401k Plan data: FLANNER & BUCHANAN/BUCHANAN GROUP 401(K) RETIREMENT PLAN plan

FLANNER & BUCHANAN/BUCHANAN GROUP 401(K) RETIREMENT PLAN 401k Plan overview

Plan Name	FLANNER & BUCHANAN/BUCHANAN GROUP 401(K) RETIREMENT PLAN
Plan identification number	001

FLANNER & BUCHANAN/BUCHANAN GROUP 401(K) RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

FLANNER & BUCHANAN, INC. has sponsored the creation of one or more 401k plans.

Company Name: FLANNER & BUCHANAN, INC.

Employer identification number (EIN): 350312630

NAIC Classification: 812210
NAIC Description: Funeral Homes and Funeral Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FLANNER & BUCHANAN/BUCHANAN GROUP 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 THEODORE E. MAU IV
001 2013-01-01 THEODORE E. MAU IV
001 2012-01-01 THEODORE E. MAU IV
001 2011-01-01 THEODORE E. MAU IV
001 2010-01-01 THEODORE E. MAU IV
001 2009-01-01 SUSAN RUSH

Plan id#	Filing Submission Date	Name of Administrator
001	2014-01-01	THEODORE E. MAU IV
001	2013-01-01	THEODORE E. MAU IV
001	2012-01-01	THEODORE E. MAU IV
001	2011-01-01	THEODORE E. MAU IV
001	2010-01-01	THEODORE E. MAU IV
001	2009-01-01	SUSAN RUSH

Plan Statistics for FLANNER & BUCHANAN/BUCHANAN GROUP 401(K) RETIREMENT PLAN

401k plan membership statisitcs for FLANNER & BUCHANAN/BUCHANAN GROUP 401(K) RETIREMENT PLAN

Measure Date Value
2014: FLANNER & BUCHANAN/BUCHANAN GROUP 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 321
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 273
Number of retired or separated participants receiving benefits 2014-01-01 4
Number of other retired or separated participants entitled to future benefits 2014-01-01 28
Total of all active and inactive participants 2014-01-01 305
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 305
Number of participants with account balances 2014-01-01 171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: FLANNER & BUCHANAN/BUCHANAN GROUP 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 309
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 281
Number of retired or separated participants receiving benefits 2013-01-01 5
Number of other retired or separated participants entitled to future benefits 2013-01-01 17
Total of all active and inactive participants 2013-01-01 303
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 2
Total participants 2013-01-01 305
Number of participants with account balances 2013-01-01 177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: FLANNER & BUCHANAN/BUCHANAN GROUP 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 211
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 267
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 23
Total of all active and inactive participants 2012-01-01 290
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 290
Number of participants with account balances 2012-01-01 171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: FLANNER & BUCHANAN/BUCHANAN GROUP 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 189
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 182
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 17
Total of all active and inactive participants 2011-01-01 199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 199
Number of participants with account balances 2011-01-01 130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: FLANNER & BUCHANAN/BUCHANAN GROUP 401(K) RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 209
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 161
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 24
Total of all active and inactive participants 2010-01-01 185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 185
Number of participants with account balances 2010-01-01 118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: FLANNER & BUCHANAN/BUCHANAN GROUP 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 210
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 194
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 15
Total of all active and inactive participants 2009-01-01 209
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 209
Number of participants with account balances 2009-01-01 120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: FLANNER & BUCHANAN/BUCHANAN GROUP 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	321
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	273
Number of retired or separated participants receiving benefits	2014-01-01	4
Number of other retired or separated participants entitled to future benefits	2014-01-01	28
Total of all active and inactive participants	2014-01-01	305
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	305
Number of participants with account balances	2014-01-01	171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: FLANNER & BUCHANAN/BUCHANAN GROUP 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	309
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	281
Number of retired or separated participants receiving benefits	2013-01-01	5
Number of other retired or separated participants entitled to future benefits	2013-01-01	17
Total of all active and inactive participants	2013-01-01	303
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	2
Total participants	2013-01-01	305
Number of participants with account balances	2013-01-01	177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: FLANNER & BUCHANAN/BUCHANAN GROUP 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	211
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	267
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	23
Total of all active and inactive participants	2012-01-01	290
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	290
Number of participants with account balances	2012-01-01	171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: FLANNER & BUCHANAN/BUCHANAN GROUP 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	189
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	182
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	17
Total of all active and inactive participants	2011-01-01	199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	199
Number of participants with account balances	2011-01-01	130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: FLANNER & BUCHANAN/BUCHANAN GROUP 401(K) RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	209
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	161
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	24
Total of all active and inactive participants	2010-01-01	185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	185
Number of participants with account balances	2010-01-01	118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: FLANNER & BUCHANAN/BUCHANAN GROUP 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	210
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	194
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	15
Total of all active and inactive participants	2009-01-01	209
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	209
Number of participants with account balances	2009-01-01	120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on FLANNER & BUCHANAN/BUCHANAN GROUP 401(K) RETIREMENT PLAN

Measure	Date	Value
2014 : FLANNER & BUCHANAN/BUCHANAN GROUP 401(K) RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$1,074
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$1,308
Total income from all sources (including contributions)	2014-12-31	$1,594,189
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$2,341,788
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$2,281,888
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$921,149
Value of total assets at end of year	2014-12-31	$10,045,680
Value of total assets at beginning of year	2014-12-31	$10,793,513
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$59,900
Total interest from all sources	2014-12-31	$12,979
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$544,026
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$544,026
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$552,423
Participant contributions at end of year	2014-12-31	$309,680
Participant contributions at beginning of year	2014-12-31	$323,812
Participant contributions at end of year	2014-12-31	$9
Participant contributions at beginning of year	2014-12-31	$17,690
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$55,135
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$1,074
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$1,308
Administrative expenses (other) incurred	2014-12-31	$7,489
Total non interest bearing cash at end of year	2014-12-31	$1,074
Total non interest bearing cash at beginning of year	2014-12-31	$1,308
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-747,599
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$10,044,606
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$10,792,205
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$52,411
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$9,287,489
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$10,019,596
Interest on participant loans	2014-12-31	$12,879
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$442,820
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$414,058
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$414,058
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$100
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$116,035
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$313,591
Employer contributions (assets) at end of year	2014-12-31	$4,608
Employer contributions (assets) at beginning of year	2014-12-31	$17,049
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$2,281,888
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	L.M. HENDERSON & CO. LLP
Accountancy firm EIN	2014-12-31	205520612
2013 : FLANNER & BUCHANAN/BUCHANAN GROUP 401(K) RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$1,308
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$2,104
Total income from all sources (including contributions)	2013-12-31	$2,790,626
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,727,214
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,670,963
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$890,890
Value of total assets at end of year	2013-12-31	$10,793,513
Value of total assets at beginning of year	2013-12-31	$9,730,897
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$56,251
Total interest from all sources	2013-12-31	$11,948
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$382,722
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$382,722
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$557,848
Participant contributions at end of year	2013-12-31	$323,812
Participant contributions at beginning of year	2013-12-31	$271,590
Participant contributions at end of year	2013-12-31	$17,690
Participant contributions at beginning of year	2013-12-31	$16,112
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$5,239
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$3,671
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$1,308
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$2,104
Administrative expenses (other) incurred	2013-12-31	$7,132
Total non interest bearing cash at end of year	2013-12-31	$1,308
Total non interest bearing cash at beginning of year	2013-12-31	$2,104
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,063,412
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$10,792,205
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$9,728,793
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$49,119
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$10,019,596
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$9,186,753
Interest on participant loans	2013-12-31	$11,773
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$414,058
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$232,685
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$232,685
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$175
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,505,066
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$327,803
Employer contributions (assets) at end of year	2013-12-31	$17,049
Employer contributions (assets) at beginning of year	2013-12-31	$17,982
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,670,963
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	L.M. HENDERSON & CO. LLP
Accountancy firm EIN	2013-12-31	205520612
2012 : FLANNER & BUCHANAN/BUCHANAN GROUP 401(K) RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets to this plan	2012-12-31	$791,391
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$2,104
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$37,206
Total income from all sources (including contributions)	2012-12-31	$1,838,354
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$383,435
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$330,949
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$821,386
Value of total assets at end of year	2012-12-31	$9,730,897
Value of total assets at beginning of year	2012-12-31	$7,519,689
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$52,486
Total interest from all sources	2012-12-31	$11,165
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$217,695
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$217,695
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$400,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$513,451
Participant contributions at end of year	2012-12-31	$271,590
Participant contributions at beginning of year	2012-12-31	$232,296
Participant contributions at end of year	2012-12-31	$16,112
Participant contributions at beginning of year	2012-12-31	$40,668
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$12,946
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$3,671
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$4,125
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$2,104
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$37,206
Administrative expenses (other) incurred	2012-12-31	$4,410
Total non interest bearing cash at end of year	2012-12-31	$2,104
Total non interest bearing cash at beginning of year	2012-12-31	$2
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,454,919
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$9,728,793
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$7,482,483
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$48,076
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$9,186,753
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$6,818,246
Interest on participant loans	2012-12-31	$11,079
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$232,685
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$396,541
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$396,541
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$86
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$788,108
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$294,989
Employer contributions (assets) at end of year	2012-12-31	$17,982
Employer contributions (assets) at beginning of year	2012-12-31	$27,811
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$330,949
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	L.M. HENDERSON & CO. LLP
Accountancy firm EIN	2012-12-31	205520612
2011 : FLANNER & BUCHANAN/BUCHANAN GROUP 401(K) RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total transfer of assets to this plan	2011-12-31	$484,566
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$37,206
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$1,444
Total income from all sources (including contributions)	2011-12-31	$699,482
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$778,555
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$730,349
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$632,750
Value of total assets at end of year	2011-12-31	$7,519,689
Value of total assets at beginning of year	2011-12-31	$7,078,434
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$48,206
Total interest from all sources	2011-12-31	$12,643
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$176,123
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$176,123
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$400,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$406,597
Participant contributions at end of year	2011-12-31	$232,296
Participant contributions at beginning of year	2011-12-31	$233,973
Participant contributions at end of year	2011-12-31	$40,668
Participant contributions at beginning of year	2011-12-31	$9,877
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$5,475
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$4,125
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$37,206
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$1,444
Administrative expenses (other) incurred	2011-12-31	$4,819
Total non interest bearing cash at end of year	2011-12-31	$2
Total non interest bearing cash at beginning of year	2011-12-31	$6
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-79,073
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$7,482,483
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$7,076,990
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$43,387
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$6,818,246
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$6,622,872
Interest on participant loans	2011-12-31	$12,621
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$396,541
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$198,673
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$198,673
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$22
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-122,034
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$220,678
Employer contributions (assets) at end of year	2011-12-31	$27,811
Employer contributions (assets) at beginning of year	2011-12-31	$13,033
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$730,349
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	L.M. HENDERSON & CO. LLP
Accountancy firm EIN	2011-12-31	205520612
2010 : FLANNER & BUCHANAN/BUCHANAN GROUP 401(K) RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$1,444
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$3,457
Total income from all sources (including contributions)	2010-12-31	$1,360,889
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$533,284
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$519,737
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$602,816
Value of total assets at end of year	2010-12-31	$7,078,434
Value of total assets at beginning of year	2010-12-31	$6,252,842
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$13,547
Total interest from all sources	2010-12-31	$15,727
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$133,762
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$133,762
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$400,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$397,434
Participant contributions at end of year	2010-12-31	$233,973
Participant contributions at beginning of year	2010-12-31	$260,505
Participant contributions at end of year	2010-12-31	$9,877
Participant contributions at beginning of year	2010-12-31	$11,502
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$1,444
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$3,457
Administrative expenses (other) incurred	2010-12-31	$4,314
Total non interest bearing cash at end of year	2010-12-31	$6
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$827,605
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$7,076,990
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$6,249,385
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$9,233
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$6,622,872
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$5,957,537
Interest on participant loans	2010-12-31	$15,693
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$198,673
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$34
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$608,584
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$205,382
Employer contributions (assets) at end of year	2010-12-31	$13,033
Employer contributions (assets) at beginning of year	2010-12-31	$23,298
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$519,737
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	L.M. HENDERSON & CO. LLP
Accountancy firm EIN	2010-12-31	205520612

Form 5500 Responses for FLANNER & BUCHANAN/BUCHANAN GROUP 401(K) RETIREMENT PLAN

2014: FLANNER & BUCHANAN/BUCHANAN GROUP 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: FLANNER & BUCHANAN/BUCHANAN GROUP 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: FLANNER & BUCHANAN/BUCHANAN GROUP 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: FLANNER & BUCHANAN/BUCHANAN GROUP 401(K) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: FLANNER & BUCHANAN/BUCHANAN GROUP 401(K) RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: FLANNER & BUCHANAN/BUCHANAN GROUP 401(K) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	FLANNER & BUCHANAN, INC.
Employer identification number (EIN):	350312630
NAIC Classification:	812210
NAIC Description:	Funeral Homes and Funeral Services