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APPVION, INC. RETIREMENT SAVINGS AND EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameAPPVION, INC. RETIREMENT SAVINGS AND EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 001

APPVION, INC. RETIREMENT SAVINGS AND EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • The employer maintaining this ESOP is an S Corporation
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

APPVION, INC. has sponsored the creation of one or more 401k plans.

Company Name:APPVION, INC.
Employer identification number (EIN):362556469
NAIC Classification:322200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan APPVION, INC. RETIREMENT SAVINGS AND EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01LUKE KELLY LUKE KELLY2018-09-28
0012016-01-01LUKE KELLY LUKE KELLY2017-08-31
0012015-01-01THOMAS FERREE THOMAS FERREE2016-08-22
0012014-01-01THOMAS FERREE THOMAS FERREE2015-09-30
0012013-01-01THOMAS FERREE JEFFREY FLETCHER2014-09-04
0012012-01-01THOMAS FERREE JEFFREY FLETCHER2013-07-18
0012011-01-01THOMAS FERREE JEFFREY FLETCHER2012-10-11
0012010-01-01THOMAS FERREE JEFFREY FLETCHER2011-10-14
0012009-01-01THOMAS FERREE JEFFREY FLETCHER2010-08-18

Plan Statistics for APPVION, INC. RETIREMENT SAVINGS AND EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for APPVION, INC. RETIREMENT SAVINGS AND EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2017: APPVION, INC. RETIREMENT SAVINGS AND EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-012,345
Total number of active participants reported on line 7a of the Form 55002017-01-011,278
Number of retired or separated participants receiving benefits2017-01-018
Number of other retired or separated participants entitled to future benefits2017-01-01903
Total of all active and inactive participants2017-01-012,189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0128
Total participants2017-01-012,217
Number of participants with account balances2017-01-012,153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0162
2016: APPVION, INC. RETIREMENT SAVINGS AND EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012,398
Total number of active participants reported on line 7a of the Form 55002016-01-011,391
Number of retired or separated participants receiving benefits2016-01-017
Number of other retired or separated participants entitled to future benefits2016-01-01898
Total of all active and inactive participants2016-01-012,296
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0134
Total participants2016-01-012,330
Number of participants with account balances2016-01-012,268
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0135
2015: APPVION, INC. RETIREMENT SAVINGS AND EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-012,539
Total number of active participants reported on line 7a of the Form 55002015-01-011,396
Number of retired or separated participants receiving benefits2015-01-014
Number of other retired or separated participants entitled to future benefits2015-01-01955
Total of all active and inactive participants2015-01-012,355
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0135
Total participants2015-01-012,390
Number of participants with account balances2015-01-012,333
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0139
2014: APPVION, INC. RETIREMENT SAVINGS AND EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-012,641
Total number of active participants reported on line 7a of the Form 55002014-01-011,681
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-01863
Total of all active and inactive participants2014-01-012,546
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0134
Total participants2014-01-012,580
Number of participants with account balances2014-01-012,529
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0131
2013: APPVION, INC. RETIREMENT SAVINGS AND EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-012,674
Total number of active participants reported on line 7a of the Form 55002013-01-011,747
Number of retired or separated participants receiving benefits2013-01-013
Number of other retired or separated participants entitled to future benefits2013-01-01845
Total of all active and inactive participants2013-01-012,595
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0138
Total participants2013-01-012,633
Number of participants with account balances2013-01-012,577
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0127
2012: APPVION, INC. RETIREMENT SAVINGS AND EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-012,629
Total number of active participants reported on line 7a of the Form 55002012-01-011,751
Number of retired or separated participants receiving benefits2012-01-013
Number of other retired or separated participants entitled to future benefits2012-01-01893
Total of all active and inactive participants2012-01-012,647
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0137
Total participants2012-01-012,684
Number of participants with account balances2012-01-012,564
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01101
2011: APPVION, INC. RETIREMENT SAVINGS AND EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-012,799
Total number of active participants reported on line 7a of the Form 55002011-01-011,940
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-01933
Total of all active and inactive participants2011-01-012,874
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0130
Total participants2011-01-012,904
Number of participants with account balances2011-01-012,563
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0110
2010: APPVION, INC. RETIREMENT SAVINGS AND EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-013,195
Total number of active participants reported on line 7a of the Form 55002010-01-012,145
Number of retired or separated participants receiving benefits2010-01-012
Number of other retired or separated participants entitled to future benefits2010-01-01990
Total of all active and inactive participants2010-01-013,137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-0133
Total participants2010-01-013,170
Number of participants with account balances2010-01-012,823
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0192
2009: APPVION, INC. RETIREMENT SAVINGS AND EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-013,185
Total number of active participants reported on line 7a of the Form 55002009-01-012,371
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01934
Total of all active and inactive participants2009-01-013,305
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-013,305
Number of participants with account balances2009-01-013,032
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0127

Financial Data on APPVION, INC. RETIREMENT SAVINGS AND EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2017 : APPVION, INC. RETIREMENT SAVINGS AND EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$-60,253,237
Total unrealized appreciation/depreciation of assets2017-12-31$-60,253,237
Total transfer of assets to this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$3,122,068
Total income from all sources (including contributions)2017-12-31$-20,493,499
Total loss/gain on sale of assets2017-12-31$-395,194
Total of all expenses incurred2017-12-31$25,654,150
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$25,646,375
Expenses. Certain deemed distributions of participant loans2017-12-31$0
Value of total corrective distributions2017-12-31$865
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$12,109,257
Value of total assets at end of year2017-12-31$188,136,959
Value of total assets at beginning of year2017-12-31$237,406,676
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$6,910
Total income from rents2017-12-31$0
Total interest from all sources2017-12-31$56,200
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,766,560
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,766,560
Administrative expenses professional fees incurred2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Amount of non-exempt transactions with any party-in-interest2017-12-31$0
Contributions received from participants2017-12-31$8,620,843
Participant contributions at end of year2017-12-31$1,124,818
Participant contributions at beginning of year2017-12-31$1,234,692
Participant contributions at end of year2017-12-31$15,667
Participant contributions at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$271,936
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$121
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$147
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$3,122,068
Other income not declared elsewhere2017-12-31$30,751
Administrative expenses (other) incurred2017-12-31$0
Liabilities. Value of operating payables at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-46,147,649
Value of net assets at end of year (total assets less liabilities)2017-12-31$188,136,959
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$234,284,608
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2017-12-31$0
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2017-12-31$0
Investment advisory and management fees2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$151,766,349
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$129,601,239
Value of interest in pooled separate accounts at end of year2017-12-31$14,467,408
Value of interest in pooled separate accounts at beginning of year2017-12-31$12,778,251
Interest on participant loans2017-12-31$55,007
Income. Interest from loans (other than to participants)2017-12-31$0
Interest earned on other investments2017-12-31$0
Income. Interest from US Government securities2017-12-31$0
Income. Interest from corporate debt instruments2017-12-31$0
Value of interest in common/collective trusts at end of year2017-12-31$20,663,962
Value of interest in common/collective trusts at beginning of year2017-12-31$25,872,609
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$81,726
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$1,193
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$22,919,876
Net investment gain/loss from pooled separate accounts2017-12-31$1,889,587
Net investment gain or loss from common/collective trusts2017-12-31$382,701
Net gain/loss from 103.12 investment entities2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31Yes
Assets. Invements in employer securities at end of year2017-12-31$0
Assets. Invements in employer securities at beginning of year2017-12-31$67,177,046
Contributions received in cash from employer2017-12-31$3,216,478
Employer contributions (assets) at end of year2017-12-31$17,029
Employer contributions (assets) at beginning of year2017-12-31$742,692
Income. Dividends from preferred stock2017-12-31$0
Income. Dividends from common stock2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$25,646,254
Contract administrator fees2017-12-31$6,910
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$6,387,511
Aggregate carrying amount (costs) on sale of assets2017-12-31$6,782,705
Liabilities. Value of acquisition indebtedness at beginning of year2017-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2017-12-31390859910
2016 : APPVION, INC. RETIREMENT SAVINGS AND EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$-11,775,095
Total unrealized appreciation/depreciation of assets2016-12-31$-11,775,095
Total transfer of assets to this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$3,122,068
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$4,132,402
Total income from all sources (including contributions)2016-12-31$15,171,203
Total loss/gain on sale of assets2016-12-31$486,408
Total of all expenses incurred2016-12-31$24,640,598
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$24,622,990
Expenses. Certain deemed distributions of participant loans2016-12-31$-1,286
Value of total corrective distributions2016-12-31$11,354
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$13,945,028
Value of total assets at end of year2016-12-31$237,406,676
Value of total assets at beginning of year2016-12-31$247,886,405
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$7,540
Total income from rents2016-12-31$0
Total interest from all sources2016-12-31$54,731
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$2,221,442
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$2,221,442
Administrative expenses professional fees incurred2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Amount of non-exempt transactions with any party-in-interest2016-12-31$0
Contributions received from participants2016-12-31$8,593,526
Participant contributions at end of year2016-12-31$1,234,692
Participant contributions at beginning of year2016-12-31$1,295,342
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$270,475
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$147
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$127
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$3,122,068
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$4,132,402
Other income not declared elsewhere2016-12-31$0
Administrative expenses (other) incurred2016-12-31$0
Liabilities. Value of operating payables at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-9,469,395
Value of net assets at end of year (total assets less liabilities)2016-12-31$234,284,608
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$243,754,003
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2016-12-31$0
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2016-12-31$0
Investment advisory and management fees2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$129,601,239
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$122,012,749
Value of interest in pooled separate accounts at end of year2016-12-31$12,778,251
Value of interest in pooled separate accounts at beginning of year2016-12-31$10,582,838
Interest on participant loans2016-12-31$53,090
Income. Interest from loans (other than to participants)2016-12-31$0
Interest earned on other investments2016-12-31$0
Income. Interest from US Government securities2016-12-31$0
Income. Interest from corporate debt instruments2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$25,872,609
Value of interest in common/collective trusts at beginning of year2016-12-31$26,740,927
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$1,641
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$7,653,759
Net investment gain/loss from pooled separate accounts2016-12-31$2,322,760
Net investment gain or loss from common/collective trusts2016-12-31$262,170
Net gain/loss from 103.12 investment entities2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$67,177,046
Assets. Invements in employer securities at beginning of year2016-12-31$86,423,915
Contributions received in cash from employer2016-12-31$5,081,027
Employer contributions (assets) at end of year2016-12-31$742,692
Employer contributions (assets) at beginning of year2016-12-31$830,507
Income. Dividends from preferred stock2016-12-31$0
Income. Dividends from common stock2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$24,622,990
Contract administrator fees2016-12-31$7,540
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$11,230,067
Aggregate carrying amount (costs) on sale of assets2016-12-31$10,743,659
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2016-12-31390859910
2015 : APPVION, INC. RETIREMENT SAVINGS AND EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$8,820,576
Total unrealized appreciation/depreciation of assets2015-12-31$8,820,576
Total transfer of assets to this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$4,132,402
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$7,016,636
Total income from all sources (including contributions)2015-12-31$25,126,888
Total loss/gain on sale of assets2015-12-31$673,214
Total of all expenses incurred2015-12-31$27,457,836
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$27,442,051
Expenses. Certain deemed distributions of participant loans2015-12-31$0
Value of total corrective distributions2015-12-31$4,945
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$15,361,266
Value of total assets at end of year2015-12-31$247,886,405
Value of total assets at beginning of year2015-12-31$253,101,587
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$10,840
Total income from rents2015-12-31$0
Total interest from all sources2015-12-31$58,493
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$2,121,471
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$2,121,471
Administrative expenses professional fees incurred2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Amount of non-exempt transactions with any party-in-interest2015-12-31$0
Contributions received from participants2015-12-31$9,346,860
Participant contributions at end of year2015-12-31$1,295,342
Participant contributions at beginning of year2015-12-31$1,368,692
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$462,108
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$127
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$4,132,402
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$7,016,636
Other income not declared elsewhere2015-12-31$144
Administrative expenses (other) incurred2015-12-31$0
Liabilities. Value of operating payables at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-2,330,948
Value of net assets at end of year (total assets less liabilities)2015-12-31$243,754,003
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$246,084,951
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2015-12-31$0
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2015-12-31$0
Investment advisory and management fees2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$122,012,749
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$128,966,198
Value of interest in pooled separate accounts at end of year2015-12-31$10,582,838
Value of interest in pooled separate accounts at beginning of year2015-12-31$11,302,741
Interest on participant loans2015-12-31$57,906
Income. Interest from loans (other than to participants)2015-12-31$0
Interest earned on other investments2015-12-31$0
Income. Interest from US Government securities2015-12-31$0
Income. Interest from corporate debt instruments2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$26,740,927
Value of interest in common/collective trusts at beginning of year2015-12-31$25,181,197
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$587
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,770,176
Net investment gain/loss from pooled separate accounts2015-12-31$-266,527
Net investment gain or loss from common/collective trusts2015-12-31$128,427
Net gain/loss from 103.12 investment entities2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$86,423,915
Assets. Invements in employer securities at beginning of year2015-12-31$85,215,116
Contributions received in cash from employer2015-12-31$5,552,298
Employer contributions (assets) at end of year2015-12-31$830,507
Employer contributions (assets) at beginning of year2015-12-31$1,067,643
Income. Dividends from preferred stock2015-12-31$0
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$27,442,051
Contract administrator fees2015-12-31$10,840
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$9,780,445
Aggregate carrying amount (costs) on sale of assets2015-12-31$9,107,231
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN2015-12-31390859910
2014 : APPVION, INC. RETIREMENT SAVINGS AND EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-39,332,501
Total unrealized appreciation/depreciation of assets2014-12-31$-39,332,501
Total transfer of assets to this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$7,016,636
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$5,222,635
Total income from all sources (including contributions)2014-12-31$-11,745,660
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$24,143,391
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$24,131,541
Expenses. Certain deemed distributions of participant loans2014-12-31$0
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$16,647,757
Value of total assets at end of year2014-12-31$253,101,587
Value of total assets at beginning of year2014-12-31$287,196,637
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$11,850
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$54,610
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,246,591
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$2,246,591
Administrative expenses professional fees incurred2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Amount of non-exempt transactions with any party-in-interest2014-12-31$0
Contributions received from participants2014-12-31$9,363,272
Participant contributions at end of year2014-12-31$1,368,692
Participant contributions at beginning of year2014-12-31$1,241,587
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$969,433
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$7,016,636
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$5,222,635
Other income not declared elsewhere2014-12-31$3,874
Administrative expenses (other) incurred2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-35,889,051
Value of net assets at end of year (total assets less liabilities)2014-12-31$246,084,951
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$281,974,002
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2014-12-31$0
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2014-12-31$0
Investment advisory and management fees2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$128,966,198
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$113,922,792
Value of interest in pooled separate accounts at end of year2014-12-31$11,302,741
Value of interest in pooled separate accounts at beginning of year2014-12-31$10,148,049
Interest on participant loans2014-12-31$54,480
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$0
Income. Interest from US Government securities2014-12-31$0
Income. Interest from corporate debt instruments2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$25,181,197
Value of interest in common/collective trusts at beginning of year2014-12-31$24,556,827
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$1,259,413
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$1,259,413
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$130
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$7,315,784
Net investment gain/loss from pooled separate accounts2014-12-31$857,786
Net investment gain or loss from common/collective trusts2014-12-31$460,439
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$85,215,116
Assets. Invements in employer securities at beginning of year2014-12-31$134,872,305
Contributions received in cash from employer2014-12-31$6,315,052
Employer contributions (assets) at end of year2014-12-31$1,067,643
Employer contributions (assets) at beginning of year2014-12-31$1,195,664
Income. Dividends from preferred stock2014-12-31$0
Income. Dividends from common stock2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$24,131,541
Contract administrator fees2014-12-31$11,850
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$0
Aggregate carrying amount (costs) on sale of assets2014-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN2014-12-31390859910
2013 : APPVION, INC. RETIREMENT SAVINGS AND EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$-10,321,540
Total unrealized appreciation/depreciation of assets2013-12-31$-10,321,540
Total transfer of assets to this plan2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$5,222,635
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$5,879,545
Total income from all sources (including contributions)2013-12-31$29,562,667
Total loss/gain on sale of assets2013-12-31$88,000
Total of all expenses incurred2013-12-31$24,248,626
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$24,240,991
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$17,204,495
Value of total assets at end of year2013-12-31$287,196,637
Value of total assets at beginning of year2013-12-31$282,539,506
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$7,635
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$53,884
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,845,395
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,845,395
Administrative expenses professional fees incurred2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Amount of non-exempt transactions with any party-in-interest2013-12-31$0
Contributions received from participants2013-12-31$9,556,840
Participant contributions at end of year2013-12-31$1,241,587
Participant contributions at beginning of year2013-12-31$1,264,401
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,495,292
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$80,623
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$5,222,635
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$5,879,545
Other income not declared elsewhere2013-12-31$124,581
Administrative expenses (other) incurred2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,314,041
Value of net assets at end of year (total assets less liabilities)2013-12-31$281,974,002
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$276,659,961
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2013-12-31$0
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2013-12-31$0
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$113,922,792
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$97,171,561
Value of interest in pooled separate accounts at end of year2013-12-31$10,148,049
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$53,671
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$0
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$24,556,827
Value of interest in common/collective trusts at beginning of year2013-12-31$25,010,150
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$1,259,413
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$1,205,675
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$1,205,675
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$213
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$18,937,101
Net investment gain/loss from pooled separate accounts2013-12-31$1,786,038
Net investment gain or loss from common/collective trusts2013-12-31$-155,287
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$134,872,305
Assets. Invements in employer securities at beginning of year2013-12-31$156,527,589
Contributions received in cash from employer2013-12-31$6,152,363
Employer contributions (assets) at end of year2013-12-31$1,195,664
Employer contributions (assets) at beginning of year2013-12-31$1,279,507
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$24,240,991
Contract administrator fees2013-12-31$7,635
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$17,389,732
Aggregate carrying amount (costs) on sale of assets2013-12-31$17,301,732
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2013-12-31390859910
2012 : APPVION, INC. RETIREMENT SAVINGS AND EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$21,398,842
Total unrealized appreciation/depreciation of assets2012-12-31$21,398,842
Total transfer of assets to this plan2012-12-31$0
Total transfer of assets from this plan2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$5,879,545
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$5,323,874
Total income from all sources (including contributions)2012-12-31$52,166,093
Total loss/gain on sale of assets2012-12-31$1,163,035
Total of all expenses incurred2012-12-31$24,597,856
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$24,590,537
Expenses. Certain deemed distributions of participant loans2012-12-31$0
Value of total corrective distributions2012-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$15,092,956
Value of total assets at end of year2012-12-31$282,539,506
Value of total assets at beginning of year2012-12-31$254,415,598
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$7,319
Total income from rents2012-12-31$0
Total interest from all sources2012-12-31$62,129
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,917,783
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,917,783
Administrative expenses professional fees incurred2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$35,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Amount of non-exempt transactions with any party-in-interest2012-12-31$0
Contributions received from participants2012-12-31$9,186,570
Participant contributions at end of year2012-12-31$1,264,401
Participant contributions at beginning of year2012-12-31$1,593,203
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$133,298
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$17
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$80,623
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$96,310
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$5,879,545
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$5,323,874
Other income not declared elsewhere2012-12-31$1,174,237
Administrative expenses (other) incurred2012-12-31$0
Liabilities. Value of operating payables at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$27,568,237
Value of net assets at end of year (total assets less liabilities)2012-12-31$276,659,961
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$249,091,724
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2012-12-31$0
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2012-12-31$0
Investment advisory and management fees2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$97,171,561
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$82,373,947
Interest on participant loans2012-12-31$62,129
Income. Interest from loans (other than to participants)2012-12-31$0
Interest earned on other investments2012-12-31$0
Income. Interest from US Government securities2012-12-31$0
Income. Interest from corporate debt instruments2012-12-31$0
Value of interest in common/collective trusts at end of year2012-12-31$25,010,150
Value of interest in common/collective trusts at beginning of year2012-12-31$26,825,513
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$1,205,675
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$1,492,280
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$1,492,280
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$10,890,575
Net investment gain/loss from pooled separate accounts2012-12-31$0
Net investment gain or loss from common/collective trusts2012-12-31$466,536
Net gain/loss from 103.12 investment entities2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$156,527,589
Assets. Invements in employer securities at beginning of year2012-12-31$140,503,114
Contributions received in cash from employer2012-12-31$5,773,088
Employer contributions (assets) at end of year2012-12-31$1,279,507
Employer contributions (assets) at beginning of year2012-12-31$1,531,231
Income. Dividends from preferred stock2012-12-31$0
Income. Dividends from common stock2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$24,590,520
Contract administrator fees2012-12-31$7,319
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$15,405,885
Aggregate carrying amount (costs) on sale of assets2012-12-31$14,242,850
Liabilities. Value of acquisition indebtedness at beginning of year2012-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2012-12-31390859910
2011 : APPVION, INC. RETIREMENT SAVINGS AND EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$20,116,817
Total unrealized appreciation/depreciation of assets2011-12-31$20,116,817
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$5,323,874
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$4,354,748
Total income from all sources (including contributions)2011-12-31$35,812,439
Total loss/gain on sale of assets2011-12-31$473,112
Total of all expenses incurred2011-12-31$24,460,124
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$24,452,098
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$14,674,381
Value of total assets at end of year2011-12-31$254,415,598
Value of total assets at beginning of year2011-12-31$242,094,157
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$8,026
Total income from rents2011-12-31$0
Total interest from all sources2011-12-31$75,050
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,576,696
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,576,696
Administrative expenses professional fees incurred2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Amount of non-exempt transactions with any party-in-interest2011-12-31$0
Contributions received from participants2011-12-31$8,998,722
Participant contributions at end of year2011-12-31$1,593,203
Participant contributions at beginning of year2011-12-31$1,619,962
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$246,454
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$3,650
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$96,310
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$110,200
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$5,323,874
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$4,354,748
Other income not declared elsewhere2011-12-31$-74
Administrative expenses (other) incurred2011-12-31$0
Liabilities. Value of operating payables at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$11,352,315
Value of net assets at end of year (total assets less liabilities)2011-12-31$249,091,724
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$237,739,409
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2011-12-31$0
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2011-12-31$0
Investment advisory and management fees2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$82,373,947
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$86,279,485
Interest on participant loans2011-12-31$75,707
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$0
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Value of interest in common/collective trusts at end of year2011-12-31$26,825,513
Value of interest in common/collective trusts at beginning of year2011-12-31$25,122,321
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$1,492,280
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$1,636,673
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$1,636,673
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$-657
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-2,325,470
Net investment gain/loss from pooled separate accounts2011-12-31$0
Net investment gain or loss from common/collective trusts2011-12-31$1,221,927
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$140,503,114
Assets. Invements in employer securities at beginning of year2011-12-31$125,644,210
Contributions received in cash from employer2011-12-31$5,429,205
Employer contributions (assets) at end of year2011-12-31$1,531,231
Employer contributions (assets) at beginning of year2011-12-31$1,681,306
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$24,448,448
Contract administrator fees2011-12-31$8,026
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$13,395,217
Aggregate carrying amount (costs) on sale of assets2011-12-31$12,922,105
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2011-12-31390859910
2010 : APPVION, INC. RETIREMENT SAVINGS AND EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$-3,477,681
Total unrealized appreciation/depreciation of assets2010-12-31$-3,477,681
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$87,238
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$4,354,748
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$6,050,946
Expenses. Interest paid2010-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$0
Total income from all sources (including contributions)2010-12-31$22,781,319
Total loss/gain on sale of assets2010-12-31$-454,985
Total of all expenses incurred2010-12-31$26,419,353
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$26,314,537
Expenses. Certain deemed distributions of participant loans2010-12-31$14,108
Value of total corrective distributions2010-12-31$82,628
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$15,072,281
Value of total assets at end of year2010-12-31$242,094,157
Value of total assets at beginning of year2010-12-31$247,515,627
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$8,080
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$679,036
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,424,755
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,424,755
Administrative expenses professional fees incurred2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Amount of non-exempt transactions with any party-in-interest2010-12-31$0
Contributions received from participants2010-12-31$9,859,649
Participant contributions at end of year2010-12-31$1,619,962
Participant contributions at beginning of year2010-12-31$1,550,092
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$367,680
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$6,982
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$110,200
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$66
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$4,354,748
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$6,050,946
Other income not declared elsewhere2010-12-31$-183
Administrative expenses (other) incurred2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$-3,638,034
Value of net assets at end of year (total assets less liabilities)2010-12-31$237,739,409
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$241,464,681
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2010-12-31$0
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2010-12-31$0
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$86,279,485
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$78,303,263
Interest on participant loans2010-12-31$84,484
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$593,738
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Value of interest in common/collective trusts at end of year2010-12-31$25,122,321
Value of interest in common/collective trusts at beginning of year2010-12-31$482,661
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$1,636,673
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$2,060,089
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$2,060,089
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$814
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$27,240,577
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$9,377,182
Net investment gain/loss from pooled separate accounts2010-12-31$0
Net investment gain or loss from common/collective trusts2010-12-31$160,914
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$125,644,210
Assets. Invements in employer securities at beginning of year2010-12-31$135,854,254
Contributions received in cash from employer2010-12-31$4,844,952
Employer contributions (assets) at end of year2010-12-31$1,681,306
Employer contributions (assets) at beginning of year2010-12-31$2,024,625
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$26,307,555
Contract administrator fees2010-12-31$8,080
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$12,471,351
Aggregate carrying amount (costs) on sale of assets2010-12-31$12,926,336
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN2010-12-31390859910
2009 : APPVION, INC. RETIREMENT SAVINGS AND EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for APPVION, INC. RETIREMENT SAVINGS AND EMPLOYEE STOCK OWNERSHIP PLAN

2017: APPVION, INC. RETIREMENT SAVINGS AND EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: APPVION, INC. RETIREMENT SAVINGS AND EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: APPVION, INC. RETIREMENT SAVINGS AND EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: APPVION, INC. RETIREMENT SAVINGS AND EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: APPVION, INC. RETIREMENT SAVINGS AND EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: APPVION, INC. RETIREMENT SAVINGS AND EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: APPVION, INC. RETIREMENT SAVINGS AND EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: APPVION, INC. RETIREMENT SAVINGS AND EMPLOYEE STOCK OWNERSHIP PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: APPVION, INC. RETIREMENT SAVINGS AND EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number516215
Policy instance 1
Insurance contract or identification number516215
Number of Individuals Covered2217
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number516215
Policy instance 1
Insurance contract or identification number516215
Number of Individuals Covered2390
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number516215
Policy instance 1
Insurance contract or identification number516215
Number of Individuals Covered2580
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number516215
Policy instance 1
Insurance contract or identification number516215
Number of Individuals Covered2633
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441462
Policy instance 1
Insurance contract or identification number441462
Number of Individuals Covered3170
Insurance policy start date2010-01-01
Insurance policy end date2010-12-01
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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