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AACOA, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameAACOA, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 002

AACOA, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

AACOA, INC. has sponsored the creation of one or more 401k plans.

Company Name:AACOA, INC.
Employer identification number (EIN):351273466
NAIC Classification:331310

Additional information about AACOA, INC.

Jurisdiction of Incorporation: California Department of State
Incorporation Date: 1981-03-10
Company Identification Number: C1020323
Legal Registered Office Address: 3951 Redwood Dr

Riverside
United States of America (USA)
92501

More information about AACOA, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AACOA, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022015-01-01
0022014-01-01MARK J. NORTH
0022013-01-01MARK J. NORTH
0022012-01-01MARK J. NORTH

Plan Statistics for AACOA, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for AACOA, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2015: AACOA, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01378
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-010
Number of participants with account balances2015-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: AACOA, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01412
Total number of active participants reported on line 7a of the Form 55002014-01-01354
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0124
Total of all active and inactive participants2014-01-01378
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01378
Number of participants with account balances2014-01-01266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: AACOA, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01356
Total number of active participants reported on line 7a of the Form 55002013-01-01331
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0139
Total of all active and inactive participants2013-01-01370
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01370
Number of participants with account balances2013-01-01265
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: AACOA, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01323
Total number of active participants reported on line 7a of the Form 55002012-01-01293
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0132
Total of all active and inactive participants2012-01-01325
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01325
Number of participants with account balances2012-01-01253
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010

Financial Data on AACOA, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2015 : AACOA, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-06-18$0
Total transfer of assets from this plan2015-06-18$10,156,236
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-18$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-18$0
Total income from all sources (including contributions)2015-06-18$644,577
Total loss/gain on sale of assets2015-06-18$0
Total of all expenses incurred2015-06-18$512,940
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-18$510,999
Value of total corrective distributions2015-06-18$5,350
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-18$277,408
Value of total assets at end of year2015-06-18$0
Value of total assets at beginning of year2015-06-18$10,024,599
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-18$-3,409
Total interest from all sources2015-06-18$8,794
Total dividends received (eg from common stock, registered investment company shares)2015-06-18$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-18No
Administrative expenses professional fees incurred2015-06-18$1,775
Was this plan covered by a fidelity bond2015-06-18Yes
Value of fidelity bond cover2015-06-18$500,000
If this is an individual account plan, was there a blackout period2015-06-18Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-06-18$0
Were there any nonexempt tranactions with any party-in-interest2015-06-18No
Contributions received from participants2015-06-18$279,210
Participant contributions at end of year2015-06-18$0
Participant contributions at beginning of year2015-06-18$495,713
Participant contributions at end of year2015-06-18$0
Participant contributions at beginning of year2015-06-18$10,636
Total non interest bearing cash at end of year2015-06-18$0
Total non interest bearing cash at beginning of year2015-06-18$1,801
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-18No
Value of net income/loss2015-06-18$131,637
Value of net assets at end of year (total assets less liabilities)2015-06-18$0
Value of net assets at beginning of year (total assets less liabilities)2015-06-18$10,024,599
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-18No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-18No
Were any leases to which the plan was party in default or uncollectible2015-06-18No
Investment advisory and management fees2015-06-18$-5,184
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-06-18$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-06-18$9,391,654
Income. Interest from loans (other than to participants)2015-06-18$8,794
Net investment gain/loss from pooled separate accounts2015-06-18$358,375
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-18No
Was there a failure to transmit to the plan any participant contributions2015-06-18No
Has the plan failed to provide any benefit when due under the plan2015-06-18No
Contributions received in cash from employer2015-06-18$-1,802
Employer contributions (assets) at end of year2015-06-18$0
Employer contributions (assets) at beginning of year2015-06-18$124,795
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-18$510,999
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-06-18Yes
Did the plan have assets held for investment2015-06-18No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-18No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-18Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-18Yes
Opinion of an independent qualified public accountant for this plan2015-06-18Disclaimer
Accountancy firm name2015-06-18CROWE HORWATH LLP
Accountancy firm EIN2015-06-18350921680
2014 : AACOA, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,200,345
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$892,108
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$856,042
Value of total corrective distributions2014-12-31$29,708
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$764,987
Value of total assets at end of year2014-12-31$10,024,599
Value of total assets at beginning of year2014-12-31$9,716,362
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$6,358
Total interest from all sources2014-12-31$20,219
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$598,519
Participant contributions at end of year2014-12-31$495,713
Participant contributions at beginning of year2014-12-31$412,435
Participant contributions at end of year2014-12-31$10,636
Participant contributions at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$41,673
Administrative expenses (other) incurred2014-12-31$4,100
Total non interest bearing cash at end of year2014-12-31$1,801
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$308,237
Value of net assets at end of year (total assets less liabilities)2014-12-31$10,024,599
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$9,716,362
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$9,391,654
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$9,191,671
Interest on participant loans2014-12-31$20,219
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$0
Net investment gain/loss from pooled separate accounts2014-12-31$415,139
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$124,795
Employer contributions (assets) at end of year2014-12-31$124,795
Employer contributions (assets) at beginning of year2014-12-31$112,256
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$856,042
Contract administrator fees2014-12-31$2,258
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
2013 : AACOA, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,081,537
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,167,927
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,148,075
Value of total corrective distributions2013-12-31$13,845
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$697,313
Value of total assets at end of year2013-12-31$9,716,362
Value of total assets at beginning of year2013-12-31$8,802,752
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$6,007
Total interest from all sources2013-12-31$16,215
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$547,505
Participant contributions at end of year2013-12-31$412,435
Participant contributions at beginning of year2013-12-31$390,895
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$36,851
Administrative expenses (other) incurred2013-12-31$4,100
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$376
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$913,610
Value of net assets at end of year (total assets less liabilities)2013-12-31$9,716,362
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$8,802,752
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$9,191,671
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$8,301,359
Interest on participant loans2013-12-31$16,215
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$0
Net investment gain/loss from pooled separate accounts2013-12-31$1,368,009
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$112,957
Employer contributions (assets) at end of year2013-12-31$112,256
Employer contributions (assets) at beginning of year2013-12-31$110,122
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,148,075
Contract administrator fees2013-12-31$1,907
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CROWE HORWATH LLP
Accountancy firm EIN2013-12-31350921680
2012 : AACOA, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,604,511
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$881,377
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$877,444
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$647,190
Value of total assets at end of year2012-12-31$8,802,752
Value of total assets at beginning of year2012-12-31$8,079,618
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$3,933
Total interest from all sources2012-12-31$18,347
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$529,807
Participant contributions at end of year2012-12-31$390,895
Participant contributions at beginning of year2012-12-31$464,737
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$7,261
Administrative expenses (other) incurred2012-12-31$3,933
Total non interest bearing cash at end of year2012-12-31$376
Total non interest bearing cash at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$723,134
Value of net assets at end of year (total assets less liabilities)2012-12-31$8,802,752
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$8,079,618
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$8,301,359
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$7,566,103
Interest on participant loans2012-12-31$18,347
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$0
Net investment gain/loss from pooled separate accounts2012-12-31$938,974
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$110,122
Employer contributions (assets) at end of year2012-12-31$110,122
Employer contributions (assets) at beginning of year2012-12-31$48,778
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$877,444
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CROWE HORWATH LLP
Accountancy firm EIN2012-12-31350921680

Form 5500 Responses for AACOA, INC. 401(K) PROFIT SHARING PLAN

2015: AACOA, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingYes
2015-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: AACOA, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: AACOA, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: AACOA, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number93303
Policy instance 1
Insurance contract or identification number93303
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-06-18
Total amount of commissions paid to insurance brokerUSD $4,773
Total amount of fees paid to insurance companyUSD $2,507
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,773
Insurance broker organization code?3
Amount paid for insurance broker fees2507
Additional information about fees paid to insurance brokerTPA COMPENSATION & OTHER ALLOWANCES
Insurance broker nameCROWE HORWATH LLP
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number93303
Policy instance 1
Insurance contract or identification number93303
Number of Individuals Covered299
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $9,477
Total amount of fees paid to insurance companyUSD $4,982
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,477
Insurance broker organization code?3
Amount paid for insurance broker fees4982
Additional information about fees paid to insurance brokerTPA COMPENSATION & OTHER ALLOWANCES
Insurance broker nameCROWE HORWATH LLP
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number93303
Policy instance 1
Insurance contract or identification number93303
Number of Individuals Covered276
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $8,711
Total amount of fees paid to insurance companyUSD $4,554
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,711
Insurance broker organization code?3
Amount paid for insurance broker fees4554
Additional information about fees paid to insurance brokerTPA COMPENSATION & OTHER ALLOWANCES
Insurance broker nameCROWE HORWATH LLP
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number93303
Policy instance 1
Insurance contract or identification number93303
Number of Individuals Covered264
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $8,343
Total amount of fees paid to insurance companyUSD $4,356
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,343
Insurance broker organization code?3
Amount paid for insurance broker fees4356
Additional information about fees paid to insurance brokerTPA COMPENSATION & OTHER ALLOWANCES
Insurance broker nameCROWE HORWATH LLP

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