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EAST DUBUQUE SAVINGS BANK 401(K) PLAN 401k Plan overview

Plan NameEAST DUBUQUE SAVINGS BANK 401(K) PLAN
Plan identification number 001

EAST DUBUQUE SAVINGS BANK 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

EAST DUBUQUE SAVINGS BANK has sponsored the creation of one or more 401k plans.

Company Name:EAST DUBUQUE SAVINGS BANK
Employer identification number (EIN):361019250
NAIC Classification:522110
NAIC Description:Commercial Banking

Additional information about EAST DUBUQUE SAVINGS BANK

Jurisdiction of Incorporation: Iowa Secretary of State Business Entities
Incorporation Date: 2003-10-31
Company Identification Number: 285982
Legal Registered Office Address: 3999 PENNSYLVANIA AVE

DUBUQUE
United States of America (USA)
52002

More information about EAST DUBUQUE SAVINGS BANK

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EAST DUBUQUE SAVINGS BANK 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01DONNA QUINN
0012015-01-01DONNA QUINN
0012014-01-01JAN NORTHOUSE
0012013-01-01JAN NORTHOUSE
0012012-01-01JAN NORTHOUSE
0012011-01-01MEGAN TEGELER
0012009-01-01MEGAN TEGELER

Plan Statistics for EAST DUBUQUE SAVINGS BANK 401(K) PLAN

401k plan membership statisitcs for EAST DUBUQUE SAVINGS BANK 401(K) PLAN

Measure Date Value
2016: EAST DUBUQUE SAVINGS BANK 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0182
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: EAST DUBUQUE SAVINGS BANK 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0155
Total number of active participants reported on line 7a of the Form 55002015-01-0141
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0141
Total of all active and inactive participants2015-01-0182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0182
Number of participants with account balances2015-01-0143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-012
2014: EAST DUBUQUE SAVINGS BANK 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0157
Total number of active participants reported on line 7a of the Form 55002014-01-0138
Number of retired or separated participants receiving benefits2014-01-0116
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-0154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-0155
Number of participants with account balances2014-01-0153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-014
2013: EAST DUBUQUE SAVINGS BANK 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0156
Total number of active participants reported on line 7a of the Form 55002013-01-0146
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-018
Total of all active and inactive participants2013-01-0154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0154
Number of participants with account balances2013-01-0153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-013
2012: EAST DUBUQUE SAVINGS BANK 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0152
Total number of active participants reported on line 7a of the Form 55002012-01-0148
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-017
Total of all active and inactive participants2012-01-0155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-0156
Number of participants with account balances2012-01-0148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: EAST DUBUQUE SAVINGS BANK 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0151
Total number of active participants reported on line 7a of the Form 55002011-01-0147
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-015
Total of all active and inactive participants2011-01-0152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0152
Number of participants with account balances2011-01-0145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: EAST DUBUQUE SAVINGS BANK 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0158
Total number of active participants reported on line 7a of the Form 55002009-01-0156
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-017
Total of all active and inactive participants2009-01-0163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0163
Number of participants with account balances2009-01-0163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-012

Financial Data on EAST DUBUQUE SAVINGS BANK 401(K) PLAN

Measure Date Value
2016 : EAST DUBUQUE SAVINGS BANK 401(K) PLAN 2016 401k financial data
Total income from all sources2016-05-12$-63,985
Expenses. Total of all expenses incurred2016-05-12$2,923,931
Benefits paid (including direct rollovers)2016-05-12$2,914,055
Total plan assets at end of year2016-05-12$0
Total plan assets at beginning of year2016-05-12$2,987,916
Value of fidelity bond covering the plan2016-05-12$2,100,000
Other income received2016-05-12$-63,985
Net income (gross income less expenses)2016-05-12$-2,987,916
Net plan assets at end of year (total assets less liabilities)2016-05-12$0
Net plan assets at beginning of year (total assets less liabilities)2016-05-12$2,987,916
Value of corrective distributions2016-05-12$5,948
Expenses. Administrative service providers (salaries,fees and commissions)2016-05-12$3,928
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-05-12$0
2015 : EAST DUBUQUE SAVINGS BANK 401(K) PLAN 2015 401k financial data
Total income from all sources2015-12-31$645,407
Expenses. Total of all expenses incurred2015-12-31$606,516
Benefits paid (including direct rollovers)2015-12-31$578,952
Total plan assets at end of year2015-12-31$2,987,916
Total plan assets at beginning of year2015-12-31$2,949,025
Value of fidelity bond covering the plan2015-12-31$2,100,000
Total contributions received or receivable from participants2015-12-31$223,712
Contributions received from other sources (not participants or employers)2015-12-31$28,531
Other income received2015-12-31$288,171
Net income (gross income less expenses)2015-12-31$38,891
Net plan assets at end of year (total assets less liabilities)2015-12-31$2,987,916
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$2,949,025
Assets. Value of participant loans2015-12-31$14,365
Assets. Value of employer securities2015-12-31$493,217
Total contributions received or receivable from employer(s)2015-12-31$104,993
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$27,564
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : EAST DUBUQUE SAVINGS BANK 401(K) PLAN 2014 401k financial data
Total income from all sources2014-12-31$439,385
Expenses. Total of all expenses incurred2014-12-31$32,270
Benefits paid (including direct rollovers)2014-12-31$15,342
Total plan assets at end of year2014-12-31$2,949,025
Total plan assets at beginning of year2014-12-31$2,541,910
Value of fidelity bond covering the plan2014-12-31$2,100,000
Total contributions received or receivable from participants2014-12-31$123,559
Contributions received from other sources (not participants or employers)2014-12-31$10,871
Noncash contributions received2014-12-31$190,364
Net income (gross income less expenses)2014-12-31$407,115
Net plan assets at end of year (total assets less liabilities)2014-12-31$2,949,025
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$2,541,910
Assets. Value of participant loans2014-12-31$16,352
Assets. Value of employer securities2014-12-31$316,665
Total contributions received or receivable from employer(s)2014-12-31$114,591
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$16,928
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : EAST DUBUQUE SAVINGS BANK 401(K) PLAN 2013 401k financial data
Total income from all sources2013-12-31$629,210
Expenses. Total of all expenses incurred2013-12-31$148,500
Benefits paid (including direct rollovers)2013-12-31$132,929
Total plan assets at end of year2013-12-31$2,541,910
Total plan assets at beginning of year2013-12-31$2,061,200
Value of fidelity bond covering the plan2013-12-31$2,100,000
Total contributions received or receivable from participants2013-12-31$124,711
Other income received2013-12-31$391,762
Net income (gross income less expenses)2013-12-31$480,710
Net plan assets at end of year (total assets less liabilities)2013-12-31$2,541,910
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$2,061,200
Assets. Value of participant loans2013-12-31$15,241
Assets. Value of employer securities2013-12-31$276,894
Total contributions received or receivable from employer(s)2013-12-31$112,737
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$15,571
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : EAST DUBUQUE SAVINGS BANK 401(K) PLAN 2012 401k financial data
Total income from all sources2012-12-31$485,827
Expenses. Total of all expenses incurred2012-12-31$33,627
Benefits paid (including direct rollovers)2012-12-31$20,660
Total plan assets at end of year2012-12-31$2,061,200
Total plan assets at beginning of year2012-12-31$1,609,000
Value of fidelity bond covering the plan2012-12-31$1,825,000
Total contributions received or receivable from participants2012-12-31$134,229
Other income received2012-12-31$248,661
Net income (gross income less expenses)2012-12-31$452,200
Net plan assets at end of year (total assets less liabilities)2012-12-31$2,061,200
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,609,000
Assets. Value of employer securities2012-12-31$275,394
Total contributions received or receivable from employer(s)2012-12-31$102,937
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$12,967
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : EAST DUBUQUE SAVINGS BANK 401(K) PLAN 2011 401k financial data
Total income from all sources2011-12-31$301,617
Expenses. Total of all expenses incurred2011-12-31$92,899
Benefits paid (including direct rollovers)2011-12-31$82,354
Total plan assets at end of year2011-12-31$1,609,000
Total plan assets at beginning of year2011-12-31$1,400,282
Value of fidelity bond covering the plan2011-12-31$1,825,000
Total contributions received or receivable from participants2011-12-31$124,667
Contributions received from other sources (not participants or employers)2011-12-31$74,619
Other income received2011-12-31$-2,364
Net income (gross income less expenses)2011-12-31$208,718
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,609,000
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,400,282
Assets. Value of employer securities2011-12-31$231,614
Total contributions received or receivable from employer(s)2011-12-31$104,695
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$10,545
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : EAST DUBUQUE SAVINGS BANK 401(K) PLAN 2010 401k financial data
Total income from all sources2010-12-31$-18,790
Expenses. Total of all expenses incurred2010-12-31$226,158
Benefits paid (including direct rollovers)2010-12-31$215,087
Total plan assets at end of year2010-12-31$1,400,282
Total plan assets at beginning of year2010-12-31$1,645,230
Value of fidelity bond covering the plan2010-12-31$1,825,000
Total contributions received or receivable from participants2010-12-31$108,323
Contributions received from other sources (not participants or employers)2010-12-31$4,237
Other income received2010-12-31$-131,350
Net income (gross income less expenses)2010-12-31$-244,948
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,400,282
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,645,230
Assets. Value of participant loans2010-12-31$0
Assets. Value of employer securities2010-12-31$210,119
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$11,071
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : EAST DUBUQUE SAVINGS BANK 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for EAST DUBUQUE SAVINGS BANK 401(K) PLAN

2016: EAST DUBUQUE SAVINGS BANK 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: EAST DUBUQUE SAVINGS BANK 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: EAST DUBUQUE SAVINGS BANK 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: EAST DUBUQUE SAVINGS BANK 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: EAST DUBUQUE SAVINGS BANK 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: EAST DUBUQUE SAVINGS BANK 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: EAST DUBUQUE SAVINGS BANK 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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