NAVISTAR, INC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NAVISTAR, INC. NON-CONTRIBUTORY RETIREMENT PLAN
401k plan membership statisitcs for NAVISTAR, INC. NON-CONTRIBUTORY RETIREMENT PLAN
Measure | Date | Value |
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2018: NAVISTAR, INC. NON-CONTRIBUTORY RETIREMENT PLAN 2018 401k membership |
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Total participants, beginning-of-year | 2018-01-01 | 24,347 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 0 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 0 |
Total of all active and inactive participants | 2018-01-01 | 0 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
Total participants | 2018-01-01 | 0 |
2017: NAVISTAR, INC. NON-CONTRIBUTORY RETIREMENT PLAN 2017 401k membership |
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Market value of plan assets | 2017-12-31 | 1,011,869,174 |
Acturial value of plan assets | 2017-12-31 | 1,051,150,727 |
Funding target for retired participants and beneficiaries receiving payment | 2017-12-31 | 1,319,608,854 |
Number of terminated vested participants | 2017-12-31 | 2,157 |
Fundng target for terminated vested participants | 2017-12-31 | 49,546,401 |
Active participant vested funding target | 2017-12-31 | 84,225,931 |
Number of active participants | 2017-12-31 | 1,396 |
Total funding liabilities for active participants | 2017-12-31 | 100,101,833 |
Total participant count | 2017-12-31 | 25,558 |
Total funding target for all participants | 2017-12-31 | 1,469,257,088 |
Balance at beginning of prior year after applicable adjustments | 2017-12-31 | 0 |
Prefunding balance at beginning of prior year after applicable adjustments | 2017-12-31 | 0 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2017-12-31 | 0 |
Prefunding balanced used to offset prior years funding requirement | 2017-12-31 | 0 |
Amount remaining of carryover balance | 2017-12-31 | 0 |
Amount remaining of prefunding balance | 2017-12-31 | 0 |
Present value of excess contributions | 2017-12-31 | 17,021 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2017-12-31 | 18,025 |
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2017-12-31 | 0 |
Reductions in caryover balances due to elections or deemed elections | 2017-12-31 | 0 |
Reductions in prefunding balances due to elections or deemed elections | 2017-12-31 | 0 |
Balance of carryovers at beginning of current year | 2017-12-31 | 0 |
Balance of prefunding at beginning of current year | 2017-12-31 | 0 |
Total employer contributions | 2017-12-31 | 72,000,000 |
Total employee contributions | 2017-12-31 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2017-12-31 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2017-12-31 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2017-12-31 | 68,034,829 |
Liquidity shortfalls end of Q1 | 2017-12-31 | 0 |
Liquidity shortfalls end of Q2 | 2017-12-31 | 0 |
Liquidity shortfalls end of Q3 | 2017-12-31 | 0 |
Liquidity shortfalls end of Q4 | 2017-12-31 | 0 |
Unpaid minimum required contributions for all prior years | 2017-12-31 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2017-12-31 | 0 |
Remaining amount of unpaid minimum required contributions | 2017-12-31 | 0 |
Minimum required contributions for current year target normal cost | 2017-12-31 | 3,182,222 |
Net shortfall amortization installment of oustanding balance | 2017-12-31 | 418,106,361 |
Waiver amortization installment | 2017-12-31 | 0 |
Total funding amount beforereflecting carryover/prefunding balances | 2017-12-31 | 68,010,252 |
Additional cash requirement | 2017-12-31 | 68,010,252 |
Contributions allocatedtoward minimum required contributions for current year | 2017-12-31 | 68,034,829 |
Unpaid minimum required contributions for current year | 2017-12-31 | 0 |
Unpaid minimum required contributions for all years | 2017-12-31 | 0 |
Total participants, beginning-of-year | 2017-01-01 | 25,558 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 1,335 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 14,755 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 1,862 |
Total of all active and inactive participants | 2017-01-01 | 17,952 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 6,395 |
Total participants | 2017-01-01 | 24,347 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 1 |
2016: NAVISTAR, INC. NON-CONTRIBUTORY RETIREMENT PLAN 2016 401k membership |
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Market value of plan assets | 2016-12-31 | 1,057,209,178 |
Acturial value of plan assets | 2016-12-31 | 1,116,800,248 |
Funding target for retired participants and beneficiaries receiving payment | 2016-12-31 | 1,364,715,289 |
Number of terminated vested participants | 2016-12-31 | 2,460 |
Fundng target for terminated vested participants | 2016-12-31 | 51,845,678 |
Active participant vested funding target | 2016-12-31 | 82,585,951 |
Number of active participants | 2016-12-31 | 1,475 |
Total funding liabilities for active participants | 2016-12-31 | 98,230,134 |
Total participant count | 2016-12-31 | 26,586 |
Total funding target for all participants | 2016-12-31 | 1,514,791,101 |
Balance at beginning of prior year after applicable adjustments | 2016-12-31 | 0 |
Prefunding balance at beginning of prior year after applicable adjustments | 2016-12-31 | 0 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2016-12-31 | 0 |
Prefunding balanced used to offset prior years funding requirement | 2016-12-31 | 0 |
Amount remaining of carryover balance | 2016-12-31 | 0 |
Amount remaining of prefunding balance | 2016-12-31 | 0 |
Present value of excess contributions | 2016-12-31 | 32,984 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2016-12-31 | 34,996 |
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2016-12-31 | 0 |
Reductions in caryover balances due to elections or deemed elections | 2016-12-31 | 0 |
Reductions in prefunding balances due to elections or deemed elections | 2016-12-31 | 0 |
Balance of carryovers at beginning of current year | 2016-12-31 | 0 |
Balance of prefunding at beginning of current year | 2016-12-31 | 0 |
Total employer contributions | 2016-12-31 | 48,400,000 |
Total employee contributions | 2016-12-31 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2016-12-31 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2016-12-31 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2016-12-31 | 46,227,224 |
Liquidity shortfalls end of Q1 | 2016-12-31 | 0 |
Liquidity shortfalls end of Q2 | 2016-12-31 | 0 |
Liquidity shortfalls end of Q3 | 2016-12-31 | 0 |
Liquidity shortfalls end of Q4 | 2016-12-31 | 0 |
Unpaid minimum required contributions for all prior years | 2016-12-31 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2016-12-31 | 0 |
Remaining amount of unpaid minimum required contributions | 2016-12-31 | 0 |
Minimum required contributions for current year target normal cost | 2016-12-31 | 3,160,183 |
Net shortfall amortization installment of oustanding balance | 2016-12-31 | 397,990,853 |
Waiver amortization installment | 2016-12-31 | 0 |
Waived amount of outstanding balance | 2016-12-31 | 0 |
Total funding amount beforereflecting carryover/prefunding balances | 2016-12-31 | 46,210,203 |
Additional cash requirement | 2016-12-31 | 46,210,203 |
Contributions allocatedtoward minimum required contributions for current year | 2016-12-31 | 46,227,224 |
Unpaid minimum required contributions for current year | 2016-12-31 | 0 |
Unpaid minimum required contributions for all years | 2016-12-31 | 0 |
Total participants, beginning-of-year | 2016-01-01 | 26,586 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 1,396 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 15,231 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 2,104 |
Total of all active and inactive participants | 2016-01-01 | 18,731 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 6,500 |
Total participants | 2016-01-01 | 25,231 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
2015: NAVISTAR, INC. NON-CONTRIBUTORY RETIREMENT PLAN 2015 401k membership |
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Total participants, beginning-of-year | 2015-01-01 | 27,235 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 1,475 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 15,774 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 2,402 |
Total of all active and inactive participants | 2015-01-01 | 19,651 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 6,599 |
Total participants | 2015-01-01 | 26,250 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
2014: NAVISTAR, INC. NON-CONTRIBUTORY RETIREMENT PLAN 2014 401k membership |
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Total participants, beginning-of-year | 2014-01-01 | 28,413 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 1,734 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 16,143 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 2,612 |
Total of all active and inactive participants | 2014-01-01 | 20,489 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 6,746 |
Total participants | 2014-01-01 | 27,235 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
2013: NAVISTAR, INC. NON-CONTRIBUTORY RETIREMENT PLAN 2013 401k membership |
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Total participants, beginning-of-year | 2013-01-01 | 29,379 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 1,854 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 16,582 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 2,856 |
Total of all active and inactive participants | 2013-01-01 | 21,292 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 7,121 |
Total participants | 2013-01-01 | 28,413 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
2012: NAVISTAR, INC. NON-CONTRIBUTORY RETIREMENT PLAN 2012 401k membership |
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Total participants, beginning-of-year | 2012-01-01 | 30,264 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 1,954 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 16,928 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 3,232 |
Total of all active and inactive participants | 2012-01-01 | 22,114 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 7,265 |
Total participants | 2012-01-01 | 29,379 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 1 |
2011: NAVISTAR, INC. NON-CONTRIBUTORY RETIREMENT PLAN 2011 401k membership |
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Total participants, beginning-of-year | 2011-01-01 | 31,275 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 2,140 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 17,222 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 3,530 |
Total of all active and inactive participants | 2011-01-01 | 22,892 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 7,372 |
Total participants | 2011-01-01 | 30,264 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 31 |
2010: NAVISTAR, INC. NON-CONTRIBUTORY RETIREMENT PLAN 2010 401k membership |
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Total participants, beginning-of-year | 2010-01-01 | 32,390 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 2,491 |
Number of retired or separated participants receiving benefits | 2010-01-01 | 17,330 |
Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 4,020 |
Total of all active and inactive participants | 2010-01-01 | 23,841 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 7,434 |
Total participants | 2010-01-01 | 31,275 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 17 |
2009: NAVISTAR, INC. NON-CONTRIBUTORY RETIREMENT PLAN 2009 401k membership |
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Total participants, beginning-of-year | 2009-01-01 | 33,494 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 3,277 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 17,422 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 4,135 |
Total of all active and inactive participants | 2009-01-01 | 24,834 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 7,556 |
Total participants | 2009-01-01 | 32,390 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 17 |
Measure | Date | Value |
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2018 : NAVISTAR, INC. NON-CONTRIBUTORY RETIREMENT PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-01-01 | $0 |
Total transfer of assets from this plan | 2018-01-01 | $1,087,079,437 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-01-01 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-01-01 | $165,243 |
Total income from all sources (including contributions) | 2018-01-01 | $0 |
Total loss/gain on sale of assets | 2018-01-01 | $0 |
Total of all expenses incurred | 2018-01-01 | $0 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-01-01 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-01-01 | $0 |
Value of total assets at end of year | 2018-01-01 | $0 |
Value of total assets at beginning of year | 2018-01-01 | $1,087,244,680 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-01-01 | $0 |
Total interest from all sources | 2018-01-01 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-01-01 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-01-01 | No |
Assets. Real estate other than employer real property at end of year | 2018-01-01 | $0 |
Assets. Real estate other than employer real property at beginning of year | 2018-01-01 | $518,143 |
Was this plan covered by a fidelity bond | 2018-01-01 | Yes |
Value of fidelity bond cover | 2018-01-01 | $20,000,000 |
Were there any nonexempt tranactions with any party-in-interest | 2018-01-01 | No |
Assets. Other investments not covered elsewhere at end of year | 2018-01-01 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-01-01 | $26,200,000 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-01-01 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-01-01 | $119,298 |
Liabilities. Value of operating payables at end of year | 2018-01-01 | $0 |
Liabilities. Value of operating payables at beginning of year | 2018-01-01 | $165,243 |
Total non interest bearing cash at end of year | 2018-01-01 | $0 |
Total non interest bearing cash at beginning of year | 2018-01-01 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-01-01 | No |
Value of net income/loss | 2018-01-01 | $0 |
Value of net assets at end of year (total assets less liabilities) | 2018-01-01 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-01-01 | $1,087,079,437 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-01-01 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-01-01 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-01-01 | No |
Assets. partnership/joint venture interests at end of year | 2018-01-01 | $0 |
Assets. partnership/joint venture interests at beginning of year | 2018-01-01 | $23,116,577 |
Value of interest in common/collective trusts at end of year | 2018-01-01 | $0 |
Value of interest in common/collective trusts at beginning of year | 2018-01-01 | $870,453,172 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-01-01 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-01-01 | $29,775,510 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-01-01 | $29,775,510 |
Assets. Value of investments in 103.12 investment entities at end of year | 2018-01-01 | $0 |
Assets. Value of investments in 103.12 investment entities at beginning of year | 2018-01-01 | $99,861,980 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-01-01 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-01-01 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-01-01 | No |
Employer contributions (assets) at end of year | 2018-01-01 | $0 |
Employer contributions (assets) at beginning of year | 2018-01-01 | $37,200,000 |
Did the plan have assets held for investment | 2018-01-01 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-01-01 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-01-01 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-01-01 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-01-01 | Disclaimer |
Accountancy firm name | 2018-01-01 | GRANT THORNTON LLP |
Accountancy firm EIN | 2018-01-01 | 366055558 |
2017 : NAVISTAR, INC. NON-CONTRIBUTORY RETIREMENT PLAN 2017 401k financial data |
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Unrealized appreciation/depreciation of real estate assets | 2017-12-31 | $-82,969 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $21,683,346 |
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $21,600,377 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $165,243 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $343,620 |
Total income from all sources (including contributions) | 2017-12-31 | $216,231,197 |
Total loss/gain on sale of assets | 2017-12-31 | $-18,871,338 |
Total of all expenses incurred | 2017-12-31 | $142,350,374 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $141,598,186 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $72,000,000 |
Value of total assets at end of year | 2017-12-31 | $1,087,244,680 |
Value of total assets at beginning of year | 2017-12-31 | $1,013,542,234 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $752,188 |
Total interest from all sources | 2017-12-31 | $407,191 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Assets. Real estate other than employer real property at end of year | 2017-12-31 | $518,143 |
Assets. Real estate other than employer real property at beginning of year | 2017-12-31 | $0 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $20,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $26,200,000 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $601,112 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $119,298 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $123,013 |
Administrative expenses (other) incurred | 2017-12-31 | $306,770 |
Liabilities. Value of operating payables at end of year | 2017-12-31 | $165,243 |
Liabilities. Value of operating payables at beginning of year | 2017-12-31 | $343,620 |
Total non interest bearing cash at end of year | 2017-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2017-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $73,880,823 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $1,087,079,437 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $1,013,198,614 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2017-12-31 | $23,116,577 |
Assets. partnership/joint venture interests at beginning of year | 2017-12-31 | $30,041,910 |
Investment advisory and management fees | 2017-12-31 | $445,418 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $870,453,172 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $815,410,233 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $29,775,510 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $43,214,165 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $43,214,165 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $407,191 |
Assets. Value of investments in 103.12 investment entities at end of year | 2017-12-31 | $99,861,980 |
Assets. Value of investments in 103.12 investment entities at beginning of year | 2017-12-31 | $106,951,801 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $137,542,939 |
Net gain/loss from 103.12 investment entities | 2017-12-31 | $3,552,028 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $72,000,000 |
Employer contributions (assets) at end of year | 2017-12-31 | $37,200,000 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $17,200,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $141,598,186 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Aggregate proceeds on sale of assets | 2017-12-31 | $11,598,121 |
Aggregate carrying amount (costs) on sale of assets | 2017-12-31 | $30,469,459 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2017-12-31 | 366055558 |
2016 : NAVISTAR, INC. NON-CONTRIBUTORY RETIREMENT PLAN 2016 401k financial data |
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Unrealized appreciation/depreciation of real estate assets | 2016-12-31 | $-25,040 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $18,354,667 |
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $18,329,627 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $343,620 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $161,291,927 |
Total income from all sources (including contributions) | 2016-12-31 | $106,704,995 |
Total loss/gain on sale of assets | 2016-12-31 | $-12,347,344 |
Total of all expenses incurred | 2016-12-31 | $147,568,404 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $145,738,395 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $48,400,000 |
Value of total assets at end of year | 2016-12-31 | $1,013,542,234 |
Value of total assets at beginning of year | 2016-12-31 | $1,215,353,950 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $1,830,009 |
Total interest from all sources | 2016-12-31 | $658,730 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $921,358 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Assets. Real estate other than employer real property at end of year | 2016-12-31 | $0 |
Assets. Real estate other than employer real property at beginning of year | 2016-12-31 | $626,152 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2016-12-31 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2016-12-31 | $4,882,612 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $40,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $107,552,913 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $221,186,430 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $123,013 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $3,025,111 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $158,909,816 |
Other income not declared elsewhere | 2016-12-31 | $268,184 |
Administrative expenses (other) incurred | 2016-12-31 | $755,770 |
Liabilities. Value of operating payables at end of year | 2016-12-31 | $343,620 |
Liabilities. Value of operating payables at beginning of year | 2016-12-31 | $2,382,111 |
Total non interest bearing cash at end of year | 2016-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2016-12-31 | $11,138 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $-40,863,409 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $1,013,198,614 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $1,054,062,023 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2016-12-31 | $30,041,910 |
Assets. partnership/joint venture interests at beginning of year | 2016-12-31 | $38,888,435 |
Investment advisory and management fees | 2016-12-31 | $1,074,239 |
Income. Interest from US Government securities | 2016-12-31 | $625,352 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $815,410,233 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $225,892,618 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $43,214,165 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $37,656,722 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $37,656,722 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $33,378 |
Asset value of US Government securities at end of year | 2016-12-31 | $0 |
Asset value of US Government securities at beginning of year | 2016-12-31 | $247,566,458 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $50,474,440 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $48,400,000 |
Employer contributions (assets) at end of year | 2016-12-31 | $17,200,000 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $18,700,000 |
Income. Dividends from preferred stock | 2016-12-31 | $81,210 |
Income. Dividends from common stock | 2016-12-31 | $840,148 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $145,738,395 |
Asset. Corporate debt instrument preferred debt at end of year | 2016-12-31 | $0 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2016-12-31 | $4,432,555 |
Asset. Corporate debt instrument debt (other) at end of year | 2016-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2016-12-31 | $65,381,272 |
Assets. Corporate common stocks other than exployer securities at end of year | 2016-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2016-12-31 | $347,104,447 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Aggregate proceeds on sale of assets | 2016-12-31 | $410,671,456 |
Aggregate carrying amount (costs) on sale of assets | 2016-12-31 | $423,018,800 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2016-12-31 | 366055558 |
2015 : NAVISTAR, INC. NON-CONTRIBUTORY RETIREMENT PLAN 2015 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $19,503,517 |
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $19,503,517 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $161,291,927 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $210,925,841 |
Total income from all sources (including contributions) | 2015-12-31 | $27,560,601 |
Total loss/gain on sale of assets | 2015-12-31 | $-47,032,035 |
Total of all expenses incurred | 2015-12-31 | $154,958,718 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $150,219,679 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $48,150,000 |
Value of total assets at end of year | 2015-12-31 | $1,215,353,950 |
Value of total assets at beginning of year | 2015-12-31 | $1,392,385,981 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $4,739,039 |
Total interest from all sources | 2015-12-31 | $9,621,546 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $5,334,484 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $320 |
Assets. Real estate other than employer real property at end of year | 2015-12-31 | $626,152 |
Assets. Real estate other than employer real property at beginning of year | 2015-12-31 | $655,021 |
Administrative expenses professional fees incurred | 2015-12-31 | $259,601 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2015-12-31 | $4,882,612 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2015-12-31 | $7,301,722 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $40,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $221,186,430 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $211,614,836 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $3,025,111 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $5,869,552 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $158,909,816 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $205,703,674 |
Other income not declared elsewhere | 2015-12-31 | $-4,126,773 |
Administrative expenses (other) incurred | 2015-12-31 | $569,653 |
Liabilities. Value of operating payables at end of year | 2015-12-31 | $2,382,111 |
Liabilities. Value of operating payables at beginning of year | 2015-12-31 | $5,222,167 |
Total non interest bearing cash at end of year | 2015-12-31 | $11,138 |
Total non interest bearing cash at beginning of year | 2015-12-31 | $812 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-127,398,117 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $1,054,062,023 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $1,181,460,140 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2015-12-31 | $38,888,435 |
Assets. partnership/joint venture interests at beginning of year | 2015-12-31 | $49,071,402 |
Investment advisory and management fees | 2015-12-31 | $3,909,785 |
Interest earned on other investments | 2015-12-31 | $1,307,190 |
Income. Interest from US Government securities | 2015-12-31 | $6,982,654 |
Income. Interest from corporate debt instruments | 2015-12-31 | $1,326,983 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $259,195,318 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $314,112,082 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $4,354,022 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $2,503,342 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $2,503,342 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $4,719 |
Asset value of US Government securities at end of year | 2015-12-31 | $247,566,458 |
Asset value of US Government securities at beginning of year | 2015-12-31 | $293,711,250 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $58,489 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $-3,948,627 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $48,150,000 |
Employer contributions (assets) at end of year | 2015-12-31 | $18,700,000 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $27,400,000 |
Income. Dividends from preferred stock | 2015-12-31 | $347,888 |
Income. Dividends from common stock | 2015-12-31 | $4,986,276 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $150,219,679 |
Asset. Corporate debt instrument preferred debt at end of year | 2015-12-31 | $4,432,555 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2015-12-31 | $8,437,637 |
Asset. Corporate debt instrument debt (other) at end of year | 2015-12-31 | $65,381,272 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2015-12-31 | $68,425,412 |
Assets. Corporate common stocks other than exployer securities at end of year | 2015-12-31 | $347,104,447 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-12-31 | $403,282,913 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | Yes |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Aggregate proceeds on sale of assets | 2015-12-31 | $710,106,380 |
Aggregate carrying amount (costs) on sale of assets | 2015-12-31 | $757,138,415 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2015-12-31 | 366055558 |
2014 : NAVISTAR, INC. NON-CONTRIBUTORY RETIREMENT PLAN 2014 401k financial data |
---|
Unrealized appreciation/depreciation of real estate assets | 2014-12-31 | $8,117 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $72,540,506 |
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $72,548,623 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $210,925,841 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $161,621,890 |
Total income from all sources (including contributions) | 2014-12-31 | $149,106,177 |
Total loss/gain on sale of assets | 2014-12-31 | $-18,895,671 |
Total of all expenses incurred | 2014-12-31 | $161,015,403 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $154,536,079 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $71,710,000 |
Value of total assets at end of year | 2014-12-31 | $1,392,385,981 |
Value of total assets at beginning of year | 2014-12-31 | $1,354,991,256 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $6,479,324 |
Total interest from all sources | 2014-12-31 | $11,663,321 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $6,864,021 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $1,965 |
Assets. Real estate other than employer real property at end of year | 2014-12-31 | $655,021 |
Assets. Real estate other than employer real property at beginning of year | 2014-12-31 | $646,904 |
Administrative expenses professional fees incurred | 2014-12-31 | $234,392 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2014-12-31 | $7,301,722 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2014-12-31 | $9,061,453 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $40,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $211,614,836 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $151,937,804 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $5,869,552 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $5,321,727 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $205,703,674 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $157,394,810 |
Other income not declared elsewhere | 2014-12-31 | $-6,702,304 |
Administrative expenses (other) incurred | 2014-12-31 | $1,631,819 |
Liabilities. Value of operating payables at end of year | 2014-12-31 | $5,222,167 |
Liabilities. Value of operating payables at beginning of year | 2014-12-31 | $4,227,080 |
Total non interest bearing cash at end of year | 2014-12-31 | $812 |
Total non interest bearing cash at beginning of year | 2014-12-31 | $56 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $-11,909,226 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $1,181,460,140 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $1,193,369,366 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2014-12-31 | $49,071,402 |
Assets. partnership/joint venture interests at beginning of year | 2014-12-31 | $64,939,532 |
Investment advisory and management fees | 2014-12-31 | $4,613,113 |
Interest earned on other investments | 2014-12-31 | $1,620,395 |
Income. Interest from US Government securities | 2014-12-31 | $8,479,661 |
Income. Interest from corporate debt instruments | 2014-12-31 | $1,554,211 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $314,112,082 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $333,841,737 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $2,503,342 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $5,482,416 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $5,482,416 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $9,054 |
Asset value of US Government securities at end of year | 2014-12-31 | $293,711,250 |
Asset value of US Government securities at beginning of year | 2014-12-31 | $244,946,838 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $25,769 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $11,892,418 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $71,710,000 |
Employer contributions (assets) at end of year | 2014-12-31 | $27,400,000 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $43,300,000 |
Income. Dividends from preferred stock | 2014-12-31 | $595,948 |
Income. Dividends from common stock | 2014-12-31 | $6,266,108 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $154,536,079 |
Asset. Corporate debt instrument preferred debt at end of year | 2014-12-31 | $8,437,637 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2014-12-31 | $6,455,048 |
Asset. Corporate debt instrument debt (other) at end of year | 2014-12-31 | $68,425,412 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2014-12-31 | $65,177,486 |
Assets. Corporate common stocks other than exployer securities at end of year | 2014-12-31 | $403,282,913 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-12-31 | $423,880,255 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | Yes |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Aggregate proceeds on sale of assets | 2014-12-31 | $590,822,298 |
Aggregate carrying amount (costs) on sale of assets | 2014-12-31 | $609,717,969 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2014-12-31 | 366055558 |
2013 : NAVISTAR, INC. NON-CONTRIBUTORY RETIREMENT PLAN 2013 401k financial data |
---|
Unrealized appreciation/depreciation of real estate assets | 2013-12-31 | $-23,309 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $26,714,917 |
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $26,691,608 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $161,621,890 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $218,495,046 |
Total income from all sources (including contributions) | 2013-12-31 | $197,536,104 |
Total loss/gain on sale of assets | 2013-12-31 | $24,317,505 |
Total of all expenses incurred | 2013-12-31 | $166,825,924 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $160,229,985 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $85,600,000 |
Value of total assets at end of year | 2013-12-31 | $1,354,991,256 |
Value of total assets at beginning of year | 2013-12-31 | $1,381,154,232 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $6,595,939 |
Total interest from all sources | 2013-12-31 | $10,220,948 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $7,982,939 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $21,122 |
Assets. Real estate other than employer real property at end of year | 2013-12-31 | $646,904 |
Assets. Real estate other than employer real property at beginning of year | 2013-12-31 | $670,213 |
Administrative expenses professional fees incurred | 2013-12-31 | $263,159 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2013-12-31 | $9,061,453 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2013-12-31 | $11,963,483 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $40,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $151,937,804 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $273,542,250 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $5,321,727 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $7,993,093 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $157,394,810 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $210,432,462 |
Other income not declared elsewhere | 2013-12-31 | $2,551,713 |
Administrative expenses (other) incurred | 2013-12-31 | $1,346,249 |
Liabilities. Value of operating payables at end of year | 2013-12-31 | $4,227,080 |
Liabilities. Value of operating payables at beginning of year | 2013-12-31 | $8,062,584 |
Total non interest bearing cash at end of year | 2013-12-31 | $56 |
Total non interest bearing cash at beginning of year | 2013-12-31 | $882 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $30,710,180 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $1,193,369,366 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $1,162,659,186 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2013-12-31 | $64,939,532 |
Assets. partnership/joint venture interests at beginning of year | 2013-12-31 | $62,735,999 |
Investment advisory and management fees | 2013-12-31 | $4,986,531 |
Interest earned on other investments | 2013-12-31 | $1,654,414 |
Income. Interest from US Government securities | 2013-12-31 | $6,804,590 |
Income. Interest from corporate debt instruments | 2013-12-31 | $1,756,810 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $333,841,737 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $134,701,377 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $5,482,416 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $3,344,394 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $3,344,394 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $5,134 |
Asset value of US Government securities at end of year | 2013-12-31 | $244,946,838 |
Asset value of US Government securities at beginning of year | 2013-12-31 | $228,949,999 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $40,171,391 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Assets. Invements in employer securities at end of year | 2013-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2013-12-31 | $26,124 |
Contributions received in cash from employer | 2013-12-31 | $85,600,000 |
Employer contributions (assets) at end of year | 2013-12-31 | $43,300,000 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $44,700,000 |
Income. Dividends from preferred stock | 2013-12-31 | $644,176 |
Income. Dividends from common stock | 2013-12-31 | $7,317,641 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $160,229,985 |
Asset. Corporate debt instrument preferred debt at end of year | 2013-12-31 | $6,455,048 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2013-12-31 | $10,861,480 |
Asset. Corporate debt instrument debt (other) at end of year | 2013-12-31 | $65,177,486 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2013-12-31 | $51,558,680 |
Assets. Corporate common stocks other than exployer securities at end of year | 2013-12-31 | $423,880,255 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-12-31 | $550,106,258 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | Yes |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Aggregate proceeds on sale of assets | 2013-12-31 | $1,024,046,453 |
Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $999,728,948 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2013-12-31 | 366055558 |
2012 : NAVISTAR, INC. NON-CONTRIBUTORY RETIREMENT PLAN 2012 401k financial data |
---|
Unrealized appreciation/depreciation of real estate assets | 2012-12-31 | $92,961,401 |
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $92,961,401 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $218,495,046 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $217,001,297 |
Total income from all sources (including contributions) | 2012-12-31 | $217,046,370 |
Total loss/gain on sale of assets | 2012-12-31 | $9,745,902 |
Total of all expenses incurred | 2012-12-31 | $173,409,833 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $166,344,606 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $82,700,000 |
Value of total assets at end of year | 2012-12-31 | $1,381,154,232 |
Value of total assets at beginning of year | 2012-12-31 | $1,336,023,946 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $7,065,227 |
Total interest from all sources | 2012-12-31 | $9,923,074 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $10,165,894 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2012-12-31 | $11,963,483 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2012-12-31 | $13,900,643 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $25,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $265,794,691 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $269,937,886 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $7,993,093 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $4,409,598 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $210,432,462 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $212,923,431 |
Other income not declared elsewhere | 2012-12-31 | $1,630,072 |
Administrative expenses (other) incurred | 2012-12-31 | $1,231,581 |
Liabilities. Value of operating payables at end of year | 2012-12-31 | $8,062,584 |
Liabilities. Value of operating payables at beginning of year | 2012-12-31 | $4,077,866 |
Total non interest bearing cash at end of year | 2012-12-31 | $882 |
Total non interest bearing cash at beginning of year | 2012-12-31 | $51,637 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $43,636,537 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $1,162,659,186 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $1,119,022,649 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2012-12-31 | $62,735,999 |
Assets. partnership/joint venture interests at beginning of year | 2012-12-31 | $48,435,382 |
Investment advisory and management fees | 2012-12-31 | $5,833,646 |
Interest earned on other investments | 2012-12-31 | $17,435 |
Income. Interest from US Government securities | 2012-12-31 | $7,355,437 |
Income. Interest from corporate debt instruments | 2012-12-31 | $2,539,904 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $134,701,377 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $145,232,178 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $3,344,394 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $3,570,450 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $3,570,450 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $10,298 |
Asset value of US Government securities at end of year | 2012-12-31 | $228,949,999 |
Asset value of US Government securities at beginning of year | 2012-12-31 | $181,770,821 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $9,920,027 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Assets. Invements in employer securities at end of year | 2012-12-31 | $26,124 |
Assets. Invements in employer securities at beginning of year | 2012-12-31 | $45,456 |
Contributions received in cash from employer | 2012-12-31 | $82,700,000 |
Employer contributions (assets) at end of year | 2012-12-31 | $44,700,000 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $41,200,000 |
Income. Dividends from preferred stock | 2012-12-31 | $588,746 |
Income. Dividends from common stock | 2012-12-31 | $9,577,148 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $166,344,606 |
Asset. Corporate debt instrument preferred debt at end of year | 2012-12-31 | $10,861,480 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2012-12-31 | $57,122,529 |
Asset. Corporate debt instrument debt (other) at end of year | 2012-12-31 | $51,558,680 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2012-12-31 | $62,186,864 |
Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $558,524,030 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $508,160,502 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | Yes |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Aggregate proceeds on sale of assets | 2012-12-31 | $922,438,420 |
Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $912,692,518 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2012-12-31 | 366055558 |
2011 : NAVISTAR, INC. NON-CONTRIBUTORY RETIREMENT PLAN 2011 401k financial data |
---|
Unrealized appreciation/depreciation of real estate assets | 2011-12-31 | $-31,744,670 |
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-31,744,670 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $217,001,297 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $203,755,570 |
Total income from all sources (including contributions) | 2011-12-31 | $54,749,190 |
Total loss/gain on sale of assets | 2011-12-31 | $-3,828,509 |
Total of all expenses incurred | 2011-12-31 | $178,966,071 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $172,609,184 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $78,000,000 |
Value of total assets at end of year | 2011-12-31 | $1,336,023,946 |
Value of total assets at beginning of year | 2011-12-31 | $1,446,995,100 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $6,356,887 |
Total interest from all sources | 2011-12-31 | $9,930,360 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $9,892,514 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $119 |
Administrative expenses professional fees incurred | 2011-12-31 | $19,937 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2011-12-31 | $13,900,643 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2011-12-31 | $15,162,538 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $20,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $337,672,614 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $329,205,945 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $4,409,598 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $6,150,889 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $212,923,431 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $199,182,271 |
Other income not declared elsewhere | 2011-12-31 | $1,453,181 |
Administrative expenses (other) incurred | 2011-12-31 | $56,970 |
Liabilities. Value of operating payables at end of year | 2011-12-31 | $4,077,866 |
Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $4,573,299 |
Total non interest bearing cash at end of year | 2011-12-31 | $51,637 |
Total non interest bearing cash at beginning of year | 2011-12-31 | $360,170 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-124,216,881 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $1,119,022,649 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $1,243,239,530 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2011-12-31 | $48,435,382 |
Assets. partnership/joint venture interests at beginning of year | 2011-12-31 | $37,985,748 |
Investment advisory and management fees | 2011-12-31 | $6,279,980 |
Interest earned on other investments | 2011-12-31 | $114,778 |
Income. Interest from US Government securities | 2011-12-31 | $5,035,136 |
Income. Interest from corporate debt instruments | 2011-12-31 | $4,771,024 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $125,932,832 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $181,129,248 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $3,570,450 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $3,931,850 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $3,931,850 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $9,422 |
Asset value of US Government securities at end of year | 2011-12-31 | $181,770,821 |
Asset value of US Government securities at beginning of year | 2011-12-31 | $200,468,516 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $290,026 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $-9,243,712 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Assets. Invements in employer securities at end of year | 2011-12-31 | $45,456 |
Assets. Invements in employer securities at beginning of year | 2011-12-31 | $69,492 |
Contributions received in cash from employer | 2011-12-31 | $78,000,000 |
Employer contributions (assets) at end of year | 2011-12-31 | $41,200,000 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $16,000,000 |
Income. Dividends from preferred stock | 2011-12-31 | $887,041 |
Income. Dividends from common stock | 2011-12-31 | $9,005,354 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $172,609,184 |
Asset. Corporate debt instrument preferred debt at end of year | 2011-12-31 | $57,122,529 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2011-12-31 | $61,854,888 |
Asset. Corporate debt instrument debt (other) at end of year | 2011-12-31 | $62,186,864 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2011-12-31 | $64,867,000 |
Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $508,160,502 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $567,794,564 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | Yes |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Aggregate proceeds on sale of assets | 2011-12-31 | $851,871,911 |
Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $855,700,420 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2011-12-31 | 366055558 |
2010 : NAVISTAR, INC. NON-CONTRIBUTORY RETIREMENT PLAN 2010 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $87,297,423 |
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $87,297,423 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $203,755,570 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $200,167,671 |
Total income from all sources (including contributions) | 2010-12-31 | $234,353,901 |
Total loss/gain on sale of assets | 2010-12-31 | $63,151,503 |
Total of all expenses incurred | 2010-12-31 | $178,542,484 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $173,753,581 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $52,800,000 |
Value of total assets at end of year | 2010-12-31 | $1,446,995,100 |
Value of total assets at beginning of year | 2010-12-31 | $1,387,595,784 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $4,788,903 |
Total interest from all sources | 2010-12-31 | $10,972,397 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $7,299,531 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $35,984 |
Assets. Real estate other than employer real property at end of year | 2010-12-31 | $0 |
Assets. Real estate other than employer real property at beginning of year | 2010-12-31 | $620,989 |
Administrative expenses professional fees incurred | 2010-12-31 | $36,802 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2010-12-31 | $15,162,538 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2010-12-31 | $20,264,112 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $20,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $329,205,945 |
Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $308,969,299 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $6,150,889 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $4,204,513 |
Assets. Loans (other than to participants) at end of year | 2010-12-31 | $0 |
Assets. Loans (other than to participants) at beginning of year | 2010-12-31 | $5,888,229 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $199,182,271 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $196,531,181 |
Administrative expenses (other) incurred | 2010-12-31 | $476,982 |
Liabilities. Value of operating payables at end of year | 2010-12-31 | $4,573,299 |
Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $3,636,490 |
Total non interest bearing cash at end of year | 2010-12-31 | $360,170 |
Total non interest bearing cash at beginning of year | 2010-12-31 | $424,795 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $55,811,417 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $1,243,239,530 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,187,428,113 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2010-12-31 | $0 |
Assets. partnership/joint venture interests at beginning of year | 2010-12-31 | $22,563,515 |
Investment advisory and management fees | 2010-12-31 | $4,275,119 |
Interest earned on other investments | 2010-12-31 | $1,094,246 |
Income. Interest from US Government securities | 2010-12-31 | $3,467,951 |
Income. Interest from corporate debt instruments | 2010-12-31 | $6,405,392 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $181,129,248 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $180,759,193 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $3,931,850 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $3,217,895 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $3,217,895 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $4,808 |
Asset value of US Government securities at end of year | 2010-12-31 | $200,468,516 |
Asset value of US Government securities at beginning of year | 2010-12-31 | $137,604,436 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $194,370 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $12,638,677 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Assets. Invements in employer securities at end of year | 2010-12-31 | $69,492 |
Assets. Invements in employer securities at beginning of year | 2010-12-31 | $139,558,116 |
Contributions received in cash from employer | 2010-12-31 | $52,800,000 |
Employer contributions (assets) at end of year | 2010-12-31 | $16,000,000 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $3,000,000 |
Income. Dividends from preferred stock | 2010-12-31 | $781,809 |
Income. Dividends from common stock | 2010-12-31 | $6,481,738 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $173,753,581 |
Asset. Corporate debt instrument preferred debt at end of year | 2010-12-31 | $61,854,888 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2010-12-31 | $83,856,582 |
Asset. Corporate debt instrument debt (other) at end of year | 2010-12-31 | $64,867,000 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2010-12-31 | $98,364,667 |
Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $567,794,564 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $378,299,443 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | Yes |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Aggregate proceeds on sale of assets | 2010-12-31 | $1,296,822,051 |
Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $1,233,670,548 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2010-12-31 | 366055558 |
2009 : NAVISTAR, INC. NON-CONTRIBUTORY RETIREMENT PLAN 2009 401k financial data |
---|
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |