APPVION, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan APPVION, INC. RETIREMENT PLAN
| Measure | Date | Value |
|---|
| 2017 : APPVION, INC. RETIREMENT PLAN 2017 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $1,639,888 |
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $1,639,888 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $61,167,943 |
| Total loss/gain on sale of assets | 2017-12-31 | $-945,460 |
| Total of all expenses incurred | 2017-12-31 | $30,082,853 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $26,430,529 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $4,581,000 |
| Value of total assets at end of year | 2017-12-31 | $349,899,184 |
| Value of total assets at beginning of year | 2017-12-31 | $318,814,094 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $3,652,324 |
| Total interest from all sources | 2017-12-31 | $-942 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $1,265 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Administrative expenses professional fees incurred | 2017-12-31 | $1,675,952 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2017-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2017-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $10,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Participant contributions at end of year | 2017-12-31 | $0 |
| Participant contributions at beginning of year | 2017-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $2,000,199 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $2,802,617 |
| Other income not declared elsewhere | 2017-12-31 | $43,783 |
| Administrative expenses (other) incurred | 2017-12-31 | $1,888,618 |
| Total non interest bearing cash at end of year | 2017-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2017-12-31 | $66,065 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $31,085,090 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $349,899,184 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $318,814,094 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2017-12-31 | $3,435,035 |
| Assets. partnership/joint venture interests at beginning of year | 2017-12-31 | $4,285,615 |
| Investment advisory and management fees | 2017-12-31 | $87,754 |
| Value of interest in pooled separate accounts at end of year | 2017-12-31 | $15,550,656 |
| Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $6,239,446 |
| Value of interest in common/collective trusts at end of year | 2017-12-31 | $325,853,294 |
| Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $302,974,351 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $-942 |
| Net investment gain/loss from pooled separate accounts | 2017-12-31 | $829,973 |
| Net investment gain or loss from common/collective trusts | 2017-12-31 | $55,018,436 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $4,581,000 |
| Employer contributions (assets) at end of year | 2017-12-31 | $3,060,000 |
| Employer contributions (assets) at beginning of year | 2017-12-31 | $2,446,000 |
| Income. Dividends from common stock | 2017-12-31 | $1,265 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $26,430,529 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Aggregate proceeds on sale of assets | 2017-12-31 | $1,562,399 |
| Aggregate carrying amount (costs) on sale of assets | 2017-12-31 | $2,507,859 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2017-12-31 | 390859910 |
| 2016 : APPVION, INC. RETIREMENT PLAN 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $1,230,404 |
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $1,230,404 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $34,753,108 |
| Total loss/gain on sale of assets | 2016-12-31 | $-394,579 |
| Total of all expenses incurred | 2016-12-31 | $30,628,490 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $26,759,277 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $2,446,000 |
| Value of total assets at end of year | 2016-12-31 | $318,814,094 |
| Value of total assets at beginning of year | 2016-12-31 | $314,689,476 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $3,869,213 |
| Total interest from all sources | 2016-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $335 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Administrative expenses professional fees incurred | 2016-12-31 | $1,883,628 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $44,734 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $2,802,617 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $38 |
| Other income not declared elsewhere | 2016-12-31 | $173,046 |
| Administrative expenses (other) incurred | 2016-12-31 | $1,905,203 |
| Total non interest bearing cash at end of year | 2016-12-31 | $66,065 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $4,124,618 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $318,814,094 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $314,689,476 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2016-12-31 | $4,285,615 |
| Assets. partnership/joint venture interests at beginning of year | 2016-12-31 | $10,626,799 |
| Investment advisory and management fees | 2016-12-31 | $80,382 |
| Value of interest in pooled separate accounts at end of year | 2016-12-31 | $6,239,446 |
| Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $5,867,735 |
| Value of interest in common/collective trusts at end of year | 2016-12-31 | $302,974,351 |
| Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $298,150,170 |
| Net investment gain/loss from pooled separate accounts | 2016-12-31 | $710,270 |
| Net investment gain or loss from common/collective trusts | 2016-12-31 | $30,587,632 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $2,446,000 |
| Employer contributions (assets) at end of year | 2016-12-31 | $2,446,000 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $0 |
| Income. Dividends from common stock | 2016-12-31 | $335 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $26,759,277 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Aggregate proceeds on sale of assets | 2016-12-31 | $7,563,570 |
| Aggregate carrying amount (costs) on sale of assets | 2016-12-31 | $7,958,149 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2016-12-31 | 390859910 |
| 2015 : APPVION, INC. RETIREMENT PLAN 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $1,460,793 |
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $1,460,793 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $-6,872,720 |
| Total loss/gain on sale of assets | 2015-12-31 | $-223,640 |
| Total of all expenses incurred | 2015-12-31 | $29,408,696 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $26,238,382 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $0 |
| Value of total assets at end of year | 2015-12-31 | $314,689,476 |
| Value of total assets at beginning of year | 2015-12-31 | $350,970,892 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $3,170,314 |
| Total interest from all sources | 2015-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Administrative expenses professional fees incurred | 2015-12-31 | $1,567,841 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $44,734 |
| Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $192,861 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $38 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $106 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $0 |
| Other income not declared elsewhere | 2015-12-31 | $175,029 |
| Administrative expenses (other) incurred | 2015-12-31 | $1,522,819 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-36,281,416 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $314,689,476 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $350,970,892 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2015-12-31 | $10,626,799 |
| Assets. partnership/joint venture interests at beginning of year | 2015-12-31 | $14,464,890 |
| Investment advisory and management fees | 2015-12-31 | $79,654 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $0 |
| Value of interest in pooled separate accounts at end of year | 2015-12-31 | $5,867,735 |
| Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $5,358,884 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $298,150,170 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $330,954,151 |
| Net investment gain/loss from pooled separate accounts | 2015-12-31 | $844,948 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $-9,129,850 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $26,238,382 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Aggregate proceeds on sale of assets | 2015-12-31 | $5,638,614 |
| Aggregate carrying amount (costs) on sale of assets | 2015-12-31 | $5,862,254 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2015-12-31 | 390859910 |
| 2014 : APPVION, INC. RETIREMENT PLAN 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $2,780,906 |
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $2,780,906 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $1,520,429 |
| Total income from all sources (including contributions) | 2014-12-31 | $39,003,729 |
| Total loss/gain on sale of assets | 2014-12-31 | $390,206 |
| Total of all expenses incurred | 2014-12-31 | $48,918,866 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $45,510,409 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $0 |
| Value of total assets at end of year | 2014-12-31 | $350,970,892 |
| Value of total assets at beginning of year | 2014-12-31 | $362,406,458 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $3,408,457 |
| Total interest from all sources | 2014-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Administrative expenses professional fees incurred | 2014-12-31 | $2,643,562 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $192,861 |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $310,869 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $106 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $3,020,486 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $1,520,429 |
| Other income not declared elsewhere | 2014-12-31 | $369,979 |
| Administrative expenses (other) incurred | 2014-12-31 | $656,726 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $-9,915,137 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $350,970,892 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $360,886,029 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2014-12-31 | $14,464,890 |
| Assets. partnership/joint venture interests at beginning of year | 2014-12-31 | $13,897,769 |
| Investment advisory and management fees | 2014-12-31 | $108,169 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $19,331,936 |
| Value of interest in pooled separate accounts at end of year | 2014-12-31 | $5,358,884 |
| Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $4,957,381 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $330,954,151 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $304,788,017 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $1,380,745 |
| Net investment gain/loss from pooled separate accounts | 2014-12-31 | $638,731 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $33,443,162 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $0 |
| Employer contributions (assets) at end of year | 2014-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $16,100,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $45,510,409 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Aggregate proceeds on sale of assets | 2014-12-31 | $3,109,309 |
| Aggregate carrying amount (costs) on sale of assets | 2014-12-31 | $2,719,103 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2014-12-31 | 390859910 |
| 2013 : APPVION, INC. RETIREMENT PLAN 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $326,767 |
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $326,767 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $1,520,429 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $1,529,652 |
| Total income from all sources (including contributions) | 2013-12-31 | $55,804,407 |
| Total loss/gain on sale of assets | 2013-12-31 | $300,348 |
| Total of all expenses incurred | 2013-12-31 | $20,241,136 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $17,907,847 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $16,100,000 |
| Value of total assets at end of year | 2013-12-31 | $362,406,458 |
| Value of total assets at beginning of year | 2013-12-31 | $326,852,410 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $2,333,289 |
| Total interest from all sources | 2013-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $0 |
| Administrative expenses professional fees incurred | 2013-12-31 | $93,281 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $35,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $310,869 |
| Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $335,831 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $3,020,486 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $2,929,673 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $1,520,429 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $1,529,652 |
| Other income not declared elsewhere | 2013-12-31 | $833,242 |
| Administrative expenses (other) incurred | 2013-12-31 | $878,007 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $35,563,271 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $360,886,029 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $325,322,758 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2013-12-31 | $13,897,769 |
| Assets. partnership/joint venture interests at beginning of year | 2013-12-31 | $14,305,929 |
| Investment advisory and management fees | 2013-12-31 | $1,362,001 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $19,331,936 |
| Value of interest in pooled separate accounts at end of year | 2013-12-31 | $4,957,381 |
| Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $4,617,531 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $304,788,017 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $292,163,446 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $-168,064 |
| Net investment gain/loss from pooled separate accounts | 2013-12-31 | $578,063 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $37,834,051 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $16,100,000 |
| Employer contributions (assets) at end of year | 2013-12-31 | $16,100,000 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $12,500,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $17,907,847 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Aggregate proceeds on sale of assets | 2013-12-31 | $1,752,561 |
| Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $1,452,213 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2013-12-31 | 390859910 |
| 2012 : APPVION, INC. RETIREMENT PLAN 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2012-12-31 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $417,895 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $417,895 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $1,529,652 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $54,588,946 |
| Total loss/gain on sale of assets | 2012-12-31 | $336,936 |
| Total of all expenses incurred | 2012-12-31 | $19,606,804 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $17,066,052 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $12,500,000 |
| Value of total assets at end of year | 2012-12-31 | $326,852,410 |
| Value of total assets at beginning of year | 2012-12-31 | $290,340,616 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $2,540,752 |
| Total interest from all sources | 2012-12-31 | $-64 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Assets. Real estate other than employer real property at beginning of year | 2012-12-31 | $0 |
| Administrative expenses professional fees incurred | 2012-12-31 | $1,408,456 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $35,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $335,831 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $409,799 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $2,929,673 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $900,066 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $1,529,652 |
| Other income not declared elsewhere | 2012-12-31 | $739,205 |
| Administrative expenses (other) incurred | 2012-12-31 | $861,860 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $34,982,142 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $325,322,758 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $290,340,616 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2012-12-31 | $14,305,929 |
| Assets. partnership/joint venture interests at beginning of year | 2012-12-31 | $13,965,385 |
| Investment advisory and management fees | 2012-12-31 | $270,436 |
| Value of interest in pooled separate accounts at end of year | 2012-12-31 | $4,617,531 |
| Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $4,369,087 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $292,163,446 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $245,696,279 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $-64 |
| Net investment gain/loss from pooled separate accounts | 2012-12-31 | $479,632 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $40,115,342 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $12,500,000 |
| Employer contributions (assets) at end of year | 2012-12-31 | $12,500,000 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $25,000,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $17,066,052 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Aggregate proceeds on sale of assets | 2012-12-31 | $1,440,023 |
| Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $1,103,087 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2012-12-31 | 390859910 |
| 2011 : APPVION, INC. RETIREMENT PLAN 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-165,021 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-165,021 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $29,998,837 |
| Total loss/gain on sale of assets | 2011-12-31 | $540,057 |
| Total of all expenses incurred | 2011-12-31 | $18,263,889 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $16,022,121 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $25,000,000 |
| Value of total assets at end of year | 2011-12-31 | $290,340,616 |
| Value of total assets at beginning of year | 2011-12-31 | $278,605,668 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $2,241,768 |
| Total interest from all sources | 2011-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Assets. Real estate other than employer real property at end of year | 2011-12-31 | $0 |
| Assets. Real estate other than employer real property at beginning of year | 2011-12-31 | $6,049,988 |
| Administrative expenses professional fees incurred | 2011-12-31 | $123,811 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $409,799 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $900,066 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $1,500,186 |
| Other income not declared elsewhere | 2011-12-31 | $785,619 |
| Administrative expenses (other) incurred | 2011-12-31 | $1,921,783 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $11,734,948 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $290,340,616 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $278,605,668 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2011-12-31 | $13,965,385 |
| Assets. partnership/joint venture interests at beginning of year | 2011-12-31 | $6,632,793 |
| Investment advisory and management fees | 2011-12-31 | $196,174 |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $4,369,087 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $3,952,185 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $245,696,279 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $242,470,516 |
| Net investment gain/loss from pooled separate accounts | 2011-12-31 | $596,510 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $3,241,672 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $25,000,000 |
| Employer contributions (assets) at end of year | 2011-12-31 | $25,000,000 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $18,000,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $16,022,121 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Aggregate proceeds on sale of assets | 2011-12-31 | $1,544,086 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $1,004,029 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2011-12-31 | 390859910 |
| 2010 : APPVION, INC. RETIREMENT PLAN 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2010-12-31 | $-206,912 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $817,089 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $610,177 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $53,636,209 |
| Total loss/gain on sale of assets | 2010-12-31 | $115,635 |
| Total of all expenses incurred | 2010-12-31 | $17,002,674 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $14,940,155 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $18,000,000 |
| Value of total assets at end of year | 2010-12-31 | $278,605,668 |
| Value of total assets at beginning of year | 2010-12-31 | $241,972,133 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $2,062,519 |
| Total income from rents | 2010-12-31 | $474,823 |
| Total interest from all sources | 2010-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Assets. Real estate other than employer real property at end of year | 2010-12-31 | $6,049,988 |
| Assets. Real estate other than employer real property at beginning of year | 2010-12-31 | $5,857,841 |
| Administrative expenses professional fees incurred | 2010-12-31 | $150,518 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $1,500,186 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $1,160,223 |
| Other income not declared elsewhere | 2010-12-31 | $64,740 |
| Administrative expenses (other) incurred | 2010-12-31 | $1,688,905 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $36,633,535 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $278,605,668 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $241,972,133 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2010-12-31 | $6,632,793 |
| Assets. partnership/joint venture interests at beginning of year | 2010-12-31 | $6,254,259 |
| Investment advisory and management fees | 2010-12-31 | $223,096 |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $3,952,185 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $3,511,245 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $242,470,516 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $210,188,565 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $633,876 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $33,736,958 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $18,000,000 |
| Employer contributions (assets) at end of year | 2010-12-31 | $18,000,000 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $15,000,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $14,940,155 |
| Contract administrator fees | 2010-12-31 | $0 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Aggregate proceeds on sale of assets | 2010-12-31 | $1,196,428 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $1,080,793 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2010-12-31 | 390859910 |
| 2009 : APPVION, INC. RETIREMENT PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
