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VANCE PUBLISHING CORPORATION 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameVANCE PUBLISHING CORPORATION 401(K) PROFIT SHARING PLAN
Plan identification number 001

VANCE PUBLISHING CORPORATION 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

VANCE PUBLISHING CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:VANCE PUBLISHING CORPORATION
Employer identification number (EIN):361905963
NAIC Classification:511120
NAIC Description:Periodical Publishers

Additional information about VANCE PUBLISHING CORPORATION

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1937-04-23
Company Identification Number: 50080
Legal Registered Office Address: 28 LIBERTY ST.
NEW YORK
NEW YORK
United States of America (USA)
10005

More information about VANCE PUBLISHING CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan VANCE PUBLISHING CORPORATION 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01HERBERT A. VANCE JR
0012015-01-01HERBERT A. VANCE JR
0012014-01-01MARGARET WALKER
0012013-01-01MARGARET WALKER
0012012-01-01MARGARET WALKER
0012011-04-01LORI EPPEL MARGARET WALKER2012-09-25
0012010-04-01LORI EPPEL MARGARET WALKER2011-12-27
0012009-04-01LORI EPPEL
0012008-04-01LORI EPPEL MARGARET WALKER2010-09-02
0012007-04-01LORI EPPEL MARGARET WALKER2010-09-02
0012006-04-01LORI EPPEL MARGARET WALKER2010-09-02

Plan Statistics for VANCE PUBLISHING CORPORATION 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for VANCE PUBLISHING CORPORATION 401(K) PROFIT SHARING PLAN

Measure Date Value
2016: VANCE PUBLISHING CORPORATION 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01208
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: VANCE PUBLISHING CORPORATION 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01205
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-01206
Total of all active and inactive participants2015-01-01207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01208
Number of participants with account balances2015-01-01208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: VANCE PUBLISHING CORPORATION 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01205
Total number of active participants reported on line 7a of the Form 55002014-01-01143
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-0159
Total of all active and inactive participants2014-01-01204
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01205
Number of participants with account balances2014-01-01203
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: VANCE PUBLISHING CORPORATION 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01219
Total number of active participants reported on line 7a of the Form 55002013-01-01147
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0153
Total of all active and inactive participants2013-01-01201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01202
Number of participants with account balances2013-01-01202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: VANCE PUBLISHING CORPORATION 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01236
Total number of active participants reported on line 7a of the Form 55002012-01-01153
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0165
Total of all active and inactive participants2012-01-01218
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01219
Number of participants with account balances2012-01-01218
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: VANCE PUBLISHING CORPORATION 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-04-01239
Total number of active participants reported on line 7a of the Form 55002011-04-01172
Number of retired or separated participants receiving benefits2011-04-010
Number of other retired or separated participants entitled to future benefits2011-04-0161
Total of all active and inactive participants2011-04-01233
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-04-012
Total participants2011-04-01235
Number of participants with account balances2011-04-01219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-04-010
2010: VANCE PUBLISHING CORPORATION 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-04-01263
Total number of active participants reported on line 7a of the Form 55002010-04-01177
Number of retired or separated participants receiving benefits2010-04-010
Number of other retired or separated participants entitled to future benefits2010-04-0159
Total of all active and inactive participants2010-04-01236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-04-012
Total participants2010-04-01238
Number of participants with account balances2010-04-01222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-04-010
2009: VANCE PUBLISHING CORPORATION 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-04-01281
Total number of active participants reported on line 7a of the Form 55002009-04-01181
Number of retired or separated participants receiving benefits2009-04-010
Number of other retired or separated participants entitled to future benefits2009-04-0182
Total of all active and inactive participants2009-04-01263
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-04-010
Total participants2009-04-01263
Number of participants with account balances2009-04-01220
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-04-013
2008: VANCE PUBLISHING CORPORATION 401(K) PROFIT SHARING PLAN 2008 401k membership
Total participants, beginning-of-year2008-04-01284
Total number of active participants reported on line 7a of the Form 55002008-04-01220
Number of retired or separated participants receiving benefits2008-04-010
Number of other retired or separated participants entitled to future benefits2008-04-0159
Total of all active and inactive participants2008-04-01279
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2008-04-010
Total participants2008-04-01279
Number of participants with account balances2008-04-01235
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2008-04-0116
2007: VANCE PUBLISHING CORPORATION 401(K) PROFIT SHARING PLAN 2007 401k membership
Total participants, beginning-of-year2007-04-01249
Total number of active participants reported on line 7a of the Form 55002007-04-01244
Number of retired or separated participants receiving benefits2007-04-010
Number of other retired or separated participants entitled to future benefits2007-04-0138
Total of all active and inactive participants2007-04-01282
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2007-04-010
Total participants2007-04-01282
Number of participants with account balances2007-04-01231
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2007-04-0114
2006: VANCE PUBLISHING CORPORATION 401(K) PROFIT SHARING PLAN 2006 401k membership
Total participants, beginning-of-year2006-04-01278
Total number of active participants reported on line 7a of the Form 55002006-04-01216
Number of retired or separated participants receiving benefits2006-04-010
Number of other retired or separated participants entitled to future benefits2006-04-0129
Total of all active and inactive participants2006-04-01245
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2006-04-010
Total participants2006-04-01245
Number of participants with account balances2006-04-01211
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2006-04-0119

Financial Data on VANCE PUBLISHING CORPORATION 401(K) PROFIT SHARING PLAN

Measure Date Value
2016 : VANCE PUBLISHING CORPORATION 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-08-10$738,809
Total of all expenses incurred2016-08-10$16,433,488
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-08-10$16,408,727
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-08-10$680,653
Value of total assets at end of year2016-08-10$0
Value of total assets at beginning of year2016-08-10$15,694,679
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-08-10$24,761
Total interest from all sources2016-08-10$1,654
Total dividends received (eg from common stock, registered investment company shares)2016-08-10$43,474
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-08-10Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-08-10$0
Total dividends received from registered investment company shares (eg mutual funds)2016-08-10$43,474
Was this plan covered by a fidelity bond2016-08-10Yes
Value of fidelity bond cover2016-08-10$500,000
If this is an individual account plan, was there a blackout period2016-08-10No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-08-10$0
Were there any nonexempt tranactions with any party-in-interest2016-08-10No
Participant contributions at end of year2016-08-10$0
Participant contributions at beginning of year2016-08-10$184,523
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-08-10$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-08-10$367
Administrative expenses (other) incurred2016-08-10$24,761
Total non interest bearing cash at end of year2016-08-10$0
Total non interest bearing cash at beginning of year2016-08-10$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-08-10No
Value of net income/loss2016-08-10$-15,694,679
Value of net assets at end of year (total assets less liabilities)2016-08-10$0
Value of net assets at beginning of year (total assets less liabilities)2016-08-10$15,694,679
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-08-10No
Were any loans by the plan or fixed income obligations due to the plan in default2016-08-10No
Were any leases to which the plan was party in default or uncollectible2016-08-10No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-08-10$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-08-10$11,757,581
Value of interest in pooled separate accounts at end of year2016-08-10$0
Value of interest in pooled separate accounts at beginning of year2016-08-10$3,750,585
Interest on participant loans2016-08-10$1,654
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-08-10$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-08-10$1,623
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-08-10$-5,452
Net investment gain/loss from pooled separate accounts2016-08-10$18,480
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-08-10No
Was there a failure to transmit to the plan any participant contributions2016-08-10No
Has the plan failed to provide any benefit when due under the plan2016-08-10No
Contributions received in cash from employer2016-08-10$680,653
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-08-10$16,408,727
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-08-10No
Did the plan have assets held for investment2016-08-10No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-08-10No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-08-10Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-08-10Yes
Opinion of an independent qualified public accountant for this plan2016-08-10Disclaimer
Accountancy firm name2016-08-10CLIFTON LARSON ALLEN LLP
Accountancy firm EIN2016-08-10410746749
2015 : VANCE PUBLISHING CORPORATION 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$1,119,532
Total of all expenses incurred2015-12-31$4,561,686
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$4,496,710
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,191,472
Value of total assets at end of year2015-12-31$15,694,679
Value of total assets at beginning of year2015-12-31$19,136,833
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$64,976
Total interest from all sources2015-12-31$6,840
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$276,537
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2015-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$276,537
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$579,934
Participant contributions at end of year2015-12-31$184,523
Participant contributions at beginning of year2015-12-31$144,219
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$12,224
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$367
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Administrative expenses (other) incurred2015-12-31$64,976
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$1,954
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-3,442,154
Value of net assets at end of year (total assets less liabilities)2015-12-31$15,694,679
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$19,136,833
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$11,757,581
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$14,240,052
Value of interest in pooled separate accounts at end of year2015-12-31$3,750,585
Value of interest in pooled separate accounts at beginning of year2015-12-31$4,750,608
Interest on participant loans2015-12-31$6,840
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,623
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-417,031
Net investment gain/loss from pooled separate accounts2015-12-31$61,714
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$599,314
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$4,496,710
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CLIFTON LARSON ALLEN LLP
Accountancy firm EIN2015-12-31410746749
2014 : VANCE PUBLISHING CORPORATION 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$2,300,416
Total of all expenses incurred2014-12-31$1,975,680
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,918,013
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,175,664
Value of total assets at end of year2014-12-31$19,136,833
Value of total assets at beginning of year2014-12-31$18,812,097
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$57,667
Total interest from all sources2014-12-31$7,347
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$313,590
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$313,590
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$542,007
Participant contributions at end of year2014-12-31$144,219
Participant contributions at beginning of year2014-12-31$181,698
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,286
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$294
Administrative expenses (other) incurred2014-12-31$57,667
Total non interest bearing cash at end of year2014-12-31$1,954
Total non interest bearing cash at beginning of year2014-12-31$2,877
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$324,736
Value of net assets at end of year (total assets less liabilities)2014-12-31$19,136,833
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$18,812,097
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$14,240,052
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$13,088,293
Value of interest in pooled separate accounts at end of year2014-12-31$4,750,608
Value of interest in pooled separate accounts at beginning of year2014-12-31$5,538,934
Interest on participant loans2014-12-31$7,347
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$770,353
Net investment gain/loss from pooled separate accounts2014-12-31$33,462
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$632,371
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,918,013
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2014-12-31410746749
2013 : VANCE PUBLISHING CORPORATION 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$3,573,805
Total of all expenses incurred2013-12-31$4,191,977
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,139,899
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,039,947
Value of total assets at end of year2013-12-31$18,812,097
Value of total assets at beginning of year2013-12-31$19,430,269
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$52,078
Total interest from all sources2013-12-31$11,484
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$270,991
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$270,991
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$488,121
Participant contributions at end of year2013-12-31$181,698
Participant contributions at beginning of year2013-12-31$309,623
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$44,559
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$294
Administrative expenses (other) incurred2013-12-31$52,078
Total non interest bearing cash at end of year2013-12-31$2,877
Total non interest bearing cash at beginning of year2013-12-31$11,057
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-618,172
Value of net assets at end of year (total assets less liabilities)2013-12-31$18,812,097
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$19,430,269
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$13,088,293
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$11,889,700
Value of interest in pooled separate accounts at end of year2013-12-31$5,538,934
Value of interest in pooled separate accounts at beginning of year2013-12-31$7,219,722
Interest on participant loans2013-12-31$11,484
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$167
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,132,092
Net investment gain/loss from pooled separate accounts2013-12-31$119,291
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$507,267
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,139,899
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2013-12-31410746749
2012 : VANCE PUBLISHING CORPORATION 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$2,860,778
Total of all expenses incurred2012-12-31$1,091,424
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,060,442
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,071,742
Value of total assets at end of year2012-12-31$19,430,269
Value of total assets at beginning of year2012-12-31$17,660,915
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$30,982
Total interest from all sources2012-12-31$16,831
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$271,223
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$271,223
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$471,165
Participant contributions at end of year2012-12-31$309,623
Participant contributions at beginning of year2012-12-31$379,259
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$23,923
Administrative expenses (other) incurred2012-12-31$30,982
Total non interest bearing cash at end of year2012-12-31$11,057
Total non interest bearing cash at beginning of year2012-12-31$2,805
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,769,354
Value of net assets at end of year (total assets less liabilities)2012-12-31$19,430,269
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$17,660,915
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$11,889,700
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$9,824,157
Value of interest in pooled separate accounts at end of year2012-12-31$7,219,722
Value of interest in pooled separate accounts at beginning of year2012-12-31$7,453,883
Interest on participant loans2012-12-31$16,829
Interest earned on other investments2012-12-31$2
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$167
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$811
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,277,341
Net investment gain/loss from pooled separate accounts2012-12-31$223,641
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$576,654
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,060,442
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2012-12-31410746749
2011 : VANCE PUBLISHING CORPORATION 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$291,781
Total of all expenses incurred2011-12-31$583,684
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$553,423
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$740,149
Value of total assets at end of year2011-12-31$17,660,915
Value of total assets at beginning of year2011-12-31$17,952,818
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$30,261
Total interest from all sources2011-12-31$14,733
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$178,423
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$178,423
Administrative expenses professional fees incurred2011-12-31$10,615
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$750,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$348,043
Participant contributions at end of year2011-12-31$379,259
Participant contributions at beginning of year2011-12-31$349,505
Administrative expenses (other) incurred2011-12-31$19,646
Total non interest bearing cash at end of year2011-12-31$2,805
Total non interest bearing cash at beginning of year2011-12-31$5,989
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-291,903
Value of net assets at end of year (total assets less liabilities)2011-12-31$17,660,915
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$17,952,818
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$9,824,157
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$10,944,038
Value of interest in pooled separate accounts at end of year2011-12-31$7,453,883
Value of interest in pooled separate accounts at beginning of year2011-12-31$6,652,267
Interest on participant loans2011-12-31$14,733
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$811
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,019
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-805,211
Net investment gain/loss from pooled separate accounts2011-12-31$163,687
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$392,106
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$553,423
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2011-12-31410746749
Total income from all sources (including contributions)2011-03-31$2,508,398
Total of all expenses incurred2011-03-31$1,791,557
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-03-31$1,773,617
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-03-31$782,207
Value of total assets at end of year2011-03-31$17,952,818
Value of total assets at beginning of year2011-03-31$17,235,977
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-03-31$17,940
Total interest from all sources2011-03-31$92,370
Total dividends received (eg from common stock, registered investment company shares)2011-03-31$125,818
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-03-31$125,818
Was this plan covered by a fidelity bond2011-03-31Yes
Value of fidelity bond cover2011-03-31$750,000
If this is an individual account plan, was there a blackout period2011-03-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-03-31$0
Were there any nonexempt tranactions with any party-in-interest2011-03-31No
Contributions received from participants2011-03-31$473,529
Participant contributions at end of year2011-03-31$349,505
Participant contributions at beginning of year2011-03-31$278,124
Income. Received or receivable in cash from other sources (including rollovers)2011-03-31$56,826
Administrative expenses (other) incurred2011-03-31$17,940
Total non interest bearing cash at end of year2011-03-31$5,989
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-03-31No
Value of net income/loss2011-03-31$716,841
Value of net assets at end of year (total assets less liabilities)2011-03-31$17,952,818
Value of net assets at beginning of year (total assets less liabilities)2011-03-31$17,235,977
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-03-31No
Were any leases to which the plan was party in default or uncollectible2011-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-03-31$10,944,038
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-03-31$1,117,027
Value of interest in pooled separate accounts at end of year2011-03-31$6,652,267
Value of interest in pooled separate accounts at beginning of year2011-03-31$8,656,582
Interest on participant loans2011-03-31$19,136
Interest earned on other investments2011-03-31$73,234
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-03-31$1,019
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-03-31$7,184,244
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-03-31$1,607,311
Net investment gain/loss from pooled separate accounts2011-03-31$-99,308
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-03-31No
Was there a failure to transmit to the plan any participant contributions2011-03-31Yes
Has the plan failed to provide any benefit when due under the plan2011-03-31No
Contributions received in cash from employer2011-03-31$251,852
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-03-31$1,773,617
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-03-31Yes
Did the plan have assets held for investment2011-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-03-31Yes
Opinion of an independent qualified public accountant for this plan2011-03-31Disclaimer
Accountancy firm name2011-03-31CLIFTON GUNDERSON
Accountancy firm EIN2011-03-31370802863
2010 : VANCE PUBLISHING CORPORATION 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-03-31$0

Form 5500 Responses for VANCE PUBLISHING CORPORATION 401(K) PROFIT SHARING PLAN

2016: VANCE PUBLISHING CORPORATION 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: VANCE PUBLISHING CORPORATION 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: VANCE PUBLISHING CORPORATION 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: VANCE PUBLISHING CORPORATION 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: VANCE PUBLISHING CORPORATION 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: VANCE PUBLISHING CORPORATION 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-04-01Type of plan entitySingle employer plan
2011-04-01This return/report is a short plan year return/report (less than 12 months)Yes
2011-04-01Plan funding arrangement – InsuranceYes
2011-04-01Plan funding arrangement – TrustYes
2011-04-01Plan benefit arrangement – InsuranceYes
2011-04-01Plan benefit arrangement - TrustYes
2010: VANCE PUBLISHING CORPORATION 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-04-01Type of plan entitySingle employer plan
2010-04-01Plan funding arrangement – InsuranceYes
2010-04-01Plan funding arrangement – TrustYes
2010-04-01Plan benefit arrangement – InsuranceYes
2010-04-01Plan benefit arrangement - TrustYes
2009: VANCE PUBLISHING CORPORATION 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-04-01Type of plan entitySingle employer plan
2009-04-01Submission has been amendedNo
2009-04-01This submission is the final filingNo
2009-04-01This return/report is a short plan year return/report (less than 12 months)No
2009-04-01Plan is a collectively bargained planNo
2009-04-01Plan funding arrangement – InsuranceYes
2009-04-01Plan funding arrangement – TrustYes
2009-04-01Plan benefit arrangement – InsuranceYes
2009-04-01Plan benefit arrangement - TrustYes
2008: VANCE PUBLISHING CORPORATION 401(K) PROFIT SHARING PLAN 2008 form 5500 responses
2008-04-01Type of plan entitySingle employer plan
2008-04-01Submission has been amendedYes
2008-04-01This submission is the final filingNo
2008-04-01This return/report is a short plan year return/report (less than 12 months)No
2008-04-01Plan is a collectively bargained planNo
2008-04-01Plan funding arrangement – InsuranceYes
2008-04-01Plan funding arrangement – TrustYes
2008-04-01Plan benefit arrangement – InsuranceYes
2008-04-01Plan benefit arrangement - TrustYes
2007: VANCE PUBLISHING CORPORATION 401(K) PROFIT SHARING PLAN 2007 form 5500 responses
2007-04-01Type of plan entitySingle employer plan
2007-04-01Submission has been amendedYes
2007-04-01This submission is the final filingNo
2007-04-01This return/report is a short plan year return/report (less than 12 months)No
2007-04-01Plan is a collectively bargained planNo
2007-04-01Plan funding arrangement – InsuranceYes
2007-04-01Plan funding arrangement – TrustYes
2007-04-01Plan benefit arrangement – InsuranceYes
2007-04-01Plan benefit arrangement - TrustYes
2006: VANCE PUBLISHING CORPORATION 401(K) PROFIT SHARING PLAN 2006 form 5500 responses
2006-04-01Type of plan entitySingle employer plan
2006-04-01Submission has been amendedYes
2006-04-01This submission is the final filingNo
2006-04-01This return/report is a short plan year return/report (less than 12 months)No
2006-04-01Plan is a collectively bargained planNo
2006-04-01Plan funding arrangement – InsuranceYes
2006-04-01Plan funding arrangement – TrustYes
2006-04-01Plan benefit arrangement – InsuranceYes
2006-04-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberQK62521
Policy instance 1
Insurance contract or identification numberQK62521
Number of Individuals Covered0
Insurance policy start date2016-01-01
Insurance policy end date2016-08-10
Total amount of commissions paid to insurance brokerUSD $5,364
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,364
Insurance broker nameCBIZ FINANCIAL SOLUTIONS INC.
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberQK62521
Policy instance 1
Insurance contract or identification numberQK62521
Number of Individuals Covered208
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $11,917
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,917
Insurance broker organization code?3
Insurance broker nameCBIZ FINANCIAL SOLUTIONS INC.
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberQK62521
Policy instance 1
Insurance contract or identification numberQK62521
Number of Individuals Covered203
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $12,894
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,894
Insurance broker organization code?3
Insurance broker nameCBIZ FINANCIAL SOLUTIONS INC.
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberQK62521
Policy instance 1
Insurance contract or identification numberQK62521
Number of Individuals Covered202
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $15,227
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,227
Insurance broker nameCBIZ FINANCIAL SOLUTIONS INC.
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberQK62521
Policy instance 1
Insurance contract or identification numberQK62521
Number of Individuals Covered218
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberQK62521
Policy instance 1
Insurance contract or identification numberQK62521
Number of Individuals Covered219
Insurance policy start date2011-04-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $17,329
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number010109
Policy instance 1
Insurance contract or identification number010109
Number of Individuals Covered0
Insurance policy start date2010-04-01
Insurance policy end date2010-08-02
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberQK62521
Policy instance 2
Insurance contract or identification numberQK62521
Number of Individuals Covered222
Insurance policy start date2010-08-02
Insurance policy end date2011-03-31
Total amount of commissions paid to insurance brokerUSD $23,162
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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