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COONEY & CONWAY 401(K) PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan NameCOONEY & CONWAY 401(K) PROFIT SHARING PLAN & TRUST
Plan identification number 002

COONEY & CONWAY 401(K) PROFIT SHARING PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

COONEY & CONWAY has sponsored the creation of one or more 401k plans.

Company Name:COONEY & CONWAY
Employer identification number (EIN):362387680
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COONEY & CONWAY 401(K) PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01MARY ELIZABETH WHITE2023-10-12
0022021-01-01MARY ELIZABETH WHITE2022-09-29 ROBERT J. COONEY, JR.2022-09-29
0022021-01-01MARY ELIZABETH WHITE2022-09-22 ROBERT J. COONEY, JR.2022-09-22
0022020-01-01MARY ELIZABETH WHITE2021-08-10 ROBERT J. COONEY2021-08-10
0022020-01-01MARY ELIZABETH WHITE2021-07-29 ROBERT J. COONEY2021-07-29
0022019-01-01MARY ELIZABETH WHITE2020-10-08 ROBERT J. COONEY, JR.2020-10-08
0022018-01-01MARY ELIZABETH WHITE2019-07-31 ROBERT COONEY2019-07-31
0022018-01-01MARIBETH WHITE2019-07-31 ROBERT J. COONEY2019-07-31
0022017-01-01MARY ELIZABETH WHITE2018-07-31 ROBERT J. COONEY, JR.2018-07-31
0022016-01-01MARY ELIZABETH WHITE ROBERT J. COONEY, JR.2017-09-25
0022015-01-01MARY ELIZABETH WHITE ROBERT J. COONEY, JR.2016-07-29
0022014-01-01MARY ELIZABETH WHITE ROBERT J COONEY2015-07-27
0022013-01-01MARY ELIZABETH WHITE2014-07-23
0022011-01-01COONEY CONWAY
0022009-01-01MARJORIE A. OCASEK

Plan Statistics for COONEY & CONWAY 401(K) PROFIT SHARING PLAN & TRUST

401k plan membership statisitcs for COONEY & CONWAY 401(K) PROFIT SHARING PLAN & TRUST

Measure Date Value
2016: COONEY & CONWAY 401(K) PROFIT SHARING PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-0185
Total number of active participants reported on line 7a of the Form 55002016-01-0170
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-019
Total of all active and inactive participants2016-01-0180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-0181
Number of participants with account balances2016-01-0180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-012
2015: COONEY & CONWAY 401(K) PROFIT SHARING PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-0189
Total number of active participants reported on line 7a of the Form 55002015-01-0175
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0110
Total of all active and inactive participants2015-01-0185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0185
Number of participants with account balances2015-01-0179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: COONEY & CONWAY 401(K) PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-0189
Total number of active participants reported on line 7a of the Form 55002014-01-0171
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-019
Total of all active and inactive participants2014-01-0182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-0183
Number of participants with account balances2014-01-0183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-014
2011: COONEY & CONWAY 401(K) PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-0185
Total number of active participants reported on line 7a of the Form 55002011-01-0167
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0123
Total of all active and inactive participants2011-01-0190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0190
Number of participants with account balances2011-01-0184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: COONEY & CONWAY 401(K) PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-0167
Total number of active participants reported on line 7a of the Form 55002009-01-0159
Number of other retired or separated participants entitled to future benefits2009-01-0112
Total of all active and inactive participants2009-01-0171
Total participants2009-01-0171
Number of participants with account balances2009-01-0171

Financial Data on COONEY & CONWAY 401(K) PROFIT SHARING PLAN & TRUST

Measure Date Value
2016 : COONEY & CONWAY 401(K) PROFIT SHARING PLAN & TRUST 2016 401k financial data
Transfers to/from the plan2016-12-31$139
Total income from all sources2016-12-31$2,278,434
Expenses. Total of all expenses incurred2016-12-31$127,589
Benefits paid (including direct rollovers)2016-12-31$127,409
Total plan assets at end of year2016-12-31$17,373,044
Total plan assets at beginning of year2016-12-31$15,222,060
Value of fidelity bond covering the plan2016-12-31$500,000
Total contributions received or receivable from participants2016-12-31$669,549
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$1,274,038
Net income (gross income less expenses)2016-12-31$2,150,845
Net plan assets at end of year (total assets less liabilities)2016-12-31$17,373,044
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$15,222,060
Assets. Value of participant loans2016-12-31$73,721
Total contributions received or receivable from employer(s)2016-12-31$334,847
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$180
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : COONEY & CONWAY 401(K) PROFIT SHARING PLAN & TRUST 2015 401k financial data
Total income from all sources2015-12-31$992,909
Expenses. Total of all expenses incurred2015-12-31$655,810
Benefits paid (including direct rollovers)2015-12-31$655,723
Total plan assets at end of year2015-12-31$15,222,060
Total plan assets at beginning of year2015-12-31$14,884,961
Value of fidelity bond covering the plan2015-12-31$500,000
Total contributions received or receivable from participants2015-12-31$639,536
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$13,654
Other income received2015-12-31$92,133
Net income (gross income less expenses)2015-12-31$337,099
Net plan assets at end of year (total assets less liabilities)2015-12-31$15,222,060
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$14,884,961
Assets. Value of participant loans2015-12-31$69,537
Total contributions received or receivable from employer(s)2015-12-31$247,586
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$87
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : COONEY & CONWAY 401(K) PROFIT SHARING PLAN & TRUST 2014 401k financial data
Total income from all sources2014-12-31$2,067,694
Expenses. Total of all expenses incurred2014-12-31$66,476
Benefits paid (including direct rollovers)2014-12-31$66,096
Total plan assets at end of year2014-12-31$14,884,961
Total plan assets at beginning of year2014-12-31$12,883,743
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$579,043
Expenses. Other expenses not covered elsewhere2014-12-31$380
Contributions received from other sources (not participants or employers)2014-12-31$235,526
Other income received2014-12-31$644,024
Net income (gross income less expenses)2014-12-31$2,001,218
Net plan assets at end of year (total assets less liabilities)2014-12-31$14,884,961
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$12,883,743
Assets. Value of participant loans2014-12-31$84,192
Total contributions received or receivable from employer(s)2014-12-31$609,101
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2011 : COONEY & CONWAY 401(K) PROFIT SHARING PLAN & TRUST 2011 401k financial data
Transfers to/from the plan2011-12-31$0
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$240,523
Expenses. Total of all expenses incurred2011-12-31$26,877
Benefits paid (including direct rollovers)2011-12-31$26,109
Total plan assets at end of year2011-12-31$9,442,074
Total plan assets at beginning of year2011-12-31$9,228,428
Value of fidelity bond covering the plan2011-12-31$500,000
Total contributions received or receivable from participants2011-12-31$353,816
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-360,924
Net income (gross income less expenses)2011-12-31$213,646
Net plan assets at end of year (total assets less liabilities)2011-12-31$9,442,074
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$9,228,428
Assets. Value of participant loans2011-12-31$114,641
Total contributions received or receivable from employer(s)2011-12-31$247,631
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$768
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0
2010 : COONEY & CONWAY 401(K) PROFIT SHARING PLAN & TRUST 2010 401k financial data
Total income from all sources2010-12-31$1,652,819
Expenses. Total of all expenses incurred2010-12-31$17,388
Benefits paid (including direct rollovers)2010-12-31$17,029
Total plan assets at end of year2010-12-31$9,228,428
Total plan assets at beginning of year2010-12-31$7,592,997
Value of fidelity bond covering the plan2010-12-31$500,000
Total contributions received or receivable from participants2010-12-31$461,646
Expenses. Other expenses not covered elsewhere2010-12-31$359
Other income received2010-12-31$974,869
Net income (gross income less expenses)2010-12-31$1,635,431
Net plan assets at end of year (total assets less liabilities)2010-12-31$9,228,428
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$7,592,997
Assets. Value of participant loans2010-12-31$156,454
Total contributions received or receivable from employer(s)2010-12-31$216,304
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : COONEY & CONWAY 401(K) PROFIT SHARING PLAN & TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for COONEY & CONWAY 401(K) PROFIT SHARING PLAN & TRUST

2016: COONEY & CONWAY 401(K) PROFIT SHARING PLAN & TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: COONEY & CONWAY 401(K) PROFIT SHARING PLAN & TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: COONEY & CONWAY 401(K) PROFIT SHARING PLAN & TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2011: COONEY & CONWAY 401(K) PROFIT SHARING PLAN & TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: COONEY & CONWAY 401(K) PROFIT SHARING PLAN & TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 61354
Policy instance 1
Insurance contract or identification numberMR 61354
Number of Individuals Covered85
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 61354
Policy instance 1
Insurance contract or identification numberMR 61354
Number of Individuals Covered83
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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