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TRITON MANUFACTURING CO INC. 40(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameTRITON MANUFACTURING CO INC. 40(K) PROFIT SHARING PLAN
Plan identification number 001

TRITON MANUFACTURING CO INC. 40(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

TRITON MANUFACTURING COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name:TRITON MANUFACTURING COMPANY, INC.
Employer identification number (EIN):362658420
NAIC Classification:332900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TRITON MANUFACTURING CO INC. 40(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-01-01KEVIN DEHLIN
0012017-01-01KEVIN DEHLIN
0012016-01-01KEVIN DEHLIN
0012015-01-01KEVIN DEHLIN
0012014-01-01KEVIN DEHLIN
0012013-01-01MAYRA TECHEIRA MAYRA TECHEIRA2014-10-15
0012012-01-01MAYRA TECHEIRA
0012011-01-01MAYRA TECHEIRA2012-10-12

Plan Statistics for TRITON MANUFACTURING CO INC. 40(K) PROFIT SHARING PLAN

401k plan membership statisitcs for TRITON MANUFACTURING CO INC. 40(K) PROFIT SHARING PLAN

Measure Date Value
2018: TRITON MANUFACTURING CO INC. 40(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01115
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-010
Number of participants with account balances2018-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: TRITON MANUFACTURING CO INC. 40(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01125
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01115
Total of all active and inactive participants2017-01-01115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01115
Number of participants with account balances2017-01-01115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: TRITON MANUFACTURING CO INC. 40(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01116
Total number of active participants reported on line 7a of the Form 55002016-01-01117
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-018
Total of all active and inactive participants2016-01-01125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01125
Number of participants with account balances2016-01-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: TRITON MANUFACTURING CO INC. 40(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01131
Total number of active participants reported on line 7a of the Form 55002015-01-01116
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0118
Total of all active and inactive participants2015-01-01134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01134
Number of participants with account balances2015-01-01119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: TRITON MANUFACTURING CO INC. 40(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01133
Total number of active participants reported on line 7a of the Form 55002014-01-01121
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0110
Total of all active and inactive participants2014-01-01131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01131
Number of participants with account balances2014-01-01122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: TRITON MANUFACTURING CO INC. 40(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01152
Total number of active participants reported on line 7a of the Form 55002013-01-01125
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0110
Total of all active and inactive participants2013-01-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01135
Number of participants with account balances2013-01-01123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-016
2012: TRITON MANUFACTURING CO INC. 40(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01131
Total number of active participants reported on line 7a of the Form 55002012-01-01124
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0111
Total of all active and inactive participants2012-01-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01135
Number of participants with account balances2012-01-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-013

Financial Data on TRITON MANUFACTURING CO INC. 40(K) PROFIT SHARING PLAN

Measure Date Value
2018 : TRITON MANUFACTURING CO INC. 40(K) PROFIT SHARING PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-07-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-07-31$0
Total unrealized appreciation/depreciation of assets2018-07-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-07-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-07-31$0
Total income from all sources (including contributions)2018-07-31$70,124
Total loss/gain on sale of assets2018-07-31$0
Total of all expenses incurred2018-07-31$5,967,340
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-07-31$5,956,449
Expenses. Certain deemed distributions of participant loans2018-07-31$0
Value of total corrective distributions2018-07-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-07-31$0
Value of total assets at end of year2018-07-31$0
Value of total assets at beginning of year2018-07-31$5,897,216
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-07-31$10,891
Total income from rents2018-07-31$0
Total interest from all sources2018-07-31$6,330
Total dividends received (eg from common stock, registered investment company shares)2018-07-31$8,790
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-07-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2018-07-31$0
Total dividends received from registered investment company shares (eg mutual funds)2018-07-31$8,790
Administrative expenses professional fees incurred2018-07-31$0
Was this plan covered by a fidelity bond2018-07-31Yes
Value of fidelity bond cover2018-07-31$475,000
If this is an individual account plan, was there a blackout period2018-07-31No
Were there any nonexempt tranactions with any party-in-interest2018-07-31No
Contributions received from participants2018-07-31$0
Participant contributions at end of year2018-07-31$0
Participant contributions at beginning of year2018-07-31$239,567
Participant contributions at end of year2018-07-31$0
Participant contributions at beginning of year2018-07-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-07-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-07-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-07-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-07-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-07-31$0
Other income not declared elsewhere2018-07-31$0
Administrative expenses (other) incurred2018-07-31$0
Liabilities. Value of operating payables at beginning of year2018-07-31$0
Total non interest bearing cash at end of year2018-07-31$0
Total non interest bearing cash at beginning of year2018-07-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-07-31No
Value of net income/loss2018-07-31$-5,897,216
Value of net assets at end of year (total assets less liabilities)2018-07-31$0
Value of net assets at beginning of year (total assets less liabilities)2018-07-31$5,897,216
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-07-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-07-31No
Were any leases to which the plan was party in default or uncollectible2018-07-31No
Investment advisory and management fees2018-07-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-07-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-07-31$1,389,704
Value of interest in pooled separate accounts at end of year2018-07-31$0
Value of interest in pooled separate accounts at beginning of year2018-07-31$350,528
Interest on participant loans2018-07-31$3,041
Income. Interest from loans (other than to participants)2018-07-31$0
Interest earned on other investments2018-07-31$3,289
Income. Interest from US Government securities2018-07-31$0
Income. Interest from corporate debt instruments2018-07-31$0
Value of interest in common/collective trusts at end of year2018-07-31$0
Value of interest in common/collective trusts at beginning of year2018-07-31$3,215,324
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-07-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-07-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-07-31$702,093
Expenses. Payments to insurance carriers foe the provision of benefits2018-07-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-07-31$6,226
Net investment gain/loss from pooled separate accounts2018-07-31$23,925
Net investment gain or loss from common/collective trusts2018-07-31$24,853
Net gain/loss from 103.12 investment entities2018-07-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-07-31No
Was there a failure to transmit to the plan any participant contributions2018-07-31No
Has the plan failed to provide any benefit when due under the plan2018-07-31No
Contributions received in cash from employer2018-07-31$0
Employer contributions (assets) at end of year2018-07-31$0
Employer contributions (assets) at beginning of year2018-07-31$0
Income. Dividends from preferred stock2018-07-31$0
Income. Dividends from common stock2018-07-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-07-31$5,956,449
Contract administrator fees2018-07-31$10,891
Liabilities. Value of benefit claims payable at beginning of year2018-07-31$0
Did the plan have assets held for investment2018-07-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-07-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-07-31Yes
Aggregate proceeds on sale of assets2018-07-31$0
Aggregate carrying amount (costs) on sale of assets2018-07-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-07-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-07-31Yes
Opinion of an independent qualified public accountant for this plan2018-07-31Disclaimer
Accountancy firm name2018-07-31JOHNSON, PETEREK & HOWSE, LLC
Accountancy firm EIN2018-07-31814693010
2017 : TRITON MANUFACTURING CO INC. 40(K) PROFIT SHARING PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$0
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,334,272
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,375,332
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,368,379
Expenses. Certain deemed distributions of participant loans2017-12-31$0
Value of total corrective distributions2017-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$635,389
Value of total assets at end of year2017-12-31$5,897,216
Value of total assets at beginning of year2017-12-31$5,938,276
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$6,953
Total income from rents2017-12-31$0
Total interest from all sources2017-12-31$19,349
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$20,926
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$20,926
Administrative expenses professional fees incurred2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$550,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$425,196
Participant contributions at end of year2017-12-31$239,567
Participant contributions at beginning of year2017-12-31$250,367
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$8,161
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$373
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$0
Administrative expenses (other) incurred2017-12-31$0
Liabilities. Value of operating payables at beginning of year2017-12-31$0
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-41,060
Value of net assets at end of year (total assets less liabilities)2017-12-31$5,897,216
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$5,938,276
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$1,389,704
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$1,292,266
Value of interest in pooled separate accounts at end of year2017-12-31$350,528
Value of interest in pooled separate accounts at beginning of year2017-12-31$152,939
Interest on participant loans2017-12-31$10,446
Income. Interest from loans (other than to participants)2017-12-31$0
Interest earned on other investments2017-12-31$8,903
Income. Interest from US Government securities2017-12-31$0
Income. Interest from corporate debt instruments2017-12-31$0
Value of interest in common/collective trusts at end of year2017-12-31$3,215,324
Value of interest in common/collective trusts at beginning of year2017-12-31$2,970,673
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$702,093
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$1,272,031
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$165,660
Net investment gain/loss from pooled separate accounts2017-12-31$55,634
Net investment gain or loss from common/collective trusts2017-12-31$437,314
Net gain/loss from 103.12 investment entities2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$202,032
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$0
Income. Dividends from preferred stock2017-12-31$0
Income. Dividends from common stock2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,368,006
Contract administrator fees2017-12-31$6,953
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$0
Aggregate carrying amount (costs) on sale of assets2017-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-12-31$0
2016 : TRITON MANUFACTURING CO INC. 40(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$911,787
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$597,971
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$593,099
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$530,197
Value of total assets at end of year2016-12-31$5,938,276
Value of total assets at beginning of year2016-12-31$5,624,460
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$4,872
Total interest from all sources2016-12-31$17,041
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$15,220
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$15,220
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$550,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$343,773
Participant contributions at end of year2016-12-31$250,367
Participant contributions at beginning of year2016-12-31$145,598
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$14,883
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$313,816
Value of net assets at end of year (total assets less liabilities)2016-12-31$5,938,276
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$5,624,460
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$1,292,266
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,122,214
Value of interest in pooled separate accounts at end of year2016-12-31$152,939
Value of interest in pooled separate accounts at beginning of year2016-12-31$119,676
Interest on participant loans2016-12-31$8,221
Interest earned on other investments2016-12-31$8,820
Value of interest in common/collective trusts at end of year2016-12-31$2,970,673
Value of interest in common/collective trusts at beginning of year2016-12-31$3,632,262
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$1,272,031
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$604,710
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$79,469
Net investment gain/loss from pooled separate accounts2016-12-31$21,421
Net investment gain or loss from common/collective trusts2016-12-31$248,439
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$171,541
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$593,099
Contract administrator fees2016-12-31$4,872
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PETEREK & HOWSE, LLP
Accountancy firm EIN2016-12-31364052819
2015 : TRITON MANUFACTURING CO INC. 40(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$364,663
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$512,831
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$509,873
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$451,011
Value of total assets at end of year2015-12-31$5,624,460
Value of total assets at beginning of year2015-12-31$5,772,628
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,958
Total interest from all sources2015-12-31$14,022
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$18,540
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$18,540
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$550,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$321,056
Participant contributions at end of year2015-12-31$145,598
Participant contributions at beginning of year2015-12-31$134,767
Participant contributions at beginning of year2015-12-31$4,598
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-148,168
Value of net assets at end of year (total assets less liabilities)2015-12-31$5,624,460
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$5,772,628
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,122,214
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,071,968
Value of interest in pooled separate accounts at end of year2015-12-31$119,676
Value of interest in pooled separate accounts at beginning of year2015-12-31$117,717
Interest on participant loans2015-12-31$6,486
Interest earned on other investments2015-12-31$7,536
Value of interest in common/collective trusts at end of year2015-12-31$3,632,262
Value of interest in common/collective trusts at beginning of year2015-12-31$3,886,068
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$604,710
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$555,205
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-77,166
Net investment gain/loss from pooled separate accounts2015-12-31$-1,359
Net investment gain or loss from common/collective trusts2015-12-31$-40,385
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$129,955
Employer contributions (assets) at beginning of year2015-12-31$2,305
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$509,873
Contract administrator fees2015-12-31$2,958
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PETEREK & HOWSE, LLP
Accountancy firm EIN2015-12-31364052819
2014 : TRITON MANUFACTURING CO INC. 40(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$719,421
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$119,431
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$107,724
Value of total corrective distributions2014-12-31$9,497
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$438,067
Value of total assets at end of year2014-12-31$5,772,628
Value of total assets at beginning of year2014-12-31$5,172,638
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$2,210
Total interest from all sources2014-12-31$11,647
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$24,318
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$24,318
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$475,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$306,396
Participant contributions at end of year2014-12-31$134,767
Participant contributions at beginning of year2014-12-31$110,070
Participant contributions at end of year2014-12-31$4,598
Participant contributions at beginning of year2014-12-31$20,400
Other income not declared elsewhere2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$599,990
Value of net assets at end of year (total assets less liabilities)2014-12-31$5,772,628
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$5,172,638
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,071,968
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,046,626
Value of interest in pooled separate accounts at end of year2014-12-31$117,717
Value of interest in pooled separate accounts at beginning of year2014-12-31$34,318
Interest on participant loans2014-12-31$4,433
Interest earned on other investments2014-12-31$7,214
Value of interest in common/collective trusts at end of year2014-12-31$3,886,068
Value of interest in common/collective trusts at beginning of year2014-12-31$3,457,874
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$555,205
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$497,959
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$22,720
Net investment gain/loss from pooled separate accounts2014-12-31$9,382
Net investment gain or loss from common/collective trusts2014-12-31$213,287
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$131,671
Employer contributions (assets) at end of year2014-12-31$2,305
Employer contributions (assets) at beginning of year2014-12-31$5,391
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$107,724
Contract administrator fees2014-12-31$2,210
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PETEREK & HOWSE, LLP
Accountancy firm EIN2014-12-31364052819
2013 : TRITON MANUFACTURING CO INC. 40(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$23,787
Total income from all sources (including contributions)2013-12-31$1,130,397
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$157,742
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$154,990
Value of total corrective distributions2013-12-31$1,376
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$496,650
Value of total assets at end of year2013-12-31$5,172,638
Value of total assets at beginning of year2013-12-31$4,223,770
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,376
Total interest from all sources2013-12-31$11,931
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$19,685
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$19,685
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$475,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$307,551
Participant contributions at end of year2013-12-31$110,070
Participant contributions at beginning of year2013-12-31$121,356
Participant contributions at end of year2013-12-31$20,400
Participant contributions at beginning of year2013-12-31$36,757
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$56,971
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$23,787
Other income not declared elsewhere2013-12-31$3,919
Administrative expenses (other) incurred2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$972,655
Value of net assets at end of year (total assets less liabilities)2013-12-31$5,172,638
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,199,983
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,046,626
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$790,082
Value of interest in pooled separate accounts at end of year2013-12-31$34,318
Value of interest in pooled separate accounts at beginning of year2013-12-31$24,679
Interest on participant loans2013-12-31$5,825
Interest earned on other investments2013-12-31$6,106
Value of interest in common/collective trusts at end of year2013-12-31$3,457,874
Value of interest in common/collective trusts at beginning of year2013-12-31$2,833,184
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$497,959
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$386,268
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$124,142
Net investment gain/loss from pooled separate accounts2013-12-31$8,373
Net investment gain or loss from common/collective trusts2013-12-31$465,697
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$132,128
Employer contributions (assets) at end of year2013-12-31$5,391
Employer contributions (assets) at beginning of year2013-12-31$31,444
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$154,990
Contract administrator fees2013-12-31$1,376
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PETEREK & HOWSE, LLP
Accountancy firm EIN2013-12-31364052819
2012 : TRITON MANUFACTURING CO INC. 40(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$23,787
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$772,550
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,138,161
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,113,510
Value of total corrective distributions2012-12-31$23,787
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$394,152
Value of total assets at end of year2012-12-31$4,223,770
Value of total assets at beginning of year2012-12-31$4,565,594
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$864
Total interest from all sources2012-12-31$9,691
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$17,676
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$17,676
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$475,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$265,143
Participant contributions at end of year2012-12-31$121,356
Participant contributions at beginning of year2012-12-31$144,546
Participant contributions at end of year2012-12-31$36,757
Assets. Other investments not covered elsewhere at end of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$23,787
Other income not declared elsewhere2012-12-31$-444
Administrative expenses (other) incurred2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-365,611
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,199,983
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,565,594
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$790,082
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$4,421,048
Value of interest in pooled separate accounts at end of year2012-12-31$24,679
Interest on participant loans2012-12-31$5,191
Interest earned on other investments2012-12-31$4,500
Value of interest in common/collective trusts at end of year2012-12-31$2,833,184
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$386,268
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$103,885
Net investment gain/loss from pooled separate accounts2012-12-31$1,752
Net investment gain or loss from common/collective trusts2012-12-31$245,838
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$129,009
Employer contributions (assets) at end of year2012-12-31$31,444
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,113,510
Contract administrator fees2012-12-31$864
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PETEREK & HOWSE, LLP
Accountancy firm EIN2012-12-31364052819
2010 : TRITON MANUFACTURING CO INC. 40(K) PROFIT SHARING PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$720,108
Expenses. Total of all expenses incurred2010-12-31$84,254
Benefits paid (including direct rollovers)2010-12-31$81,592
Total plan assets at end of year2010-12-31$4,573,623
Total plan assets at beginning of year2010-12-31$3,937,769
Value of fidelity bond covering the plan2010-12-31$0
Total contributions received or receivable from participants2010-12-31$186,520
Expenses. Other expenses not covered elsewhere2010-12-31$160
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$454,476
Net income (gross income less expenses)2010-12-31$635,854
Net plan assets at end of year (total assets less liabilities)2010-12-31$4,573,623
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$3,937,769
Assets. Value of participant loans2010-12-31$113,633
Total contributions received or receivable from employer(s)2010-12-31$79,112
Value of certain deemed distributions of participant loans2010-12-31$972
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$1,530
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$0
Amount contributed by the employer to the plan for this plan year2010-12-31$0

Form 5500 Responses for TRITON MANUFACTURING CO INC. 40(K) PROFIT SHARING PLAN

2018: TRITON MANUFACTURING CO INC. 40(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingYes
2018-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: TRITON MANUFACTURING CO INC. 40(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: TRITON MANUFACTURING CO INC. 40(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: TRITON MANUFACTURING CO INC. 40(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: TRITON MANUFACTURING CO INC. 40(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: TRITON MANUFACTURING CO INC. 40(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: TRITON MANUFACTURING CO INC. 40(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-07-31
Total amount of commissions paid to insurance brokerUSD $910
Total amount of fees paid to insurance companyUSD $182
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $910
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number807285
Policy instance 2
Insurance contract or identification number807285
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-07-31
Total amount of commissions paid to insurance brokerUSD $442
Total amount of fees paid to insurance companyUSD $88
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $442
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered121
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $2,384
Total amount of fees paid to insurance companyUSD $477
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,384
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker nameFRANK PENSION CONSULTANTS LTD
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number807285
Policy instance 2
Insurance contract or identification number807285
Number of Individuals Covered121
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $685
Total amount of fees paid to insurance companyUSD $137
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $685
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker nameFRANK PENSION CONSULTANTS LTD
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953 807285
Policy instance 1
Insurance contract or identification number613953 807285
Number of Individuals Covered134
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $1,756
Total amount of fees paid to insurance companyUSD $351
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,756
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker nameFRANK PENSION CONSULTANTS, LTD.
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953 807285
Policy instance 1
Insurance contract or identification number613953 807285
Number of Individuals Covered130
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $1,511
Total amount of fees paid to insurance companyUSD $683
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,511
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker nameTHE PENSION SPECIALISTS LTD.
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953 & 807285
Policy instance 1
Insurance contract or identification number613953 & 807285
Number of Individuals Covered134
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $7,467
Total amount of fees paid to insurance companyUSD $6,808
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,467
Insurance broker organization code?3
Amount paid for insurance broker fees1873
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker nameTHE PENSION SPECIALISTS LTD
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953 & 807285
Policy instance 1
Insurance contract or identification number613953 & 807285
Number of Individuals Covered137
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $23,876
Total amount of fees paid to insurance companyUSD $5,474
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $23,607
Amount paid for insurance broker fees131
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameTHE PENSION SPECIALISTS LTD
COMPBENEFITS (National Association of Insurance Commissioners NAIC id number: 60984 )
Policy contract number625789
Policy instance 2
Insurance contract or identification number625789
Number of Individuals Covered81
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $532
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $39
Insurance broker organization code?5
Insurance broker nameMARKET FINANCIAL GRP LTD

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