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KEIHIN NORTH AMERICA, INC. PENSION EQUITY PLAN 401k Plan overview

Plan NameKEIHIN NORTH AMERICA, INC. PENSION EQUITY PLAN
Plan identification number 002

KEIHIN NORTH AMERICA, INC. PENSION EQUITY PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan covered by PBGC that was terminated and closed out for PBGC purposes - Before the end of the plan year (or a prior plan year), (1) the plan terminated in a standard (or distress) termination and completed the distribution of plan assets in satisfaction of all benefit liabilities (or all ERISA Title IV benefits for distress termination); or (2) a trustee was appointed for a terminated plan pursuant to ERISA section 4042.
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

KEIHIN NORTH AMERICA, INC. has sponsored the creation of one or more 401k plans.

Company Name:KEIHIN NORTH AMERICA, INC.
Employer identification number (EIN):351737524
NAIC Classification:336300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KEIHIN NORTH AMERICA, INC. PENSION EQUITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022017-04-01
0022016-04-01
0022015-04-01
0022014-04-01
0022013-04-01STEVEN J. KRITZMIRE STEVEN J. KRITZMIRE2015-01-15
0022012-04-01STEVEN J. KRITZMIRE STEVEN J. KRITZMIRE2014-01-16
0022011-04-01STEVEN J. KRITZMIRE STEVEN J. KRITZMIRE2013-01-15
0022010-04-01STEVEN J. KRITZMIRE STEVEN J. KRITZMIRE2012-01-17
0022009-04-01STEVEN J. KRITZMIRE STEVEN J. KRITZMIRE2011-01-14
0022009-04-01STEVEN J. KRITZMIRE STEVEN J. KRITZMIRE2011-01-12

Plan Statistics for KEIHIN NORTH AMERICA, INC. PENSION EQUITY PLAN

401k plan membership statisitcs for KEIHIN NORTH AMERICA, INC. PENSION EQUITY PLAN

Measure Date Value
2017: KEIHIN NORTH AMERICA, INC. PENSION EQUITY PLAN 2017 401k membership
Total participants, beginning-of-year2017-04-011,210
Total of all active and inactive participants2017-04-010
Total participants2017-04-010
Market value of plan assets2017-03-3123,424,156
Acturial value of plan assets2017-03-3124,946,964
Funding target for retired participants and beneficiaries receiving payment2017-03-31414,254
Number of terminated vested participants2017-03-31772
Fundng target for terminated vested participants2017-03-3110,412,711
Active participant vested funding target2017-03-318,855,130
Number of active participants2017-03-31454
Total funding liabilities for active participants2017-03-319,035,601
Total participant count2017-03-311,238
Total funding target for all participants2017-03-3119,862,566
Prefunding balance at beginning of prior year after applicable adjustments2017-03-310
Amount remaining of prefunding balance2017-03-310
Present value of excess contributions2017-03-311,025,207
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-03-311,092,153
Reductions in prefunding balances due to elections or deemed elections2017-03-310
Balance of prefunding at beginning of current year2017-03-310
Total employer contributions2017-03-312,615,000
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-03-312,371,941
Unpaid minimum required contributions for all prior years2017-03-310
Remaining amount of unpaid minimum required contributions2017-03-310
Minimum required contributions for current year target normal cost2017-03-3126,000
Contributions allocatedtoward minimum required contributions for current year2017-03-312,371,941
Unpaid minimum required contributions for current year2017-03-310
Unpaid minimum required contributions for all years2017-03-310
2016: KEIHIN NORTH AMERICA, INC. PENSION EQUITY PLAN 2016 401k membership
Total participants, beginning-of-year2016-04-011,238
Total number of active participants reported on line 7a of the Form 55002016-04-01419
Number of retired or separated participants receiving benefits2016-04-0116
Number of other retired or separated participants entitled to future benefits2016-04-01775
Total of all active and inactive participants2016-04-011,210
Total participants2016-04-011,210
2015: KEIHIN NORTH AMERICA, INC. PENSION EQUITY PLAN 2015 401k membership
Total participants, beginning-of-year2015-04-011,253
Total number of active participants reported on line 7a of the Form 55002015-04-01454
Number of retired or separated participants receiving benefits2015-04-0112
Number of other retired or separated participants entitled to future benefits2015-04-01772
Total of all active and inactive participants2015-04-011,238
Total participants2015-04-011,238
2014: KEIHIN NORTH AMERICA, INC. PENSION EQUITY PLAN 2014 401k membership
Total participants, beginning-of-year2014-04-011,268
Total number of active participants reported on line 7a of the Form 55002014-04-01484
Number of retired or separated participants receiving benefits2014-04-0111
Number of other retired or separated participants entitled to future benefits2014-04-01758
Total of all active and inactive participants2014-04-011,253
Total participants2014-04-011,253
2013: KEIHIN NORTH AMERICA, INC. PENSION EQUITY PLAN 2013 401k membership
Total participants, beginning-of-year2013-04-011,277
Total number of active participants reported on line 7a of the Form 55002013-04-01508
Number of retired or separated participants receiving benefits2013-04-018
Number of other retired or separated participants entitled to future benefits2013-04-01752
Total of all active and inactive participants2013-04-011,268
Total participants2013-04-011,268
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-04-011
2012: KEIHIN NORTH AMERICA, INC. PENSION EQUITY PLAN 2012 401k membership
Total participants, beginning-of-year2012-04-011,294
Total number of active participants reported on line 7a of the Form 55002012-04-01528
Number of retired or separated participants receiving benefits2012-04-015
Number of other retired or separated participants entitled to future benefits2012-04-01744
Total of all active and inactive participants2012-04-011,277
Total participants2012-04-011,277
2011: KEIHIN NORTH AMERICA, INC. PENSION EQUITY PLAN 2011 401k membership
Total participants, beginning-of-year2011-04-011,299
Total number of active participants reported on line 7a of the Form 55002011-04-01572
Number of retired or separated participants receiving benefits2011-04-014
Number of other retired or separated participants entitled to future benefits2011-04-01718
Total of all active and inactive participants2011-04-011,294
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-04-010
Total participants2011-04-011,294
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-04-010
2010: KEIHIN NORTH AMERICA, INC. PENSION EQUITY PLAN 2010 401k membership
Total participants, beginning-of-year2010-04-011,314
Total number of active participants reported on line 7a of the Form 55002010-04-01598
Number of retired or separated participants receiving benefits2010-04-013
Number of other retired or separated participants entitled to future benefits2010-04-01698
Total of all active and inactive participants2010-04-011,299
Total participants2010-04-011,299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-04-011
2009: KEIHIN NORTH AMERICA, INC. PENSION EQUITY PLAN 2009 401k membership
Total participants, beginning-of-year2009-04-011,334
Total number of active participants reported on line 7a of the Form 55002009-04-01617
Number of retired or separated participants receiving benefits2009-04-013
Number of other retired or separated participants entitled to future benefits2009-04-01694
Total of all active and inactive participants2009-04-011,314
Total participants2009-04-011,314
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-04-0116

Financial Data on KEIHIN NORTH AMERICA, INC. PENSION EQUITY PLAN

Measure Date Value
2018 : KEIHIN NORTH AMERICA, INC. PENSION EQUITY PLAN 2018 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-03-31$17,721
Total income from all sources (including contributions)2018-03-31$2,272,834
Total of all expenses incurred2018-03-31$29,540,626
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-03-31$29,508,766
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-03-31$1,387,504
Value of total assets at end of year2018-03-31$0
Value of total assets at beginning of year2018-03-31$27,285,513
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-03-31$31,860
Total interest from all sources2018-03-31$12,281
Total dividends received (eg from common stock, registered investment company shares)2018-03-31$265,502
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-03-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2018-03-31$0
Total dividends received from registered investment company shares (eg mutual funds)2018-03-31$265,502
Was this plan covered by a fidelity bond2018-03-31Yes
Value of fidelity bond cover2018-03-31$2,000,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2018-03-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-03-31$0
Minimum employer required contribution for this plan year2018-03-31$0
Amount contributed by the employer to the plan for this plan year2018-03-31$0
Were there any nonexempt tranactions with any party-in-interest2018-03-31No
Assets. Other investments not covered elsewhere at end of year2018-03-31$0
Assets. Other investments not covered elsewhere at beginning of year2018-03-31$137,230
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-03-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-03-31$96,714
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-03-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-03-31$17,721
Other income not declared elsewhere2018-03-31$284
Administrative expenses (other) incurred2018-03-31$25,610
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-03-31No
Value of net income/loss2018-03-31$-27,267,792
Value of net assets at end of year (total assets less liabilities)2018-03-31$0
Value of net assets at beginning of year (total assets less liabilities)2018-03-31$27,267,792
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-03-31No
Were any leases to which the plan was party in default or uncollectible2018-03-31No
Investment advisory and management fees2018-03-31$6,250
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-03-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-03-31$11,258,931
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-03-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-03-31$13,392,638
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-03-31$13,392,638
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-03-31$12,281
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-03-31$607,263
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-03-31Yes
Was there a failure to transmit to the plan any participant contributions2018-03-31No
Has the plan failed to provide any benefit when due under the plan2018-03-31No
Contributions received in cash from employer2018-03-31$1,387,504
Employer contributions (assets) at end of year2018-03-31$0
Employer contributions (assets) at beginning of year2018-03-31$2,400,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-03-31$29,508,766
Did the plan have assets held for investment2018-03-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-03-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-03-31Yes
Opinion of an independent qualified public accountant for this plan2018-03-31Disclaimer
Accountancy firm name2018-03-31BKD, LLP
Accountancy firm EIN2018-03-31440160260
2017 : KEIHIN NORTH AMERICA, INC. PENSION EQUITY PLAN 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-03-31$17,721
Total income from all sources (including contributions)2017-03-31$4,719,883
Total of all expenses incurred2017-03-31$902,723
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-03-31$840,870
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-03-31$2,615,000
Value of total assets at end of year2017-03-31$27,285,513
Value of total assets at beginning of year2017-03-31$23,450,632
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-03-31$61,853
Total interest from all sources2017-03-31$55,321
Total dividends received (eg from common stock, registered investment company shares)2017-03-31$713,490
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-03-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-03-31$0
Total dividends received from registered investment company shares (eg mutual funds)2017-03-31$713,490
Was this plan covered by a fidelity bond2017-03-31Yes
Value of fidelity bond cover2017-03-31$2,000,000
Were there any nonexempt tranactions with any party-in-interest2017-03-31No
Assets. Other investments not covered elsewhere at end of year2017-03-31$137,230
Assets. Other investments not covered elsewhere at beginning of year2017-03-31$1,123,319
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-03-31$96,714
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-03-31$39,115
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-03-31$17,721
Administrative expenses (other) incurred2017-03-31$25,603
Total non interest bearing cash at beginning of year2017-03-31$745,946
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-31No
Value of net income/loss2017-03-31$3,817,160
Value of net assets at end of year (total assets less liabilities)2017-03-31$27,267,792
Value of net assets at beginning of year (total assets less liabilities)2017-03-31$23,450,632
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-03-31No
Were any leases to which the plan was party in default or uncollectible2017-03-31No
Investment advisory and management fees2017-03-31$36,250
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-03-31$11,258,931
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-03-31$20,512,800
Interest earned on other investments2017-03-31$51,547
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-03-31$13,392,638
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-03-31$3,774
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-03-31$1,336,072
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-03-31Yes
Was there a failure to transmit to the plan any participant contributions2017-03-31No
Has the plan failed to provide any benefit when due under the plan2017-03-31No
Contributions received in cash from employer2017-03-31$2,615,000
Employer contributions (assets) at end of year2017-03-31$2,400,000
Employer contributions (assets) at beginning of year2017-03-31$1,029,452
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-03-31$840,870
Did the plan have assets held for investment2017-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-03-31Yes
Opinion of an independent qualified public accountant for this plan2017-03-31Disclaimer
Accountancy firm name2017-03-31BKD, LLP
Accountancy firm EIN2017-03-31440160260
2016 : KEIHIN NORTH AMERICA, INC. PENSION EQUITY PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-03-31$714,808
Total of all expenses incurred2016-03-31$772,879
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-03-31$740,604
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-03-31$1,122,904
Value of total assets at end of year2016-03-31$23,450,632
Value of total assets at beginning of year2016-03-31$23,508,703
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-03-31$32,275
Total interest from all sources2016-03-31$21,761
Total dividends received (eg from common stock, registered investment company shares)2016-03-31$745,896
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-03-31$745,896
Was this plan covered by a fidelity bond2016-03-31Yes
Value of fidelity bond cover2016-03-31$2,000,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2016-03-310
Minimum employer required contribution for this plan year2016-03-31$0
Amount contributed by the employer to the plan for this plan year2016-03-31$0
Were there any nonexempt tranactions with any party-in-interest2016-03-31No
Assets. Other investments not covered elsewhere at end of year2016-03-31$1,123,319
Assets. Other investments not covered elsewhere at beginning of year2016-03-31$1,085,835
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-03-31$39,115
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-03-31$46,982
Administrative expenses (other) incurred2016-03-31$13,525
Total non interest bearing cash at end of year2016-03-31$745,946
Total non interest bearing cash at beginning of year2016-03-31$712,632
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-03-31No
Value of net income/loss2016-03-31$-58,071
Value of net assets at end of year (total assets less liabilities)2016-03-31$23,450,632
Value of net assets at beginning of year (total assets less liabilities)2016-03-31$23,508,703
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-03-31No
Were any leases to which the plan was party in default or uncollectible2016-03-31No
Investment advisory and management fees2016-03-31$18,750
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-03-31$20,512,800
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-03-31$20,462,357
Interest earned on other investments2016-03-31$21,668
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-03-31$93
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-03-31$-1,175,753
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-03-31Yes
Was there a failure to transmit to the plan any participant contributions2016-03-31No
Has the plan failed to provide any benefit when due under the plan2016-03-31No
Contributions received in cash from employer2016-03-31$1,122,904
Employer contributions (assets) at end of year2016-03-31$1,029,452
Employer contributions (assets) at beginning of year2016-03-31$1,200,897
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-03-31$740,604
Did the plan have assets held for investment2016-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-03-31Yes
Opinion of an independent qualified public accountant for this plan2016-03-31Disclaimer
Accountancy firm name2016-03-31BKD, LLP
Accountancy firm EIN2016-03-31440160260
2015 : KEIHIN NORTH AMERICA, INC. PENSION EQUITY PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-03-31$3,801,167
Total of all expenses incurred2015-03-31$498,375
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-03-31$463,785
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-03-31$2,077,281
Value of total assets at end of year2015-03-31$23,508,703
Value of total assets at beginning of year2015-03-31$20,205,911
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-03-31$34,590
Total interest from all sources2015-03-31$8,001
Total dividends received (eg from common stock, registered investment company shares)2015-03-31$696,984
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-03-31$696,984
Was this plan covered by a fidelity bond2015-03-31Yes
Value of fidelity bond cover2015-03-31$2,000,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2015-03-310
Minimum employer required contribution for this plan year2015-03-31$0
Amount contributed by the employer to the plan for this plan year2015-03-31$0
Were there any nonexempt tranactions with any party-in-interest2015-03-31No
Assets. Other investments not covered elsewhere at end of year2015-03-31$1,085,835
Assets. Other investments not covered elsewhere at beginning of year2015-03-31$1,144,583
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-03-31$46,982
Administrative expenses (other) incurred2015-03-31$9,590
Total non interest bearing cash at end of year2015-03-31$712,632
Total non interest bearing cash at beginning of year2015-03-31$18,933,175
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-03-31No
Value of net income/loss2015-03-31$3,302,792
Value of net assets at end of year (total assets less liabilities)2015-03-31$23,508,703
Value of net assets at beginning of year (total assets less liabilities)2015-03-31$20,205,911
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-03-31No
Were any leases to which the plan was party in default or uncollectible2015-03-31No
Investment advisory and management fees2015-03-31$25,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-03-31$20,462,357
Interest earned on other investments2015-03-31$8,001
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-03-31$1,018,901
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-03-31Yes
Was there a failure to transmit to the plan any participant contributions2015-03-31No
Has the plan failed to provide any benefit when due under the plan2015-03-31No
Contributions received in cash from employer2015-03-31$2,077,281
Employer contributions (assets) at end of year2015-03-31$1,200,897
Employer contributions (assets) at beginning of year2015-03-31$128,153
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-03-31$463,785
Did the plan have assets held for investment2015-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-03-31Yes
Opinion of an independent qualified public accountant for this plan2015-03-31Disclaimer
Accountancy firm name2015-03-31BKD, LLP
Accountancy firm EIN2015-03-31440160260
2014 : KEIHIN NORTH AMERICA, INC. PENSION EQUITY PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-03-31$2,718,653
Total of all expenses incurred2014-03-31$476,162
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-03-31$417,465
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-03-31$256,306
Value of total assets at end of year2014-03-31$20,205,911
Value of total assets at beginning of year2014-03-31$17,963,420
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-03-31$58,697
Total interest from all sources2014-03-31$18,578
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-03-31No
Was this plan covered by a fidelity bond2014-03-31Yes
Value of fidelity bond cover2014-03-31$2,000,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2014-03-310
Minimum employer required contribution for this plan year2014-03-31$0
Amount contributed by the employer to the plan for this plan year2014-03-31$0
Were there any nonexempt tranactions with any party-in-interest2014-03-31No
Administrative expenses (other) incurred2014-03-31$38,697
Total non interest bearing cash at end of year2014-03-31$18,933,175
Total non interest bearing cash at beginning of year2014-03-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-03-31No
Value of net income/loss2014-03-31$2,242,491
Value of net assets at end of year (total assets less liabilities)2014-03-31$20,205,911
Value of net assets at beginning of year (total assets less liabilities)2014-03-31$17,963,420
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-03-31No
Were any leases to which the plan was party in default or uncollectible2014-03-31No
Investment advisory and management fees2014-03-31$20,000
Interest earned on other investments2014-03-31$18,578
Value of interest in common/collective trusts at end of year2014-03-31$0
Value of interest in common/collective trusts at beginning of year2014-03-31$16,344,998
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-03-31$1,144,583
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-03-31$1,079,296
Net investment gain or loss from common/collective trusts2014-03-31$2,443,769
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-03-31Yes
Was there a failure to transmit to the plan any participant contributions2014-03-31No
Has the plan failed to provide any benefit when due under the plan2014-03-31No
Contributions received in cash from employer2014-03-31$256,306
Employer contributions (assets) at end of year2014-03-31$128,153
Employer contributions (assets) at beginning of year2014-03-31$539,126
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-03-31$417,465
Did the plan have assets held for investment2014-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-03-31Yes
Opinion of an independent qualified public accountant for this plan2014-03-31Disclaimer
Accountancy firm name2014-03-31BKD, LLP
Accountancy firm EIN2014-03-31440160260
2013 : KEIHIN NORTH AMERICA, INC. PENSION EQUITY PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-03-31$2,375,638
Total of all expenses incurred2013-03-31$833,671
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-03-31$775,939
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-03-31$778,481
Value of total assets at end of year2013-03-31$17,963,420
Value of total assets at beginning of year2013-03-31$16,421,453
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-03-31$57,732
Total interest from all sources2013-03-31$19,934
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-03-31No
Was this plan covered by a fidelity bond2013-03-31Yes
Value of fidelity bond cover2013-03-31$2,000,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2013-03-310
Minimum employer required contribution for this plan year2013-03-31$0
Amount contributed by the employer to the plan for this plan year2013-03-31$0
Were there any nonexempt tranactions with any party-in-interest2013-03-31No
Administrative expenses (other) incurred2013-03-31$32,732
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-03-31No
Value of net income/loss2013-03-31$1,541,967
Value of net assets at end of year (total assets less liabilities)2013-03-31$17,963,420
Value of net assets at beginning of year (total assets less liabilities)2013-03-31$16,421,453
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-03-31No
Were any leases to which the plan was party in default or uncollectible2013-03-31No
Investment advisory and management fees2013-03-31$25,000
Interest earned on other investments2013-03-31$19,934
Value of interest in common/collective trusts at end of year2013-03-31$16,344,998
Value of interest in common/collective trusts at beginning of year2013-03-31$14,995,110
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-03-31$1,079,296
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-03-31$1,013,723
Net investment gain or loss from common/collective trusts2013-03-31$1,577,223
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-03-31Yes
Was there a failure to transmit to the plan any participant contributions2013-03-31No
Has the plan failed to provide any benefit when due under the plan2013-03-31No
Contributions received in cash from employer2013-03-31$778,481
Employer contributions (assets) at end of year2013-03-31$539,126
Employer contributions (assets) at beginning of year2013-03-31$412,620
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-03-31$775,939
Did the plan have assets held for investment2013-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-03-31Yes
Opinion of an independent qualified public accountant for this plan2013-03-31Disclaimer
Accountancy firm name2013-03-31BKD, LLP
Accountancy firm EIN2013-03-31440160260
2012 : KEIHIN NORTH AMERICA, INC. PENSION EQUITY PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-03-31$1,303,617
Total of all expenses incurred2012-03-31$228,125
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-03-31$174,990
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-03-31$475,724
Value of total assets at end of year2012-03-31$16,421,453
Value of total assets at beginning of year2012-03-31$15,345,961
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-03-31$53,135
Total interest from all sources2012-03-31$24,414
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-03-31No
Was this plan covered by a fidelity bond2012-03-31Yes
Value of fidelity bond cover2012-03-31$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-03-31$0
Minimum employer required contribution for this plan year2012-03-31$0
Amount contributed by the employer to the plan for this plan year2012-03-31$0
Were there any nonexempt tranactions with any party-in-interest2012-03-31No
Administrative expenses (other) incurred2012-03-31$46,885
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-03-31No
Value of net income/loss2012-03-31$1,075,492
Value of net assets at end of year (total assets less liabilities)2012-03-31$16,421,453
Value of net assets at beginning of year (total assets less liabilities)2012-03-31$15,345,961
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-03-31No
Were any leases to which the plan was party in default or uncollectible2012-03-31No
Investment advisory and management fees2012-03-31$6,250
Interest earned on other investments2012-03-31$24,414
Value of interest in common/collective trusts at end of year2012-03-31$14,995,110
Value of interest in common/collective trusts at beginning of year2012-03-31$14,210,353
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-03-31$1,013,723
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-03-31$973,547
Net investment gain or loss from common/collective trusts2012-03-31$803,479
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-03-31No
Was there a failure to transmit to the plan any participant contributions2012-03-31No
Has the plan failed to provide any benefit when due under the plan2012-03-31No
Contributions received in cash from employer2012-03-31$475,724
Employer contributions (assets) at end of year2012-03-31$412,620
Employer contributions (assets) at beginning of year2012-03-31$162,061
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-03-31$174,990
Did the plan have assets held for investment2012-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-03-31Yes
Opinion of an independent qualified public accountant for this plan2012-03-31Disclaimer
Accountancy firm name2012-03-31BKD, LLP
Accountancy firm EIN2012-03-31440160260
2011 : KEIHIN NORTH AMERICA, INC. PENSION EQUITY PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-03-31$2,139,598
Total of all expenses incurred2011-03-31$413,924
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-03-31$389,197
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-03-31$162,061
Value of total assets at end of year2011-03-31$15,345,961
Value of total assets at beginning of year2011-03-31$13,620,287
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-03-31$24,727
Total interest from all sources2011-03-31$37,891
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-03-31No
Administrative expenses professional fees incurred2011-03-31$24,727
Was this plan covered by a fidelity bond2011-03-31Yes
Value of fidelity bond cover2011-03-31$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-03-31$0
Were there any nonexempt tranactions with any party-in-interest2011-03-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-03-31No
Value of net income/loss2011-03-31$1,725,674
Value of net assets at end of year (total assets less liabilities)2011-03-31$15,345,961
Value of net assets at beginning of year (total assets less liabilities)2011-03-31$13,620,287
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-03-31No
Were any leases to which the plan was party in default or uncollectible2011-03-31No
Interest earned on other investments2011-03-31$37,891
Value of interest in common/collective trusts at end of year2011-03-31$14,210,353
Value of interest in common/collective trusts at beginning of year2011-03-31$12,043,633
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-03-31$973,547
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-03-31$887,409
Net investment gain or loss from common/collective trusts2011-03-31$1,939,646
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-03-31Yes
Was there a failure to transmit to the plan any participant contributions2011-03-31No
Has the plan failed to provide any benefit when due under the plan2011-03-31No
Contributions received in cash from employer2011-03-31$162,061
Employer contributions (assets) at end of year2011-03-31$162,061
Employer contributions (assets) at beginning of year2011-03-31$689,245
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-03-31$389,197
Did the plan have assets held for investment2011-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-03-31Yes
Opinion of an independent qualified public accountant for this plan2011-03-31Disclaimer
Accountancy firm name2011-03-31BKD, LLP
Accountancy firm EIN2011-03-31440160260

Form 5500 Responses for KEIHIN NORTH AMERICA, INC. PENSION EQUITY PLAN

2017: KEIHIN NORTH AMERICA, INC. PENSION EQUITY PLAN 2017 form 5500 responses
2017-04-01Type of plan entitySingle employer plan
2017-04-01This submission is the final filingYes
2017-04-01Plan funding arrangement – InsuranceYes
2017-04-01Plan funding arrangement – TrustYes
2017-04-01Plan benefit arrangement – InsuranceYes
2017-04-01Plan benefit arrangement - TrustYes
2016: KEIHIN NORTH AMERICA, INC. PENSION EQUITY PLAN 2016 form 5500 responses
2016-04-01Type of plan entitySingle employer plan
2016-04-01Plan funding arrangement – InsuranceYes
2016-04-01Plan funding arrangement – TrustYes
2016-04-01Plan benefit arrangement – InsuranceYes
2016-04-01Plan benefit arrangement - TrustYes
2015: KEIHIN NORTH AMERICA, INC. PENSION EQUITY PLAN 2015 form 5500 responses
2015-04-01Type of plan entitySingle employer plan
2015-04-01Plan funding arrangement – InsuranceYes
2015-04-01Plan funding arrangement – TrustYes
2015-04-01Plan benefit arrangement – InsuranceYes
2015-04-01Plan benefit arrangement - TrustYes
2014: KEIHIN NORTH AMERICA, INC. PENSION EQUITY PLAN 2014 form 5500 responses
2014-04-01Type of plan entitySingle employer plan
2014-04-01Plan funding arrangement – InsuranceYes
2014-04-01Plan funding arrangement – TrustYes
2014-04-01Plan benefit arrangement – InsuranceYes
2014-04-01Plan benefit arrangement - TrustYes
2013: KEIHIN NORTH AMERICA, INC. PENSION EQUITY PLAN 2013 form 5500 responses
2013-04-01Type of plan entitySingle employer plan
2013-04-01Submission has been amendedYes
2013-04-01Plan funding arrangement – InsuranceYes
2013-04-01Plan funding arrangement – TrustYes
2013-04-01Plan benefit arrangement – InsuranceYes
2013-04-01Plan benefit arrangement - TrustYes
2012: KEIHIN NORTH AMERICA, INC. PENSION EQUITY PLAN 2012 form 5500 responses
2012-04-01Type of plan entitySingle employer plan
2012-04-01Plan funding arrangement – InsuranceYes
2012-04-01Plan funding arrangement – TrustYes
2012-04-01Plan benefit arrangement – InsuranceYes
2012-04-01Plan benefit arrangement - TrustYes
2011: KEIHIN NORTH AMERICA, INC. PENSION EQUITY PLAN 2011 form 5500 responses
2011-04-01Type of plan entitySingle employer plan
2011-04-01Submission has been amendedYes
2011-04-01Plan funding arrangement – InsuranceYes
2011-04-01Plan funding arrangement – TrustYes
2011-04-01Plan benefit arrangement – InsuranceYes
2011-04-01Plan benefit arrangement - TrustYes
2010: KEIHIN NORTH AMERICA, INC. PENSION EQUITY PLAN 2010 form 5500 responses
2010-04-01Type of plan entitySingle employer plan
2010-04-01Submission has been amendedYes
2010-04-01Plan funding arrangement – InsuranceYes
2010-04-01Plan funding arrangement – TrustYes
2010-04-01Plan benefit arrangement – InsuranceYes
2010-04-01Plan benefit arrangement - TrustYes
2009: KEIHIN NORTH AMERICA, INC. PENSION EQUITY PLAN 2009 form 5500 responses
2009-04-01Type of plan entitySingle employer plan
2009-04-01Submission has been amendedYes
2009-04-01Plan funding arrangement – InsuranceYes
2009-04-01Plan funding arrangement – TrustYes
2009-04-01Plan benefit arrangement – InsuranceYes
2009-04-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberIC71837 00
Policy instance 1
Insurance contract or identification numberIC71837 00
Insurance policy start date2017-04-01
Insurance policy end date2018-03-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberIC71837
Policy instance 1
Insurance contract or identification numberIC71837
Insurance policy start date2015-04-01
Insurance policy end date2016-03-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberIC71837
Policy instance 1
Insurance contract or identification numberIC71837
Insurance policy start date2014-04-01
Insurance policy end date2015-03-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberIC71837
Policy instance 1
Insurance contract or identification numberIC71837
Insurance policy start date2013-04-01
Insurance policy end date2014-03-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberIC71837
Policy instance 1
Insurance contract or identification numberIC71837
Insurance policy start date2012-04-01
Insurance policy end date2013-03-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberIC71837
Policy instance 1
Insurance contract or identification numberIC71837
Insurance policy start date2011-04-01
Insurance policy end date2012-03-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberIC71837 00
Policy instance 1
Insurance contract or identification numberIC71837 00
Insurance policy start date2010-04-01
Insurance policy end date2011-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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