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ADKEV/REGAL 401(K) PLAN 401k Plan overview

Plan NameADKEV/REGAL 401(K) PLAN
Plan identification number 001

ADKEV/REGAL 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ADKEV, INC. has sponsored the creation of one or more 401k plans.

Company Name:ADKEV, INC.
Employer identification number (EIN):351807005
NAIC Classification:238900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ADKEV/REGAL 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-10-01
0012020-10-01
0012019-10-01
0012018-10-01
0012017-10-01
0012016-10-01GARY RHEUDE
0012015-10-01GARY RHEUDE
0012014-10-01GARY RHEUDE
0012013-10-01BONNIE COTHRAN
0012012-10-01GARY RHEUDE
0012011-10-01GARY RHEUDE
0012010-10-01GARY RHEUDE
0012009-10-01GARY RHEUDE

Plan Statistics for ADKEV/REGAL 401(K) PLAN

401k plan membership statisitcs for ADKEV/REGAL 401(K) PLAN

Measure Date Value
2021: ADKEV/REGAL 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-10-01413
Total number of active participants reported on line 7a of the Form 55002021-10-01355
Number of retired or separated participants receiving benefits2021-10-012
Number of other retired or separated participants entitled to future benefits2021-10-0146
Total of all active and inactive participants2021-10-01403
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-10-010
Total participants2021-10-01403
Number of participants with account balances2021-10-01389
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-10-0140
2020: ADKEV/REGAL 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-10-01452
Total number of active participants reported on line 7a of the Form 55002020-10-01370
Number of retired or separated participants receiving benefits2020-10-011
Number of other retired or separated participants entitled to future benefits2020-10-0140
Total of all active and inactive participants2020-10-01411
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-10-010
Total participants2020-10-01411
Number of participants with account balances2020-10-01402
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-10-0128
2019: ADKEV/REGAL 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-10-01421
Total number of active participants reported on line 7a of the Form 55002019-10-01372
Number of retired or separated participants receiving benefits2019-10-013
Number of other retired or separated participants entitled to future benefits2019-10-0172
Total of all active and inactive participants2019-10-01447
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-10-010
Total participants2019-10-01447
Number of participants with account balances2019-10-01429
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-10-0136
2018: ADKEV/REGAL 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-10-01380
Total number of active participants reported on line 7a of the Form 55002018-10-01369
Number of retired or separated participants receiving benefits2018-10-012
Number of other retired or separated participants entitled to future benefits2018-10-0142
Total of all active and inactive participants2018-10-01413
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-10-010
Total participants2018-10-01413
Number of participants with account balances2018-10-01390
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-10-0161
2017: ADKEV/REGAL 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-10-01347
Total number of active participants reported on line 7a of the Form 55002017-10-01334
Number of retired or separated participants receiving benefits2017-10-011
Number of other retired or separated participants entitled to future benefits2017-10-0139
Total of all active and inactive participants2017-10-01374
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-010
Total participants2017-10-01374
Number of participants with account balances2017-10-01350
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-0146
2016: ADKEV/REGAL 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-10-01325
Total number of active participants reported on line 7a of the Form 55002016-10-01317
Number of retired or separated participants receiving benefits2016-10-011
Number of other retired or separated participants entitled to future benefits2016-10-0126
Total of all active and inactive participants2016-10-01344
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-010
Total participants2016-10-01344
Number of participants with account balances2016-10-01269
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-0124
2015: ADKEV/REGAL 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-10-01287
Total number of active participants reported on line 7a of the Form 55002015-10-01311
Number of other retired or separated participants entitled to future benefits2015-10-0114
Total of all active and inactive participants2015-10-01325
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-010
Total participants2015-10-01325
Number of participants with account balances2015-10-01253
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-010
2014: ADKEV/REGAL 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-10-01268
Total number of active participants reported on line 7a of the Form 55002014-10-01273
Number of retired or separated participants receiving benefits2014-10-010
Number of other retired or separated participants entitled to future benefits2014-10-0114
Total of all active and inactive participants2014-10-01287
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-010
Total participants2014-10-01287
Number of participants with account balances2014-10-01232
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-012
2013: ADKEV/REGAL 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-10-01267
Total number of active participants reported on line 7a of the Form 55002013-10-01244
Number of retired or separated participants receiving benefits2013-10-010
Number of other retired or separated participants entitled to future benefits2013-10-0120
Total of all active and inactive participants2013-10-01264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-010
Total participants2013-10-01264
Number of participants with account balances2013-10-01205
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-017
2012: ADKEV/REGAL 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-10-01300
Total number of active participants reported on line 7a of the Form 55002012-10-01249
Number of retired or separated participants receiving benefits2012-10-015
Number of other retired or separated participants entitled to future benefits2012-10-0111
Total of all active and inactive participants2012-10-01265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-010
Total participants2012-10-01265
Number of participants with account balances2012-10-01186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-010
2011: ADKEV/REGAL 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-10-01271
Total number of active participants reported on line 7a of the Form 55002011-10-01255
Number of retired or separated participants receiving benefits2011-10-015
Number of other retired or separated participants entitled to future benefits2011-10-016
Total of all active and inactive participants2011-10-01266
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-01266
Number of participants with account balances2011-10-01181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-011
2010: ADKEV/REGAL 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-10-01250
Total number of active participants reported on line 7a of the Form 55002010-10-01237
Number of retired or separated participants receiving benefits2010-10-015
Number of other retired or separated participants entitled to future benefits2010-10-015
Total of all active and inactive participants2010-10-01247
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-10-010
Total participants2010-10-01247
Number of participants with account balances2010-10-01169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-10-012
2009: ADKEV/REGAL 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-10-01235
Total number of active participants reported on line 7a of the Form 55002009-10-01215
Number of retired or separated participants receiving benefits2009-10-013
Number of other retired or separated participants entitled to future benefits2009-10-018
Total of all active and inactive participants2009-10-01226
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-010
Total participants2009-10-01226
Number of participants with account balances2009-10-01165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-012

Financial Data on ADKEV/REGAL 401(K) PLAN

Measure Date Value
2022 : ADKEV/REGAL 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-09-30$-2,061,323
Total of all expenses incurred2022-09-30$1,853,348
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-09-30$1,739,105
Expenses. Certain deemed distributions of participant loans2022-09-30$-453
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-09-30$1,776,088
Value of total assets at end of year2022-09-30$19,752,222
Value of total assets at beginning of year2022-09-30$23,666,893
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-09-30$114,696
Total interest from all sources2022-09-30$19,157
Total dividends received (eg from common stock, registered investment company shares)2022-09-30$140,135
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-09-30$140,135
Was this plan covered by a fidelity bond2022-09-30Yes
Value of fidelity bond cover2022-09-30$500,000
If this is an individual account plan, was there a blackout period2022-09-30No
Were there any nonexempt tranactions with any party-in-interest2022-09-30No
Contributions received from participants2022-09-30$1,190,348
Participant contributions at end of year2022-09-30$451,394
Participant contributions at beginning of year2022-09-30$435,351
Income. Received or receivable in cash from other sources (including rollovers)2022-09-30$57,208
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-09-30$327
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-09-30$435
Administrative expenses (other) incurred2022-09-30$74,696
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Value of net income/loss2022-09-30$-3,914,671
Value of net assets at end of year (total assets less liabilities)2022-09-30$19,752,222
Value of net assets at beginning of year (total assets less liabilities)2022-09-30$23,666,893
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-09-30No
Were any leases to which the plan was party in default or uncollectible2022-09-30No
Investment advisory and management fees2022-09-30$40,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-09-30$9,372,259
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-09-30$20,628,900
Interest on participant loans2022-09-30$19,157
Value of interest in common/collective trusts at end of year2022-09-30$9,928,242
Value of interest in common/collective trusts at beginning of year2022-09-30$2,602,207
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-09-30$-2,816,358
Net investment gain or loss from common/collective trusts2022-09-30$-1,180,345
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-09-30No
Was there a failure to transmit to the plan any participant contributions2022-09-30No
Has the plan failed to provide any benefit when due under the plan2022-09-30No
Contributions received in cash from employer2022-09-30$528,532
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-09-30$1,739,105
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-09-30No
Did the plan have assets held for investment2022-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-09-30No
Opinion of an independent qualified public accountant for this plan2022-09-30Disclaimer
Accountancy firm name2022-09-30HUTH THOMPSON LLP
Accountancy firm EIN2022-09-30352055043
2021 : ADKEV/REGAL 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-09-30$5,589,669
Total of all expenses incurred2021-09-30$1,700,418
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-09-30$1,576,468
Expenses. Certain deemed distributions of participant loans2021-09-30$466
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-09-30$1,682,313
Value of total assets at end of year2021-09-30$23,666,893
Value of total assets at beginning of year2021-09-30$19,777,642
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-09-30$123,484
Total interest from all sources2021-09-30$21,127
Total dividends received (eg from common stock, registered investment company shares)2021-09-30$233,347
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-09-30$233,347
Was this plan covered by a fidelity bond2021-09-30Yes
Value of fidelity bond cover2021-09-30$500,000
If this is an individual account plan, was there a blackout period2021-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-09-30$0
Were there any nonexempt tranactions with any party-in-interest2021-09-30No
Contributions received from participants2021-09-30$1,113,661
Participant contributions at end of year2021-09-30$435,351
Participant contributions at beginning of year2021-09-30$412,785
Income. Received or receivable in cash from other sources (including rollovers)2021-09-30$78,182
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-09-30$435
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-09-30$618
Administrative expenses (other) incurred2021-09-30$80,151
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Value of net income/loss2021-09-30$3,889,251
Value of net assets at end of year (total assets less liabilities)2021-09-30$23,666,893
Value of net assets at beginning of year (total assets less liabilities)2021-09-30$19,777,642
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-09-30No
Were any leases to which the plan was party in default or uncollectible2021-09-30No
Investment advisory and management fees2021-09-30$43,333
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-09-30$20,628,900
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-09-30$17,035,743
Interest on participant loans2021-09-30$21,127
Value of interest in common/collective trusts at end of year2021-09-30$2,602,207
Value of interest in common/collective trusts at beginning of year2021-09-30$2,328,496
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-09-30$3,602,592
Net investment gain or loss from common/collective trusts2021-09-30$50,290
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-09-30No
Was there a failure to transmit to the plan any participant contributions2021-09-30No
Has the plan failed to provide any benefit when due under the plan2021-09-30No
Contributions received in cash from employer2021-09-30$490,470
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-09-30$1,576,468
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-09-30No
Did the plan have assets held for investment2021-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-09-30No
Opinion of an independent qualified public accountant for this plan2021-09-30Disclaimer
Accountancy firm name2021-09-30HUTH THOMPSON LLP
Accountancy firm EIN2021-09-30352055043
2020 : ADKEV/REGAL 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-09-30$3,781,700
Total of all expenses incurred2020-09-30$1,082,636
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-09-30$974,255
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-09-30$1,538,617
Value of total assets at end of year2020-09-30$19,777,642
Value of total assets at beginning of year2020-09-30$17,078,578
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-09-30$108,381
Total interest from all sources2020-09-30$22,952
Total dividends received (eg from common stock, registered investment company shares)2020-09-30$213,813
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-09-30$213,813
Was this plan covered by a fidelity bond2020-09-30Yes
Value of fidelity bond cover2020-09-30$500,000
If this is an individual account plan, was there a blackout period2020-09-30No
Were there any nonexempt tranactions with any party-in-interest2020-09-30No
Contributions received from participants2020-09-30$1,052,419
Participant contributions at end of year2020-09-30$412,785
Participant contributions at beginning of year2020-09-30$423,758
Income. Received or receivable in cash from other sources (including rollovers)2020-09-30$1,920
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-09-30$618
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-09-30$382
Administrative expenses (other) incurred2020-09-30$68,381
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Value of net income/loss2020-09-30$2,699,064
Value of net assets at end of year (total assets less liabilities)2020-09-30$19,777,642
Value of net assets at beginning of year (total assets less liabilities)2020-09-30$17,078,578
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-09-30No
Were any leases to which the plan was party in default or uncollectible2020-09-30No
Investment advisory and management fees2020-09-30$40,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-09-30$17,035,743
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-09-30$14,951,864
Interest on participant loans2020-09-30$22,952
Value of interest in common/collective trusts at end of year2020-09-30$2,328,496
Value of interest in common/collective trusts at beginning of year2020-09-30$1,702,574
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-09-30$1,953,057
Net investment gain or loss from common/collective trusts2020-09-30$53,261
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-09-30No
Was there a failure to transmit to the plan any participant contributions2020-09-30No
Has the plan failed to provide any benefit when due under the plan2020-09-30No
Contributions received in cash from employer2020-09-30$484,278
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-09-30$974,255
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-09-30No
Did the plan have assets held for investment2020-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-09-30Yes
Opinion of an independent qualified public accountant for this plan2020-09-30Disclaimer
Accountancy firm name2020-09-30HUTH THOMPSON LLP
Accountancy firm EIN2020-09-30352055043
2019 : ADKEV/REGAL 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-09-30$2,572,789
Total of all expenses incurred2019-09-30$1,503,138
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-09-30$1,395,672
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-09-30$1,713,154
Value of total assets at end of year2019-09-30$17,078,578
Value of total assets at beginning of year2019-09-30$16,008,927
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-09-30$107,466
Total interest from all sources2019-09-30$19,161
Total dividends received (eg from common stock, registered investment company shares)2019-09-30$237,238
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-09-30$237,238
Was this plan covered by a fidelity bond2019-09-30Yes
Value of fidelity bond cover2019-09-30$500,000
If this is an individual account plan, was there a blackout period2019-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-09-30$0
Were there any nonexempt tranactions with any party-in-interest2019-09-30No
Contributions received from participants2019-09-30$1,063,640
Participant contributions at end of year2019-09-30$423,758
Participant contributions at beginning of year2019-09-30$414,097
Income. Received or receivable in cash from other sources (including rollovers)2019-09-30$188,167
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-09-30$382
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-09-30$0
Administrative expenses (other) incurred2019-09-30$67,466
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Value of net income/loss2019-09-30$1,069,651
Value of net assets at end of year (total assets less liabilities)2019-09-30$17,078,578
Value of net assets at beginning of year (total assets less liabilities)2019-09-30$16,008,927
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-09-30No
Were any leases to which the plan was party in default or uncollectible2019-09-30No
Investment advisory and management fees2019-09-30$40,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-09-30$14,951,864
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-09-30$13,560,030
Interest on participant loans2019-09-30$19,161
Value of interest in common/collective trusts at end of year2019-09-30$1,702,574
Value of interest in common/collective trusts at beginning of year2019-09-30$2,034,800
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-09-30$548,374
Net investment gain or loss from common/collective trusts2019-09-30$54,862
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-09-30No
Was there a failure to transmit to the plan any participant contributions2019-09-30No
Has the plan failed to provide any benefit when due under the plan2019-09-30No
Contributions received in cash from employer2019-09-30$461,347
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-09-30$1,395,672
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-09-30No
Did the plan have assets held for investment2019-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-09-30Yes
Opinion of an independent qualified public accountant for this plan2019-09-30Disclaimer
Accountancy firm name2019-09-30HUTH THOMPSON LLP
Accountancy firm EIN2019-09-30352055043
2018 : ADKEV/REGAL 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-09-30$3,428,888
Total of all expenses incurred2018-09-30$473,768
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-09-30$399,383
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-09-30$1,790,104
Value of total assets at end of year2018-09-30$16,008,927
Value of total assets at beginning of year2018-09-30$13,053,807
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-09-30$74,385
Total interest from all sources2018-09-30$18,493
Total dividends received (eg from common stock, registered investment company shares)2018-09-30$179,341
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-09-30$179,341
Was this plan covered by a fidelity bond2018-09-30Yes
Value of fidelity bond cover2018-09-30$500,000
If this is an individual account plan, was there a blackout period2018-09-30Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-09-30$0
Were there any nonexempt tranactions with any party-in-interest2018-09-30No
Contributions received from participants2018-09-30$923,669
Participant contributions at end of year2018-09-30$414,097
Participant contributions at beginning of year2018-09-30$353,208
Income. Received or receivable in cash from other sources (including rollovers)2018-09-30$454,908
Administrative expenses (other) incurred2018-09-30$54,385
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Value of net income/loss2018-09-30$2,955,120
Value of net assets at end of year (total assets less liabilities)2018-09-30$16,008,927
Value of net assets at beginning of year (total assets less liabilities)2018-09-30$13,053,807
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-09-30No
Were any leases to which the plan was party in default or uncollectible2018-09-30No
Investment advisory and management fees2018-09-30$20,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-09-30$13,560,030
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-09-30$0
Value of interest in pooled separate accounts at end of year2018-09-30$0
Value of interest in pooled separate accounts at beginning of year2018-09-30$11,499,203
Interest on participant loans2018-09-30$17,218
Interest earned on other investments2018-09-30$1,275
Value of interest in common/collective trusts at end of year2018-09-30$2,034,800
Value of interest in common/collective trusts at beginning of year2018-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-09-30$1,201,396
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-09-30$1,148,770
Net investment gain/loss from pooled separate accounts2018-09-30$253,616
Net investment gain or loss from common/collective trusts2018-09-30$38,564
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-09-30No
Was there a failure to transmit to the plan any participant contributions2018-09-30No
Has the plan failed to provide any benefit when due under the plan2018-09-30No
Contributions received in cash from employer2018-09-30$411,527
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-09-30$399,383
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-09-30Yes
Did the plan have assets held for investment2018-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-09-30Yes
Opinion of an independent qualified public accountant for this plan2018-09-30Disclaimer
Accountancy firm name2018-09-30HUTH THOMPSON LLP
Accountancy firm EIN2018-09-30352055043
2017 : ADKEV/REGAL 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-09-30$2,472,602
Total of all expenses incurred2017-09-30$230,975
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-09-30$228,029
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-09-30$1,022,033
Value of total assets at end of year2017-09-30$13,053,807
Value of total assets at beginning of year2017-09-30$10,812,180
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-09-30$2,946
Total interest from all sources2017-09-30$15,561
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-09-30No
Was this plan covered by a fidelity bond2017-09-30Yes
Value of fidelity bond cover2017-09-30$500,000
If this is an individual account plan, was there a blackout period2017-09-30No
Were there any nonexempt tranactions with any party-in-interest2017-09-30No
Contributions received from participants2017-09-30$714,992
Participant contributions at end of year2017-09-30$353,208
Participant contributions at beginning of year2017-09-30$371,359
Income. Received or receivable in cash from other sources (including rollovers)2017-09-30$22,424
Administrative expenses (other) incurred2017-09-30$2,946
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Value of net income/loss2017-09-30$2,241,627
Value of net assets at end of year (total assets less liabilities)2017-09-30$13,053,807
Value of net assets at beginning of year (total assets less liabilities)2017-09-30$10,812,180
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-09-30No
Were any leases to which the plan was party in default or uncollectible2017-09-30No
Value of interest in pooled separate accounts at end of year2017-09-30$11,499,203
Value of interest in pooled separate accounts at beginning of year2017-09-30$9,157,489
Interest on participant loans2017-09-30$15,561
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-09-30$1,201,396
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-09-30$1,283,332
Net investment gain/loss from pooled separate accounts2017-09-30$1,435,008
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-09-30No
Was there a failure to transmit to the plan any participant contributions2017-09-30No
Has the plan failed to provide any benefit when due under the plan2017-09-30No
Contributions received in cash from employer2017-09-30$284,617
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-09-30$228,029
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-09-30No
Did the plan have assets held for investment2017-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-09-30Yes
Opinion of an independent qualified public accountant for this plan2017-09-30Disclaimer
Accountancy firm name2017-09-30HUTH THOMPSON LLP
Accountancy firm EIN2017-09-30352055043
2016 : ADKEV/REGAL 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-09-30$1,756,952
Total of all expenses incurred2016-09-30$251,205
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$238,977
Value of total corrective distributions2016-09-30$6,296
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$895,612
Value of total assets at end of year2016-09-30$10,812,180
Value of total assets at beginning of year2016-09-30$9,306,433
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$5,932
Total interest from all sources2016-09-30$14,413
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-30No
Was this plan covered by a fidelity bond2016-09-30Yes
Value of fidelity bond cover2016-09-30$500,000
If this is an individual account plan, was there a blackout period2016-09-30No
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Contributions received from participants2016-09-30$633,008
Participant contributions at end of year2016-09-30$371,359
Participant contributions at beginning of year2016-09-30$290,648
Income. Received or receivable in cash from other sources (including rollovers)2016-09-30$12,011
Other income not declared elsewhere2016-09-30$16,391
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Value of net income/loss2016-09-30$1,505,747
Value of net assets at end of year (total assets less liabilities)2016-09-30$10,812,180
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$9,306,433
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Value of interest in pooled separate accounts at end of year2016-09-30$9,157,489
Value of interest in pooled separate accounts at beginning of year2016-09-30$7,760,407
Interest on participant loans2016-09-30$14,413
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-09-30$1,283,332
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-09-30$1,255,378
Net investment gain/loss from pooled separate accounts2016-09-30$830,536
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30No
Was there a failure to transmit to the plan any participant contributions2016-09-30No
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Contributions received in cash from employer2016-09-30$250,593
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$238,977
Contract administrator fees2016-09-30$5,932
Did the plan have assets held for investment2016-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30Yes
Opinion of an independent qualified public accountant for this plan2016-09-30Disclaimer
Accountancy firm name2016-09-30HUTH THOMPSON LLP
Accountancy firm EIN2016-09-30352055043
2015 : ADKEV/REGAL 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-09-30$824,393
Total of all expenses incurred2015-09-30$501,344
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-09-30$491,886
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-09-30$818,556
Value of total assets at end of year2015-09-30$9,306,433
Value of total assets at beginning of year2015-09-30$8,983,384
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-09-30$9,458
Total interest from all sources2015-09-30$11,813
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-09-30No
Was this plan covered by a fidelity bond2015-09-30Yes
Value of fidelity bond cover2015-09-30$500,000
If this is an individual account plan, was there a blackout period2015-09-30No
Were there any nonexempt tranactions with any party-in-interest2015-09-30No
Contributions received from participants2015-09-30$560,555
Participant contributions at end of year2015-09-30$290,648
Participant contributions at beginning of year2015-09-30$315,740
Participant contributions at beginning of year2015-09-30$11,198
Income. Received or receivable in cash from other sources (including rollovers)2015-09-30$46,890
Other income not declared elsewhere2015-09-30$15,531
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Value of net income/loss2015-09-30$323,049
Value of net assets at end of year (total assets less liabilities)2015-09-30$9,306,433
Value of net assets at beginning of year (total assets less liabilities)2015-09-30$8,983,384
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-09-30No
Were any leases to which the plan was party in default or uncollectible2015-09-30No
Value of interest in pooled separate accounts at end of year2015-09-30$7,760,407
Value of interest in pooled separate accounts at beginning of year2015-09-30$7,461,952
Interest on participant loans2015-09-30$11,813
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-09-30$1,255,378
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-09-30$1,190,736
Net investment gain/loss from pooled separate accounts2015-09-30$-21,507
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-09-30No
Was there a failure to transmit to the plan any participant contributions2015-09-30No
Has the plan failed to provide any benefit when due under the plan2015-09-30No
Contributions received in cash from employer2015-09-30$211,111
Employer contributions (assets) at beginning of year2015-09-30$3,758
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-09-30$491,886
Contract administrator fees2015-09-30$9,458
Did the plan have assets held for investment2015-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-09-30Yes
Opinion of an independent qualified public accountant for this plan2015-09-30Disclaimer
Accountancy firm name2015-09-30HUTH THOMPSON LLP
Accountancy firm EIN2015-09-30352055043
2014 : ADKEV/REGAL 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-09-30$1,646,927
Total of all expenses incurred2014-09-30$306,314
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-09-30$289,313
Value of total corrective distributions2014-09-30$5,015
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-09-30$738,872
Value of total assets at end of year2014-09-30$8,983,384
Value of total assets at beginning of year2014-09-30$7,642,771
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-09-30$11,986
Total interest from all sources2014-09-30$9,232
Administrative expenses professional fees incurred2014-09-30$11,986
Was this plan covered by a fidelity bond2014-09-30Yes
Value of fidelity bond cover2014-09-30$500,000
If this is an individual account plan, was there a blackout period2014-09-30No
Were there any nonexempt tranactions with any party-in-interest2014-09-30No
Contributions received from participants2014-09-30$515,941
Participant contributions at end of year2014-09-30$315,740
Participant contributions at beginning of year2014-09-30$213,343
Participant contributions at end of year2014-09-30$11,198
Participant contributions at beginning of year2014-09-30$9,990
Income. Received or receivable in cash from other sources (including rollovers)2014-09-30$33,871
Other income not declared elsewhere2014-09-30$16,252
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Value of net income/loss2014-09-30$1,340,613
Value of net assets at end of year (total assets less liabilities)2014-09-30$8,983,384
Value of net assets at beginning of year (total assets less liabilities)2014-09-30$7,642,771
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-09-30No
Were any leases to which the plan was party in default or uncollectible2014-09-30No
Value of interest in pooled separate accounts at end of year2014-09-30$7,461,952
Value of interest in pooled separate accounts at beginning of year2014-09-30$6,187,324
Interest on participant loans2014-09-30$9,232
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-09-30$1,190,736
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-09-30$1,228,600
Net investment gain/loss from pooled separate accounts2014-09-30$882,571
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-09-30No
Was there a failure to transmit to the plan any participant contributions2014-09-30No
Has the plan failed to provide any benefit when due under the plan2014-09-30No
Contributions received in cash from employer2014-09-30$189,060
Employer contributions (assets) at end of year2014-09-30$3,758
Employer contributions (assets) at beginning of year2014-09-30$3,514
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-09-30$289,313
Did the plan have assets held for investment2014-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-09-30Yes
Opinion of an independent qualified public accountant for this plan2014-09-30Disclaimer
Accountancy firm name2014-09-30HUTH THOMPSON LLP
Accountancy firm EIN2014-09-30352055043
2013 : ADKEV/REGAL 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-09-30$1,583,329
Total of all expenses incurred2013-09-30$475,264
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-09-30$465,458
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-09-30$591,899
Value of total assets at end of year2013-09-30$7,642,771
Value of total assets at beginning of year2013-09-30$6,534,706
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-09-30$9,806
Total interest from all sources2013-09-30$19,795
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-09-30No
Administrative expenses professional fees incurred2013-09-30$9,806
Was this plan covered by a fidelity bond2013-09-30Yes
Value of fidelity bond cover2013-09-30$500,000
If this is an individual account plan, was there a blackout period2013-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-09-30$0
Were there any nonexempt tranactions with any party-in-interest2013-09-30No
Contributions received from participants2013-09-30$480,277
Participant contributions at end of year2013-09-30$213,343
Participant contributions at beginning of year2013-09-30$201,487
Participant contributions at end of year2013-09-30$9,990
Participant contributions at beginning of year2013-09-30$17,354
Income. Received or receivable in cash from other sources (including rollovers)2013-09-30$10,257
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Value of net income/loss2013-09-30$1,108,065
Value of net assets at end of year (total assets less liabilities)2013-09-30$7,642,771
Value of net assets at beginning of year (total assets less liabilities)2013-09-30$6,534,706
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-09-30No
Were any leases to which the plan was party in default or uncollectible2013-09-30No
Value of interest in pooled separate accounts at end of year2013-09-30$6,187,324
Value of interest in pooled separate accounts at beginning of year2013-09-30$4,872,587
Interest on participant loans2013-09-30$405
Interest earned on other investments2013-09-30$19,390
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-09-30$1,228,600
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-09-30$1,437,448
Net investment gain/loss from pooled separate accounts2013-09-30$971,635
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-09-30No
Was there a failure to transmit to the plan any participant contributions2013-09-30No
Has the plan failed to provide any benefit when due under the plan2013-09-30No
Contributions received in cash from employer2013-09-30$101,365
Employer contributions (assets) at end of year2013-09-30$3,514
Employer contributions (assets) at beginning of year2013-09-30$5,830
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-09-30$465,458
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-09-30No
Did the plan have assets held for investment2013-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-09-30Yes
Opinion of an independent qualified public accountant for this plan2013-09-30Disclaimer
Accountancy firm name2013-09-30HUTH THOMPSON LLP
Accountancy firm EIN2013-09-30352055043
2012 : ADKEV/REGAL 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$0
Total income from all sources (including contributions)2012-09-30$1,509,379
Total loss/gain on sale of assets2012-09-30$0
Total of all expenses incurred2012-09-30$779,002
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-09-30$762,505
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-09-30$631,502
Value of total assets at end of year2012-09-30$6,534,706
Value of total assets at beginning of year2012-09-30$5,804,329
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-09-30$16,497
Total interest from all sources2012-09-30$38,906
Total dividends received (eg from common stock, registered investment company shares)2012-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-09-30No
Was this plan covered by a fidelity bond2012-09-30Yes
Value of fidelity bond cover2012-09-30$500,000
If this is an individual account plan, was there a blackout period2012-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-09-30$0
Were there any nonexempt tranactions with any party-in-interest2012-09-30No
Contributions received from participants2012-09-30$419,515
Participant contributions at end of year2012-09-30$201,487
Participant contributions at beginning of year2012-09-30$220,212
Participant contributions at end of year2012-09-30$17,354
Participant contributions at beginning of year2012-09-30$16,020
Income. Received or receivable in cash from other sources (including rollovers)2012-09-30$62,893
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Value of net income/loss2012-09-30$730,377
Value of net assets at end of year (total assets less liabilities)2012-09-30$6,534,706
Value of net assets at beginning of year (total assets less liabilities)2012-09-30$5,804,329
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-09-30No
Were any leases to which the plan was party in default or uncollectible2012-09-30No
Value of interest in pooled separate accounts at end of year2012-09-30$4,872,587
Value of interest in pooled separate accounts at beginning of year2012-09-30$3,628,117
Interest on participant loans2012-09-30$8,685
Interest earned on other investments2012-09-30$30,221
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-09-30$1,437,448
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-09-30$1,934,173
Net investment gain/loss from pooled separate accounts2012-09-30$838,971
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-09-30No
Was there a failure to transmit to the plan any participant contributions2012-09-30No
Has the plan failed to provide any benefit when due under the plan2012-09-30No
Contributions received in cash from employer2012-09-30$149,094
Employer contributions (assets) at end of year2012-09-30$5,830
Employer contributions (assets) at beginning of year2012-09-30$5,807
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-09-30$762,505
Contract administrator fees2012-09-30$16,497
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-09-30No
Did the plan have assets held for investment2012-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-09-30Yes
Opinion of an independent qualified public accountant for this plan2012-09-30Disclaimer
Accountancy firm name2012-09-30HUTH THOMPSON LLP
Accountancy firm EIN2012-09-30352055043
2011 : ADKEV/REGAL 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total income from all sources (including contributions)2011-09-30$545,035
Total loss/gain on sale of assets2011-09-30$0
Total of all expenses incurred2011-09-30$329,698
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-09-30$320,088
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-09-30$664,602
Value of total assets at end of year2011-09-30$5,804,329
Value of total assets at beginning of year2011-09-30$5,588,992
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-09-30$9,610
Total interest from all sources2011-09-30$47,786
Total dividends received (eg from common stock, registered investment company shares)2011-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-09-30No
Was this plan covered by a fidelity bond2011-09-30Yes
Value of fidelity bond cover2011-09-30$500,000
If this is an individual account plan, was there a blackout period2011-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$0
Were there any nonexempt tranactions with any party-in-interest2011-09-30No
Contributions received from participants2011-09-30$391,661
Participant contributions at end of year2011-09-30$220,212
Participant contributions at beginning of year2011-09-30$124,911
Participant contributions at end of year2011-09-30$16,020
Participant contributions at beginning of year2011-09-30$7,528
Income. Received or receivable in cash from other sources (including rollovers)2011-09-30$127,406
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Value of net income/loss2011-09-30$215,337
Value of net assets at end of year (total assets less liabilities)2011-09-30$5,804,329
Value of net assets at beginning of year (total assets less liabilities)2011-09-30$5,588,992
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-09-30No
Were any leases to which the plan was party in default or uncollectible2011-09-30No
Value of interest in pooled separate accounts at end of year2011-09-30$3,628,117
Value of interest in pooled separate accounts at beginning of year2011-09-30$3,966,224
Interest on participant loans2011-09-30$7,196
Interest earned on other investments2011-09-30$40,590
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-09-30$1,934,173
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-09-30$1,487,686
Net investment gain/loss from pooled separate accounts2011-09-30$-167,353
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-09-30No
Was there a failure to transmit to the plan any participant contributions2011-09-30No
Has the plan failed to provide any benefit when due under the plan2011-09-30No
Contributions received in cash from employer2011-09-30$145,535
Employer contributions (assets) at end of year2011-09-30$5,807
Employer contributions (assets) at beginning of year2011-09-30$2,643
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-09-30$320,088
Contract administrator fees2011-09-30$9,610
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-09-30No
Did the plan have assets held for investment2011-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-09-30Yes
Opinion of an independent qualified public accountant for this plan2011-09-30Disclaimer
Accountancy firm name2011-09-30HUTH THOMPSON LLP
Accountancy firm EIN2011-09-30352055043
2010 : ADKEV/REGAL 401(K) PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-09-30$0

Form 5500 Responses for ADKEV/REGAL 401(K) PLAN

2021: ADKEV/REGAL 401(K) PLAN 2021 form 5500 responses
2021-10-01Type of plan entitySingle employer plan
2021-10-01Plan funding arrangement – TrustYes
2021-10-01Plan benefit arrangement - TrustYes
2020: ADKEV/REGAL 401(K) PLAN 2020 form 5500 responses
2020-10-01Type of plan entitySingle employer plan
2020-10-01Plan funding arrangement – InsuranceYes
2020-10-01Plan funding arrangement – TrustYes
2020-10-01Plan benefit arrangement – InsuranceYes
2020-10-01Plan benefit arrangement - TrustYes
2019: ADKEV/REGAL 401(K) PLAN 2019 form 5500 responses
2019-10-01Type of plan entitySingle employer plan
2019-10-01Plan funding arrangement – InsuranceYes
2019-10-01Plan funding arrangement – TrustYes
2019-10-01Plan benefit arrangement – InsuranceYes
2019-10-01Plan benefit arrangement - TrustYes
2018: ADKEV/REGAL 401(K) PLAN 2018 form 5500 responses
2018-10-01Type of plan entitySingle employer plan
2018-10-01Plan funding arrangement – InsuranceYes
2018-10-01Plan funding arrangement – TrustYes
2018-10-01Plan benefit arrangement – InsuranceYes
2018-10-01Plan benefit arrangement - TrustYes
2017: ADKEV/REGAL 401(K) PLAN 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01Plan funding arrangement – InsuranceYes
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement – InsuranceYes
2017-10-01Plan benefit arrangement - TrustYes
2016: ADKEV/REGAL 401(K) PLAN 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Plan funding arrangement – InsuranceYes
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement – InsuranceYes
2016-10-01Plan benefit arrangement - TrustYes
2015: ADKEV/REGAL 401(K) PLAN 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Plan funding arrangement – InsuranceYes
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement – InsuranceYes
2015-10-01Plan benefit arrangement - TrustYes
2014: ADKEV/REGAL 401(K) PLAN 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Plan funding arrangement – InsuranceYes
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement – InsuranceYes
2014-10-01Plan benefit arrangement - TrustYes
2013: ADKEV/REGAL 401(K) PLAN 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Plan funding arrangement – InsuranceYes
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement – InsuranceYes
2013-10-01Plan benefit arrangement - TrustYes
2012: ADKEV/REGAL 401(K) PLAN 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Plan funding arrangement – InsuranceYes
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement – InsuranceYes
2012-10-01Plan benefit arrangement - TrustYes
2011: ADKEV/REGAL 401(K) PLAN 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – InsuranceYes
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement – InsuranceYes
2011-10-01Plan benefit arrangement - TrustYes
2010: ADKEV/REGAL 401(K) PLAN 2010 form 5500 responses
2010-10-01Type of plan entitySingle employer plan
2010-10-01Submission has been amendedNo
2010-10-01This submission is the final filingNo
2010-10-01This return/report is a short plan year return/report (less than 12 months)No
2010-10-01Plan is a collectively bargained planNo
2010-10-01Plan funding arrangement – InsuranceYes
2010-10-01Plan funding arrangement – TrustYes
2010-10-01Plan benefit arrangement – InsuranceYes
2010-10-01Plan benefit arrangement - TrustYes
2009: ADKEV/REGAL 401(K) PLAN 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – InsuranceYes
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement – InsuranceYes
2009-10-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number512990
Policy instance 1
Insurance contract or identification number512990
Number of Individuals Covered402
Insurance policy start date2020-10-01
Insurance policy end date2021-09-30
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number512990
Policy instance 1
Insurance contract or identification number512990
Number of Individuals Covered0
Insurance policy start date2019-10-01
Insurance policy end date2020-09-30
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number995152
Policy instance 1
Insurance contract or identification number995152
Number of Individuals Covered350
Insurance policy start date2017-10-01
Insurance policy end date2018-09-30
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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