Logo

THE MCLEOD COMPANIES 401(K) PLAN 401k Plan overview

Plan NameTHE MCLEOD COMPANIES 401(K) PLAN
Plan identification number 001

THE MCLEOD COMPANIES 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

MCLEOD EXPRESS, LLC. has sponsored the creation of one or more 401k plans.

Company Name:MCLEOD EXPRESS, LLC.
Employer identification number (EIN):352156793
NAIC Classification:484120
NAIC Description: General Freight Trucking, Long-Distance

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE MCLEOD COMPANIES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01BETH SAMS
0012016-01-01BETH SAMS
0012015-01-01BETH SAMS
0012014-01-01BETH SAMS
0012013-01-01BETH SAMS
0012012-01-01BETH SAMS
0012011-01-01BETH SAMS
0012009-01-01BETH SAMS

Plan Statistics for THE MCLEOD COMPANIES 401(K) PLAN

401k plan membership statisitcs for THE MCLEOD COMPANIES 401(K) PLAN

Measure Date Value
2022: THE MCLEOD COMPANIES 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01399
Total number of active participants reported on line 7a of the Form 55002022-01-01261
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0161
Total of all active and inactive participants2022-01-01322
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012
Total participants2022-01-01324
Number of participants with account balances2022-01-01308
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0198
2021: THE MCLEOD COMPANIES 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01381
Total number of active participants reported on line 7a of the Form 55002021-01-01304
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0175
Total of all active and inactive participants2021-01-01379
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012
Total participants2021-01-01381
Number of participants with account balances2021-01-01354
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0176
2020: THE MCLEOD COMPANIES 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01854
Total number of active participants reported on line 7a of the Form 55002020-01-0116
Number of retired or separated participants receiving benefits2020-01-01257
Number of other retired or separated participants entitled to future benefits2020-01-0190
Total of all active and inactive participants2020-01-01363
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-01365
Number of participants with account balances2020-01-01365
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0195
2019: THE MCLEOD COMPANIES 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01553
Total number of active participants reported on line 7a of the Form 55002019-01-01228
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01311
Total of all active and inactive participants2019-01-01539
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-01541
Number of participants with account balances2019-01-01541
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0188
2018: THE MCLEOD COMPANIES 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01482
Total number of active participants reported on line 7a of the Form 55002018-01-01298
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01221
Total of all active and inactive participants2018-01-01519
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-013
Total participants2018-01-01522
Number of participants with account balances2018-01-01471
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0174
2017: THE MCLEOD COMPANIES 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01418
Total number of active participants reported on line 7a of the Form 55002017-01-01282
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01168
Total of all active and inactive participants2017-01-01450
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01450
Number of participants with account balances2017-01-01410
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0189
2016: THE MCLEOD COMPANIES 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01391
Total number of active participants reported on line 7a of the Form 55002016-01-01315
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0185
Total of all active and inactive participants2016-01-01400
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01400
Number of participants with account balances2016-01-01352
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0159
2015: THE MCLEOD COMPANIES 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01336
Total number of active participants reported on line 7a of the Form 55002015-01-01340
Number of other retired or separated participants entitled to future benefits2015-01-0118
Total of all active and inactive participants2015-01-01358
Total participants2015-01-01358
Number of participants with account balances2015-01-01151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0117
2014: THE MCLEOD COMPANIES 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01355
Total number of active participants reported on line 7a of the Form 55002014-01-01290
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0113
Total of all active and inactive participants2014-01-01303
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01303
Number of participants with account balances2014-01-0180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-014
2013: THE MCLEOD COMPANIES 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01341
Total number of active participants reported on line 7a of the Form 55002013-01-01305
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-019
Total of all active and inactive participants2013-01-01314
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01314
Number of participants with account balances2013-01-0161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-015
2012: THE MCLEOD COMPANIES 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01322
Total number of active participants reported on line 7a of the Form 55002012-01-01298
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-014
Total of all active and inactive participants2012-01-01302
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01302
Number of participants with account balances2012-01-0155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-015
2011: THE MCLEOD COMPANIES 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01325
Total number of active participants reported on line 7a of the Form 55002011-01-01163
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-01163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01163
Number of participants with account balances2011-01-01114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: THE MCLEOD COMPANIES 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01285
Total number of active participants reported on line 7a of the Form 55002009-01-01226
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0129
Total of all active and inactive participants2009-01-01255
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01256
Number of participants with account balances2009-01-01107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-017

Financial Data on THE MCLEOD COMPANIES 401(K) PLAN

Measure Date Value
2022 : THE MCLEOD COMPANIES 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-380,578
Total of all expenses incurred2022-12-31$831,199
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$801,886
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$720,503
Value of total assets at end of year2022-12-31$4,918,939
Value of total assets at beginning of year2022-12-31$6,130,716
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$29,313
Total interest from all sources2022-12-31$7,686
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$534,993
Participant contributions at end of year2022-12-31$136,540
Participant contributions at beginning of year2022-12-31$92,521
Participant contributions at end of year2022-12-31$9,529
Participant contributions at beginning of year2022-12-31$9,715
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$5,418
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$319
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$207
Administrative expenses (other) incurred2022-12-31$29,313
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,211,777
Value of net assets at end of year (total assets less liabilities)2022-12-31$4,918,939
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$6,130,716
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in pooled separate accounts at end of year2022-12-31$4,600,075
Value of interest in pooled separate accounts at beginning of year2022-12-31$5,612,311
Interest on participant loans2022-12-31$5,319
Interest earned on other investments2022-12-31$2,367
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$166,576
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$410,601
Net investment gain/loss from pooled separate accounts2022-12-31$-1,108,767
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$180,092
Employer contributions (assets) at end of year2022-12-31$5,900
Employer contributions (assets) at beginning of year2022-12-31$5,361
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$801,886
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31KATZ SAPPER AND MILLER LLP
Accountancy firm EIN2022-12-31351090346
2021 : THE MCLEOD COMPANIES 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$1,580,446
Total of all expenses incurred2021-12-31$441,589
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$397,931
Value of total corrective distributions2021-12-31$13,651
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$834,227
Value of total assets at end of year2021-12-31$6,130,716
Value of total assets at beginning of year2021-12-31$4,991,859
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$30,007
Total interest from all sources2021-12-31$6,915
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$537,359
Participant contributions at end of year2021-12-31$92,521
Participant contributions at beginning of year2021-12-31$67,683
Participant contributions at end of year2021-12-31$9,715
Participant contributions at beginning of year2021-12-31$15,804
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$52,557
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$207
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$127
Administrative expenses (other) incurred2021-12-31$30,007
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,138,857
Value of net assets at end of year (total assets less liabilities)2021-12-31$6,130,716
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$4,991,859
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in pooled separate accounts at end of year2021-12-31$5,612,311
Value of interest in pooled separate accounts at beginning of year2021-12-31$4,474,659
Interest on participant loans2021-12-31$3,682
Interest earned on other investments2021-12-31$3,233
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$410,601
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$421,726
Net investment gain/loss from pooled separate accounts2021-12-31$739,304
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$244,311
Employer contributions (assets) at end of year2021-12-31$5,361
Employer contributions (assets) at beginning of year2021-12-31$11,860
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$397,931
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31KATZ SAPPER AND MILLER LLP
Accountancy firm EIN2021-12-31351090346
2020 : THE MCLEOD COMPANIES 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$1,512,402
Total of all expenses incurred2020-12-31$664,763
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$596,703
Expenses. Certain deemed distributions of participant loans2020-12-31$4,298
Value of total corrective distributions2020-12-31$29,671
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$757,825
Value of total assets at end of year2020-12-31$4,991,859
Value of total assets at beginning of year2020-12-31$4,144,220
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$34,091
Total interest from all sources2020-12-31$4,552
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$497,898
Participant contributions at end of year2020-12-31$67,683
Participant contributions at beginning of year2020-12-31$62,663
Participant contributions at end of year2020-12-31$15,804
Participant contributions at beginning of year2020-12-31$8,167
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$127
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$8,234
Administrative expenses (other) incurred2020-12-31$34,091
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$847,639
Value of net assets at end of year (total assets less liabilities)2020-12-31$4,991,859
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$4,144,220
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$4,474,659
Value of interest in pooled separate accounts at beginning of year2020-12-31$3,936,061
Interest on participant loans2020-12-31$3,072
Interest earned on other investments2020-12-31$1,480
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$421,726
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$124,374
Net investment gain/loss from pooled separate accounts2020-12-31$750,025
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$259,927
Employer contributions (assets) at end of year2020-12-31$11,860
Employer contributions (assets) at beginning of year2020-12-31$4,721
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$596,703
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31KATZ SAPPER AND MILLER LLP
Accountancy firm EIN2020-12-31351090346
2019 : THE MCLEOD COMPANIES 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$1,402,767
Total of all expenses incurred2019-12-31$150,320
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$94,851
Expenses. Certain deemed distributions of participant loans2019-12-31$29,851
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$701,253
Value of total assets at end of year2019-12-31$4,144,220
Value of total assets at beginning of year2019-12-31$2,891,773
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$25,618
Total interest from all sources2019-12-31$4,625
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$100,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$469,848
Participant contributions at end of year2019-12-31$62,663
Participant contributions at beginning of year2019-12-31$75,749
Participant contributions at end of year2019-12-31$8,167
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$8,035
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$8,234
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$471
Administrative expenses (other) incurred2019-12-31$25,618
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,252,447
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,144,220
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,891,773
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$3,936,061
Value of interest in pooled separate accounts at beginning of year2019-12-31$2,704,486
Interest on participant loans2019-12-31$3,508
Interest earned on other investments2019-12-31$1,117
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$124,374
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$109,614
Net investment gain/loss from pooled separate accounts2019-12-31$696,889
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$223,370
Employer contributions (assets) at end of year2019-12-31$4,721
Employer contributions (assets) at beginning of year2019-12-31$1,453
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$94,851
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KATZ SAPPER AND MILLER LLP
Accountancy firm EIN2019-12-31351090346
2018 : THE MCLEOD COMPANIES 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$540,877
Total of all expenses incurred2018-12-31$253,125
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$230,451
Expenses. Certain deemed distributions of participant loans2018-12-31$5,111
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$737,324
Value of total assets at end of year2018-12-31$2,891,773
Value of total assets at beginning of year2018-12-31$2,604,021
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$17,563
Total interest from all sources2018-12-31$2,718
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$100,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$413,168
Participant contributions at end of year2018-12-31$75,749
Participant contributions at beginning of year2018-12-31$32,067
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$74,598
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$471
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Administrative expenses (other) incurred2018-12-31$17,563
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$287,752
Value of net assets at end of year (total assets less liabilities)2018-12-31$2,891,773
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$2,604,021
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$2,704,486
Value of interest in pooled separate accounts at beginning of year2018-12-31$2,508,601
Interest on participant loans2018-12-31$2,133
Interest earned on other investments2018-12-31$585
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$109,614
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$63,353
Net investment gain/loss from pooled separate accounts2018-12-31$-199,165
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$249,558
Employer contributions (assets) at end of year2018-12-31$1,453
Employer contributions (assets) at beginning of year2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$230,451
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KATZ SAPPER AND MILLER LLP
Accountancy firm EIN2018-12-31351090346
2017 : THE MCLEOD COMPANIES 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$1,179,327
Total of all expenses incurred2017-12-31$204,332
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$188,424
Expenses. Certain deemed distributions of participant loans2017-12-31$1,370
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$826,866
Value of total assets at end of year2017-12-31$2,604,021
Value of total assets at beginning of year2017-12-31$1,629,026
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$14,538
Total interest from all sources2017-12-31$1,100
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$161,256
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$364,269
Participant contributions at end of year2017-12-31$32,067
Participant contributions at beginning of year2017-12-31$27,851
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$246,053
Administrative expenses (other) incurred2017-12-31$14,538
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$974,995
Value of net assets at end of year (total assets less liabilities)2017-12-31$2,604,021
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,629,026
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$2,508,601
Value of interest in pooled separate accounts at beginning of year2017-12-31$1,560,231
Interest on participant loans2017-12-31$1,051
Interest earned on other investments2017-12-31$49
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$63,353
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$40,944
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$357
Net investment gain/loss from pooled separate accounts2017-12-31$351,004
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$216,544
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$188,424
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KATZ SAPPER AND MILLER LLP
Accountancy firm EIN2017-12-31351090346
2016 : THE MCLEOD COMPANIES 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$685,574
Total of all expenses incurred2016-12-31$212,650
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$182,075
Value of total corrective distributions2016-12-31$16,030
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$574,833
Value of total assets at end of year2016-12-31$1,629,026
Value of total assets at beginning of year2016-12-31$1,156,102
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$14,545
Total interest from all sources2016-12-31$1,038
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$116,115
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$345,553
Participant contributions at end of year2016-12-31$27,851
Participant contributions at beginning of year2016-12-31$24,501
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$492
Other income not declared elsewhere2016-12-31$290
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$472,924
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,629,026
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,156,102
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$1,560,231
Value of interest in pooled separate accounts at beginning of year2016-12-31$1,107,317
Interest on participant loans2016-12-31$1,038
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$40,944
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$24,284
Net investment gain/loss from pooled separate accounts2016-12-31$109,413
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$228,788
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$182,075
Contract administrator fees2016-12-31$14,545
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KATZ SAPPER AND MILLER LLP
Accountancy firm EIN2016-12-31351090346
2015 : THE MCLEOD COMPANIES 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$333,365
Total of all expenses incurred2015-12-31$159,061
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$148,557
Value of total corrective distributions2015-12-31$536
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$344,354
Value of total assets at end of year2015-12-31$1,156,102
Value of total assets at beginning of year2015-12-31$981,798
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$9,968
Total interest from all sources2015-12-31$842
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$4,809
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$100,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$205,169
Participant contributions at end of year2015-12-31$24,501
Participant contributions at beginning of year2015-12-31$23,097
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$43,344
Other income not declared elsewhere2015-12-31$264
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$174,304
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,156,102
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$981,798
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$5,159
Value of interest in pooled separate accounts at end of year2015-12-31$1,107,317
Value of interest in pooled separate accounts at beginning of year2015-12-31$876,552
Interest on participant loans2015-12-31$842
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$24,284
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$82,149
Net investment gain/loss from pooled separate accounts2015-12-31$-12,095
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$95,841
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$148,557
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KATZ SAPPER AND MILLER LLP
Accountancy firm EIN2015-12-31351090346
2014 : THE MCLEOD COMPANIES 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$244,604
Total of all expenses incurred2014-12-31$136,828
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$127,346
Value of total corrective distributions2014-12-31$458
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$184,361
Value of total assets at end of year2014-12-31$981,798
Value of total assets at beginning of year2014-12-31$874,022
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$9,024
Total interest from all sources2014-12-31$1,701
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$3,147
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$100,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$134,308
Participant contributions at end of year2014-12-31$23,097
Participant contributions at beginning of year2014-12-31$48,053
Other income not declared elsewhere2014-12-31$1,720
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$107,776
Value of net assets at end of year (total assets less liabilities)2014-12-31$981,798
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$874,022
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$5,877
Value of interest in pooled separate accounts at end of year2014-12-31$876,552
Value of interest in pooled separate accounts at beginning of year2014-12-31$729,115
Interest on participant loans2014-12-31$1,701
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$82,149
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$96,854
Net investment gain/loss from pooled separate accounts2014-12-31$56,822
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$50,053
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$127,346
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KATZ, SAPPER AND MILLER, LLP
Accountancy firm EIN2014-12-31351090346
2013 : THE MCLEOD COMPANIES 401(K) PLAN 2013 401k financial data
Total transfer of assets to this plan2013-12-31$0
Total income from all sources (including contributions)2013-12-31$337,419
Total of all expenses incurred2013-12-31$355,405
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$348,337
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$183,575
Value of total assets at end of year2013-12-31$874,022
Value of total assets at beginning of year2013-12-31$892,008
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$7,068
Total interest from all sources2013-12-31$2,085
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$3,295
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$100,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$109,516
Participant contributions at end of year2013-12-31$48,053
Participant contributions at beginning of year2013-12-31$76,977
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$40,085
Other income not declared elsewhere2013-12-31$1,259
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-17,986
Value of net assets at end of year (total assets less liabilities)2013-12-31$874,022
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$892,008
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$3,773
Value of interest in pooled separate accounts at end of year2013-12-31$729,115
Value of interest in pooled separate accounts at beginning of year2013-12-31$576,021
Interest on participant loans2013-12-31$2,085
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$96,854
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$239,010
Net investment gain/loss from pooled separate accounts2013-12-31$150,500
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$33,974
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$348,337
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KATZ, SAPPER AND MILLER, LLP
Accountancy firm EIN2013-12-31351090346
2012 : THE MCLEOD COMPANIES 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$235,345
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$178,548
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$176,083
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$147,740
Value of total assets at end of year2012-12-31$892,008
Value of total assets at beginning of year2012-12-31$835,211
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,465
Total interest from all sources2012-12-31$26,831
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$1,310
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$100,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$122,911
Participant contributions at end of year2012-12-31$76,977
Participant contributions at beginning of year2012-12-31$48,540
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,408
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$56,797
Value of net assets at end of year (total assets less liabilities)2012-12-31$892,008
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$835,211
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$1,155
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$479,720
Value of interest in pooled separate accounts at end of year2012-12-31$576,021
Interest on participant loans2012-12-31$1,998
Interest earned on other investments2012-12-31$24,833
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$239,010
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$306,951
Net investment gain/loss from pooled separate accounts2012-12-31$60,774
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$23,421
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$176,083
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KATZ, SAPPER AND MILLER, LLP
Accountancy firm EIN2012-12-31351090346
2011 : THE MCLEOD COMPANIES 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$0
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$141,424
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$162,924
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$161,546
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$148,907
Value of total assets at end of year2011-12-31$835,211
Value of total assets at beginning of year2011-12-31$856,711
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,378
Total interest from all sources2011-12-31$9,895
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$111,063
Participant contributions at end of year2011-12-31$48,540
Participant contributions at beginning of year2011-12-31$17,761
Assets. Other investments not covered elsewhere at end of year2011-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$0
Other income not declared elsewhere2011-12-31$0
Administrative expenses (other) incurred2011-12-31$1,378
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-21,500
Value of net assets at end of year (total assets less liabilities)2011-12-31$835,211
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$856,711
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$479,720
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$537,164
Value of interest in pooled separate accounts at end of year2011-12-31$0
Value of interest in pooled separate accounts at beginning of year2011-12-31$0
Interest on participant loans2011-12-31$864
Interest earned on other investments2011-12-31$9,031
Value of interest in common/collective trusts at end of year2011-12-31$0
Value of interest in common/collective trusts at beginning of year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$306,951
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$301,786
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$0
Net investment gain or loss from common/collective trusts2011-12-31$-17,378
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$0
Assets. Invements in employer securities at beginning of year2011-12-31$0
Contributions received in cash from employer2011-12-31$37,844
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$161,546
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31KATZ,SAPPER & MILLER, LLP
Accountancy firm EIN2011-12-31351090346
2010 : THE MCLEOD COMPANIES 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$233,239
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$68,726
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$68,446
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$153,145
Value of total assets at end of year2010-12-31$856,711
Value of total assets at beginning of year2010-12-31$692,198
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$280
Total interest from all sources2010-12-31$9,975
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$0
Amount contributed by the employer to the plan for this plan year2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$107,780
Participant contributions at end of year2010-12-31$17,761
Participant contributions at beginning of year2010-12-31$15,596
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$0
Other income not declared elsewhere2010-12-31$0
Administrative expenses (other) incurred2010-12-31$280
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$164,513
Value of net assets at end of year (total assets less liabilities)2010-12-31$856,711
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$692,198
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$537,164
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$410,811
Value of interest in pooled separate accounts at end of year2010-12-31$0
Value of interest in pooled separate accounts at beginning of year2010-12-31$0
Interest on participant loans2010-12-31$1,334
Interest earned on other investments2010-12-31$8,641
Value of interest in common/collective trusts at end of year2010-12-31$0
Value of interest in common/collective trusts at beginning of year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$301,786
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$265,791
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$0
Net investment gain/loss from pooled separate accounts2010-12-31$70,119
Net investment gain or loss from common/collective trusts2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$0
Assets. Invements in employer securities at beginning of year2010-12-31$0
Contributions received in cash from employer2010-12-31$45,365
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$68,446
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31KATZ,SAPPER & MILLER, LLP
Accountancy firm EIN2010-12-31351090346
2009 : THE MCLEOD COMPANIES 401(K) PLAN 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$0
Amount contributed by the employer to the plan for this plan year2009-12-31$0

Form 5500 Responses for THE MCLEOD COMPANIES 401(K) PLAN

2022: THE MCLEOD COMPANIES 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE MCLEOD COMPANIES 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE MCLEOD COMPANIES 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE MCLEOD COMPANIES 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE MCLEOD COMPANIES 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE MCLEOD COMPANIES 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE MCLEOD COMPANIES 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE MCLEOD COMPANIES 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE MCLEOD COMPANIES 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE MCLEOD COMPANIES 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE MCLEOD COMPANIES 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE MCLEOD COMPANIES 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2009: THE MCLEOD COMPANIES 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342223
Policy instance 1
Insurance contract or identification number342223
Number of Individuals Covered308
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $12,908
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,454
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342223
Policy instance 1
Insurance contract or identification number342223
Number of Individuals Covered354
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $13,776
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,888
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342223
Policy instance 1
Insurance contract or identification number342223
Number of Individuals Covered365
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $10,528
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,264
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342223
Policy instance 1
Insurance contract or identification number342223
Number of Individuals Covered541
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $9,241
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,621
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342223
Policy instance 1
Insurance contract or identification number342223
Number of Individuals Covered471
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $6,509
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,255
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342223
Policy instance 1
Insurance contract or identification number342223
Number of Individuals Covered410
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $5,168
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,584
Insurance broker organization code?3
Insurance broker nameSBHU LIFE AGENCY INC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342223-000
Policy instance 1
Insurance contract or identification number342223-000
Number of Individuals Covered151
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $2,602
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,301
Insurance broker organization code?3
Insurance broker nameSBHU LIFE AGENCY INC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342223-000
Policy instance 1
Insurance contract or identification number342223-000
Number of Individuals Covered80
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $2,260
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,130
Insurance broker organization code?3
Insurance broker nameSBHU LIFE AGENCY INC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342223-000
Policy instance 1
Insurance contract or identification number342223-000
Number of Individuals Covered61
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $1,907
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $954
Insurance broker organization code?3
Insurance broker nameSCOTT D NEAL
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342223-000
Policy instance 1
Insurance contract or identification number342223-000
Number of Individuals Covered55
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $8,472
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,236
Insurance broker organization code?3
Insurance broker nameSCOTT D NEAL
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-025894
Policy instance 2
Insurance contract or identification numberGA-025894
Number of Individuals Covered0
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-025894
Policy instance 1
Insurance contract or identification numberGA-025894
Number of Individuals Covered114
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $3,234
Total amount of fees paid to insurance companyUSD $51
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-025894
Policy instance 1
Insurance contract or identification numberGA-025894
Number of Individuals Covered115
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $2,812
Total amount of fees paid to insurance companyUSD $76
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,812
Insurance broker organization code?3
Amount paid for insurance broker fees51
Additional information about fees paid to insurance brokerSALES/MARKETING
Insurance broker nameMORGANSTANLEY SMITHBARNEY LLC

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S1