP 401(K) SAVINGS PLAN CASH BALANCE PENSION PLAN MASTER TRUST 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$-4,670,533
Total unrealized appreciation/depreciation of assets2013-12-31$-4,670,533
Total transfer of assets to this plan2013-12-31$-5,470,913
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$24,866,405
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$11,937,891
Total income from all sources (including contributions)2013-12-31$-8,253,735
Total loss/gain on sale of assets2013-12-31$-1,087,645
Total of all expenses incurred2013-12-31$1,064,695
Value of total assets at end of year2013-12-31$153,008,362
Value of total assets at beginning of year2013-12-31$154,869,191
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,064,695
Total interest from all sources2013-12-31$-2,757,919
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$262,362
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$171,580
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Assets. Other investments not covered elsewhere at end of year2013-12-31$10,033,345
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$14,720,410
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$25,301,232
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$13,453,583
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$24,866,405
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$11,937,891
Administrative expenses (other) incurred2013-12-31$319,424
Total non interest bearing cash at end of year2013-12-31$793,307
Total non interest bearing cash at beginning of year2013-12-31$71,059
Value of net income/loss2013-12-31$-9,318,430
Value of net assets at end of year (total assets less liabilities)2013-12-31$128,141,957
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$142,931,300
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$745,271
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$64,082,408
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$76,112,692
Interest earned on other investments2013-12-31$-2,757,919
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$966,357
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$799,723
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$799,723
Asset value of US Government securities at end of year2013-12-31$42,567,013
Asset value of US Government securities at beginning of year2013-12-31$33,508,331
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Income. Dividends from common stock2013-12-31$90,782
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$6,511,953
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$15,008,057
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$2,752,747
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$1,195,336
Did the plan have assets held for investment2013-12-31Yes
Aggregate proceeds on sale of assets2013-12-31$413,658,065
Aggregate carrying amount (costs) on sale of assets2013-12-31$414,745,710
2012 : THE KEYCORP 401(K) SAVINGS PLAN CASH BALANCE PENSION PLAN MASTER TRUST 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$1,332,544
Total unrealized appreciation/depreciation of assets2012-12-31$1,332,544
Total transfer of assets to this plan2012-12-31$137,759,497
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$11,937,891
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$5,580,202
Total loss/gain on sale of assets2012-12-31$5,725,976
Total of all expenses incurred2012-12-31$408,399
Value of total assets at end of year2012-12-31$154,869,191
Value of total assets at beginning of year2012-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$408,399
Total interest from all sources2012-12-31$-1,624,857
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$146,539
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$119,905
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Assets. Other investments not covered elsewhere at end of year2012-12-31$14,720,410
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$13,453,583
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$11,937,891
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Administrative expenses (other) incurred2012-12-31$8,910
Total non interest bearing cash at end of year2012-12-31$71,059
Total non interest bearing cash at beginning of year2012-12-31$0
Value of net income/loss2012-12-31$5,171,803
Value of net assets at end of year (total assets less liabilities)2012-12-31$142,931,300
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$0
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$399,489
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$76,112,692
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$0
Interest earned on other investments2012-12-31$-1,734,143
Income. Interest from US Government securities2012-12-31$40,637
Income. Interest from corporate debt instruments2012-12-31$68,649
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$799,723
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$0
Asset value of US Government securities at end of year2012-12-31$33,508,331
Asset value of US Government securities at beginning of year2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Income. Dividends from common stock2012-12-31$26,634
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$15,008,057
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$1,195,336
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Aggregate proceeds on sale of assets2012-12-31$365,065,987
Aggregate carrying amount (costs) on sale of assets2012-12-31$359,340,011

Form 5500 Responses for THE KEYCORP 401(K) SAVINGS PLAN CASH BALANCE PENSION PLAN MASTER TRUST

2016: THE KEYCORP 401(K) SAVINGS PLAN CASH BALANCE PENSION PLAN MASTER TRUST 2016 form 5500 responses
2016-01-01Type of plan entityDFE (Diect Filing Entity)
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2015: THE KEYCORP 401(K) SAVINGS PLAN CASH BALANCE PENSION PLAN MASTER TRUST 2015 form 5500 responses
2015-01-01Type of plan entityDFE (Diect Filing Entity)
2014: THE KEYCORP 401(K) SAVINGS PLAN CASH BALANCE PENSION PLAN MASTER TRUST 2014 form 5500 responses
2014-01-01Type of plan entityDFE (Diect Filing Entity)
2013: THE KEYCORP 401(K) SAVINGS PLAN CASH BALANCE PENSION PLAN MASTER TRUST 2013 form 5500 responses
2013-01-01Type of plan entityDFE (Diect Filing Entity)
2012: THE KEYCORP 401(K) SAVINGS PLAN CASH BALANCE PENSION PLAN MASTER TRUST 2012 form 5500 responses
2012-07-01Type of plan entityDFE (Diect Filing Entity)
2012-07-01First time form 5500 has been submittedYes
2012-07-01This return/report is a short plan year return/report (less than 12 months)Yes

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