CONNOR-WINFIELD CORPORATION has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CONNOR-WINFIELD CORPORATION EMPLOYEES' 401K SAVINGS PLAN
| Measure | Date | Value |
|---|
| 2025 : CONNOR-WINFIELD CORPORATION EMPLOYEES' 401K SAVINGS PLAN 2025 401k financial data |
|---|
| Total expenses incurred by plan in this plan year | 2025-02-03 | 3325949 |
| Net assets as of the end of the plan year | 2025-02-03 | 17633330 |
| Total assets as of the beginning of the plan year | 2025-02-03 | 18087584 |
| Value of plan covered by a fidelity bond | 2025-02-03 | 500000 |
| Participant contributions to plan in this plan year | 2025-02-03 | 292396 |
| Value of participant loans at end of plan year | 2025-02-03 | 199918 |
| Other income to plan in this plan year | 2025-02-03 | 2523793 |
| Plan net income in this plan year | 2025-02-03 | -454254 |
| Net assets as of the end of the plan year | 2025-02-03 | 17633330 |
| Net assets as of the beginning of the plan year | 2025-02-03 | 18087584 |
| Employer contributions to plan in this plan year | 2025-02-03 | 55506 |
| Fees paid to broker by Benefit Provider | 2025-02-03 | 4778 |
| Expensese paid to adminstrative service provicers from plan in this plan year | 2025-02-03 | 31116 |
| 2024 : CONNOR-WINFIELD CORPORATION EMPLOYEES' 401K SAVINGS PLAN 2024 401k financial data |
|---|
| Total liabilities as of the beginning of the plan year | 2024-04-24 | 0 |
| Total expenses incurred by plan in this plan year | 2024-04-24 | 405983 |
| Net assets as of the end of the plan year | 2024-04-24 | 18087584 |
| Total assets as of the beginning of the plan year | 2024-04-24 | 15487402 |
| Value of plan covered by a fidelity bond | 2024-04-24 | 500000 |
| Participant contributions to plan in this plan year | 2024-04-24 | 284713 |
| Value of participant loans at end of plan year | 2024-04-24 | 235807 |
| Other contributions to plan in this plan year | 2024-04-24 | 53000 |
| Other income to plan in this plan year | 2024-04-24 | 2609133 |
| Plan net income in this plan year | 2024-04-24 | 2600182 |
| Net assets as of the end of the plan year | 2024-04-24 | 18087584 |
| Net assets as of the beginning of the plan year | 2024-04-24 | 15487402 |
| Employer contributions to plan in this plan year | 2024-04-24 | 59319 |
| Fees paid to broker by Benefit Provider | 2024-04-24 | 6695 |
| Expensese paid to adminstrative service provicers from plan in this plan year | 2024-04-24 | 31351 |
| 2022 : CONNOR-WINFIELD CORPORATION EMPLOYEES' 401K SAVINGS PLAN 2022 401k financial data |
|---|
| Total income from all sources (including contributions) | 2022-12-31 | $-3,209,202 |
| Total of all expenses incurred | 2022-12-31 | $1,627,401 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $1,580,155 |
| Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $6,771 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $373,553 |
| Value of total assets at end of year | 2022-12-31 | $15,487,402 |
| Value of total assets at beginning of year | 2022-12-31 | $20,324,005 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $40,475 |
| Total interest from all sources | 2022-12-31 | $72,757 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $508,275 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $508,275 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $309,890 |
| Participant contributions at end of year | 2022-12-31 | $153,981 |
| Participant contributions at beginning of year | 2022-12-31 | $202,445 |
| Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $0 |
| Administrative expenses (other) incurred | 2022-12-31 | $40,475 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-4,836,603 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $15,487,402 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $20,324,005 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $12,283,619 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $17,453,015 |
| Interest on participant loans | 2022-12-31 | $9,231 |
| Interest earned on other investments | 2022-12-31 | $63,526 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $3,047,772 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $2,667,175 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-4,163,787 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $63,663 |
| Employer contributions (assets) at end of year | 2022-12-31 | $2,030 |
| Employer contributions (assets) at beginning of year | 2022-12-31 | $1,370 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $1,580,155 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | SELDEN FOX |
| Accountancy firm EIN | 2022-12-31 | 362985770 |
| Total income from all sources (including contributions) | 2022-01-01 | $-3,209,202 |
| Total of all expenses incurred | 2022-01-01 | $1,627,401 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $1,580,155 |
| Expenses. Certain deemed distributions of participant loans | 2022-01-01 | $6,771 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $373,553 |
| Value of total assets at end of year | 2022-01-01 | $15,487,402 |
| Value of total assets at beginning of year | 2022-01-01 | $20,324,005 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $40,475 |
| Total interest from all sources | 2022-01-01 | $72,757 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $508,275 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $508,275 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $309,890 |
| Participant contributions at end of year | 2022-01-01 | $153,981 |
| Participant contributions at beginning of year | 2022-01-01 | $202,445 |
| Assets. Other investments not covered elsewhere at beginning of year | 2022-01-01 | $0 |
| Administrative expenses (other) incurred | 2022-01-01 | $40,475 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-4,836,603 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $15,487,402 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $20,324,005 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $12,283,619 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $17,453,015 |
| Interest on participant loans | 2022-01-01 | $9,231 |
| Interest earned on other investments | 2022-01-01 | $63,526 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-01-01 | $3,047,772 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-01-01 | $2,667,175 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-4,163,787 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $63,663 |
| Employer contributions (assets) at end of year | 2022-01-01 | $2,030 |
| Employer contributions (assets) at beginning of year | 2022-01-01 | $1,370 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $1,580,155 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | SELDEN FOX |
| Accountancy firm EIN | 2022-01-01 | 362985770 |
| 2021 : CONNOR-WINFIELD CORPORATION EMPLOYEES' 401K SAVINGS PLAN 2021 401k financial data |
|---|
| Total income from all sources (including contributions) | 2021-12-31 | $2,997,039 |
| Total of all expenses incurred | 2021-12-31 | $362,201 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $322,864 |
| Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $5,213 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $362,570 |
| Value of total assets at end of year | 2021-12-31 | $20,324,005 |
| Value of total assets at beginning of year | 2021-12-31 | $17,689,167 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $34,124 |
| Total interest from all sources | 2021-12-31 | $69,616 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $1,604,903 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $1,604,903 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $297,771 |
| Participant contributions at end of year | 2021-12-31 | $202,445 |
| Participant contributions at beginning of year | 2021-12-31 | $240,203 |
| Participant contributions at end of year | 2021-12-31 | $0 |
| Participant contributions at beginning of year | 2021-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $0 |
| Administrative expenses (other) incurred | 2021-12-31 | $34,124 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $2,634,838 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $20,324,005 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $17,689,167 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $17,453,015 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $14,303,462 |
| Interest on participant loans | 2021-12-31 | $11,416 |
| Interest earned on other investments | 2021-12-31 | $58,200 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $2,667,175 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $3,145,428 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2021-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $959,950 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $64,799 |
| Employer contributions (assets) at end of year | 2021-12-31 | $1,370 |
| Employer contributions (assets) at beginning of year | 2021-12-31 | $74 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $322,864 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | SELDEN FOX |
| Accountancy firm EIN | 2021-12-31 | 362985770 |
| 2020 : CONNOR-WINFIELD CORPORATION EMPLOYEES' 401K SAVINGS PLAN 2020 401k financial data |
|---|
| Total income from all sources (including contributions) | 2020-12-31 | $3,386,344 |
| Total of all expenses incurred | 2020-12-31 | $581,592 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $560,433 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $544,549 |
| Value of total assets at end of year | 2020-12-31 | $17,689,167 |
| Value of total assets at beginning of year | 2020-12-31 | $14,884,415 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $21,159 |
| Total interest from all sources | 2020-12-31 | $78,834 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $269,798 |
| Participant contributions at end of year | 2020-12-31 | $240,203 |
| Participant contributions at beginning of year | 2020-12-31 | $338,241 |
| Participant contributions at end of year | 2020-12-31 | $0 |
| Participant contributions at beginning of year | 2020-12-31 | $9,744 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $212,770 |
| Administrative expenses (other) incurred | 2020-12-31 | $21,159 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Income. Non cash contributions | 2020-12-31 | $0 |
| Value of net income/loss | 2020-12-31 | $2,804,752 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $17,689,167 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $14,884,415 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $14,303,462 |
| Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $11,836,767 |
| Interest on participant loans | 2020-12-31 | $18,128 |
| Interest earned on other investments | 2020-12-31 | $60,706 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $3,145,428 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $2,696,118 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $3,031,071 |
| Net investment gain/loss from pooled separate accounts | 2020-12-31 | $-268,110 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $61,981 |
| Employer contributions (assets) at end of year | 2020-12-31 | $74 |
| Employer contributions (assets) at beginning of year | 2020-12-31 | $3,545 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $560,433 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-12-31 | Yes |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
| Accountancy firm name | 2020-12-31 | SELDEN FOX |
| Accountancy firm EIN | 2020-12-31 | 362985770 |
| 2019 : CONNOR-WINFIELD CORPORATION EMPLOYEES' 401K SAVINGS PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $2,769,617 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $277,094 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $275,118 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $319,962 |
| Value of total assets at end of year | 2019-12-31 | $14,884,415 |
| Value of total assets at beginning of year | 2019-12-31 | $12,391,892 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $1,976 |
| Total interest from all sources | 2019-12-31 | $86,658 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $261,738 |
| Participant contributions at end of year | 2019-12-31 | $338,241 |
| Participant contributions at beginning of year | 2019-12-31 | $302,605 |
| Participant contributions at end of year | 2019-12-31 | $9,744 |
| Participant contributions at beginning of year | 2019-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $0 |
| Administrative expenses (other) incurred | 2019-12-31 | $1,976 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Income. Non cash contributions | 2019-12-31 | $0 |
| Value of net income/loss | 2019-12-31 | $2,492,523 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $14,884,415 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $12,391,892 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2019-12-31 | $11,836,767 |
| Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $9,466,218 |
| Interest on participant loans | 2019-12-31 | $18,843 |
| Interest earned on other investments | 2019-12-31 | $67,815 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $2,696,118 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $2,623,069 |
| Net investment gain/loss from pooled separate accounts | 2019-12-31 | $2,362,997 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $58,224 |
| Employer contributions (assets) at end of year | 2019-12-31 | $3,545 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $275,118 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | SELDEN FOX |
| Accountancy firm EIN | 2019-12-31 | 362985770 |
| 2018 : CONNOR-WINFIELD CORPORATION EMPLOYEES' 401K SAVINGS PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $-175,916 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $654,206 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $652,250 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $380,564 |
| Value of total assets at end of year | 2018-12-31 | $12,391,892 |
| Value of total assets at beginning of year | 2018-12-31 | $13,222,014 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $1,956 |
| Total interest from all sources | 2018-12-31 | $85,871 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $257,368 |
| Participant contributions at end of year | 2018-12-31 | $302,605 |
| Participant contributions at beginning of year | 2018-12-31 | $281,069 |
| Participant contributions at end of year | 2018-12-31 | $0 |
| Participant contributions at beginning of year | 2018-12-31 | $9,394 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $66,633 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-830,122 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $12,391,892 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $13,222,014 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2018-12-31 | $9,466,218 |
| Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $9,863,820 |
| Interest on participant loans | 2018-12-31 | $14,512 |
| Interest earned on other investments | 2018-12-31 | $71,359 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $2,623,069 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $3,065,666 |
| Net investment gain/loss from pooled separate accounts | 2018-12-31 | $-642,351 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $56,563 |
| Employer contributions (assets) at end of year | 2018-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2018-12-31 | $2,065 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $652,250 |
| Contract administrator fees | 2018-12-31 | $1,956 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | SELDEN FOX |
| Accountancy firm EIN | 2018-12-31 | 362985770 |
| 2017 : CONNOR-WINFIELD CORPORATION EMPLOYEES' 401K SAVINGS PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $2,107,046 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $1,669,491 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $1,666,850 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $337,953 |
| Value of total assets at end of year | 2017-12-31 | $13,222,014 |
| Value of total assets at beginning of year | 2017-12-31 | $12,784,459 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $2,641 |
| Total interest from all sources | 2017-12-31 | $13,001 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $269,316 |
| Participant contributions at end of year | 2017-12-31 | $281,069 |
| Participant contributions at beginning of year | 2017-12-31 | $338,799 |
| Participant contributions at end of year | 2017-12-31 | $9,394 |
| Participant contributions at beginning of year | 2017-12-31 | $10,424 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $11,333 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $437,555 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $13,222,014 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $12,784,459 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2017-12-31 | $9,863,820 |
| Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $8,708,948 |
| Interest on participant loans | 2017-12-31 | $13,001 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $3,065,666 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $3,723,940 |
| Net investment gain/loss from pooled separate accounts | 2017-12-31 | $1,756,092 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $57,304 |
| Employer contributions (assets) at end of year | 2017-12-31 | $2,065 |
| Employer contributions (assets) at beginning of year | 2017-12-31 | $2,348 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $1,666,850 |
| Contract administrator fees | 2017-12-31 | $2,641 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | SELDEN FOX |
| Accountancy firm EIN | 2017-12-31 | 362985770 |
| 2016 : CONNOR-WINFIELD CORPORATION EMPLOYEES' 401K SAVINGS PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $975,897 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $1,341,536 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $1,317,542 |
| Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $20,863 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $340,668 |
| Value of total assets at end of year | 2016-12-31 | $12,784,459 |
| Value of total assets at beginning of year | 2016-12-31 | $13,150,098 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $3,131 |
| Total interest from all sources | 2016-12-31 | $15,712 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $273,268 |
| Participant contributions at end of year | 2016-12-31 | $338,799 |
| Participant contributions at beginning of year | 2016-12-31 | $416,622 |
| Participant contributions at end of year | 2016-12-31 | $10,424 |
| Participant contributions at beginning of year | 2016-12-31 | $9,582 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $5,102 |
| Other income not declared elsewhere | 2016-12-31 | $102,553 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $-365,639 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $12,784,459 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $13,150,098 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2016-12-31 | $8,708,948 |
| Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $8,904,982 |
| Interest on participant loans | 2016-12-31 | $15,712 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $3,723,940 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $3,816,293 |
| Net investment gain/loss from pooled separate accounts | 2016-12-31 | $516,964 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $62,298 |
| Employer contributions (assets) at end of year | 2016-12-31 | $2,348 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $2,619 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $1,317,542 |
| Contract administrator fees | 2016-12-31 | $3,131 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | KUTCHINS, ROBBINS & DIAMOND, LTD. |
| Accountancy firm EIN | 2016-12-31 | 363856676 |
| 2015 : CONNOR-WINFIELD CORPORATION EMPLOYEES' 401K SAVINGS PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $406,233 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $933,255 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $908,013 |
| Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $20,331 |
| Value of total corrective distributions | 2015-12-31 | $916 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $363,175 |
| Value of total assets at end of year | 2015-12-31 | $13,150,098 |
| Value of total assets at beginning of year | 2015-12-31 | $13,677,120 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $3,995 |
| Total interest from all sources | 2015-12-31 | $17,156 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $289,190 |
| Participant contributions at end of year | 2015-12-31 | $416,622 |
| Participant contributions at beginning of year | 2015-12-31 | $410,266 |
| Participant contributions at end of year | 2015-12-31 | $9,582 |
| Participant contributions at beginning of year | 2015-12-31 | $0 |
| Other income not declared elsewhere | 2015-12-31 | $101,894 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-527,022 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $13,150,098 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $13,677,120 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2015-12-31 | $8,904,982 |
| Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $9,524,027 |
| Interest on participant loans | 2015-12-31 | $17,156 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $3,816,293 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $3,742,827 |
| Net investment gain/loss from pooled separate accounts | 2015-12-31 | $-75,992 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $73,985 |
| Employer contributions (assets) at end of year | 2015-12-31 | $2,619 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $908,013 |
| Contract administrator fees | 2015-12-31 | $3,995 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | POPOWCER KATTEN, LTD. |
| Accountancy firm EIN | 2015-12-31 | 363736420 |
| 2014 : CONNOR-WINFIELD CORPORATION EMPLOYEES' 401K SAVINGS PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $1,105,525 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $1,589,858 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $1,506,436 |
| Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $76,102 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $297,939 |
| Value of total assets at end of year | 2014-12-31 | $13,677,120 |
| Value of total assets at beginning of year | 2014-12-31 | $14,161,453 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $7,320 |
| Total interest from all sources | 2014-12-31 | $16,317 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $272,941 |
| Participant contributions at end of year | 2014-12-31 | $410,266 |
| Participant contributions at beginning of year | 2014-12-31 | $380,086 |
| Other income not declared elsewhere | 2014-12-31 | $107,198 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $-484,333 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $13,677,120 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $14,161,453 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2014-12-31 | $9,524,027 |
| Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $9,314,183 |
| Interest on participant loans | 2014-12-31 | $16,317 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $3,742,827 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $4,467,184 |
| Net investment gain/loss from pooled separate accounts | 2014-12-31 | $684,071 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $24,998 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,506,436 |
| Contract administrator fees | 2014-12-31 | $7,320 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | POPOWCER KATTEN, LTD. |
| Accountancy firm EIN | 2014-12-31 | 363736420 |
| 2013 : CONNOR-WINFIELD CORPORATION EMPLOYEES' 401K SAVINGS PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $2,514,808 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $832,057 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $820,175 |
| Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $4,124 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $466,601 |
| Value of total assets at end of year | 2013-12-31 | $14,161,453 |
| Value of total assets at beginning of year | 2013-12-31 | $12,478,702 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $7,758 |
| Total interest from all sources | 2013-12-31 | $13,476 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $381,761 |
| Participant contributions at end of year | 2013-12-31 | $380,086 |
| Participant contributions at beginning of year | 2013-12-31 | $343,388 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $29,785 |
| Other income not declared elsewhere | 2013-12-31 | $143,159 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $1,682,751 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $14,161,453 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $12,478,702 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2013-12-31 | $9,314,183 |
| Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $7,454,825 |
| Interest on participant loans | 2013-12-31 | $13,476 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $4,467,184 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $4,680,489 |
| Net investment gain/loss from pooled separate accounts | 2013-12-31 | $1,891,572 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $55,055 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $820,175 |
| Contract administrator fees | 2013-12-31 | $7,758 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | POPOWCER KATTEN, LTD. |
| Accountancy firm EIN | 2013-12-31 | 363736420 |
| 2012 : CONNOR-WINFIELD CORPORATION EMPLOYEES' 401K SAVINGS PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $1,793,951 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $571,434 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $565,930 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $694,874 |
| Value of total assets at end of year | 2012-12-31 | $12,478,702 |
| Value of total assets at beginning of year | 2012-12-31 | $11,256,185 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $5,504 |
| Total interest from all sources | 2012-12-31 | $11,457 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $425,254 |
| Participant contributions at end of year | 2012-12-31 | $343,388 |
| Participant contributions at beginning of year | 2012-12-31 | $233,550 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $154,270 |
| Other income not declared elsewhere | 2012-12-31 | $151,713 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $1,222,517 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $12,478,702 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $11,256,185 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2012-12-31 | $7,454,825 |
| Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $6,326,077 |
| Interest on participant loans | 2012-12-31 | $11,457 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $4,680,489 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $4,696,558 |
| Net investment gain/loss from pooled separate accounts | 2012-12-31 | $935,907 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $115,350 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $565,930 |
| Contract administrator fees | 2012-12-31 | $5,504 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | POPOWCER KATTEN, LTD. |
| Accountancy firm EIN | 2012-12-31 | 363736420 |
| 2011 : CONNOR-WINFIELD CORPORATION EMPLOYEES' 401K SAVINGS PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $574,377 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $254,603 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $248,494 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $614,914 |
| Value of total assets at end of year | 2011-12-31 | $11,256,185 |
| Value of total assets at beginning of year | 2011-12-31 | $10,936,411 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $6,109 |
| Total interest from all sources | 2011-12-31 | $9,559 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $486,400 |
| Participant contributions at end of year | 2011-12-31 | $233,550 |
| Participant contributions at beginning of year | 2011-12-31 | $111,857 |
| Other income not declared elsewhere | 2011-12-31 | $164,794 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $319,774 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $11,256,185 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $10,936,411 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $6,326,077 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $6,555,772 |
| Interest on participant loans | 2011-12-31 | $9,559 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $4,696,558 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $4,268,782 |
| Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-214,890 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $128,514 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $248,494 |
| Contract administrator fees | 2011-12-31 | $6,109 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | POPOWCER KATTEN, LTD. |
| Accountancy firm EIN | 2011-12-31 | 363736420 |
| 2010 : CONNOR-WINFIELD CORPORATION EMPLOYEES' 401K SAVINGS PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $1,426,032 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $454,328 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $446,747 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $480,399 |
| Value of total assets at end of year | 2010-12-31 | $10,936,411 |
| Value of total assets at beginning of year | 2010-12-31 | $9,964,707 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $7,581 |
| Total interest from all sources | 2010-12-31 | $179,332 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $443,375 |
| Participant contributions at end of year | 2010-12-31 | $111,857 |
| Participant contributions at beginning of year | 2010-12-31 | $52,021 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $37,024 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $971,704 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $10,936,411 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $9,964,707 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $6,555,772 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $5,718,447 |
| Interest on participant loans | 2010-12-31 | $2,837 |
| Interest earned on other investments | 2010-12-31 | $176,495 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $4,268,782 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $4,194,239 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $766,301 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $446,747 |
| Contract administrator fees | 2010-12-31 | $7,581 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | POPOWCER KATTEN, LTD. |
| Accountancy firm EIN | 2010-12-31 | 363736420 |
| 2009 : CONNOR-WINFIELD CORPORATION EMPLOYEES' 401K SAVINGS PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
