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BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 401k Plan overview

Plan NameBASNEY DEALER GROUP 401(K) RETIREMENT PLAN
Plan identification number 001

BASNEY DEALER GROUP 401(K) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

BASNEY IMPORTS, INC. has sponsored the creation of one or more 401k plans.

Company Name:BASNEY IMPORTS, INC.
Employer identification number (EIN):351283526
NAIC Classification:441110
NAIC Description:New Car Dealers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BASNEY DEALER GROUP 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01JAMES A BASNEY
0012016-01-01JAMES A BASNEY
0012015-01-01JAMES A BASNEY
0012015-01-01JAMES A BASNEY
0012014-01-01JAMES A BASNEY
0012013-01-01JAMES BASNEY
0012012-01-01JAMES A. BASNEY
0012011-01-01JAMES A. BASNEY
0012009-01-01JAMES A BASNEY

Plan Statistics for BASNEY DEALER GROUP 401(K) RETIREMENT PLAN

401k plan membership statisitcs for BASNEY DEALER GROUP 401(K) RETIREMENT PLAN

Measure Date Value
2023: BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01125
Total number of active participants reported on line 7a of the Form 55002023-01-0193
Number of retired or separated participants receiving benefits2023-01-011
Number of other retired or separated participants entitled to future benefits2023-01-0122
Total of all active and inactive participants2023-01-01116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-01116
Number of participants with account balances2023-01-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-0112
2022: BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01137
Total number of active participants reported on line 7a of the Form 55002022-01-0197
Number of retired or separated participants receiving benefits2022-01-012
Number of other retired or separated participants entitled to future benefits2022-01-0119
Total of all active and inactive participants2022-01-01118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01118
Number of participants with account balances2022-01-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-018
2021: BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01130
Total number of active participants reported on line 7a of the Form 55002021-01-0185
Number of retired or separated participants receiving benefits2021-01-012
Number of other retired or separated participants entitled to future benefits2021-01-0141
Total of all active and inactive participants2021-01-01128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01128
Number of participants with account balances2021-01-01123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0117
2020: BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01140
Total number of active participants reported on line 7a of the Form 55002020-01-0192
Number of retired or separated participants receiving benefits2020-01-013
Number of other retired or separated participants entitled to future benefits2020-01-0133
Total of all active and inactive participants2020-01-01128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01128
Number of participants with account balances2020-01-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0116
2019: BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01144
Total number of active participants reported on line 7a of the Form 55002019-01-01101
Number of retired or separated participants receiving benefits2019-01-013
Number of other retired or separated participants entitled to future benefits2019-01-0134
Total of all active and inactive participants2019-01-01138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01139
Number of participants with account balances2019-01-01126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0114
2018: BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01144
Total number of active participants reported on line 7a of the Form 55002018-01-01117
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-0126
Total of all active and inactive participants2018-01-01144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01144
Number of participants with account balances2018-01-0191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-017
2017: BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01130
Total number of active participants reported on line 7a of the Form 55002017-01-01109
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-0119
Total of all active and inactive participants2017-01-01129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01129
Number of participants with account balances2017-01-0188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-015
2016: BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01114
Total number of active participants reported on line 7a of the Form 55002016-01-0198
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0125
Total of all active and inactive participants2016-01-01123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01123
Number of participants with account balances2016-01-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-013
2015: BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01107
Total number of active participants reported on line 7a of the Form 55002015-01-0193
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0120
Total of all active and inactive participants2015-01-01113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01113
Number of participants with account balances2015-01-0181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-014
2014: BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01106
Total number of active participants reported on line 7a of the Form 55002014-01-0181
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0122
Total of all active and inactive participants2014-01-01103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01103
Number of participants with account balances2014-01-0179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-014
2013: BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01103
Total number of active participants reported on line 7a of the Form 55002013-01-0178
Number of retired or separated participants receiving benefits2013-01-012
Number of other retired or separated participants entitled to future benefits2013-01-0117
Total of all active and inactive participants2013-01-0197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0197
Number of participants with account balances2013-01-0173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-012
2012: BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01107
Total number of active participants reported on line 7a of the Form 55002012-01-0180
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0120
Total of all active and inactive participants2012-01-01101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01101
Number of participants with account balances2012-01-0177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-012
2011: BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01105
Total number of active participants reported on line 7a of the Form 55002011-01-0183
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-0123
Total of all active and inactive participants2011-01-01107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01107
Number of participants with account balances2011-01-0182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-015
2009: BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01107
Total number of active participants reported on line 7a of the Form 55002009-01-0188
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-0119
Total of all active and inactive participants2009-01-01108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01108
Number of participants with account balances2009-01-0186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on BASNEY DEALER GROUP 401(K) RETIREMENT PLAN

Measure Date Value
2023 : BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2023 401k financial data
Total income from all sources (including contributions)2023-12-31$2,766,457
Total of all expenses incurred2023-12-31$1,058,750
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$1,047,709
Value of total corrective distributions2023-12-31$4,255
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$595,166
Value of total assets at end of year2023-12-31$11,987,681
Value of total assets at beginning of year2023-12-31$10,279,974
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$6,786
Total interest from all sources2023-12-31$31,878
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$500,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$477,208
Participant contributions at end of year2023-12-31$80,255
Participant contributions at beginning of year2023-12-31$86,731
Value of other receiveables (less allowance for doubtful accounts) at end of year2023-12-31$37
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2023-12-31$53
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$1,707,707
Value of net assets at end of year (total assets less liabilities)2023-12-31$11,987,681
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$10,279,974
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Value of interest in pooled separate accounts at end of year2023-12-31$10,949,321
Value of interest in pooled separate accounts at beginning of year2023-12-31$8,403,558
Interest on participant loans2023-12-31$5,892
Interest earned on other investments2023-12-31$25,986
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-12-31$957,556
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$1,789,632
Net investment gain/loss from pooled separate accounts2023-12-31$2,139,413
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$117,958
Employer contributions (assets) at end of year2023-12-31$512
Employer contributions (assets) at beginning of year2023-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$1,047,709
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32023-12-31No
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Disclaimer
Accountancy firm name2023-12-31HUTH THOMPSON LLP
Accountancy firm EIN2023-12-31352055043
2022 : BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-2,992,462
Total of all expenses incurred2022-12-31$389,530
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$382,293
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$598,525
Value of total assets at end of year2022-12-31$10,279,974
Value of total assets at beginning of year2022-12-31$13,661,966
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$7,237
Total interest from all sources2022-12-31$32,222
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$477,820
Participant contributions at end of year2022-12-31$86,731
Participant contributions at beginning of year2022-12-31$99,989
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$53
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$171
Administrative expenses (other) incurred2022-12-31$7,237
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-3,381,992
Value of net assets at end of year (total assets less liabilities)2022-12-31$10,279,974
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$13,661,966
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in pooled separate accounts at end of year2022-12-31$8,403,558
Value of interest in pooled separate accounts at beginning of year2022-12-31$11,732,418
Interest on participant loans2022-12-31$4,595
Interest earned on other investments2022-12-31$27,627
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$1,789,632
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$1,829,388
Net investment gain/loss from pooled separate accounts2022-12-31$-3,623,209
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$120,705
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$382,293
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31HUTH THOMPSON LLP
Accountancy firm EIN2022-12-31352055043
2021 : BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$2,238,075
Total of all expenses incurred2021-12-31$320,952
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$313,755
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$886,633
Value of total assets at end of year2021-12-31$13,661,966
Value of total assets at beginning of year2021-12-31$11,744,843
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$7,197
Total interest from all sources2021-12-31$26,013
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$433,204
Participant contributions at end of year2021-12-31$99,989
Participant contributions at beginning of year2021-12-31$66,917
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$338,739
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$171
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$183
Administrative expenses (other) incurred2021-12-31$7,197
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,917,123
Value of net assets at end of year (total assets less liabilities)2021-12-31$13,661,966
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$11,744,843
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in pooled separate accounts at end of year2021-12-31$11,732,418
Value of interest in pooled separate accounts at beginning of year2021-12-31$10,802,746
Interest on participant loans2021-12-31$5,279
Interest earned on other investments2021-12-31$20,734
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$1,829,388
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$874,997
Net investment gain/loss from pooled separate accounts2021-12-31$1,325,429
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$114,690
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$313,755
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31HUTH THOMPSON LLP
Accountancy firm EIN2021-12-31352055043
2020 : BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$3,692,490
Total of all expenses incurred2020-12-31$726,016
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$707,458
Value of total corrective distributions2020-12-31$9,531
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$495,025
Value of total assets at end of year2020-12-31$11,744,843
Value of total assets at beginning of year2020-12-31$8,778,369
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$9,027
Total interest from all sources2020-12-31$17,220
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$389,094
Participant contributions at end of year2020-12-31$66,917
Participant contributions at beginning of year2020-12-31$68,717
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$7,769
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$183
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$255
Administrative expenses (other) incurred2020-12-31$9,027
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,966,474
Value of net assets at end of year (total assets less liabilities)2020-12-31$11,744,843
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$8,778,369
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$10,802,746
Value of interest in pooled separate accounts at beginning of year2020-12-31$8,064,490
Interest on participant loans2020-12-31$4,325
Interest earned on other investments2020-12-31$12,895
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$874,997
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$643,862
Net investment gain/loss from pooled separate accounts2020-12-31$3,180,245
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$98,162
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$1,045
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$707,458
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31HUTH THOMPSON, LLP
Accountancy firm EIN2020-12-31352055043
2019 : BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$2,168,623
Total of all expenses incurred2019-12-31$291,212
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$280,693
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$518,645
Value of total assets at end of year2019-12-31$8,778,369
Value of total assets at beginning of year2019-12-31$6,900,958
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$10,519
Total interest from all sources2019-12-31$14,310
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$390,108
Participant contributions at end of year2019-12-31$68,717
Participant contributions at beginning of year2019-12-31$48,308
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$20,965
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$255
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$310
Administrative expenses (other) incurred2019-12-31$10,519
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,877,411
Value of net assets at end of year (total assets less liabilities)2019-12-31$8,778,369
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$6,900,958
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$8,064,490
Value of interest in pooled separate accounts at beginning of year2019-12-31$6,217,559
Interest on participant loans2019-12-31$4,926
Interest earned on other investments2019-12-31$9,384
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$643,862
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$634,781
Net investment gain/loss from pooled separate accounts2019-12-31$1,635,668
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$107,572
Employer contributions (assets) at end of year2019-12-31$1,045
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$280,693
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31HUTH THOMPSON, LLP
Accountancy firm EIN2019-12-31352055043
2018 : BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$278,884
Total of all expenses incurred2018-12-31$1,523,672
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,510,357
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$409,700
Value of total assets at end of year2018-12-31$6,900,958
Value of total assets at beginning of year2018-12-31$8,145,746
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$13,315
Total interest from all sources2018-12-31$15,962
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$330,315
Participant contributions at end of year2018-12-31$48,308
Participant contributions at beginning of year2018-12-31$59,198
Participant contributions at beginning of year2018-12-31$2,322
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$310
Administrative expenses (other) incurred2018-12-31$13,315
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,244,788
Value of net assets at end of year (total assets less liabilities)2018-12-31$6,900,958
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$8,145,746
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$6,217,559
Value of interest in pooled separate accounts at beginning of year2018-12-31$6,917,458
Interest on participant loans2018-12-31$2,661
Interest earned on other investments2018-12-31$13,301
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$634,781
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$1,166,124
Net investment gain/loss from pooled separate accounts2018-12-31$-146,778
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$79,385
Employer contributions (assets) at beginning of year2018-12-31$644
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,510,357
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31HUTH THOMPSON, LLP
Accountancy firm EIN2018-12-31352055043
2017 : BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$1,701,502
Total of all expenses incurred2017-12-31$567,363
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$554,836
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$412,356
Value of total assets at end of year2017-12-31$8,145,746
Value of total assets at beginning of year2017-12-31$7,011,607
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$12,527
Total interest from all sources2017-12-31$18,519
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$326,207
Participant contributions at end of year2017-12-31$59,198
Participant contributions at beginning of year2017-12-31$89,161
Participant contributions at end of year2017-12-31$2,322
Participant contributions at beginning of year2017-12-31$0
Administrative expenses (other) incurred2017-12-31$12,527
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,134,139
Value of net assets at end of year (total assets less liabilities)2017-12-31$8,145,746
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$7,011,607
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$6,917,458
Value of interest in pooled separate accounts at beginning of year2017-12-31$5,355,422
Interest on participant loans2017-12-31$2,994
Interest earned on other investments2017-12-31$15,525
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,166,124
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$1,567,024
Net investment gain/loss from pooled separate accounts2017-12-31$1,270,627
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$86,149
Employer contributions (assets) at end of year2017-12-31$644
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$554,836
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31HUTH THOMPSON, LLP
Accountancy firm EIN2017-12-31352055043
2016 : BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$659,792
Total of all expenses incurred2016-12-31$155,819
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$141,332
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$381,128
Value of total assets at end of year2016-12-31$7,011,607
Value of total assets at beginning of year2016-12-31$6,507,634
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$14,487
Total interest from all sources2016-12-31$3,415
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$298,392
Participant contributions at end of year2016-12-31$89,161
Participant contributions at beginning of year2016-12-31$93,534
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$2,091
Other income not declared elsewhere2016-12-31$14,869
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$503,973
Value of net assets at end of year (total assets less liabilities)2016-12-31$7,011,607
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$6,507,634
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$5,355,422
Value of interest in pooled separate accounts at beginning of year2016-12-31$5,258,576
Interest on participant loans2016-12-31$3,415
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$1,567,024
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,155,524
Net investment gain/loss from pooled separate accounts2016-12-31$260,380
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$80,645
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$141,332
Contract administrator fees2016-12-31$14,487
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31HUTH THOMPSON LLP
Accountancy firm EIN2016-12-31352055043
2015 : BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$477,689
Total of all expenses incurred2015-12-31$487,203
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$466,945
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$333,982
Value of total assets at end of year2015-12-31$6,507,634
Value of total assets at beginning of year2015-12-31$6,517,148
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$20,258
Total interest from all sources2015-12-31$4,627
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$266,837
Participant contributions at end of year2015-12-31$93,534
Participant contributions at beginning of year2015-12-31$98,168
Other income not declared elsewhere2015-12-31$14,577
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-9,514
Value of net assets at end of year (total assets less liabilities)2015-12-31$6,507,634
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$6,517,148
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$5,258,576
Value of interest in pooled separate accounts at beginning of year2015-12-31$5,335,966
Interest on participant loans2015-12-31$4,627
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,155,524
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,083,014
Net investment gain/loss from pooled separate accounts2015-12-31$124,503
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$67,145
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$466,945
Contract administrator fees2015-12-31$20,258
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HUTH THOMPSON LLP
Accountancy firm EIN2015-12-31352055043
2014 : BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$835,329
Total of all expenses incurred2014-12-31$810,609
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$790,706
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$450,479
Value of total assets at end of year2014-12-31$6,517,148
Value of total assets at beginning of year2014-12-31$6,492,428
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$19,903
Total interest from all sources2014-12-31$4,447
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$336,046
Participant contributions at end of year2014-12-31$98,168
Participant contributions at beginning of year2014-12-31$118,041
Other income not declared elsewhere2014-12-31$13,642
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$24,720
Value of net assets at end of year (total assets less liabilities)2014-12-31$6,517,148
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$6,492,428
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$5,335,966
Value of interest in pooled separate accounts at beginning of year2014-12-31$5,240,845
Interest on participant loans2014-12-31$4,447
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,083,014
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,133,542
Net investment gain/loss from pooled separate accounts2014-12-31$366,761
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$114,433
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$790,706
Contract administrator fees2014-12-31$19,903
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31HUTH THOMPSON LLP
Accountancy firm EIN2014-12-31352055043
2013 : BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$1,464,183
Total of all expenses incurred2013-12-31$49,921
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$26,792
Expenses. Certain deemed distributions of participant loans2013-12-31$2,676
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$281,577
Value of total assets at end of year2013-12-31$6,492,428
Value of total assets at beginning of year2013-12-31$5,078,166
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$20,453
Total interest from all sources2013-12-31$4,445
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$50,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$218,530
Participant contributions at end of year2013-12-31$118,041
Participant contributions at beginning of year2013-12-31$84,322
Other income not declared elsewhere2013-12-31$15,656
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,414,262
Value of net assets at end of year (total assets less liabilities)2013-12-31$6,492,428
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$5,078,166
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$5,240,845
Value of interest in pooled separate accounts at beginning of year2013-12-31$3,953,697
Interest on participant loans2013-12-31$4,445
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,133,542
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,040,147
Net investment gain/loss from pooled separate accounts2013-12-31$1,162,505
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$63,047
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$26,792
Contract administrator fees2013-12-31$20,453
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31HUTH THOMPSON LLP
Accountancy firm EIN2013-12-31352055043
2012 : BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$745,514
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$257,844
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$233,514
Expenses. Certain deemed distributions of participant loans2012-12-31$6,217
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$269,453
Value of total assets at end of year2012-12-31$5,078,166
Value of total assets at beginning of year2012-12-31$4,590,496
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$18,113
Total interest from all sources2012-12-31$2,931
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$208,312
Participant contributions at end of year2012-12-31$84,322
Participant contributions at beginning of year2012-12-31$99,806
Other income not declared elsewhere2012-12-31$20,622
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$487,670
Value of net assets at end of year (total assets less liabilities)2012-12-31$5,078,166
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,590,496
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$3,953,697
Value of interest in pooled separate accounts at beginning of year2012-12-31$3,304,637
Interest on participant loans2012-12-31$2,931
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,040,147
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,186,053
Net investment gain/loss from pooled separate accounts2012-12-31$452,508
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$61,141
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$233,514
Contract administrator fees2012-12-31$18,113
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HUTH THOMPSON LLP
Accountancy firm EIN2012-12-31352055043
2011 : BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$204,694
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$337,638
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$320,596
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$296,623
Value of total assets at end of year2011-12-31$4,590,496
Value of total assets at beginning of year2011-12-31$4,723,440
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$17,042
Total interest from all sources2011-12-31$4,820
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$233,564
Participant contributions at end of year2011-12-31$99,806
Participant contributions at beginning of year2011-12-31$109,017
Participant contributions at beginning of year2011-12-31$3,281
Other income not declared elsewhere2011-12-31$25,663
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-132,944
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,590,496
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,723,440
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$3,304,637
Value of interest in pooled separate accounts at beginning of year2011-12-31$3,641,038
Interest on participant loans2011-12-31$4,820
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,186,053
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$969,140
Net investment gain/loss from pooled separate accounts2011-12-31$-122,412
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$63,059
Employer contributions (assets) at beginning of year2011-12-31$964
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$320,596
Contract administrator fees2011-12-31$17,042
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31HUTH THOMPSON LLP
Accountancy firm EIN2011-12-31352055043
2010 : BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$859,275
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$77,346
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$61,260
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$306,266
Value of total assets at end of year2010-12-31$4,723,440
Value of total assets at beginning of year2010-12-31$3,941,511
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$16,086
Total interest from all sources2010-12-31$5,884
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31No
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$243,436
Participant contributions at end of year2010-12-31$109,017
Participant contributions at beginning of year2010-12-31$131,668
Participant contributions at end of year2010-12-31$3,281
Other income not declared elsewhere2010-12-31$24,759
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$781,929
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,723,440
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,941,511
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$3,641,038
Value of interest in pooled separate accounts at beginning of year2010-12-31$2,922,213
Interest on participant loans2010-12-31$5,884
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$969,140
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$887,630
Net investment gain/loss from pooled separate accounts2010-12-31$522,366
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$62,830
Employer contributions (assets) at end of year2010-12-31$964
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$61,260
Contract administrator fees2010-12-31$16,086
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31HUTH THOMPSON LLP
Accountancy firm EIN2010-12-31352055043
2009 : BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for BASNEY DEALER GROUP 401(K) RETIREMENT PLAN

2023: BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: BASNEY DEALER GROUP 401(K) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number990450
Policy instance 1
Insurance contract or identification number990450
Number of Individuals Covered109
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Total amount of commissions paid to insurance brokerUSD $26,920
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number990450
Policy instance 1
Insurance contract or identification number990450
Number of Individuals Covered109
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $27,891
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $27,891
Insurance broker organization code?3
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number990450
Policy instance 1
Insurance contract or identification number990450
Number of Individuals Covered123
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $34,466
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $34,466
Insurance broker organization code?3
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number990450
Policy instance 1
Insurance contract or identification number990450
Number of Individuals Covered121
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $21,055
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $21,055
Insurance broker organization code?3
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number990450
Policy instance 1
Insurance contract or identification number990450
Number of Individuals Covered126
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $19,832
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $19,832
Insurance broker organization code?3
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number990450
Policy instance 1
Insurance contract or identification number990450
Number of Individuals Covered91
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $20,302
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $20,302
Insurance broker organization code?3
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number990450-000
Policy instance 1
Insurance contract or identification number990450-000
Number of Individuals Covered88
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $18,916
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,352
Insurance broker organization code?3
Insurance broker nameSECURIAN FINANCIAL SERVICES, INC.
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number990450-000
Policy instance 1
Insurance contract or identification number990450-000
Number of Individuals Covered81
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $16,109
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $16,109
Insurance broker organization code?3
Insurance broker nameTCU AGENCY LLC
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number990450-000
Policy instance 1
Insurance contract or identification number990450-000
Number of Individuals Covered79
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $15,813
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,813
Insurance broker organization code?3
Insurance broker nameTCU AGENCY LLC
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number990450-000
Policy instance 1
Insurance contract or identification number990450-000
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $13,929
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $13,929
Insurance broker organization code?3
Insurance broker nameTCU AGENCY LLC
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number990450-000
Policy instance 1
Insurance contract or identification number990450-000
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $14,112
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $7,980
Insurance broker organization code?3
Insurance broker nameDAN M REYNOLDS
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number990450-000
Policy instance 1
Insurance contract or identification number990450-000
Number of Individuals Covered107
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $11,615
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number990450-000
Policy instance 1
Insurance contract or identification number990450-000
Number of Individuals Covered104
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $10,089
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $10,089
Insurance broker organization code?3
Insurance broker namePANAYOTIS XOURIS

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