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COMPASS PROFESSIONAL HEALTH SERVICES 401(K) PLAN 401k Plan overview

Plan NameCOMPASS PROFESSIONAL HEALTH SERVICES 401(K) PLAN
Plan identification number 001

COMPASS PROFESSIONAL HEALTH SERVICES 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

LIFE ACCOUNT, LLC has sponsored the creation of one or more 401k plans.

Company Name:LIFE ACCOUNT, LLC
Employer identification number (EIN):352263629
NAIC Classification:541600

Additional information about LIFE ACCOUNT, LLC

Jurisdiction of Incorporation: New Jersey Division of Revenue and Enterprise Services
Incorporation Date:
Company Identification Number: 0400716477

More information about LIFE ACCOUNT, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COMPASS PROFESSIONAL HEALTH SERVICES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01BOB LYTER2019-11-06
0012018-01-01
0012017-01-01ROBERT LYTER ROBERT LYTER2018-10-10
0012016-01-01DEANNA ANDERSON
0012015-01-01DEANNA ANDERSON
0012014-01-01DEANNA CLAXTON ANDERSON

Plan Statistics for COMPASS PROFESSIONAL HEALTH SERVICES 401(K) PLAN

401k plan membership statisitcs for COMPASS PROFESSIONAL HEALTH SERVICES 401(K) PLAN

Measure Date Value
2018: COMPASS PROFESSIONAL HEALTH SERVICES 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01330
Total number of active participants reported on line 7a of the Form 55002018-01-01228
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-011
Total of all active and inactive participants2018-01-01229
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01229
Number of participants with account balances2018-01-01221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-012
2017: COMPASS PROFESSIONAL HEALTH SERVICES 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01271
Total number of active participants reported on line 7a of the Form 55002017-01-01260
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0173
Total of all active and inactive participants2017-01-01333
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01333
Number of participants with account balances2017-01-01285
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0115
2016: COMPASS PROFESSIONAL HEALTH SERVICES 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01323
Total number of active participants reported on line 7a of the Form 55002016-01-01256
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0164
Total of all active and inactive participants2016-01-01320
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01320
Number of participants with account balances2016-01-01252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0134
2015: COMPASS PROFESSIONAL HEALTH SERVICES 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01273
Total number of active participants reported on line 7a of the Form 55002015-01-01282
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0141
Total of all active and inactive participants2015-01-01323
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01323
Number of participants with account balances2015-01-01227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0120
2014: COMPASS PROFESSIONAL HEALTH SERVICES 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01237
Total number of active participants reported on line 7a of the Form 55002014-01-01253
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0118
Total of all active and inactive participants2014-01-01271
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01271
Number of participants with account balances2014-01-01183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0112

Financial Data on COMPASS PROFESSIONAL HEALTH SERVICES 401(K) PLAN

Measure Date Value
2018 : COMPASS PROFESSIONAL HEALTH SERVICES 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$292
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$653,237
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$6,116,218
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$6,081,178
Value of total corrective distributions2018-12-31$9,476
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$782,083
Value of total assets at end of year2018-12-31$63,305
Value of total assets at beginning of year2018-12-31$5,525,994
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$25,564
Total interest from all sources2018-12-31$1,759
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$8,069
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$628,842
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$55,137
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,353
Other income not declared elsewhere2018-12-31$433
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-5,462,981
Value of net assets at end of year (total assets less liabilities)2018-12-31$63,305
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$5,525,994
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$63,305
Value of interest in pooled separate accounts at beginning of year2018-12-31$5,470,857
Interest on participant loans2018-12-31$1,759
Net investment gain/loss from pooled separate accounts2018-12-31$-131,038
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$151,888
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$6,081,178
Contract administrator fees2018-12-31$17,495
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CORNWELL JACKSON, PLLC
Accountancy firm EIN2018-12-31274461251
2017 : COMPASS PROFESSIONAL HEALTH SERVICES 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,216,847
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$346,686
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$306,990
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,409,405
Value of total assets at end of year2017-12-31$5,525,994
Value of total assets at beginning of year2017-12-31$3,655,833
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$39,696
Total interest from all sources2017-12-31$8,397
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$17,859
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$17,859
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,113,432
Participant contributions at end of year2017-12-31$55,137
Participant contributions at beginning of year2017-12-31$47,296
Participant contributions at beginning of year2017-12-31$38,444
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,870,161
Value of net assets at end of year (total assets less liabilities)2017-12-31$5,525,994
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$3,655,833
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$5,470,857
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$3,558,710
Interest on participant loans2017-12-31$1,992
Interest earned on other investments2017-12-31$6,405
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$94
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$94
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$629,073
Net investment gain/loss from pooled separate accounts2017-12-31$152,113
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$295,973
Employer contributions (assets) at beginning of year2017-12-31$11,289
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$306,990
Contract administrator fees2017-12-31$39,696
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CORNWELL JACKSON, PLLC
Accountancy firm EIN2017-12-31274461251
2016 : COMPASS PROFESSIONAL HEALTH SERVICES 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,503,348
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$347,856
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$291,404
Value of total corrective distributions2016-12-31$13,949
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,230,336
Value of total assets at end of year2016-12-31$3,655,833
Value of total assets at beginning of year2016-12-31$2,500,341
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$42,503
Total interest from all sources2016-12-31$1,723
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$36,442
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$36,442
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$929,153
Participant contributions at end of year2016-12-31$47,296
Participant contributions at beginning of year2016-12-31$41,302
Participant contributions at end of year2016-12-31$38,444
Participant contributions at beginning of year2016-12-31$33,989
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$43,164
Administrative expenses (other) incurred2016-12-31$13
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,155,492
Value of net assets at end of year (total assets less liabilities)2016-12-31$3,655,833
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,500,341
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$22,764
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$3,558,710
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$2,400,744
Interest on participant loans2016-12-31$1,723
Income. Interest from loans (other than to participants)2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$94
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$234,847
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$258,019
Employer contributions (assets) at end of year2016-12-31$11,289
Employer contributions (assets) at beginning of year2016-12-31$24,306
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$291,404
Contract administrator fees2016-12-31$19,726
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CORNWELL JACKSON,PLLC
Accountancy firm EIN2016-12-31274461251
2015 : COMPASS PROFESSIONAL HEALTH SERVICES 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,158,074
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$205,976
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$175,579
Value of total corrective distributions2015-12-31$4,298
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,214,802
Value of total assets at end of year2015-12-31$2,500,341
Value of total assets at beginning of year2015-12-31$1,548,243
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$26,099
Total interest from all sources2015-12-31$2,649
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$27,027
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$27,027
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$844,527
Participant contributions at end of year2015-12-31$41,302
Participant contributions at beginning of year2015-12-31$18,898
Participant contributions at end of year2015-12-31$33,989
Participant contributions at beginning of year2015-12-31$308
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$93,922
Administrative expenses (other) incurred2015-12-31$3
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$952,098
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,500,341
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,548,243
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$16,074
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$2,400,744
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,526,956
Interest on participant loans2015-12-31$1,099
Income. Interest from loans (other than to participants)2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$2,081
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$2,081
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$1,550
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-86,404
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$276,353
Employer contributions (assets) at end of year2015-12-31$24,306
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$175,579
Contract administrator fees2015-12-31$10,022
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CORNWELL JACKSON,PLLC
Accountancy firm EIN2015-12-31274461251
2014 : COMPASS PROFESSIONAL HEALTH SERVICES 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$498,346
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,119,699
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$69,802
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$53,301
Value of total corrective distributions2014-12-31$4,548
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,058,364
Value of total assets at end of year2014-12-31$1,548,243
Value of total assets at beginning of year2014-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$11,953
Total interest from all sources2014-12-31$607
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$16,389
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$16,389
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$581,592
Participant contributions at end of year2014-12-31$18,898
Participant contributions at beginning of year2014-12-31$0
Participant contributions at end of year2014-12-31$308
Participant contributions at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$299,344
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,049,897
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,548,243
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$7,239
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,526,956
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$607
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$2,081
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$44,339
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$177,428
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$53,301
Contract administrator fees2014-12-31$4,714
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CORNWELL JACKSON,PLLC
Accountancy firm EIN2014-12-31274461251

Form 5500 Responses for COMPASS PROFESSIONAL HEALTH SERVICES 401(K) PLAN

2018: COMPASS PROFESSIONAL HEALTH SERVICES 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: COMPASS PROFESSIONAL HEALTH SERVICES 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: COMPASS PROFESSIONAL HEALTH SERVICES 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: COMPASS PROFESSIONAL HEALTH SERVICES 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: COMPASS PROFESSIONAL HEALTH SERVICES 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01First time form 5500 has been submittedYes
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number69289
Policy instance 1
Insurance contract or identification number69289
Number of Individuals Covered229
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number69289
Policy instance 1
Insurance contract or identification number69289
Number of Individuals Covered333
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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