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REGIONAL RETIREMENT PLAN 401k Plan overview

Plan NameREGIONAL RETIREMENT PLAN
Plan identification number 001

REGIONAL RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SOUTHLAKE CENTER FOR MENTAL HEALTH has sponsored the creation of one or more 401k plans.

Company Name:SOUTHLAKE CENTER FOR MENTAL HEALTH
Employer identification number (EIN):351375696
NAIC Classification:621420
NAIC Description:Outpatient Mental Health and Substance Abuse Centers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan REGIONAL RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01LASHAUN WOODS2024-10-06
0012022-01-01
0012022-01-01JUDITH SIKORA
0012021-01-01
0012021-01-01JUDITH SIKORA
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01JUDITH SIKORA JUDITH SIKORA2018-10-12
0012016-01-01JUDITH SIKORA
0012015-01-01JUDITH SIKORA
0012014-01-01JUDY SIKORA JUDY SIKORA2015-10-09
0012013-01-01JUDY SIKORA
0012012-01-01JUDY SIKORA
0012011-01-01JUDITH K. SIKORA JUDITH K. SIKORA2012-10-12
0012009-01-01JUDY SIKORA

Plan Statistics for REGIONAL RETIREMENT PLAN

401k plan membership statisitcs for REGIONAL RETIREMENT PLAN

Measure Date Value
2023: REGIONAL RETIREMENT PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01577
Total number of active participants reported on line 7a of the Form 55002023-01-01564
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-0186
Total of all active and inactive participants2023-01-01650
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-011
Total participants2023-01-01651
Number of participants with account balances2023-01-01651
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-0129
2022: REGIONAL RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01635
Total number of active participants reported on line 7a of the Form 55002022-01-01488
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0189
Total of all active and inactive participants2022-01-01577
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01577
Number of participants with account balances2022-01-01577
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0145
2021: REGIONAL RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01624
Total number of active participants reported on line 7a of the Form 55002021-01-01533
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01100
Total of all active and inactive participants2021-01-01633
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012
Total participants2021-01-01635
Number of participants with account balances2021-01-01635
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0143
2020: REGIONAL RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01606
Total number of active participants reported on line 7a of the Form 55002020-01-01542
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0180
Total of all active and inactive participants2020-01-01622
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-01624
Number of participants with account balances2020-01-01624
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0137
2019: REGIONAL RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01616
Total number of active participants reported on line 7a of the Form 55002019-01-01527
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0179
Total of all active and inactive participants2019-01-01606
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01606
Number of participants with account balances2019-01-01606
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0155
2018: REGIONAL RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01624
Total number of active participants reported on line 7a of the Form 55002018-01-01547
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0168
Total of all active and inactive participants2018-01-01615
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01616
Number of participants with account balances2018-01-01616
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0150
2017: REGIONAL RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01599
Total number of active participants reported on line 7a of the Form 55002017-01-01559
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0164
Total of all active and inactive participants2017-01-01623
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01624
Number of participants with account balances2017-01-01624
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0149
2016: REGIONAL RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01634
Total number of active participants reported on line 7a of the Form 55002016-01-01542
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0156
Total of all active and inactive participants2016-01-01598
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01599
Number of participants with account balances2016-01-01599
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0128
2015: REGIONAL RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01565
Total number of active participants reported on line 7a of the Form 55002015-01-01569
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0164
Total of all active and inactive participants2015-01-01633
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01634
Number of participants with account balances2015-01-01634
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0135
2014: REGIONAL RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01600
Total number of active participants reported on line 7a of the Form 55002014-01-01504
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0161
Total of all active and inactive participants2014-01-01565
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01565
Number of participants with account balances2014-01-01565
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0131
2013: REGIONAL RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01577
Total number of active participants reported on line 7a of the Form 55002013-01-01535
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0164
Total of all active and inactive participants2013-01-01599
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01600
Number of participants with account balances2013-01-01600
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0128
2012: REGIONAL RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01583
Total number of active participants reported on line 7a of the Form 55002012-01-01516
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0161
Total of all active and inactive participants2012-01-01577
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01577
Number of participants with account balances2012-01-01577
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0154
2011: REGIONAL RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01591
Total number of active participants reported on line 7a of the Form 55002011-01-01538
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0145
Total of all active and inactive participants2011-01-01583
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01583
Number of participants with account balances2011-01-01583
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0147
2009: REGIONAL RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01379
Total number of active participants reported on line 7a of the Form 55002009-01-01550
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0138
Total of all active and inactive participants2009-01-01588
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01588
Number of participants with account balances2009-01-01588
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0133

Financial Data on REGIONAL RETIREMENT PLAN

Measure Date Value
2023 : REGIONAL RETIREMENT PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$8,077,443
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$2,599,914
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$2,633,215
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$3,534,326
Value of total assets at end of year2023-12-31$36,841,684
Value of total assets at beginning of year2023-12-31$31,364,155
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$-33,301
Total interest from all sources2023-12-31$2,252
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$500,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$1,059,649
Assets. Other investments not covered elsewhere at end of year2023-12-31$589,763
Assets. Other investments not covered elsewhere at beginning of year2023-12-31$1,079,230
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$229,249
Other income not declared elsewhere2023-12-31$4,540,865
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$5,477,529
Value of net assets at end of year (total assets less liabilities)2023-12-31$36,841,684
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$31,364,155
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$33,893,218
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$28,186,025
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-12-31$113,275
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-12-31$179,136
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-12-31$179,136
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-12-31$2,252
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$2,245,428
Employer contributions (assets) at end of year2023-12-31$2,245,428
Employer contributions (assets) at beginning of year2023-12-31$1,919,764
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$2,633,215
Contract administrator fees2023-12-31$-33,751
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31SWARTZ, RETSON & CO., P.C.
Accountancy firm EIN2023-12-31351509921
Total unrealized appreciation/depreciation of assets2023-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total income from all sources (including contributions)2023-01-01$8,077,443
Total loss/gain on sale of assets2023-01-01$0
Total of all expenses incurred2023-01-01$2,599,914
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-01-01$2,633,215
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-01-01$3,534,326
Value of total assets at end of year2023-01-01$36,841,684
Value of total assets at beginning of year2023-01-01$31,364,155
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-01-01$-33,301
Total interest from all sources2023-01-01$2,252
Total dividends received (eg from common stock, registered investment company shares)2023-01-01$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-01-01No
Was this plan covered by a fidelity bond2023-01-01Yes
Value of fidelity bond cover2023-01-01$500,000
If this is an individual account plan, was there a blackout period2023-01-01No
Were there any nonexempt tranactions with any party-in-interest2023-01-01No
Contributions received from participants2023-01-01$1,059,649
Assets. Other investments not covered elsewhere at end of year2023-01-01$589,763
Assets. Other investments not covered elsewhere at beginning of year2023-01-01$1,079,230
Income. Received or receivable in cash from other sources (including rollovers)2023-01-01$229,249
Other income not declared elsewhere2023-01-01$4,540,865
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Value of net income/loss2023-01-01$5,477,529
Value of net assets at end of year (total assets less liabilities)2023-01-01$36,841,684
Value of net assets at beginning of year (total assets less liabilities)2023-01-01$31,364,155
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2023-01-01No
Were any leases to which the plan was party in default or uncollectible2023-01-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-01-01$33,893,218
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-01-01$28,186,025
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-01-01$113,275
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-01-01$2,252
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-01-01No
Was there a failure to transmit to the plan any participant contributions2023-01-01No
Has the plan failed to provide any benefit when due under the plan2023-01-01No
Contributions received in cash from employer2023-01-01$2,245,428
Employer contributions (assets) at end of year2023-01-01$2,245,428
Employer contributions (assets) at beginning of year2023-01-01$1,919,764
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-01-01$2,633,215
Contract administrator fees2023-01-01$-33,751
Did the plan have assets held for investment2023-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-01-01No
Opinion of an independent qualified public accountant for this plan2023-01-011
Accountancy firm name2023-01-01SWARTZ, RETSON & CO., P.C.
Accountancy firm EIN2023-01-01351509921
2022 : REGIONAL RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-3,410,673
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$4,383,127
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$4,395,425
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$3,003,730
Value of total assets at end of year2022-12-31$31,364,155
Value of total assets at beginning of year2022-12-31$39,157,955
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$-12,298
Total interest from all sources2022-12-31$621
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$-12,298
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,079,667
Assets. Other investments not covered elsewhere at end of year2022-12-31$1,079,230
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$689,845
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$8,965
Other income not declared elsewhere2022-12-31$-6,415,024
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-7,793,800
Value of net assets at end of year (total assets less liabilities)2022-12-31$31,364,155
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$39,157,955
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$28,186,025
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$36,281,441
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$179,136
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$2,008,355
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$2,008,355
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$621
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,915,098
Employer contributions (assets) at end of year2022-12-31$1,919,764
Employer contributions (assets) at beginning of year2022-12-31$178,314
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$4,395,425
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31SWARTZ, RETSON & CO., P.C.
Accountancy firm EIN2022-12-31351509921
Total unrealized appreciation/depreciation of assets2022-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total income from all sources (including contributions)2022-01-01$-3,410,673
Total loss/gain on sale of assets2022-01-01$0
Total of all expenses incurred2022-01-01$4,383,127
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-01-01$4,395,425
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-01-01$3,003,730
Value of total assets at end of year2022-01-01$31,364,155
Value of total assets at beginning of year2022-01-01$39,157,955
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-01-01$-12,298
Total interest from all sources2022-01-01$621
Total dividends received (eg from common stock, registered investment company shares)2022-01-01$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-01-01No
Administrative expenses professional fees incurred2022-01-01$-12,298
Was this plan covered by a fidelity bond2022-01-01Yes
Value of fidelity bond cover2022-01-01$500,000
If this is an individual account plan, was there a blackout period2022-01-01No
Were there any nonexempt tranactions with any party-in-interest2022-01-01No
Contributions received from participants2022-01-01$1,079,667
Assets. Other investments not covered elsewhere at end of year2022-01-01$1,079,230
Assets. Other investments not covered elsewhere at beginning of year2022-01-01$689,845
Income. Received or receivable in cash from other sources (including rollovers)2022-01-01$8,965
Other income not declared elsewhere2022-01-01$-6,415,024
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Value of net income/loss2022-01-01$-7,793,800
Value of net assets at end of year (total assets less liabilities)2022-01-01$31,364,155
Value of net assets at beginning of year (total assets less liabilities)2022-01-01$39,157,955
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2022-01-01No
Were any leases to which the plan was party in default or uncollectible2022-01-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-01-01$28,186,025
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-01-01$36,281,441
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-01-01$179,136
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-01-01$621
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-01-01No
Was there a failure to transmit to the plan any participant contributions2022-01-01No
Has the plan failed to provide any benefit when due under the plan2022-01-01No
Contributions received in cash from employer2022-01-01$1,915,098
Employer contributions (assets) at end of year2022-01-01$1,919,764
Employer contributions (assets) at beginning of year2022-01-01$178,314
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-01-01$4,395,425
Did the plan have assets held for investment2022-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-01-01No
Opinion of an independent qualified public accountant for this plan2022-01-011
Accountancy firm name2022-01-01SWARTZ, RETSON & CO., P.C.
Accountancy firm EIN2022-01-01351509921
2021 : REGIONAL RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$7,382,817
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,987,818
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,999,354
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$3,203,052
Value of total assets at end of year2021-12-31$39,157,955
Value of total assets at beginning of year2021-12-31$34,762,956
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$-11,536
Total interest from all sources2021-12-31$68
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$-11,536
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Funding deficiency by the employer to the plan for this plan year2021-12-31$0
Minimum employer required contribution for this plan year2021-12-31$0
Amount contributed by the employer to the plan for this plan year2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,111,625
Assets. Other investments not covered elsewhere at end of year2021-12-31$689,845
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$2,112,995
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$132,527
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$4,394,999
Value of net assets at end of year (total assets less liabilities)2021-12-31$39,157,955
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$34,762,956
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$36,281,441
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$30,474,294
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$2,008,355
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$1,726,086
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$1,726,086
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$68
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$4,179,697
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,958,900
Employer contributions (assets) at end of year2021-12-31$178,314
Employer contributions (assets) at beginning of year2021-12-31$449,581
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,999,354
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Qualified
Accountancy firm name2021-12-31SWARTZ, RETSON & CO., P.C.
Accountancy firm EIN2021-12-31351509921
2020 : REGIONAL RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$7,714,545
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$4,882,655
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$4,885,639
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,427,197
Value of total assets at end of year2020-12-31$34,762,956
Value of total assets at beginning of year2020-12-31$31,931,066
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$-2,984
Total interest from all sources2020-12-31$377
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$-2,984
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Funding deficiency by the employer to the plan for this plan year2020-12-31$0
Minimum employer required contribution for this plan year2020-12-31$0
Amount contributed by the employer to the plan for this plan year2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,007,969
Participant contributions at beginning of year2020-12-31$0
Assets. Other investments not covered elsewhere at end of year2020-12-31$2,112,995
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$2,249,779
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$375,428
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,831,890
Value of net assets at end of year (total assets less liabilities)2020-12-31$34,762,956
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$31,931,066
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$30,474,294
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$27,599,050
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$1,726,086
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$609,655
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$609,655
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$377
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$4,286,971
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$2,043,800
Employer contributions (assets) at end of year2020-12-31$449,581
Employer contributions (assets) at beginning of year2020-12-31$1,472,582
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$4,885,639
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Qualified
Accountancy firm name2020-12-31SWARTZ. RETSON & CO., P.C.
Accountancy firm EIN2020-12-31351509921
2019 : REGIONAL RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$8,418,177
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$4,590,167
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,572,871
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,163,090
Value of total assets at end of year2019-12-31$31,931,066
Value of total assets at beginning of year2019-12-31$28,103,056
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$17,296
Total interest from all sources2019-12-31$1,702
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$17,296
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Funding deficiency by the employer to the plan for this plan year2019-12-31$0
Minimum employer required contribution for this plan year2019-12-31$0
Amount contributed by the employer to the plan for this plan year2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,019,830
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$2,223
Assets. Other investments not covered elsewhere at end of year2019-12-31$2,249,779
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$749,643
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$170,954
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,828,010
Value of net assets at end of year (total assets less liabilities)2019-12-31$31,931,066
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$28,103,056
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$27,599,050
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$25,314,043
Interest on participant loans2019-12-31$97
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$609,655
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$137,422
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$137,422
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$1,605
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$5,253,385
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,972,306
Employer contributions (assets) at end of year2019-12-31$1,472,582
Employer contributions (assets) at beginning of year2019-12-31$1,899,725
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,572,871
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31SWARTZ, RETSON & CO., P.C.
Accountancy firm EIN2019-12-31351509921
2018 : REGIONAL RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$826,070
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,655,372
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,647,407
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,840,917
Value of total assets at end of year2018-12-31$28,103,056
Value of total assets at beginning of year2018-12-31$30,932,358
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$7,965
Total interest from all sources2018-12-31$1,204
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$7,965
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Funding deficiency by the employer to the plan for this plan year2018-12-31$0
Minimum employer required contribution for this plan year2018-12-31$0
Amount contributed by the employer to the plan for this plan year2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31Yes
Amount of non-exempt transactions with any party-in-interest2018-12-31$1,695
Contributions received from participants2018-12-31$914,397
Participant contributions at end of year2018-12-31$2,223
Participant contributions at beginning of year2018-12-31$5,621
Assets. Other investments not covered elsewhere at end of year2018-12-31$749,643
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$1,168,957
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$27,188
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,829,302
Value of net assets at end of year (total assets less liabilities)2018-12-31$28,103,056
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$30,932,358
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$25,314,043
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$27,795,297
Interest on participant loans2018-12-31$263
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$137,422
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$120,429
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$120,429
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$941
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,016,051
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,899,332
Employer contributions (assets) at end of year2018-12-31$1,899,725
Employer contributions (assets) at beginning of year2018-12-31$1,842,054
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,647,407
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31SWARTZ, RETSON & CO., P.C.
Accountancy firm EIN2018-12-31351509921
2017 : REGIONAL RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$7,051,396
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,429,547
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,393,075
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,704,927
Value of total assets at end of year2017-12-31$30,932,358
Value of total assets at beginning of year2017-12-31$27,310,509
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$36,472
Total interest from all sources2017-12-31$713
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$36,472
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Funding deficiency by the employer to the plan for this plan year2017-12-31$0
Minimum employer required contribution for this plan year2017-12-31$0
Amount contributed by the employer to the plan for this plan year2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$847,582
Participant contributions at end of year2017-12-31$5,621
Participant contributions at beginning of year2017-12-31$11,248
Assets. Other investments not covered elsewhere at end of year2017-12-31$1,168,957
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$641,148
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$8,130
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$3,621,849
Value of net assets at end of year (total assets less liabilities)2017-12-31$30,932,358
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$27,310,509
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$27,795,297
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$24,816,257
Interest on participant loans2017-12-31$602
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$120,429
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$78,848
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$78,848
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$111
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$4,345,756
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,849,215
Employer contributions (assets) at end of year2017-12-31$1,842,054
Employer contributions (assets) at beginning of year2017-12-31$1,763,008
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,393,075
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SWARTZ,RETSON & CO., P.C.
Accountancy firm EIN2017-12-31351509921
2016 : REGIONAL RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$11,781
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$4,344,208
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,985,952
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,958,533
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,543,321
Value of total assets at end of year2016-12-31$27,310,509
Value of total assets at beginning of year2016-12-31$25,940,472
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$27,419
Total interest from all sources2016-12-31$1,140
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$27,419
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Funding deficiency by the employer to the plan for this plan year2016-12-31$0
Minimum employer required contribution for this plan year2016-12-31$0
Amount contributed by the employer to the plan for this plan year2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$779,898
Participant contributions at end of year2016-12-31$11,248
Participant contributions at beginning of year2016-12-31$19,228
Assets. Other investments not covered elsewhere at end of year2016-12-31$641,148
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$584,456
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,358,256
Value of net assets at end of year (total assets less liabilities)2016-12-31$27,310,509
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$25,940,472
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$24,816,257
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$23,619,610
Interest on participant loans2016-12-31$1,125
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$78,848
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$75,428
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$75,428
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$15
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,799,747
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,763,423
Employer contributions (assets) at end of year2016-12-31$1,763,008
Employer contributions (assets) at beginning of year2016-12-31$1,641,750
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,958,533
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SWARTZ, RETSON & CO., P.C.
Accountancy firm EIN2016-12-31351509921
2015 : REGIONAL RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$162,281
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,144,168
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,851,013
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,847,405
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,433,468
Value of total assets at end of year2015-12-31$25,940,472
Value of total assets at beginning of year2015-12-31$26,485,036
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,608
Total interest from all sources2015-12-31$1,753
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$3,608
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Funding deficiency by the employer to the plan for this plan year2015-12-31$0
Minimum employer required contribution for this plan year2015-12-31$0
Amount contributed by the employer to the plan for this plan year2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$792,647
Participant contributions at end of year2015-12-31$19,228
Participant contributions at beginning of year2015-12-31$27,613
Assets. Other investments not covered elsewhere at end of year2015-12-31$584,456
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$596,130
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-706,845
Value of net assets at end of year (total assets less liabilities)2015-12-31$25,940,472
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$26,485,036
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$23,619,610
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$24,218,326
Interest on participant loans2015-12-31$1,740
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$75,428
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$89,904
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$89,904
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$13
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-291,053
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,640,821
Employer contributions (assets) at end of year2015-12-31$1,641,750
Employer contributions (assets) at beginning of year2015-12-31$1,553,063
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,847,405
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31SWARTZ, RETSON & CO., P.C.
Accountancy firm EIN2015-12-31351509921
2014 : REGIONAL RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$641
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,392,401
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,351,891
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,321,786
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,242,316
Value of total assets at end of year2014-12-31$26,485,036
Value of total assets at beginning of year2014-12-31$25,443,885
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$30,105
Total interest from all sources2014-12-31$3,002
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$30,105
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$0
Amount contributed by the employer to the plan for this plan year2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$693,304
Participant contributions at end of year2014-12-31$27,613
Participant contributions at beginning of year2014-12-31$46,472
Assets. Other investments not covered elsewhere at end of year2014-12-31$596,130
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$594,235
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,040,510
Value of net assets at end of year (total assets less liabilities)2014-12-31$26,485,036
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$25,443,885
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$24,218,326
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$23,121,377
Interest on participant loans2014-12-31$2,990
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$89,904
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$144,327
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$144,327
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$12
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,147,083
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,549,012
Employer contributions (assets) at end of year2014-12-31$1,553,063
Employer contributions (assets) at beginning of year2014-12-31$1,537,474
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,321,786
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31SWARTZ, RETSON & CO., P.C.
Accountancy firm EIN2014-12-31351509921
2013 : REGIONAL RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$4,240,603
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$5,677,489
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$3,534,173
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,534,067
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,318,754
Value of total assets at end of year2013-12-31$25,443,885
Value of total assets at beginning of year2013-12-31$19,059,966
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$106
Total interest from all sources2013-12-31$1,486
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$106
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Funding deficiency by the employer to the plan for this plan year2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$0
Amount contributed by the employer to the plan for this plan year2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$728,313
Participant contributions at end of year2013-12-31$46,472
Assets. Other investments not covered elsewhere at end of year2013-12-31$594,235
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$648,206
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$5,023
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,143,316
Value of net assets at end of year (total assets less liabilities)2013-12-31$25,443,885
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$19,059,966
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$23,121,377
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$16,736,221
Interest on participant loans2013-12-31$1,472
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$144,327
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$81,458
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$81,458
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$14
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,357,249
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,585,418
Employer contributions (assets) at end of year2013-12-31$1,537,474
Employer contributions (assets) at beginning of year2013-12-31$1,594,081
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,534,067
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SWARTZ, RETSON & CO., P.C.
Accountancy firm EIN2013-12-31351509921
2012 : REGIONAL RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$4,340,624
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,070,686
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,053,486
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,335,278
Value of total assets at end of year2012-12-31$19,059,966
Value of total assets at beginning of year2012-12-31$15,790,028
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$17,200
Total interest from all sources2012-12-31$62
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$17,200
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$741,212
Assets. Other investments not covered elsewhere at end of year2012-12-31$648,206
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$556,091
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$4,332
Other income not declared elsewhere2012-12-31$-6,092
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,269,938
Value of net assets at end of year (total assets less liabilities)2012-12-31$19,059,966
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$15,790,028
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$16,736,221
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$13,548,514
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$81,458
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$76,967
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$76,967
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$62
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,011,376
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,589,734
Employer contributions (assets) at end of year2012-12-31$1,594,081
Employer contributions (assets) at beginning of year2012-12-31$1,608,456
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,053,486
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SWARTZ, RETSON & CO., P.C.
Accountancy firm EIN2012-12-31351509921
2011 : REGIONAL RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,705,108
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$511,986
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$489,227
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,280,781
Value of total assets at end of year2011-12-31$15,790,028
Value of total assets at beginning of year2011-12-31$14,596,906
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$22,759
Total interest from all sources2011-12-31$85
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$22,759
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$710,574
Assets. Other investments not covered elsewhere at end of year2011-12-31$556,091
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$272,378
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,193,122
Value of net assets at end of year (total assets less liabilities)2011-12-31$15,790,028
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$14,596,906
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$13,548,514
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$12,574,910
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$76,967
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$66,069
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$66,069
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$85
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-575,758
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,570,207
Employer contributions (assets) at end of year2011-12-31$1,608,456
Employer contributions (assets) at beginning of year2011-12-31$1,683,549
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$489,227
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31SWARTZ, RETSON & CO., P.C.
Accountancy firm EIN2011-12-31351509921
2010 : REGIONAL RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,910,390
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,406,939
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,370,035
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,430,299
Value of total assets at end of year2010-12-31$14,596,906
Value of total assets at beginning of year2010-12-31$12,093,455
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$36,904
Total interest from all sources2010-12-31$265
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$32,558
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$0
Amount contributed by the employer to the plan for this plan year2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$726,234
Assets. Other investments not covered elsewhere at end of year2010-12-31$272,378
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$280,811
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$27,696
Administrative expenses (other) incurred2010-12-31$4,346
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,503,451
Value of net assets at end of year (total assets less liabilities)2010-12-31$14,596,906
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$12,093,455
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$12,574,910
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$10,406,236
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$66,069
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$705,664
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$705,664
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$265
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,479,826
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,676,369
Employer contributions (assets) at end of year2010-12-31$1,683,549
Employer contributions (assets) at beginning of year2010-12-31$700,744
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,370,035
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31SWARTZ, RETSON & CO., P.C.
Accountancy firm EIN2010-12-31351509921
2009 : REGIONAL RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$1,123,097
Amount contributed by the employer to the plan for this plan year2009-12-31$1,123,097

Form 5500 Responses for REGIONAL RETIREMENT PLAN

2023: REGIONAL RETIREMENT PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: REGIONAL RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: REGIONAL RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: REGIONAL RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: REGIONAL RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: REGIONAL RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: REGIONAL RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: REGIONAL RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: REGIONAL RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: REGIONAL RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: REGIONAL RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: REGIONAL RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: REGIONAL RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entityMulitple employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: REGIONAL RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entityMulitple employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number12903
Policy instance 2
Insurance contract or identification number12903
Number of Individuals Covered651
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number59863
Policy instance 1
Insurance contract or identification number59863
Number of Individuals Covered600
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Total amount of commissions paid to insurance brokerUSD $79,513
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number12903
Policy instance 2
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number59863
Policy instance 1
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number12903
Policy instance 2
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number59863
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number59863
Policy instance 1
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number12903
Policy instance 2
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number12903
Policy instance 2
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number59863
Policy instance 1
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number12903
Policy instance 2
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number59863
Policy instance 1
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number12903
Policy instance 2
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number59863
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number59863
Policy instance 1
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number12903
Policy instance 2
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number59863
Policy instance 1
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number12903
Policy instance 2
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number12903
Policy instance 2
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number59863
Policy instance 1
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number12903
Policy instance 2
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number59863
Policy instance 1
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number12903
Policy instance 2
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number59863
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number59863
Policy instance 1
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number12903
Policy instance 2

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