401k Plan data: LOUISVILLE UTILITIES plan

LOUISVILLE UTILITIES 401k Plan overview

Plan Name	LOUISVILLE UTILITIES
Plan identification number	001

LOUISVILLE UTILITIES Benefits

401k Plan Type	Defined Benefit Pension
Plan Features/Benefits	Benefits are primarily pay related Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).

401k Sponsoring company profile

AMERICAN UNITED LIFE INSURANCE COMPANY has sponsored the creation of one or more 401k plans.

Company Name: AMERICAN UNITED LIFE INSURANCE COMPANY

Employer identification number (EIN): 350145825

NAIC Classification: 524140

Additional information about AMERICAN UNITED LIFE INSURANCE COMPANY

Jurisdiction of Incorporation: Georgia Department of States Corporations Division

Incorporation Date: 1957-07-09

Company Identification Number: 733730

Legal Registered Office Address: One American Square

INDIANAPOLIS
United States of America (USA)
46282

More information about AMERICAN UNITED LIFE INSURANCE COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LOUISVILLE UTILITIES

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-11-01 JOE HODGE 2015-04-24 JOE HODGE 2015-04-24
001 2013-01-01 DEBBY K. ROUTT DEBBY K. ROUTT 2014-10-15
001 2012-01-01 DEBBY K. ROUTT DEBBY K. ROUTT 2013-10-14
001 2011-01-01 DEBBY K. ROUTT DEBBY K. ROUTT 2012-10-11
001 2009-01-01 MARK ROLLER MARK ROLLER 2010-10-08

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2013-11-01	JOE HODGE	2015-04-24	JOE HODGE	2015-04-24
001	2013-01-01	DEBBY K. ROUTT		DEBBY K. ROUTT	2014-10-15
001	2012-01-01	DEBBY K. ROUTT		DEBBY K. ROUTT	2013-10-14
001	2011-01-01	DEBBY K. ROUTT		DEBBY K. ROUTT	2012-10-11
001	2009-01-01	MARK ROLLER		MARK ROLLER	2010-10-08

Plan Statistics for LOUISVILLE UTILITIES

401k plan membership statisitcs for LOUISVILLE UTILITIES

Measure Date Value
2013: LOUISVILLE UTILITIES 2013 401k membership
Total participants, beginning-of-year 2013-01-01 2,851
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1,332
Number of retired or separated participants receiving benefits 2013-01-01 462
Number of other retired or separated participants entitled to future benefits 2013-01-01 1,100
Total of all active and inactive participants 2013-01-01 2,894
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 21
Total participants 2013-01-01 2,915
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 48
2012: LOUISVILLE UTILITIES 2012 401k membership
Total participants, beginning-of-year 2012-01-01 2,790
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,326
Number of retired or separated participants receiving benefits 2012-01-01 406
Number of other retired or separated participants entitled to future benefits 2012-01-01 1,093
Total of all active and inactive participants 2012-01-01 2,825
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 26
Total participants 2012-01-01 2,851
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 62
2011: LOUISVILLE UTILITIES 2011 401k membership
Total participants, beginning-of-year 2011-01-01 2,667
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1,381
Number of retired or separated participants receiving benefits 2011-01-01 349
Number of other retired or separated participants entitled to future benefits 2011-01-01 1,035
Total of all active and inactive participants 2011-01-01 2,765
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 25
Total participants 2011-01-01 2,790
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 70
2009: LOUISVILLE UTILITIES 2009 401k membership
Total participants, beginning-of-year 2009-01-01 2,577
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1,395
Number of retired or separated participants receiving benefits 2009-01-01 264
Number of other retired or separated participants entitled to future benefits 2009-01-01 949
Total of all active and inactive participants 2009-01-01 2,608
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 24
Total participants 2009-01-01 2,632
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 55

Measure	Date	Value
2013: LOUISVILLE UTILITIES 2013 401k membership
Total participants, beginning-of-year	2013-01-01	2,851
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,332
Number of retired or separated participants receiving benefits	2013-01-01	462
Number of other retired or separated participants entitled to future benefits	2013-01-01	1,100
Total of all active and inactive participants	2013-01-01	2,894
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	21
Total participants	2013-01-01	2,915
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	48
2012: LOUISVILLE UTILITIES 2012 401k membership
Total participants, beginning-of-year	2012-01-01	2,790
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,326
Number of retired or separated participants receiving benefits	2012-01-01	406
Number of other retired or separated participants entitled to future benefits	2012-01-01	1,093
Total of all active and inactive participants	2012-01-01	2,825
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	26
Total participants	2012-01-01	2,851
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	62
2011: LOUISVILLE UTILITIES 2011 401k membership
Total participants, beginning-of-year	2011-01-01	2,667
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,381
Number of retired or separated participants receiving benefits	2011-01-01	349
Number of other retired or separated participants entitled to future benefits	2011-01-01	1,035
Total of all active and inactive participants	2011-01-01	2,765
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	25
Total participants	2011-01-01	2,790
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	70
2009: LOUISVILLE UTILITIES 2009 401k membership
Total participants, beginning-of-year	2009-01-01	2,577
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,395
Number of retired or separated participants receiving benefits	2009-01-01	264
Number of other retired or separated participants entitled to future benefits	2009-01-01	949
Total of all active and inactive participants	2009-01-01	2,608
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	24
Total participants	2009-01-01	2,632
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	55

Financial Data on LOUISVILLE UTILITIES

Measure	Date	Value
2013 : LOUISVILLE UTILITIES 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$41,764,979
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$5,556,585
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$5,556,585
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,456,923
Value of total assets at end of year	2013-12-31	$229,466,435
Value of total assets at beginning of year	2013-12-31	$193,258,041
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$0
Total interest from all sources	2013-12-31	$1,426,852
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$30,000,000
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$206,923
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$36,208,394
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$229,466,435
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$193,258,041
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$187,194,009
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$141,450,729
Interest earned on other investments	2013-12-31	$1,426,852
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$42,272,426
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$35,855,312
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$37,881,204
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$2,250,000
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$15,952,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$5,556,585
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BKD LLP
Accountancy firm EIN	2013-12-31	440160260
2012 : LOUISVILLE UTILITIES 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$37,052,302
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$4,776,381
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$4,776,381
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$18,202,000
Value of total assets at end of year	2012-12-31	$193,258,041
Value of total assets at beginning of year	2012-12-31	$160,982,120
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$0
Total interest from all sources	2012-12-31	$1,440,864
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$30,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$32,275,921
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$193,258,041
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$160,982,120
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$141,450,729
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$120,897,033
Interest earned on other investments	2012-12-31	$1,440,864
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$35,855,312
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$33,335,087
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$17,409,438
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$18,202,000
Employer contributions (assets) at end of year	2012-12-31	$15,952,000
Employer contributions (assets) at beginning of year	2012-12-31	$6,750,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$4,776,381
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BKD LLP
Accountancy firm EIN	2012-12-31	440160260
2011 : LOUISVILLE UTILITIES 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$17,676,136
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$3,955,110
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$3,955,110
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$17,750,000
Value of total assets at end of year	2011-12-31	$160,982,120
Value of total assets at beginning of year	2011-12-31	$147,261,094
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$0
Total interest from all sources	2011-12-31	$1,323,933
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$30,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$13,721,026
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$160,982,120
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$147,261,094
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$120,897,033
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$124,199,980
Interest earned on other investments	2011-12-31	$1,323,933
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$33,335,087
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$21,561,114
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,397,797
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$17,750,000
Employer contributions (assets) at end of year	2011-12-31	$6,750,000
Employer contributions (assets) at beginning of year	2011-12-31	$1,500,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$3,955,110
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BKD LLP
Accountancy firm EIN	2011-12-31	440160260
2010 : LOUISVILLE UTILITIES 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$24,118,289
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$3,339,183
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$3,339,183
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$7,500,000
Value of total assets at end of year	2010-12-31	$147,261,094
Value of total assets at beginning of year	2010-12-31	$126,481,988
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$0
Total interest from all sources	2010-12-31	$1,040,410
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$30,000,000
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$20,779,106
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$147,261,094
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$126,481,988
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$124,199,980
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$106,359,730
Interest earned on other investments	2010-12-31	$1,040,410
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$21,561,114
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$20,122,258
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$15,577,879
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$7,500,000
Employer contributions (assets) at end of year	2010-12-31	$1,500,000
Employer contributions (assets) at beginning of year	2010-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$3,339,183
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	BKD LLP
Accountancy firm EIN	2010-12-31	440160260

Form 5500 Responses for LOUISVILLE UTILITIES

2013: LOUISVILLE UTILITIES 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2012: LOUISVILLE UTILITIES 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2011: LOUISVILLE UTILITIES 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2009: LOUISVILLE UTILITIES 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G80153

Policy instance

Insurance contract or identification number	G80153
Number of Individuals Covered	2915
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G80153

Policy instance

Insurance contract or identification number	G80153
Number of Individuals Covered	2851
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G80153

Policy instance

Insurance contract or identification number	G80153
Number of Individuals Covered	2790
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G80153

Policy instance

Insurance contract or identification number	G80153
Number of Individuals Covered	2667
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Potentially related plans

LOUISVILLE UTILITIES [EIN = 646000639]

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Company Name:	AMERICAN UNITED LIFE INSURANCE COMPANY
Employer identification number (EIN):	350145825
NAIC Classification:	524140

Jurisdiction of Incorporation:	Georgia Department of States Corporations Division
Incorporation Date:	1957-07-09
Company Identification Number:	733730
Legal Registered Office Address:	One American Square INDIANAPOLIS United States of America (USA) 46282