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PERSONAL FINANCE COMPANY LLC SALARY SAVINGS PLAN 401k Plan overview

Plan NamePERSONAL FINANCE COMPANY LLC SALARY SAVINGS PLAN
Plan identification number 002

PERSONAL FINANCE COMPANY LLC SALARY SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PERSONAL FINANCE COMPANY LLC has sponsored the creation of one or more 401k plans.

Company Name:PERSONAL FINANCE COMPANY LLC
Employer identification number (EIN):362259815
NAIC Classification:522291
NAIC Description:Consumer Lending

Additional information about PERSONAL FINANCE COMPANY LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 0470806

More information about PERSONAL FINANCE COMPANY LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PERSONAL FINANCE COMPANY LLC SALARY SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022017-01-01JASON DELMAN
0022016-01-01JASON DELMAN
0022015-01-01MELISSA L SHEEHY MELISSA L. SHEEHY2016-07-26
0022014-01-01MELISSA SHEEHY
0022013-01-01LISA KYBARTAS
0022012-01-01LISA KYBARTAS
0022011-01-01LISA KYBARTAS
0022010-01-01LISA KYBARTAS
0022009-01-01LISA KYBARTAS

Plan Statistics for PERSONAL FINANCE COMPANY LLC SALARY SAVINGS PLAN

401k plan membership statisitcs for PERSONAL FINANCE COMPANY LLC SALARY SAVINGS PLAN

Measure Date Value
2017: PERSONAL FINANCE COMPANY LLC SALARY SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01594
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: PERSONAL FINANCE COMPANY LLC SALARY SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01586
Total number of active participants reported on line 7a of the Form 55002016-01-01501
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0190
Total of all active and inactive participants2016-01-01591
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01592
Number of participants with account balances2016-01-01489
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0187
2015: PERSONAL FINANCE COMPANY LLC SALARY SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01515
Total number of active participants reported on line 7a of the Form 55002015-01-01501
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-0176
Total of all active and inactive participants2015-01-01578
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01578
Number of participants with account balances2015-01-01489
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0159
2014: PERSONAL FINANCE COMPANY LLC SALARY SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01454
Total number of active participants reported on line 7a of the Form 55002014-01-01386
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0144
Total of all active and inactive participants2014-01-01431
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01432
Number of participants with account balances2014-01-01374
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0125
2013: PERSONAL FINANCE COMPANY LLC SALARY SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01436
Total number of active participants reported on line 7a of the Form 55002013-01-01360
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0145
Total of all active and inactive participants2013-01-01406
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01407
Number of participants with account balances2013-01-01367
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0122
2012: PERSONAL FINANCE COMPANY LLC SALARY SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01407
Total number of active participants reported on line 7a of the Form 55002012-01-01327
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0155
Total of all active and inactive participants2012-01-01382
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01383
Number of participants with account balances2012-01-01357
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0140
2011: PERSONAL FINANCE COMPANY LLC SALARY SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01396
Total number of active participants reported on line 7a of the Form 55002011-01-01284
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0177
Total of all active and inactive participants2011-01-01361
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01362
Number of participants with account balances2011-01-01345
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0141
2010: PERSONAL FINANCE COMPANY LLC SALARY SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01389
Total number of active participants reported on line 7a of the Form 55002010-01-01306
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0151
Total of all active and inactive participants2010-01-01357
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011
Total participants2010-01-01358
Number of participants with account balances2010-01-01339
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0131
2009: PERSONAL FINANCE COMPANY LLC SALARY SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01388
Total number of active participants reported on line 7a of the Form 55002009-01-01313
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0143
Total of all active and inactive participants2009-01-01356
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01357
Number of participants with account balances2009-01-01325
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0126

Financial Data on PERSONAL FINANCE COMPANY LLC SALARY SAVINGS PLAN

Measure Date Value
2017 : PERSONAL FINANCE COMPANY LLC SALARY SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-06-14$0
Total transfer of assets from this plan2017-06-14$13,034,786
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-14$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-14$0
Total income from all sources (including contributions)2017-06-14$1,191,057
Total loss/gain on sale of assets2017-06-14$0
Total of all expenses incurred2017-06-14$1,944,084
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-14$1,935,273
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-14$304,305
Value of total assets at end of year2017-06-14$0
Value of total assets at beginning of year2017-06-14$13,787,813
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-14$8,811
Total interest from all sources2017-06-14$79,642
Total dividends received (eg from common stock, registered investment company shares)2017-06-14$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-14Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-06-14$0
Was this plan covered by a fidelity bond2017-06-14Yes
Value of fidelity bond cover2017-06-14$500,000
If this is an individual account plan, was there a blackout period2017-06-14Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-06-14$0
Were there any nonexempt tranactions with any party-in-interest2017-06-14No
Contributions received from participants2017-06-14$230,140
Participant contributions at end of year2017-06-14$0
Participant contributions at beginning of year2017-06-14$219,612
Income. Received or receivable in cash from other sources (including rollovers)2017-06-14$2,003
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-14No
Value of net income/loss2017-06-14$-753,027
Value of net assets at end of year (total assets less liabilities)2017-06-14$0
Value of net assets at beginning of year (total assets less liabilities)2017-06-14$13,787,813
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-14No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-14No
Were any leases to which the plan was party in default or uncollectible2017-06-14No
Value of interest in pooled separate accounts at end of year2017-06-14$0
Value of interest in pooled separate accounts at beginning of year2017-06-14$8,780,152
Interest on participant loans2017-06-14$4,519
Interest earned on other investments2017-06-14$75,123
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-06-14$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-06-14$4,788,049
Net investment gain/loss from pooled separate accounts2017-06-14$807,110
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-14No
Was there a failure to transmit to the plan any participant contributions2017-06-14No
Has the plan failed to provide any benefit when due under the plan2017-06-14No
Contributions received in cash from employer2017-06-14$72,162
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-14$1,935,273
Contract administrator fees2017-06-14$8,811
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-06-14Yes
Did the plan have assets held for investment2017-06-14No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-14No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-14Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-14No
Opinion of an independent qualified public accountant for this plan2017-06-14Unqualified
Accountancy firm name2017-06-14CLIFTONLARSONALLEN LLP
Accountancy firm EIN2017-06-14410746749
2016 : PERSONAL FINANCE COMPANY LLC SALARY SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,958,500
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,093,062
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,069,284
Expenses. Certain deemed distributions of participant loans2016-12-31$5,869
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$991,794
Value of total assets at end of year2016-12-31$13,787,813
Value of total assets at beginning of year2016-12-31$12,922,375
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$17,909
Total interest from all sources2016-12-31$187,334
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$673,565
Participant contributions at end of year2016-12-31$219,612
Participant contributions at beginning of year2016-12-31$194,164
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$96,567
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$865,438
Value of net assets at end of year (total assets less liabilities)2016-12-31$13,787,813
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$12,922,375
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$8,780,152
Value of interest in pooled separate accounts at beginning of year2016-12-31$8,039,714
Interest on participant loans2016-12-31$9,112
Interest earned on other investments2016-12-31$178,222
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$4,788,049
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$4,688,497
Net investment gain/loss from pooled separate accounts2016-12-31$779,372
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$221,662
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,069,284
Contract administrator fees2016-12-31$17,909
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2016-12-31410746749
2015 : PERSONAL FINANCE COMPANY LLC SALARY SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$997,036
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$786,602
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$749,967
Expenses. Certain deemed distributions of participant loans2015-12-31$27,704
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$914,829
Value of total assets at end of year2015-12-31$12,922,375
Value of total assets at beginning of year2015-12-31$12,711,941
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$8,931
Total interest from all sources2015-12-31$199,172
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$669,136
Participant contributions at end of year2015-12-31$194,164
Participant contributions at beginning of year2015-12-31$224,899
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$25,211
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$210,434
Value of net assets at end of year (total assets less liabilities)2015-12-31$12,922,375
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$12,711,941
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$8,039,714
Value of interest in pooled separate accounts at beginning of year2015-12-31$7,502,644
Interest on participant loans2015-12-31$9,930
Interest earned on other investments2015-12-31$189,242
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$4,688,497
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$4,984,398
Net investment gain/loss from pooled separate accounts2015-12-31$-116,965
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$220,482
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$749,967
Contract administrator fees2015-12-31$8,931
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2015-12-31410746749
2014 : PERSONAL FINANCE COMPANY LLC SALARY SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,682,788
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$784,080
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$774,751
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$946,232
Value of total assets at end of year2014-12-31$12,711,941
Value of total assets at beginning of year2014-12-31$11,813,233
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$9,329
Total interest from all sources2014-12-31$206,129
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$621,219
Participant contributions at end of year2014-12-31$224,899
Participant contributions at beginning of year2014-12-31$230,783
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$126,360
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$898,708
Value of net assets at end of year (total assets less liabilities)2014-12-31$12,711,941
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$11,813,233
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$7,502,644
Value of interest in pooled separate accounts at beginning of year2014-12-31$6,600,235
Interest on participant loans2014-12-31$9,546
Interest earned on other investments2014-12-31$196,583
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$4,984,398
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$4,982,215
Net investment gain/loss from pooled separate accounts2014-12-31$530,427
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$198,653
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$774,751
Contract administrator fees2014-12-31$9,329
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2014-12-31410746749
2013 : PERSONAL FINANCE COMPANY LLC SALARY SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,429,322
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$326,045
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$311,533
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$893,650
Value of total assets at end of year2013-12-31$11,813,233
Value of total assets at beginning of year2013-12-31$9,709,956
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$14,512
Total interest from all sources2013-12-31$210,602
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$581,808
Participant contributions at end of year2013-12-31$230,783
Participant contributions at beginning of year2013-12-31$172,235
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$122,792
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,103,277
Value of net assets at end of year (total assets less liabilities)2013-12-31$11,813,233
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$9,709,956
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$6,600,235
Value of interest in pooled separate accounts at beginning of year2013-12-31$4,751,942
Interest on participant loans2013-12-31$9,120
Interest earned on other investments2013-12-31$201,482
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$4,982,215
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$4,785,779
Net investment gain/loss from pooled separate accounts2013-12-31$1,325,070
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$189,050
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$311,533
Contract administrator fees2013-12-31$14,512
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2013-12-31410746749
2012 : PERSONAL FINANCE COMPANY LLC SALARY SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,497,907
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$545,108
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$544,728
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$674,916
Value of total assets at end of year2012-12-31$9,709,956
Value of total assets at beginning of year2012-12-31$8,757,157
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$380
Total interest from all sources2012-12-31$218,282
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$558,818
Participant contributions at end of year2012-12-31$172,235
Participant contributions at beginning of year2012-12-31$232,081
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$952,799
Value of net assets at end of year (total assets less liabilities)2012-12-31$9,709,956
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$8,757,157
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$4,751,942
Value of interest in pooled separate accounts at beginning of year2012-12-31$3,637,603
Interest on participant loans2012-12-31$8,769
Interest earned on other investments2012-12-31$209,513
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$4,785,779
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$4,887,473
Net investment gain/loss from pooled separate accounts2012-12-31$604,709
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$116,098
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$544,728
Contract administrator fees2012-12-31$380
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2012-12-31410746749
2011 : PERSONAL FINANCE COMPANY LLC SALARY SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$764,750
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$335,119
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$334,984
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$656,486
Value of total assets at end of year2011-12-31$8,757,157
Value of total assets at beginning of year2011-12-31$8,327,526
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$135
Total interest from all sources2011-12-31$229,963
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$489,815
Participant contributions at end of year2011-12-31$232,081
Participant contributions at beginning of year2011-12-31$150,200
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$65,151
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$429,631
Value of net assets at end of year (total assets less liabilities)2011-12-31$8,757,157
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$8,327,526
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$3,637,603
Value of interest in pooled separate accounts at beginning of year2011-12-31$3,394,482
Interest on participant loans2011-12-31$8,493
Interest earned on other investments2011-12-31$221,470
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$4,887,473
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$4,782,844
Net investment gain/loss from pooled separate accounts2011-12-31$-121,699
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$101,520
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$334,984
Contract administrator fees2011-12-31$135
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2011-12-31410746749
2010 : PERSONAL FINANCE COMPANY LLC SALARY SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,243,409
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$373,522
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$373,502
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$572,978
Value of total assets at end of year2010-12-31$8,327,526
Value of total assets at beginning of year2010-12-31$7,457,639
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$20
Total interest from all sources2010-12-31$239,254
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$421,603
Participant contributions at end of year2010-12-31$150,200
Participant contributions at beginning of year2010-12-31$135,339
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$65,370
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$869,887
Value of net assets at end of year (total assets less liabilities)2010-12-31$8,327,526
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$7,457,639
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$3,394,482
Value of interest in pooled separate accounts at beginning of year2010-12-31$2,672,086
Interest on participant loans2010-12-31$8,452
Interest earned on other investments2010-12-31$230,802
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$4,782,844
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$4,650,214
Net investment gain/loss from pooled separate accounts2010-12-31$431,177
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$86,005
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$373,502
Contract administrator fees2010-12-31$20
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31LARSON ALLEN LLP
Accountancy firm EIN2010-12-31410746749

Form 5500 Responses for PERSONAL FINANCE COMPANY LLC SALARY SAVINGS PLAN

2017: PERSONAL FINANCE COMPANY LLC SALARY SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: PERSONAL FINANCE COMPANY LLC SALARY SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: PERSONAL FINANCE COMPANY LLC SALARY SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PERSONAL FINANCE COMPANY LLC SALARY SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PERSONAL FINANCE COMPANY LLC SALARY SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PERSONAL FINANCE COMPANY LLC SALARY SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PERSONAL FINANCE COMPANY LLC SALARY SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: PERSONAL FINANCE COMPANY LLC SALARY SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: PERSONAL FINANCE COMPANY LLC SALARY SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number18832
Policy instance 1
Insurance contract or identification number18832
Number of Individuals Covered578
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number18832
Policy instance 1
Insurance contract or identification number18832
Number of Individuals Covered432
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number18832
Policy instance 1
Insurance contract or identification number18832
Number of Individuals Covered407
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number18832
Policy instance 1
Insurance contract or identification number18832
Number of Individuals Covered383
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number18832
Policy instance 1
Insurance contract or identification number18832
Number of Individuals Covered362
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number18832
Policy instance 1
Insurance contract or identification number18832
Number of Individuals Covered358
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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