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THE LILLY RETIREMENT PLAN 401k Plan overview

Plan NameTHE LILLY RETIREMENT PLAN
Plan identification number 001

THE LILLY RETIREMENT PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Code section 401(h) arrangement - Plan contains separate accounts under Code section 401(h) to provide employee health benefits.
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ELI LILLY AND COMPANY has sponsored the creation of one or more 401k plans.

Company Name:ELI LILLY AND COMPANY
Employer identification number (EIN):350470950
NAIC Classification:325410

Additional information about ELI LILLY AND COMPANY

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 3824464

More information about ELI LILLY AND COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE LILLY RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01STACEY ROBERSON SUSAN RIDLEN2018-10-11
0012016-01-01STACEY ROBERSON SUSAN RIDLEN2017-10-11
0012015-01-01STACEY ROBERSON SUSAN RIDLEN2016-10-07
0012014-01-01STACEY ROBERSON SUSAN RIDLEN2015-10-09
0012013-01-01STACEY ROBERSON SUSAN RIDLEN2014-10-09
0012012-01-01STACEY ROBERSON SUSAN RIDLEN2013-10-14
0012011-01-01LAURA BICKLE SUSAN RIDLEN2012-10-08
0012009-01-01STACEY ROBERSON SUSAN RIDLEN2010-11-05
0012009-01-01STACEY ROBERSON SUSAN RIDLEN2010-10-14

Plan Statistics for THE LILLY RETIREMENT PLAN

401k plan membership statisitcs for THE LILLY RETIREMENT PLAN

Measure Date Value
2022: THE LILLY RETIREMENT PLAN 2022 401k membership
Market value of plan assets2022-12-3112,191,914,142
Acturial value of plan assets2022-12-3110,985,352,899
Funding target for retired participants and beneficiaries receiving payment2022-12-314,661,017,512
Number of terminated vested participants2022-12-3110,771
Fundng target for terminated vested participants2022-12-31846,587,073
Active participant vested funding target2022-12-312,169,345,378
Number of active participants2022-12-3116,878
Total funding liabilities for active participants2022-12-312,380,012,780
Total participant count2022-12-3143,394
Total funding target for all participants2022-12-317,887,617,365
Balance at beginning of prior year after applicable adjustments2022-12-311,546,857,667
Prefunding balance at beginning of prior year after applicable adjustments2022-12-31219,026,774
Carryover balanced portion elected for use to offset prior years funding requirement2022-12-310
Prefunding balanced used to offset prior years funding requirement2022-12-310
Amount remaining of carryover balance2022-12-311,546,857,667
Amount remaining of prefunding balance2022-12-31219,026,774
Present value of excess contributions2022-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2022-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2022-12-310
Reductions in caryover balances due to elections or deemed elections2022-12-310
Reductions in prefunding balances due to elections or deemed elections2022-12-310
Balance of carryovers at beginning of current year2022-12-311,831,479,478
Balance of prefunding at beginning of current year2022-12-31259,327,700
Total employer contributions2022-12-310
Total employee contributions2022-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2022-12-310
Contributions made to avoid restrictions adjusted to valuation date2022-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2022-12-310
Unpaid minimum required contributions for all prior years2022-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2022-12-310
Remaining amount of unpaid minimum required contributions2022-12-310
Minimum required contributions for current year target normal cost2022-12-31181,595,544
Net shortfall amortization installment of oustanding balance2022-12-310
Waiver amortization installment2022-12-310
Total funding amount beforereflecting carryover/prefunding balances2022-12-310
Carryover balance elected to use to offset funding requirement2022-12-310
Prefunding balance elected to use to offset funding requirement2022-12-310
Additional cash requirement2022-12-310
Contributions allocatedtoward minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for all years2022-12-310
Total participants, beginning-of-year2022-01-0143,394
Total number of active participants reported on line 7a of the Form 55002022-01-0119,111
Number of retired or separated participants receiving benefits2022-01-0113,947
Number of other retired or separated participants entitled to future benefits2022-01-0110,877
Total of all active and inactive participants2022-01-0143,935
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012,176
Total participants2022-01-0146,111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-011,058
2021: THE LILLY RETIREMENT PLAN 2021 401k membership
Market value of plan assets2021-12-3110,681,771,407
Acturial value of plan assets2021-12-319,614,541,605
Funding target for retired participants and beneficiaries receiving payment2021-12-314,572,643,483
Number of terminated vested participants2021-12-3110,380
Fundng target for terminated vested participants2021-12-31752,512,949
Active participant vested funding target2021-12-311,979,734,015
Number of active participants2021-12-3117,005
Total funding liabilities for active participants2021-12-312,212,782,246
Total participant count2021-12-3142,900
Total funding target for all participants2021-12-317,537,938,678
Balance at beginning of prior year after applicable adjustments2021-12-311,410,211,159
Prefunding balance at beginning of prior year after applicable adjustments2021-12-31186,231,421
Carryover balanced portion elected for use to offset prior years funding requirement2021-12-319,281,844
Prefunding balanced used to offset prior years funding requirement2021-12-310
Amount remaining of carryover balance2021-12-311,400,929,315
Amount remaining of prefunding balance2021-12-31186,231,421
Present value of excess contributions2021-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2021-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2021-12-310
Reductions in caryover balances due to elections or deemed elections2021-12-31100,775,300
Reductions in prefunding balances due to elections or deemed elections2021-12-310
Balance of carryovers at beginning of current year2021-12-311,546,857,667
Balance of prefunding at beginning of current year2021-12-31219,026,774
Total employer contributions2021-12-310
Total employee contributions2021-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2021-12-310
Contributions made to avoid restrictions adjusted to valuation date2021-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2021-12-310
Unpaid minimum required contributions for all prior years2021-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2021-12-310
Remaining amount of unpaid minimum required contributions2021-12-310
Minimum required contributions for current year target normal cost2021-12-31166,063,900
Net shortfall amortization installment of oustanding balance2021-12-310
Waiver amortization installment2021-12-310
Total funding amount beforereflecting carryover/prefunding balances2021-12-310
Carryover balance elected to use to offset funding requirement2021-12-310
Prefunding balance elected to use to offset funding requirement2021-12-310
Additional cash requirement2021-12-310
Contributions allocatedtoward minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for all years2021-12-310
Total participants, beginning-of-year2021-01-0142,900
Total number of active participants reported on line 7a of the Form 55002021-01-0116,878
Number of retired or separated participants receiving benefits2021-01-0113,622
Number of other retired or separated participants entitled to future benefits2021-01-0110,718
Total of all active and inactive participants2021-01-0141,218
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012,176
Total participants2021-01-0143,394
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-011,174
2020: THE LILLY RETIREMENT PLAN 2020 401k membership
Market value of plan assets2020-12-319,471,871,768
Acturial value of plan assets2020-12-319,038,413,474
Funding target for retired participants and beneficiaries receiving payment2020-12-314,556,987,488
Number of terminated vested participants2020-12-3110,231
Fundng target for terminated vested participants2020-12-31711,311,844
Active participant vested funding target2020-12-311,772,056,468
Number of active participants2020-12-3117,183
Total funding liabilities for active participants2020-12-312,014,411,207
Total participant count2020-12-3142,786
Total funding target for all participants2020-12-317,282,710,539
Balance at beginning of prior year after applicable adjustments2020-12-311,307,441,661
Prefunding balance at beginning of prior year after applicable adjustments2020-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2020-12-31137,918,391
Prefunding balanced used to offset prior years funding requirement2020-12-310
Amount remaining of carryover balance2020-12-311,169,523,270
Amount remaining of prefunding balance2020-12-310
Present value of excess contributions2020-12-31156,787,379
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2020-12-31186,231,421
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2020-12-31186,231,421
Reductions in caryover balances due to elections or deemed elections2020-12-310
Reductions in prefunding balances due to elections or deemed elections2020-12-310
Balance of carryovers at beginning of current year2020-12-311,410,211,159
Balance of prefunding at beginning of current year2020-12-31186,231,421
Total employer contributions2020-12-310
Total employee contributions2020-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2020-12-310
Contributions made to avoid restrictions adjusted to valuation date2020-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2020-12-310
Liquidity shortfalls end of Q12020-12-310
Liquidity shortfalls end of Q22020-12-310
Liquidity shortfalls end of Q32020-12-310
Liquidity shortfalls end of Q42020-12-310
Unpaid minimum required contributions for all prior years2020-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2020-12-310
Remaining amount of unpaid minimum required contributions2020-12-310
Minimum required contributions for current year target normal cost2020-12-31168,542,199
Net shortfall amortization installment of oustanding balance2020-12-310
Waiver amortization installment2020-12-310
Total funding amount beforereflecting carryover/prefunding balances2020-12-319,281,844
Carryover balance elected to use to offset funding requirement2020-12-319,281,844
Prefunding balance elected to use to offset funding requirement2020-12-310
Additional cash requirement2020-12-310
Contributions allocatedtoward minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for all years2020-12-310
Total participants, beginning-of-year2020-01-0142,786
Total number of active participants reported on line 7a of the Form 55002020-01-0117,005
Number of retired or separated participants receiving benefits2020-01-0113,437
Number of other retired or separated participants entitled to future benefits2020-01-0110,339
Total of all active and inactive participants2020-01-0140,781
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012,119
Total participants2020-01-0142,900
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01981
2019: THE LILLY RETIREMENT PLAN 2019 401k membership
Market value of plan assets2019-12-318,093,501,400
Acturial value of plan assets2019-12-318,462,980,197
Funding target for retired participants and beneficiaries receiving payment2019-12-314,743,334,293
Number of terminated vested participants2019-12-3110,224
Fundng target for terminated vested participants2019-12-31671,339,109
Active participant vested funding target2019-12-311,604,287,871
Number of active participants2019-12-3116,990
Total funding liabilities for active participants2019-12-311,865,275,877
Total participant count2019-12-3142,538
Total funding target for all participants2019-12-317,279,949,279
Balance at beginning of prior year after applicable adjustments2019-12-311,374,807,215
Prefunding balance at beginning of prior year after applicable adjustments2019-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2019-12-310
Prefunding balanced used to offset prior years funding requirement2019-12-310
Amount remaining of carryover balance2019-12-311,374,807,215
Amount remaining of prefunding balance2019-12-310
Present value of excess contributions2019-12-31131,669,882
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-12-31139,280,401
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2019-12-310
Reductions in caryover balances due to elections or deemed elections2019-12-310
Reductions in prefunding balances due to elections or deemed elections2019-12-310
Balance of carryovers at beginning of current year2019-12-311,307,441,661
Balance of prefunding at beginning of current year2019-12-310
Total employer contributions2019-12-31200,000,000
Total employee contributions2019-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2019-12-310
Contributions made to avoid restrictions adjusted to valuation date2019-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2019-12-31186,216,109
Liquidity shortfalls end of Q12019-12-310
Liquidity shortfalls end of Q22019-12-310
Liquidity shortfalls end of Q32019-12-310
Liquidity shortfalls end of Q42019-12-310
Unpaid minimum required contributions for all prior years2019-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2019-12-310
Remaining amount of unpaid minimum required contributions2019-12-310
Minimum required contributions for current year target normal cost2019-12-31167,347,121
Net shortfall amortization installment of oustanding balance2019-12-310
Waiver amortization installment2019-12-310
Total funding amount beforereflecting carryover/prefunding balances2019-12-31167,347,121
Carryover balance elected to use to offset funding requirement2019-12-31137,918,391
Prefunding balance elected to use to offset funding requirement2019-12-310
Additional cash requirement2019-12-3129,428,730
Contributions allocatedtoward minimum required contributions for current year2019-12-31186,216,109
Unpaid minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for all years2019-12-310
Total participants, beginning-of-year2019-01-0142,538
Total number of active participants reported on line 7a of the Form 55002019-01-0117,183
Number of retired or separated participants receiving benefits2019-01-0113,290
Number of other retired or separated participants entitled to future benefits2019-01-0110,192
Total of all active and inactive participants2019-01-0140,665
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012,121
Total participants2019-01-0142,786
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-011,132
2018: THE LILLY RETIREMENT PLAN 2018 401k membership
Market value of plan assets2018-12-318,607,165,618
Acturial value of plan assets2018-12-318,079,937,956
Funding target for retired participants and beneficiaries receiving payment2018-12-314,400,841,349
Number of terminated vested participants2018-12-319,904
Fundng target for terminated vested participants2018-12-31611,179,911
Active participant vested funding target2018-12-311,492,099,159
Number of active participants2018-12-3116,750
Total funding liabilities for active participants2018-12-311,800,445,085
Total participant count2018-12-3141,552
Total funding target for all participants2018-12-316,812,466,345
Balance at beginning of prior year after applicable adjustments2018-12-311,278,672,341
Prefunding balance at beginning of prior year after applicable adjustments2018-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2018-12-310
Prefunding balanced used to offset prior years funding requirement2018-12-310
Amount remaining of carryover balance2018-12-311,278,672,341
Amount remaining of prefunding balance2018-12-310
Present value of excess contributions2018-12-31465,362,106
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-31493,237,296
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-12-310
Reductions in caryover balances due to elections or deemed elections2018-12-31120,855,822
Reductions in prefunding balances due to elections or deemed elections2018-12-310
Balance of carryovers at beginning of current year2018-12-311,374,807,215
Balance of prefunding at beginning of current year2018-12-310
Total employer contributions2018-12-31300,000,000
Total employee contributions2018-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-310
Contributions made to avoid restrictions adjusted to valuation date2018-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-31273,025,682
Unpaid minimum required contributions for all prior years2018-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-12-310
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-31141,355,800
Net shortfall amortization installment of oustanding balance2018-12-310
Waiver amortization installment2018-12-310
Total funding amount beforereflecting carryover/prefunding balances2018-12-31141,355,800
Carryover balance elected to use to offset funding requirement2018-12-310
Prefunding balance elected to use to offset funding requirement2018-12-310
Additional cash requirement2018-12-31141,355,800
Contributions allocatedtoward minimum required contributions for current year2018-12-31273,025,682
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310
Total participants, beginning-of-year2018-01-0141,552
Total number of active participants reported on line 7a of the Form 55002018-01-0116,990
Number of retired or separated participants receiving benefits2018-01-0113,255
Number of other retired or separated participants entitled to future benefits2018-01-0110,191
Total of all active and inactive participants2018-01-0140,436
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012,102
Total participants2018-01-0142,538
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-011,042
2017: THE LILLY RETIREMENT PLAN 2017 401k membership
Market value of plan assets2017-12-317,224,983,686
Acturial value of plan assets2017-12-317,344,893,460
Funding target for retired participants and beneficiaries receiving payment2017-12-313,055,334,204
Number of terminated vested participants2017-12-319,316
Fundng target for terminated vested participants2017-12-31502,895,507
Active participant vested funding target2017-12-312,005,759,381
Number of active participants2017-12-3119,237
Total funding liabilities for active participants2017-12-312,338,079,977
Total participant count2017-12-3141,184
Total funding target for all participants2017-12-315,896,309,688
Balance at beginning of prior year after applicable adjustments2017-12-311,517,402,114
Prefunding balance at beginning of prior year after applicable adjustments2017-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-310
Prefunding balanced used to offset prior years funding requirement2017-12-310
Amount remaining of carryover balance2017-12-311,517,402,114
Amount remaining of prefunding balance2017-12-310
Present value of excess contributions2017-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-12-310
Reductions in caryover balances due to elections or deemed elections2017-12-31360,121,942
Reductions in prefunding balances due to elections or deemed elections2017-12-310
Balance of carryovers at beginning of current year2017-12-311,278,672,341
Balance of prefunding at beginning of current year2017-12-310
Total employer contributions2017-12-31500,000,000
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-31465,362,106
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-31169,911,431
Net shortfall amortization installment of oustanding balance2017-12-310
Waiver amortization installment2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-310
Carryover balance elected to use to offset funding requirement2017-12-310
Prefunding balance elected to use to offset funding requirement2017-12-310
Additional cash requirement2017-12-310
Contributions allocatedtoward minimum required contributions for current year2017-12-31465,362,106
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
Total participants, beginning-of-year2017-01-0141,184
Total number of active participants reported on line 7a of the Form 55002017-01-0116,750
Number of retired or separated participants receiving benefits2017-01-0112,855
Number of other retired or separated participants entitled to future benefits2017-01-019,881
Total of all active and inactive participants2017-01-0139,486
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012,066
Total participants2017-01-0141,552
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-011,111
2016: THE LILLY RETIREMENT PLAN 2016 401k membership
Market value of plan assets2016-12-316,972,960,333
Acturial value of plan assets2016-12-317,349,355,644
Funding target for retired participants and beneficiaries receiving payment2016-12-312,912,642,851
Number of terminated vested participants2016-12-319,297
Fundng target for terminated vested participants2016-12-31464,115,044
Active participant vested funding target2016-12-311,825,398,406
Number of active participants2016-12-3118,162
Total funding liabilities for active participants2016-12-312,120,023,812
Total participant count2016-12-3139,800
Total funding target for all participants2016-12-315,496,781,707
Balance at beginning of prior year after applicable adjustments2016-12-311,529,947,685
Prefunding balance at beginning of prior year after applicable adjustments2016-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-310
Amount remaining of carryover balance2016-12-311,529,947,685
Amount remaining of prefunding balance2016-12-310
Present value of excess contributions2016-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-310
Reductions in caryover balances due to elections or deemed elections2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-311,517,402,114
Balance of prefunding at beginning of current year2016-12-310
Total employer contributions2016-12-310
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-310
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-31137,491,105
Net shortfall amortization installment of oustanding balance2016-12-310
Waiver amortization installment2016-12-310
Waived amount of outstanding balance2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-310
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-310
Additional cash requirement2016-12-310
Contributions allocatedtoward minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-0139,800
Total number of active participants reported on line 7a of the Form 55002016-01-0119,237
Number of retired or separated participants receiving benefits2016-01-0110,608
Number of other retired or separated participants entitled to future benefits2016-01-019,293
Total of all active and inactive participants2016-01-0139,138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-012,046
Total participants2016-01-0141,184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01833
2015: THE LILLY RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0138,646
Total number of active participants reported on line 7a of the Form 55002015-01-0118,162
Number of retired or separated participants receiving benefits2015-01-0110,325
Number of other retired or separated participants entitled to future benefits2015-01-019,278
Total of all active and inactive participants2015-01-0137,765
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012,035
Total participants2015-01-0139,800
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01856
2014: THE LILLY RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0138,646
Total number of active participants reported on line 7a of the Form 55002014-01-0117,402
Number of retired or separated participants receiving benefits2014-01-0110,169
Number of other retired or separated participants entitled to future benefits2014-01-019,090
Total of all active and inactive participants2014-01-0136,661
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011,985
Total participants2014-01-0138,646
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01617
2013: THE LILLY RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0138,162
Total number of active participants reported on line 7a of the Form 55002013-01-0116,934
Number of retired or separated participants receiving benefits2013-01-019,994
Number of other retired or separated participants entitled to future benefits2013-01-018,829
Total of all active and inactive participants2013-01-0135,757
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011,950
Total participants2013-01-0137,707
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011,296
2012: THE LILLY RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0137,915
Total number of active participants reported on line 7a of the Form 55002012-01-0118,260
Number of retired or separated participants receiving benefits2012-01-019,817
Number of other retired or separated participants entitled to future benefits2012-01-018,141
Total of all active and inactive participants2012-01-0136,218
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011,944
Total participants2012-01-0138,162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01530
2011: THE LILLY RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0137,554
Total number of active participants reported on line 7a of the Form 55002011-01-0118,344
Number of retired or separated participants receiving benefits2011-01-019,771
Number of other retired or separated participants entitled to future benefits2011-01-017,873
Total of all active and inactive participants2011-01-0135,988
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011,927
Total participants2011-01-0137,915
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01641
2009: THE LILLY RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0140,551
Total number of active participants reported on line 7a of the Form 55002009-01-0121,147
Number of retired or separated participants receiving benefits2009-01-0110,089
Number of other retired or separated participants entitled to future benefits2009-01-016,972
Total of all active and inactive participants2009-01-0138,208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011,934
Total participants2009-01-0140,142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01792

Financial Data on THE LILLY RETIREMENT PLAN

Measure Date Value
2022 : THE LILLY RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-1,691,995,027
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$463,740,627
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$457,169,279
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$0
Value of total assets at end of year2022-12-31$11,231,261,789
Value of total assets at beginning of year2022-12-31$13,386,997,443
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$6,571,348
Total interest from all sources2022-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$661,949
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$35,000,000
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$35,556,429
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$34,741,720
Administrative expenses (other) incurred2022-12-31$3,944,441
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,155,735,654
Value of net assets at end of year (total assets less liabilities)2022-12-31$11,231,261,789
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$13,386,997,443
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in master investment trust accounts at end of year2022-12-31$11,195,705,360
Value of interest in master investment trust accounts at beginning of year2022-12-31$13,352,255,723
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$457,169,279
Contract administrator fees2022-12-31$1,964,958
Did the plan have assets held for investment2022-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31ERNST & YOUNG LLP
Accountancy firm EIN2022-12-31346565596
2021 : THE LILLY RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$2,118,681,830
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$454,692,744
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$448,179,637
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$0
Value of total assets at end of year2021-12-31$13,386,997,443
Value of total assets at beginning of year2021-12-31$11,723,008,357
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$6,513,107
Total interest from all sources2021-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$551,193
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$35,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$34,741,720
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$34,249,884
Administrative expenses (other) incurred2021-12-31$3,882,471
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,663,989,086
Value of net assets at end of year (total assets less liabilities)2021-12-31$13,386,997,443
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$11,723,008,357
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in master investment trust accounts at end of year2021-12-31$13,352,255,723
Value of interest in master investment trust accounts at beginning of year2021-12-31$11,688,758,473
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$448,179,637
Contract administrator fees2021-12-31$2,079,443
Did the plan have assets held for investment2021-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31ERNST & YOUNG LLP
Accountancy firm EIN2021-12-31346565596
2020 : THE LILLY RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$1,948,716,301
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$468,788,791
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$462,336,544
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$168,392,928
Value of total assets at end of year2020-12-31$11,723,008,357
Value of total assets at beginning of year2020-12-31$10,243,080,847
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$6,452,247
Total interest from all sources2020-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$569,582
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$35,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$34,249,884
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$34,071,468
Administrative expenses (other) incurred2020-12-31$3,746,293
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,479,927,510
Value of net assets at end of year (total assets less liabilities)2020-12-31$11,723,008,357
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$10,243,080,847
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in master investment trust accounts at end of year2020-12-31$11,688,758,473
Value of interest in master investment trust accounts at beginning of year2020-12-31$10,177,402,307
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$168,392,928
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$31,607,072
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$462,336,544
Contract administrator fees2020-12-31$2,136,372
Did the plan have assets held for investment2020-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31ERNST & YOUNG LLP
Accountancy firm EIN2020-12-31346565596
2019 : THE LILLY RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,924,198,391
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$448,653,640
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$442,597,892
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$176,094,230
Value of total assets at end of year2019-12-31$10,243,080,847
Value of total assets at beginning of year2019-12-31$8,767,536,096
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$6,055,748
Total interest from all sources2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$495,909
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$35,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$34,071,468
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$33,929,200
Administrative expenses (other) incurred2019-12-31$3,579,197
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,475,544,751
Value of net assets at end of year (total assets less liabilities)2019-12-31$10,243,080,847
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$8,767,536,096
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in master investment trust accounts at end of year2019-12-31$10,177,402,307
Value of interest in master investment trust accounts at beginning of year2019-12-31$8,578,094,054
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$176,094,230
Employer contributions (assets) at end of year2019-12-31$31,607,072
Employer contributions (assets) at beginning of year2019-12-31$155,512,842
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$442,597,892
Contract administrator fees2019-12-31$1,980,642
Did the plan have assets held for investment2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31ERNST & YOUNG LLP
Accountancy firm EIN2019-12-31346565596
2018 : THE LILLY RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-90,989,053
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$405,172,050
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$399,031,068
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$355,512,842
Value of total assets at end of year2018-12-31$8,767,536,096
Value of total assets at beginning of year2018-12-31$9,263,697,199
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$6,140,982
Total interest from all sources2018-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$737,360
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$35,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$33,929,200
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$32,538,686
Administrative expenses (other) incurred2018-12-31$3,327,143
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-496,161,103
Value of net assets at end of year (total assets less liabilities)2018-12-31$8,767,536,096
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$9,263,697,199
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in master investment trust accounts at end of year2018-12-31$8,578,094,054
Value of interest in master investment trust accounts at beginning of year2018-12-31$9,231,158,513
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$355,512,842
Employer contributions (assets) at end of year2018-12-31$155,512,842
Employer contributions (assets) at beginning of year2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$399,031,068
Contract administrator fees2018-12-31$2,076,479
Did the plan have assets held for investment2018-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31ERNST & YOUNG LLP
Accountancy firm EIN2018-12-31346565596
2017 : THE LILLY RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,630,691,751
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$346,660,039
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$340,558,453
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$300,000,000
Value of total assets at end of year2017-12-31$9,263,697,199
Value of total assets at beginning of year2017-12-31$7,979,665,487
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$6,101,586
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$90,670
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$35,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$32,538,686
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$24,840,561
Administrative expenses (other) incurred2017-12-31$3,191,849
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,284,031,712
Value of net assets at end of year (total assets less liabilities)2017-12-31$9,263,697,199
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$7,979,665,487
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in master investment trust accounts at end of year2017-12-31$9,231,158,513
Value of interest in master investment trust accounts at beginning of year2017-12-31$7,954,824,926
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$300,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$340,558,453
Contract administrator fees2017-12-31$2,819,067
Did the plan have assets held for investment2017-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31ERNST & YOUNG LLP
Accountancy firm EIN2017-12-31346565596
2016 : THE LILLY RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$606,315,262
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$326,943,879
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$321,480,775
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$0
Value of total assets at end of year2016-12-31$7,979,665,487
Value of total assets at beginning of year2016-12-31$7,700,294,104
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$5,463,104
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$96,749
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$35,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$24,840,561
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$23,816,704
Administrative expenses (other) incurred2016-12-31$2,866,928
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$279,371,383
Value of net assets at end of year (total assets less liabilities)2016-12-31$7,979,665,487
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$7,700,294,104
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in master investment trust accounts at end of year2016-12-31$7,954,824,926
Value of interest in master investment trust accounts at beginning of year2016-12-31$7,676,477,400
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$321,480,775
Contract administrator fees2016-12-31$2,499,427
Did the plan have assets held for investment2016-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31ERNST & YOUNG LLP
Accountancy firm EIN2016-12-31346565596
2015 : THE LILLY RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$-65,272,055
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$288,010,786
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$282,972,875
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$0
Value of total assets at end of year2015-12-31$7,700,294,104
Value of total assets at beginning of year2015-12-31$8,053,576,945
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$5,037,911
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$95,709
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$35,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$23,816,704
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$23,103,941
Administrative expenses (other) incurred2015-12-31$2,658,005
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-353,282,841
Value of net assets at end of year (total assets less liabilities)2015-12-31$7,700,294,104
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$8,053,576,945
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in master investment trust accounts at end of year2015-12-31$7,676,477,400
Value of interest in master investment trust accounts at beginning of year2015-12-31$8,030,473,004
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$282,972,875
Contract administrator fees2015-12-31$2,284,197
Did the plan have assets held for investment2015-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31ERNST & YOUNG LLP
Accountancy firm EIN2015-12-31346565596
2014 : THE LILLY RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$503,651,842
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$328,897,445
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$324,370,462
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$0
Value of total assets at end of year2014-12-31$8,053,576,945
Value of total assets at beginning of year2014-12-31$7,878,822,548
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$4,526,983
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$95,724
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$35,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$23,103,941
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$22,453,115
Administrative expenses (other) incurred2014-12-31$2,265,999
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$174,754,397
Value of net assets at end of year (total assets less liabilities)2014-12-31$8,053,576,945
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$7,878,822,548
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in master investment trust accounts at end of year2014-12-31$8,030,473,004
Value of interest in master investment trust accounts at beginning of year2014-12-31$7,856,369,433
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$324,370,462
Contract administrator fees2014-12-31$2,165,260
Did the plan have assets held for investment2014-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31ERNST & YOUNG LLP
Accountancy firm EIN2014-12-31346565596
2013 : THE LILLY RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$999,508,873
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$270,257,220
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$265,666,390
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$0
Value of total assets at end of year2013-12-31$7,878,822,548
Value of total assets at beginning of year2013-12-31$7,149,570,895
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$4,590,830
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$87,308
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$35,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$22,453,115
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$22,031,273
Administrative expenses (other) incurred2013-12-31$2,006,603
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$729,251,653
Value of net assets at end of year (total assets less liabilities)2013-12-31$7,878,822,548
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$7,149,570,895
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$623
Value of interest in master investment trust accounts at end of year2013-12-31$7,856,369,433
Value of interest in master investment trust accounts at beginning of year2013-12-31$6,836,539,622
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$291,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$265,666,390
Contract administrator fees2013-12-31$2,496,296
Did the plan have assets held for investment2013-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31ERNST & YOUNG LLP
Accountancy firm EIN2013-12-31346565596
2012 : THE LILLY RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,160,876,397
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$271,118,860
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$263,298,072
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$291,000,000
Value of total assets at end of year2012-12-31$7,149,570,895
Value of total assets at beginning of year2012-12-31$6,259,813,358
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$7,820,788
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$75,649
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$35,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$22,031,273
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Administrative expenses (other) incurred2012-12-31$4,521,328
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$889,757,537
Value of net assets at end of year (total assets less liabilities)2012-12-31$7,149,570,895
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$6,259,813,358
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in master investment trust accounts at end of year2012-12-31$6,836,539,622
Value of interest in master investment trust accounts at beginning of year2012-12-31$5,959,813,358
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$291,000,000
Employer contributions (assets) at end of year2012-12-31$291,000,000
Employer contributions (assets) at beginning of year2012-12-31$300,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$263,298,072
Contract administrator fees2012-12-31$3,223,811
Did the plan have assets held for investment2012-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31ERNST & YOUNG LLP
Accountancy firm EIN2012-12-31346565596
2011 : THE LILLY RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets from this plan2011-12-31$214,504,715
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$2,062,166,337
Total income from all sources (including contributions)2011-12-31$337,058,815
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$270,090,911
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$260,729,985
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$300,000,000
Value of total assets at end of year2011-12-31$6,259,813,358
Value of total assets at beginning of year2011-12-31$8,469,516,506
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$9,360,926
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$78,253
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$12,579,126
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$35,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Assets. Other investments not covered elsewhere at end of year2011-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$1,992,734,838
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$1,938,582,969
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$116,610,259
Administrative expenses (other) incurred2011-12-31$7,154,855
Liabilities. Value of operating payables at end of year2011-12-31$0
Liabilities. Value of operating payables at beginning of year2011-12-31$1,945,556,078
Total non interest bearing cash at end of year2011-12-31$0
Total non interest bearing cash at beginning of year2011-12-31$39,266,539
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$66,967,904
Value of net assets at end of year (total assets less liabilities)2011-12-31$6,259,813,358
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$6,407,350,169
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$0
Assets. partnership/joint venture interests at beginning of year2011-12-31$1,057,263,008
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$187,437,977
Value of interest in master investment trust accounts at end of year2011-12-31$5,959,813,358
Value of interest in master investment trust accounts at beginning of year2011-12-31$0
Value of interest in common/collective trusts at end of year2011-12-31$0
Value of interest in common/collective trusts at beginning of year2011-12-31$1,199,879,114
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$85,868,332
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$85,868,332
Assets. Value of investments in 103.12 investment entities at end of year2011-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2011-12-31$354,573,425
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$0
Assets. Invements in employer securities at beginning of year2011-12-31$2,715,600
Contributions received in cash from employer2011-12-31$300,000,000
Employer contributions (assets) at end of year2011-12-31$300,000,000
Employer contributions (assets) at beginning of year2011-12-31$200,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$260,729,985
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2011-12-31$116,289,826
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$127,150,902
Contract administrator fees2011-12-31$2,127,818
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$1,155,174,850
Did the plan have assets held for investment2011-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31ERNST & YOUNG LLP
Accountancy firm EIN2011-12-31346565596
2010 : THE LILLY RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$267,330,496
Total unrealized appreciation/depreciation of assets2010-12-31$267,330,496
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$2,062,166,337
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$1,581,086,965
Total income from all sources (including contributions)2010-12-31$931,987,267
Total loss/gain on sale of assets2010-12-31$118,273,338
Total of all expenses incurred2010-12-31$289,740,770
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$263,048,327
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$200,000,000
Value of total assets at end of year2010-12-31$8,469,516,506
Value of total assets at beginning of year2010-12-31$7,346,190,637
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$26,692,443
Total interest from all sources2010-12-31$14,430,768
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$42,575,077
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$3,739,357
Administrative expenses professional fees incurred2010-12-31$1,804,013
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$12,579,126
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$7,799,956
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$35,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Assets. Other investments not covered elsewhere at end of year2010-12-31$1,992,734,838
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$1,500,434,914
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$1,938,582,969
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$1,354,100,287
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$116,610,259
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$191,244,417
Other income not declared elsewhere2010-12-31$159,088,551
Administrative expenses (other) incurred2010-12-31$7,571,365
Liabilities. Value of operating payables at end of year2010-12-31$1,945,556,078
Liabilities. Value of operating payables at beginning of year2010-12-31$1,389,842,548
Total non interest bearing cash at end of year2010-12-31$39,266,539
Total non interest bearing cash at beginning of year2010-12-31$89,246,698
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$642,246,497
Value of net assets at end of year (total assets less liabilities)2010-12-31$6,407,350,169
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$5,765,103,672
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$1,057,263,008
Assets. partnership/joint venture interests at beginning of year2010-12-31$921,107,228
Investment advisory and management fees2010-12-31$14,507,195
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$187,437,977
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$0
Income. Interest from US Government securities2010-12-31$2,414,291
Income. Interest from corporate debt instruments2010-12-31$11,321,415
Value of interest in common/collective trusts at end of year2010-12-31$1,199,879,114
Value of interest in common/collective trusts at beginning of year2010-12-31$1,036,461,075
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$85,868,332
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$33,889,260
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$33,889,260
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$695,062
Assets. Value of investments in 103.12 investment entities at end of year2010-12-31$354,573,425
Assets. Value of investments in 103.12 investment entities at beginning of year2010-12-31$310,539,068
Asset value of US Government securities at end of year2010-12-31$0
Asset value of US Government securities at beginning of year2010-12-31$242,172,061
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$10,313,344
Net investment gain or loss from common/collective trusts2010-12-31$77,449,954
Net gain/loss from 103.12 investment entities2010-12-31$42,525,739
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$2,715,600
Assets. Invements in employer securities at beginning of year2010-12-31$1,696,225
Contributions received in cash from employer2010-12-31$200,000,000
Employer contributions (assets) at end of year2010-12-31$200,000,000
Employer contributions (assets) at beginning of year2010-12-31$400,000,000
Income. Dividends from preferred stock2010-12-31$75,860
Income. Dividends from common stock2010-12-31$38,759,860
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$263,048,327
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$116,289,826
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$123,092,395
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$127,150,902
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$59,652,744
Contract administrator fees2010-12-31$2,809,870
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$1,155,174,850
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$1,265,998,726
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$1,723,687,716
Aggregate carrying amount (costs) on sale of assets2010-12-31$1,605,414,378
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ERNST & YOUNG LLP
Accountancy firm EIN2010-12-31346565596
2009 : THE LILLY RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE LILLY RETIREMENT PLAN

2022: THE LILLY RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE LILLY RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE LILLY RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE LILLY RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE LILLY RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE LILLY RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE LILLY RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE LILLY RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE LILLY RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE LILLY RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE LILLY RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE LILLY RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: THE LILLY RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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