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THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 401k Plan overview

Plan NameTHE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST
Plan identification number 002

THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SMALLEY STEEL RING CO has sponsored the creation of one or more 401k plans.

Company Name:SMALLEY STEEL RING CO
Employer identification number (EIN):362517995
NAIC Classification:331200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022021-10-01
0022020-10-01
0022019-10-01
0022018-10-01
0022017-10-01
0022016-10-01SHELLI GRONS
0022015-10-01SHELLI GRONS
0022014-10-01SHELLI GRONS
0022013-10-01SHELLI GRONS
0022012-10-01SHELLI GRONS
0022011-10-01SHELLI GRONS
0022009-10-01SHELLI GRONS
0022008-10-01

Plan Statistics for THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST

401k plan membership statisitcs for THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST

Measure Date Value
2021: THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year2021-10-01688
Total number of active participants reported on line 7a of the Form 55002021-10-01538
Number of retired or separated participants receiving benefits2021-10-014
Number of other retired or separated participants entitled to future benefits2021-10-01209
Total of all active and inactive participants2021-10-01751
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-10-016
Total participants2021-10-01757
Number of participants with account balances2021-10-01738
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-10-0137
2020: THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year2020-10-01677
Total number of active participants reported on line 7a of the Form 55002020-10-01495
Number of retired or separated participants receiving benefits2020-10-011
Number of other retired or separated participants entitled to future benefits2020-10-01190
Total of all active and inactive participants2020-10-01686
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-10-012
Total participants2020-10-01688
Number of participants with account balances2020-10-01674
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-10-0137
2019: THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year2019-10-01712
Total number of active participants reported on line 7a of the Form 55002019-10-01494
Number of retired or separated participants receiving benefits2019-10-016
Number of other retired or separated participants entitled to future benefits2019-10-01175
Total of all active and inactive participants2019-10-01675
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-10-012
Total participants2019-10-01677
Number of participants with account balances2019-10-01670
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-10-0144
2018: THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year2018-10-01610
Total number of active participants reported on line 7a of the Form 55002018-10-01550
Number of retired or separated participants receiving benefits2018-10-016
Number of other retired or separated participants entitled to future benefits2018-10-01154
Total of all active and inactive participants2018-10-01710
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-10-012
Total participants2018-10-01712
Number of participants with account balances2018-10-01690
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-10-0137
2017: THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-10-01703
Total number of active participants reported on line 7a of the Form 55002017-10-01497
Number of retired or separated participants receiving benefits2017-10-012
Number of other retired or separated participants entitled to future benefits2017-10-01110
Total of all active and inactive participants2017-10-01609
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-011
Total participants2017-10-01610
Number of participants with account balances2017-10-01589
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-0142
2016: THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-10-01629
Total number of active participants reported on line 7a of the Form 55002016-10-01444
Number of retired or separated participants receiving benefits2016-10-014
Number of other retired or separated participants entitled to future benefits2016-10-01198
Total of all active and inactive participants2016-10-01646
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-014
Total participants2016-10-01650
Number of participants with account balances2016-10-01637
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-0114
2015: THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-10-01618
Total number of active participants reported on line 7a of the Form 55002015-10-01413
Number of retired or separated participants receiving benefits2015-10-012
Number of other retired or separated participants entitled to future benefits2015-10-01197
Total of all active and inactive participants2015-10-01612
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-012
Total participants2015-10-01614
Number of participants with account balances2015-10-01602
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-0138
2014: THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-10-01559
Total number of active participants reported on line 7a of the Form 55002014-10-01464
Number of retired or separated participants receiving benefits2014-10-012
Number of other retired or separated participants entitled to future benefits2014-10-01125
Total of all active and inactive participants2014-10-01591
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-013
Total participants2014-10-01594
Number of participants with account balances2014-10-01567
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-0119
2013: THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-10-01505
Total number of active participants reported on line 7a of the Form 55002013-10-01416
Number of retired or separated participants receiving benefits2013-10-011
Number of other retired or separated participants entitled to future benefits2013-10-01106
Total of all active and inactive participants2013-10-01523
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-013
Total participants2013-10-01526
Number of participants with account balances2013-10-01509
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-0113
2012: THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-10-01469
Total number of active participants reported on line 7a of the Form 55002012-10-01386
Number of retired or separated participants receiving benefits2012-10-010
Number of other retired or separated participants entitled to future benefits2012-10-0194
Total of all active and inactive participants2012-10-01480
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-013
Total participants2012-10-01483
Number of participants with account balances2012-10-01465
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-0115
2011: THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-10-01428
Total number of active participants reported on line 7a of the Form 55002011-10-01375
Number of retired or separated participants receiving benefits2011-10-010
Number of other retired or separated participants entitled to future benefits2011-10-0176
Total of all active and inactive participants2011-10-01451
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-01451
Number of participants with account balances2011-10-01410
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-0113
2009: THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-10-01358
Total number of active participants reported on line 7a of the Form 55002009-10-01308
Number of retired or separated participants receiving benefits2009-10-010
Number of other retired or separated participants entitled to future benefits2009-10-0150
Total of all active and inactive participants2009-10-01358
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-010
Total participants2009-10-01358
Number of participants with account balances2009-10-01342
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-013

Financial Data on THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST

Measure Date Value
2022 : THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2022 401k financial data
Total income from all sources (including contributions)2022-09-30$-9,693,817
Total of all expenses incurred2022-09-30$3,980,072
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-09-30$3,790,989
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-09-30$5,398,340
Value of total assets at end of year2022-09-30$68,403,207
Value of total assets at beginning of year2022-09-30$82,077,096
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-09-30$189,083
Total interest from all sources2022-09-30$84,431
Total dividends received (eg from common stock, registered investment company shares)2022-09-30$755,361
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-09-30$755,361
Was this plan covered by a fidelity bond2022-09-30Yes
Value of fidelity bond cover2022-09-30$2,000,000
If this is an individual account plan, was there a blackout period2022-09-30No
Were there any nonexempt tranactions with any party-in-interest2022-09-30No
Contributions received from participants2022-09-30$3,061,196
Participant contributions at end of year2022-09-30$106,688
Income. Received or receivable in cash from other sources (including rollovers)2022-09-30$344,984
Administrative expenses (other) incurred2022-09-30$33,788
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Value of net income/loss2022-09-30$-13,673,889
Value of net assets at end of year (total assets less liabilities)2022-09-30$68,403,207
Value of net assets at beginning of year (total assets less liabilities)2022-09-30$82,077,096
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-09-30No
Were any leases to which the plan was party in default or uncollectible2022-09-30No
Investment advisory and management fees2022-09-30$155,295
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-09-30$60,301,565
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-09-30$76,397,933
Interest earned on other investments2022-09-30$84,431
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-09-30$6,505,505
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-09-30$4,428,874
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-09-30$-15,931,949
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-09-30No
Was there a failure to transmit to the plan any participant contributions2022-09-30No
Has the plan failed to provide any benefit when due under the plan2022-09-30No
Contributions received in cash from employer2022-09-30$1,992,160
Employer contributions (assets) at end of year2022-09-30$1,489,449
Employer contributions (assets) at beginning of year2022-09-30$1,250,289
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-09-30$3,790,989
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-09-30No
Did the plan have assets held for investment2022-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-09-30No
Opinion of an independent qualified public accountant for this plan2022-09-30Unqualified
Accountancy firm name2022-09-30KRD, LTD
Accountancy firm EIN2022-09-30363856676
2021 : THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2021 401k financial data
Total income from all sources (including contributions)2021-09-30$18,761,679
Total of all expenses incurred2021-09-30$4,750,599
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-09-30$4,602,690
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-09-30$4,428,928
Value of total assets at end of year2021-09-30$82,077,096
Value of total assets at beginning of year2021-09-30$68,066,016
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-09-30$147,909
Total interest from all sources2021-09-30$71,505
Total dividends received (eg from common stock, registered investment company shares)2021-09-30$586,941
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-09-30$586,941
Was this plan covered by a fidelity bond2021-09-30Yes
Value of fidelity bond cover2021-09-30$2,000,000
If this is an individual account plan, was there a blackout period2021-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-09-30$0
Were there any nonexempt tranactions with any party-in-interest2021-09-30No
Contributions received from participants2021-09-30$2,603,987
Income. Received or receivable in cash from other sources (including rollovers)2021-09-30$83,424
Administrative expenses (other) incurred2021-09-30$32,853
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Value of net income/loss2021-09-30$14,011,080
Value of net assets at end of year (total assets less liabilities)2021-09-30$82,077,096
Value of net assets at beginning of year (total assets less liabilities)2021-09-30$68,066,016
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-09-30No
Were any leases to which the plan was party in default or uncollectible2021-09-30No
Investment advisory and management fees2021-09-30$115,056
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-09-30$76,397,933
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-09-30$62,603,186
Interest earned on other investments2021-09-30$71,505
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-09-30$4,428,874
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-09-30$4,294,736
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-09-30$13,674,305
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-09-30No
Was there a failure to transmit to the plan any participant contributions2021-09-30Yes
Has the plan failed to provide any benefit when due under the plan2021-09-30No
Contributions received in cash from employer2021-09-30$1,741,517
Employer contributions (assets) at end of year2021-09-30$1,250,289
Employer contributions (assets) at beginning of year2021-09-30$1,168,094
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-09-30$4,602,690
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-09-30No
Did the plan have assets held for investment2021-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-09-30No
Opinion of an independent qualified public accountant for this plan2021-09-30Disclaimer
Accountancy firm name2021-09-30KRD, LTD.
Accountancy firm EIN2021-09-30363856676
2020 : THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2020 401k financial data
Total income from all sources (including contributions)2020-09-30$11,878,884
Total of all expenses incurred2020-09-30$5,193,455
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-09-30$5,070,784
Value of total corrective distributions2020-09-30$30
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-09-30$4,016,737
Value of total assets at end of year2020-09-30$68,066,016
Value of total assets at beginning of year2020-09-30$61,380,587
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-09-30$122,641
Total interest from all sources2020-09-30$67,405
Total dividends received (eg from common stock, registered investment company shares)2020-09-30$814,126
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-09-30$814,126
Was this plan covered by a fidelity bond2020-09-30Yes
Value of fidelity bond cover2020-09-30$2,000,000
If this is an individual account plan, was there a blackout period2020-09-30No
Were there any nonexempt tranactions with any party-in-interest2020-09-30No
Contributions received from participants2020-09-30$2,344,541
Income. Received or receivable in cash from other sources (including rollovers)2020-09-30$93,841
Administrative expenses (other) incurred2020-09-30$25,769
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Value of net income/loss2020-09-30$6,685,429
Value of net assets at end of year (total assets less liabilities)2020-09-30$68,066,016
Value of net assets at beginning of year (total assets less liabilities)2020-09-30$61,380,587
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-09-30No
Were any leases to which the plan was party in default or uncollectible2020-09-30No
Investment advisory and management fees2020-09-30$96,872
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-09-30$62,603,186
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-09-30$56,736,003
Interest earned on other investments2020-09-30$67,405
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-09-30$4,294,736
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-09-30$3,393,043
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-09-30$6,980,616
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-09-30No
Was there a failure to transmit to the plan any participant contributions2020-09-30Yes
Has the plan failed to provide any benefit when due under the plan2020-09-30No
Contributions received in cash from employer2020-09-30$1,578,355
Employer contributions (assets) at end of year2020-09-30$1,168,094
Employer contributions (assets) at beginning of year2020-09-30$1,251,541
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-09-30$5,070,784
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-09-30No
Did the plan have assets held for investment2020-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-09-30Yes
Opinion of an independent qualified public accountant for this plan2020-09-30Disclaimer
Accountancy firm name2020-09-30KRD, LTD.
Accountancy firm EIN2020-09-30363856676
2019 : THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2019 401k financial data
Total income from all sources (including contributions)2019-09-30$6,918,640
Total of all expenses incurred2019-09-30$4,660,804
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-09-30$4,482,395
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-09-30$4,912,771
Value of total assets at end of year2019-09-30$61,380,587
Value of total assets at beginning of year2019-09-30$59,122,751
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-09-30$178,409
Total interest from all sources2019-09-30$53,288
Total dividends received (eg from common stock, registered investment company shares)2019-09-30$758,039
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-09-30$758,039
Was this plan covered by a fidelity bond2019-09-30Yes
Value of fidelity bond cover2019-09-30$2,000,000
If this is an individual account plan, was there a blackout period2019-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-09-30$0
Were there any nonexempt tranactions with any party-in-interest2019-09-30No
Contributions received from participants2019-09-30$2,392,769
Income. Received or receivable in cash from other sources (including rollovers)2019-09-30$847,756
Administrative expenses (other) incurred2019-09-30$20,184
Total non interest bearing cash at beginning of year2019-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Value of net income/loss2019-09-30$2,257,836
Value of net assets at end of year (total assets less liabilities)2019-09-30$61,380,587
Value of net assets at beginning of year (total assets less liabilities)2019-09-30$59,122,751
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-09-30No
Were any leases to which the plan was party in default or uncollectible2019-09-30No
Investment advisory and management fees2019-09-30$158,225
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-09-30$56,736,003
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-09-30$55,585,239
Interest earned on other investments2019-09-30$53,288
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-09-30$3,393,043
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-09-30$2,433,961
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-09-30$1,194,542
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-09-30No
Was there a failure to transmit to the plan any participant contributions2019-09-30No
Has the plan failed to provide any benefit when due under the plan2019-09-30No
Contributions received in cash from employer2019-09-30$1,672,246
Employer contributions (assets) at end of year2019-09-30$1,251,541
Employer contributions (assets) at beginning of year2019-09-30$1,103,551
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-09-30$4,482,395
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-09-30No
Did the plan have assets held for investment2019-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-09-30Yes
Opinion of an independent qualified public accountant for this plan2019-09-30Disclaimer
Accountancy firm name2019-09-30KUTCHINS ROBBINS & DIAMOND, LTD.
Accountancy firm EIN2019-09-30363856676
2018 : THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2018 401k financial data
Total income from all sources (including contributions)2018-09-30$9,612,621
Total of all expenses incurred2018-09-30$5,184,094
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-09-30$5,165,104
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-09-30$3,807,452
Value of total assets at end of year2018-09-30$59,122,751
Value of total assets at beginning of year2018-09-30$54,694,224
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-09-30$18,990
Total interest from all sources2018-09-30$44,941
Total dividends received (eg from common stock, registered investment company shares)2018-09-30$615,717
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-09-30$615,717
Was this plan covered by a fidelity bond2018-09-30Yes
Value of fidelity bond cover2018-09-30$2,000,000
If this is an individual account plan, was there a blackout period2018-09-30Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-09-30$0
Were there any nonexempt tranactions with any party-in-interest2018-09-30No
Contributions received from participants2018-09-30$2,043,734
Income. Received or receivable in cash from other sources (including rollovers)2018-09-30$261,305
Administrative expenses (other) incurred2018-09-30$18,990
Total non interest bearing cash at end of year2018-09-30$0
Total non interest bearing cash at beginning of year2018-09-30$53,675,858
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Value of net income/loss2018-09-30$4,428,527
Value of net assets at end of year (total assets less liabilities)2018-09-30$59,122,751
Value of net assets at beginning of year (total assets less liabilities)2018-09-30$54,694,224
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-09-30No
Were any leases to which the plan was party in default or uncollectible2018-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-09-30$55,585,239
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-09-30$0
Interest earned on other investments2018-09-30$44,941
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-09-30$2,433,961
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-09-30$5,144,511
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-09-30No
Was there a failure to transmit to the plan any participant contributions2018-09-30No
Has the plan failed to provide any benefit when due under the plan2018-09-30No
Contributions received in cash from employer2018-09-30$1,502,413
Employer contributions (assets) at end of year2018-09-30$1,103,551
Employer contributions (assets) at beginning of year2018-09-30$1,018,366
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-09-30$5,165,104
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-09-30Yes
Did the plan have assets held for investment2018-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-09-30Yes
Opinion of an independent qualified public accountant for this plan2018-09-30Disclaimer
Accountancy firm name2018-09-30KUTCHINS ROBBINS & DIAMOND, LTD.
Accountancy firm EIN2018-09-30363856676
2017 : THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total income from all sources (including contributions)2017-09-30$9,796,665
Total loss/gain on sale of assets2017-09-30$0
Total of all expenses incurred2017-09-30$847,238
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-09-30$842,713
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-09-30$2,840,438
Value of total assets at end of year2017-09-30$54,694,224
Value of total assets at beginning of year2017-09-30$45,744,797
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-09-30$4,525
Total interest from all sources2017-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2017-09-30$1,862,907
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-09-30$1,862,907
Was this plan covered by a fidelity bond2017-09-30Yes
Value of fidelity bond cover2017-09-30$500,000
If this is an individual account plan, was there a blackout period2017-09-30Yes
Were there any nonexempt tranactions with any party-in-interest2017-09-30No
Contributions received from participants2017-09-30$1,466,279
Income. Received or receivable in cash from other sources (including rollovers)2017-09-30$161,890
Administrative expenses (other) incurred2017-09-30$4,525
Total non interest bearing cash at end of year2017-09-30$53,675,858
Total non interest bearing cash at beginning of year2017-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Value of net income/loss2017-09-30$8,949,427
Value of net assets at end of year (total assets less liabilities)2017-09-30$54,694,224
Value of net assets at beginning of year (total assets less liabilities)2017-09-30$45,744,797
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-09-30No
Were any leases to which the plan was party in default or uncollectible2017-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-09-30$44,740,691
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-09-30$5,093,320
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-09-30No
Was there a failure to transmit to the plan any participant contributions2017-09-30No
Has the plan failed to provide any benefit when due under the plan2017-09-30No
Contributions received in cash from employer2017-09-30$1,212,269
Employer contributions (assets) at end of year2017-09-30$1,018,366
Employer contributions (assets) at beginning of year2017-09-30$1,004,106
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-09-30$842,713
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-09-30Yes
Did the plan have assets held for investment2017-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-09-30Yes
Opinion of an independent qualified public accountant for this plan2017-09-30Disclaimer
Accountancy firm name2017-09-30KUTCHINS ROBBINS & DIAMOND, LTD.
Accountancy firm EIN2017-09-30363856676
2016 : THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total income from all sources (including contributions)2016-09-30$7,071,017
Total loss/gain on sale of assets2016-09-30$0
Total of all expenses incurred2016-09-30$3,117,415
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$3,115,715
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$2,591,761
Value of total assets at end of year2016-09-30$45,744,797
Value of total assets at beginning of year2016-09-30$41,791,195
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$1,700
Total interest from all sources2016-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2016-09-30$2,250,221
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-09-30$2,250,221
Was this plan covered by a fidelity bond2016-09-30Yes
Value of fidelity bond cover2016-09-30$500,000
If this is an individual account plan, was there a blackout period2016-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-30$0
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Contributions received from participants2016-09-30$1,349,230
Income. Received or receivable in cash from other sources (including rollovers)2016-09-30$52,273
Administrative expenses (other) incurred2016-09-30$1,700
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Value of net income/loss2016-09-30$3,953,602
Value of net assets at end of year (total assets less liabilities)2016-09-30$45,744,797
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$41,791,195
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-09-30$44,740,691
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-09-30$40,818,347
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-09-30$2,229,035
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30No
Was there a failure to transmit to the plan any participant contributions2016-09-30No
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Contributions received in cash from employer2016-09-30$1,190,258
Employer contributions (assets) at end of year2016-09-30$1,004,106
Employer contributions (assets) at beginning of year2016-09-30$972,848
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$3,115,715
Did the plan have assets held for investment2016-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30Yes
Opinion of an independent qualified public accountant for this plan2016-09-30Disclaimer
Accountancy firm name2016-09-30KUTCHINS ROBBINS & DIAMOND, LTD.
Accountancy firm EIN2016-09-30363856676
2015 : THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total income from all sources (including contributions)2015-09-30$2,299,971
Total loss/gain on sale of assets2015-09-30$0
Total of all expenses incurred2015-09-30$1,295,334
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-09-30$1,293,459
Value of total corrective distributions2015-09-30$650
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-09-30$2,652,391
Value of total assets at end of year2015-09-30$41,791,195
Value of total assets at beginning of year2015-09-30$40,786,558
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-09-30$1,225
Total interest from all sources2015-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2015-09-30$2,544,700
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-09-30$2,544,700
Was this plan covered by a fidelity bond2015-09-30Yes
Value of fidelity bond cover2015-09-30$500,000
If this is an individual account plan, was there a blackout period2015-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-09-30$0
Were there any nonexempt tranactions with any party-in-interest2015-09-30No
Contributions received from participants2015-09-30$1,272,057
Income. Received or receivable in cash from other sources (including rollovers)2015-09-30$238,730
Administrative expenses (other) incurred2015-09-30$1,225
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Value of net income/loss2015-09-30$1,004,637
Value of net assets at end of year (total assets less liabilities)2015-09-30$41,791,195
Value of net assets at beginning of year (total assets less liabilities)2015-09-30$40,786,558
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-09-30No
Were any leases to which the plan was party in default or uncollectible2015-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-09-30$40,818,347
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-09-30$39,871,556
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-09-30$-2,897,120
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-09-30No
Was there a failure to transmit to the plan any participant contributions2015-09-30No
Has the plan failed to provide any benefit when due under the plan2015-09-30No
Contributions received in cash from employer2015-09-30$1,141,604
Employer contributions (assets) at end of year2015-09-30$972,848
Employer contributions (assets) at beginning of year2015-09-30$915,002
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-09-30$1,293,459
Did the plan have assets held for investment2015-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-09-30Yes
Opinion of an independent qualified public accountant for this plan2015-09-30Disclaimer
Accountancy firm name2015-09-30TEDDI L. OLSON
Accountancy firm EIN2015-09-30050535665
2014 : THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Total income from all sources (including contributions)2014-09-30$6,232,452
Total loss/gain on sale of assets2014-09-30$0
Total of all expenses incurred2014-09-30$903,573
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-09-30$887,433
Value of total corrective distributions2014-09-30$15,915
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-09-30$2,202,331
Value of total assets at end of year2014-09-30$40,786,558
Value of total assets at beginning of year2014-09-30$35,457,679
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-09-30$225
Total interest from all sources2014-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2014-09-30$1,129,089
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-09-30$1,129,089
Was this plan covered by a fidelity bond2014-09-30Yes
Value of fidelity bond cover2014-09-30$500,000
If this is an individual account plan, was there a blackout period2014-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-09-30$0
Were there any nonexempt tranactions with any party-in-interest2014-09-30No
Contributions received from participants2014-09-30$1,093,392
Income. Received or receivable in cash from other sources (including rollovers)2014-09-30$43,493
Administrative expenses (other) incurred2014-09-30$225
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Value of net income/loss2014-09-30$5,328,879
Value of net assets at end of year (total assets less liabilities)2014-09-30$40,786,558
Value of net assets at beginning of year (total assets less liabilities)2014-09-30$35,457,679
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-09-30No
Were any leases to which the plan was party in default or uncollectible2014-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-09-30$39,871,556
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-09-30$34,605,665
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-09-30$2,901,032
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-09-30No
Was there a failure to transmit to the plan any participant contributions2014-09-30No
Has the plan failed to provide any benefit when due under the plan2014-09-30No
Contributions received in cash from employer2014-09-30$1,065,446
Employer contributions (assets) at end of year2014-09-30$915,002
Employer contributions (assets) at beginning of year2014-09-30$852,014
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-09-30$887,433
Did the plan have assets held for investment2014-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-09-30Yes
Opinion of an independent qualified public accountant for this plan2014-09-30Disclaimer
Accountancy firm name2014-09-30TEDDI L. OLSON
Accountancy firm EIN2014-09-30050535665
2013 : THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$0
Total income from all sources (including contributions)2013-09-30$6,705,198
Total loss/gain on sale of assets2013-09-30$0
Total of all expenses incurred2013-09-30$6,684,242
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-09-30$6,677,064
Value of total corrective distributions2013-09-30$7,178
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-09-30$1,943,176
Value of total assets at end of year2013-09-30$35,457,679
Value of total assets at beginning of year2013-09-30$35,436,723
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-09-30$0
Total interest from all sources2013-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2013-09-30$541,009
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-09-30$541,009
Was this plan covered by a fidelity bond2013-09-30Yes
Value of fidelity bond cover2013-09-30$500,000
If this is an individual account plan, was there a blackout period2013-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-09-30$0
Were there any nonexempt tranactions with any party-in-interest2013-09-30No
Contributions received from participants2013-09-30$939,598
Income. Received or receivable in cash from other sources (including rollovers)2013-09-30$18,660
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Value of net income/loss2013-09-30$20,956
Value of net assets at end of year (total assets less liabilities)2013-09-30$35,457,679
Value of net assets at beginning of year (total assets less liabilities)2013-09-30$35,436,723
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-09-30No
Were any leases to which the plan was party in default or uncollectible2013-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-09-30$34,605,665
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-09-30$34,645,458
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-09-30$4,221,013
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-09-30No
Was there a failure to transmit to the plan any participant contributions2013-09-30No
Has the plan failed to provide any benefit when due under the plan2013-09-30No
Contributions received in cash from employer2013-09-30$984,918
Employer contributions (assets) at end of year2013-09-30$852,014
Employer contributions (assets) at beginning of year2013-09-30$791,265
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-09-30$6,677,064
Did the plan have assets held for investment2013-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-09-30Yes
Opinion of an independent qualified public accountant for this plan2013-09-30Disclaimer
Accountancy firm name2013-09-30TEDDI L. OLSON
Accountancy firm EIN2013-09-30050535665
2012 : THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$0
Total income from all sources (including contributions)2012-09-30$7,967,756
Total loss/gain on sale of assets2012-09-30$0
Total of all expenses incurred2012-09-30$495,259
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-09-30$495,259
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-09-30$1,776,409
Value of total assets at end of year2012-09-30$35,436,723
Value of total assets at beginning of year2012-09-30$27,964,226
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-09-30$0
Total interest from all sources2012-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2012-09-30$560,991
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-09-30$560,991
Was this plan covered by a fidelity bond2012-09-30Yes
Value of fidelity bond cover2012-09-30$500,000
If this is an individual account plan, was there a blackout period2012-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-09-30$0
Were there any nonexempt tranactions with any party-in-interest2012-09-30No
Contributions received from participants2012-09-30$813,509
Assets. Other investments not covered elsewhere at end of year2012-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2012-09-30$378,983
Income. Received or receivable in cash from other sources (including rollovers)2012-09-30$47,486
Other income not declared elsewhere2012-09-30$621,017
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Value of net income/loss2012-09-30$7,472,497
Value of net assets at end of year (total assets less liabilities)2012-09-30$35,436,723
Value of net assets at beginning of year (total assets less liabilities)2012-09-30$27,964,226
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-09-30No
Were any leases to which the plan was party in default or uncollectible2012-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-09-30$34,645,458
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-09-30$26,827,914
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-09-30$5,009,339
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-09-30No
Was there a failure to transmit to the plan any participant contributions2012-09-30No
Has the plan failed to provide any benefit when due under the plan2012-09-30No
Contributions received in cash from employer2012-09-30$915,414
Employer contributions (assets) at end of year2012-09-30$791,265
Employer contributions (assets) at beginning of year2012-09-30$757,329
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-09-30$495,259
Did the plan have assets held for investment2012-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-09-30No
Opinion of an independent qualified public accountant for this plan2012-09-30Unqualified
Accountancy firm name2012-09-30TEDDI L. OLSON
Accountancy firm EIN2012-09-30050535665
2011 : THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total income from all sources (including contributions)2011-09-30$1,389,009
Total loss/gain on sale of assets2011-09-30$0
Total of all expenses incurred2011-09-30$1,718,706
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-09-30$1,713,585
Value of total corrective distributions2011-09-30$5,121
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-09-30$1,677,760
Value of total assets at end of year2011-09-30$27,964,226
Value of total assets at beginning of year2011-09-30$28,293,923
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-09-30$0
Total interest from all sources2011-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2011-09-30$541,934
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2011-09-30$541,934
Was this plan covered by a fidelity bond2011-09-30Yes
Value of fidelity bond cover2011-09-30$500,000
If this is an individual account plan, was there a blackout period2011-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$0
Were there any nonexempt tranactions with any party-in-interest2011-09-30No
Contributions received from participants2011-09-30$799,230
Assets. Other investments not covered elsewhere at end of year2011-09-30$378,983
Assets. Other investments not covered elsewhere at beginning of year2011-09-30$350,068
Other income not declared elsewhere2011-09-30$28,915
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Value of net income/loss2011-09-30$-329,697
Value of net assets at end of year (total assets less liabilities)2011-09-30$27,964,226
Value of net assets at beginning of year (total assets less liabilities)2011-09-30$28,293,923
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-09-30No
Were any leases to which the plan was party in default or uncollectible2011-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-09-30$26,827,914
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-09-30$27,273,324
Expenses. Payments to insurance carriers foe the provision of benefits2011-09-30$42,978
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-09-30$-859,600
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-09-30No
Was there a failure to transmit to the plan any participant contributions2011-09-30No
Has the plan failed to provide any benefit when due under the plan2011-09-30No
Contributions received in cash from employer2011-09-30$878,530
Employer contributions (assets) at end of year2011-09-30$757,329
Employer contributions (assets) at beginning of year2011-09-30$670,531
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-09-30$1,670,607
Did the plan have assets held for investment2011-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-09-30No
Opinion of an independent qualified public accountant for this plan2011-09-30Unqualified
Accountancy firm name2011-09-30TEDDI L. OLSON
Accountancy firm EIN2011-09-30050535665
2010 : THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-09-30$0

Form 5500 Responses for THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST

2021: THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2021 form 5500 responses
2021-10-01Type of plan entitySingle employer plan
2021-10-01Plan funding arrangement – InsuranceYes
2021-10-01Plan funding arrangement – TrustYes
2021-10-01Plan benefit arrangement – InsuranceYes
2021-10-01Plan benefit arrangement - TrustYes
2020: THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2020 form 5500 responses
2020-10-01Type of plan entitySingle employer plan
2020-10-01Plan funding arrangement – InsuranceYes
2020-10-01Plan funding arrangement – TrustYes
2020-10-01Plan benefit arrangement – InsuranceYes
2020-10-01Plan benefit arrangement - TrustYes
2019: THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2019 form 5500 responses
2019-10-01Type of plan entitySingle employer plan
2019-10-01Plan funding arrangement – InsuranceYes
2019-10-01Plan funding arrangement – TrustYes
2019-10-01Plan benefit arrangement – InsuranceYes
2019-10-01Plan benefit arrangement - TrustYes
2018: THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2018 form 5500 responses
2018-10-01Type of plan entitySingle employer plan
2018-10-01Plan funding arrangement – InsuranceYes
2018-10-01Plan funding arrangement – TrustYes
2018-10-01Plan benefit arrangement – InsuranceYes
2018-10-01Plan benefit arrangement - TrustYes
2017: THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01Plan funding arrangement – InsuranceYes
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement – InsuranceYes
2017-10-01Plan benefit arrangement - TrustYes
2016: THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Submission has been amendedNo
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement - TrustYes
2015: THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Submission has been amendedNo
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement - TrustYes
2014: THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedNo
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement - TrustYes
2013: THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Submission has been amendedNo
2013-10-01This submission is the final filingNo
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement - TrustYes
2012: THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Submission has been amendedNo
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan is a collectively bargained planNo
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement - TrustYes
2011: THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – InsuranceYes
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement – InsuranceYes
2011-10-01Plan benefit arrangement - TrustYes
2009: THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – InsuranceYes
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement – InsuranceYes
2009-10-01Plan benefit arrangement - TrustYes
2008: THE SMALLEY STEEL RING COMPANY PROFIT SHARING AND SAVINGS PLAN AND TRUST 2008 form 5500 responses
2008-10-01Type of plan entitySingle employer plan
2008-10-01Submission has been amendedNo
2008-10-01This submission is the final filingNo
2008-10-01This return/report is a short plan year return/report (less than 12 months)No
2008-10-01Plan is a collectively bargained planNo

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberQK63091
Policy instance 1
Insurance contract or identification numberQK63091
Number of Individuals Covered738
Insurance policy start date2021-10-01
Insurance policy end date2022-09-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberQK63091
Policy instance 1
Insurance contract or identification numberQK63091
Number of Individuals Covered674
Insurance policy start date2020-10-01
Insurance policy end date2021-09-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberQK63091
Policy instance 1
Insurance contract or identification numberQK63091
Number of Individuals Covered670
Insurance policy start date2019-10-01
Insurance policy end date2020-09-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberQK63091
Policy instance 1
Insurance contract or identification numberQK63091
Number of Individuals Covered690
Insurance policy start date2018-10-01
Insurance policy end date2019-09-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberQK63091
Policy instance 1
Insurance contract or identification numberQK63091
Number of Individuals Covered589
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number155217676
Policy instance 1
Insurance contract or identification number155217676
Number of Individuals Covered0
Insurance policy start date2011-10-01
Insurance policy end date2012-09-30
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number155217676
Policy instance 1
Insurance contract or identification number155217676
Number of Individuals Covered2
Insurance policy start date2010-10-01
Insurance policy end date2011-09-30
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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