401k Plan data: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN plan

ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 401k Plan overview

Plan Name	ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN
Plan identification number	001

ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROMANO BROTHERS AND COMPANY has sponsored the creation of one or more 401k plans.

Company Name: ROMANO BROTHERS AND COMPANY

Employer identification number (EIN): 362659240

NAIC Classification: 523120
NAIC Description: Securities Brokerage

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01 ERIC BEDERMAN 2024-07-02
001 2022-01-01 ERIC BEDERMAN 2023-06-21
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01 ERIC BEDERMAN ERIC BEDERMAN 2019-07-19
001 2017-01-01 ERIC BEDERMAN
001 2016-01-01 ERIC BEDERMAN
001 2015-01-01 ERIC BEDERMAN
001 2014-01-01 WILLIAM REILLY
001 2013-01-01 WILLIAM REILLY
001 2012-01-01 WILLIAM REILLY
001 2011-01-01 WILLIAM REILLY

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2023-01-01	ERIC BEDERMAN	2024-07-02
001	2022-01-01	ERIC BEDERMAN	2023-06-21
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01	ERIC BEDERMAN		ERIC BEDERMAN	2019-07-19
001	2017-01-01	ERIC BEDERMAN
001	2016-01-01	ERIC BEDERMAN
001	2015-01-01	ERIC BEDERMAN
001	2014-01-01	WILLIAM REILLY
001	2013-01-01	WILLIAM REILLY
001	2012-01-01	WILLIAM REILLY
001	2011-01-01	WILLIAM REILLY

Plan Statistics for ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN

401k plan membership statisitcs for ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN

Measure Date Value
2023: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2023 401k membership
Total participants, beginning-of-year 2023-01-01 15
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 12
Number of retired or separated participants receiving benefits 2023-01-01 0
Number of other retired or separated participants entitled to future benefits 2023-01-01 2
Total of all active and inactive participants 2023-01-01 14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 0
Total participants 2023-01-01 14
Number of participants with account balances 2023-01-01 14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 1
2022: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 15
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 14
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 1
Total of all active and inactive participants 2022-01-01 15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 15
Number of participants with account balances 2022-01-01 15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 15
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 14
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 1
Total of all active and inactive participants 2021-01-01 15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 15
Number of participants with account balances 2021-01-01 15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 17
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 14
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 1
Total of all active and inactive participants 2020-01-01 15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 15
Number of participants with account balances 2020-01-01 15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 17
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 15
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 2
Total of all active and inactive participants 2019-01-01 17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 17
Number of participants with account balances 2019-01-01 17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 20
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 16
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 16
Number of participants with account balances 2018-01-01 16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 19
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 16
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 4
Total of all active and inactive participants 2017-01-01 20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 20
Number of participants with account balances 2017-01-01 20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 19
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 14
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 4
Total of all active and inactive participants 2016-01-01 18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 18
Number of participants with account balances 2016-01-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 20
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 14
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 4
Total of all active and inactive participants 2015-01-01 18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 18
Number of participants with account balances 2015-01-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 18
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 14
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 5
Total of all active and inactive participants 2014-01-01 19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 19
Number of participants with account balances 2014-01-01 19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 19
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 15
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 3
Total of all active and inactive participants 2013-01-01 18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 18
Number of participants with account balances 2013-01-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1
2012: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 20
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 16
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 3
Total of all active and inactive participants 2012-01-01 19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 19
Number of participants with account balances 2012-01-01 19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 19
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 17
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 3
Total of all active and inactive participants 2011-01-01 20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 20
Number of participants with account balances 2011-01-01 20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0

Measure	Date	Value
2023: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2023 401k membership
Total participants, beginning-of-year	2023-01-01	15
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	12
Number of retired or separated participants receiving benefits	2023-01-01	0
Number of other retired or separated participants entitled to future benefits	2023-01-01	2
Total of all active and inactive participants	2023-01-01	14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	0
Total participants	2023-01-01	14
Number of participants with account balances	2023-01-01	14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	1
2022: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	15
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	14
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	1
Total of all active and inactive participants	2022-01-01	15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	15
Number of participants with account balances	2022-01-01	15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	15
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	14
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	1
Total of all active and inactive participants	2021-01-01	15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	15
Number of participants with account balances	2021-01-01	15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	17
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	14
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	1
Total of all active and inactive participants	2020-01-01	15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	15
Number of participants with account balances	2020-01-01	15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	17
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	15
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	2
Total of all active and inactive participants	2019-01-01	17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	17
Number of participants with account balances	2019-01-01	17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	20
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	16
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	16
Number of participants with account balances	2018-01-01	16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	19
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	16
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	4
Total of all active and inactive participants	2017-01-01	20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	20
Number of participants with account balances	2017-01-01	20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	19
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	14
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	4
Total of all active and inactive participants	2016-01-01	18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	18
Number of participants with account balances	2016-01-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	20
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	14
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	4
Total of all active and inactive participants	2015-01-01	18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	18
Number of participants with account balances	2015-01-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	18
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	14
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	5
Total of all active and inactive participants	2014-01-01	19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	19
Number of participants with account balances	2014-01-01	19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	19
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	15
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	3
Total of all active and inactive participants	2013-01-01	18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	18
Number of participants with account balances	2013-01-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1
2012: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	20
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	16
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	3
Total of all active and inactive participants	2012-01-01	19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	19
Number of participants with account balances	2012-01-01	19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	19
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	17
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	3
Total of all active and inactive participants	2011-01-01	20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	20
Number of participants with account balances	2011-01-01	20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0

Financial Data on ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN

Measure	Date	Value
2023 : ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2023 401k financial data
Total income from all sources	2023-12-31	$1,252,846
Expenses. Total of all expenses incurred	2023-12-31	$43,911
Benefits paid (including direct rollovers)	2023-12-31	$43,911
Total plan assets at end of year	2023-12-31	$8,109,931
Total plan assets at beginning of year	2023-12-31	$6,900,996
Value of fidelity bond covering the plan	2023-12-31	$500,000
Total contributions received or receivable from participants	2023-12-31	$225,230
Other income received	2023-12-31	$812,616
Net income (gross income less expenses)	2023-12-31	$1,208,935
Net plan assets at end of year (total assets less liabilities)	2023-12-31	$8,109,931
Net plan assets at beginning of year (total assets less liabilities)	2023-12-31	$6,900,996
Total contributions received or receivable from employer(s)	2023-12-31	$215,000
2022 : ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2022 401k financial data
Total income from all sources	2022-12-31	$-501,761
Expenses. Total of all expenses incurred	2022-12-31	$134,101
Benefits paid (including direct rollovers)	2022-12-31	$132,981
Total plan assets at end of year	2022-12-31	$6,900,996
Total plan assets at beginning of year	2022-12-31	$7,536,858
Value of fidelity bond covering the plan	2022-12-31	$500,000
Total contributions received or receivable from participants	2022-12-31	$209,764
Expenses. Other expenses not covered elsewhere	2022-12-31	$1,120
Other income received	2022-12-31	$-931,525
Net income (gross income less expenses)	2022-12-31	$-635,862
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$6,900,996
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$7,536,858
Total contributions received or receivable from employer(s)	2022-12-31	$220,000
2021 : ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2021 401k financial data
Total income from all sources	2021-12-31	$1,543,908
Expenses. Total of all expenses incurred	2021-12-31	$570,223
Benefits paid (including direct rollovers)	2021-12-31	$570,223
Total plan assets at end of year	2021-12-31	$7,536,858
Total plan assets at beginning of year	2021-12-31	$6,563,173
Value of fidelity bond covering the plan	2021-12-31	$500,000
Total contributions received or receivable from participants	2021-12-31	$193,958
Other income received	2021-12-31	$1,122,950
Net income (gross income less expenses)	2021-12-31	$973,685
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$7,536,858
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$6,563,173
Total contributions received or receivable from employer(s)	2021-12-31	$227,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
2020 : ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources	2020-12-31	$776,053
Expenses. Total of all expenses incurred	2020-12-31	$126,172
Benefits paid (including direct rollovers)	2020-12-31	$125,859
Total plan assets at end of year	2020-12-31	$6,563,173
Total plan assets at beginning of year	2020-12-31	$5,913,292
Value of fidelity bond covering the plan	2020-12-31	$500,000
Total contributions received or receivable from participants	2020-12-31	$141,376
Other income received	2020-12-31	$456,677
Net income (gross income less expenses)	2020-12-31	$649,881
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$6,563,173
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$5,913,292
Total contributions received or receivable from employer(s)	2020-12-31	$178,000
Expenses. Administrative service providers (salaries,fees and commissions)	2020-12-31	$313
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
2019 : ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources	2019-12-31	$1,333,218
Expenses. Total of all expenses incurred	2019-12-31	$191,094
Benefits paid (including direct rollovers)	2019-12-31	$190,681
Total plan assets at end of year	2019-12-31	$5,913,292
Total plan assets at beginning of year	2019-12-31	$4,771,168
Value of fidelity bond covering the plan	2019-12-31	$500,000
Total contributions received or receivable from participants	2019-12-31	$151,735
Other income received	2019-12-31	$1,011,483
Net income (gross income less expenses)	2019-12-31	$1,142,124
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$5,913,292
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$4,771,168
Total contributions received or receivable from employer(s)	2019-12-31	$170,000
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$413
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
2018 : ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$204,359
Expenses. Total of all expenses incurred	2018-12-31	$1,057,863
Benefits paid (including direct rollovers)	2018-12-31	$1,057,320
Total plan assets at end of year	2018-12-31	$4,771,168
Total plan assets at beginning of year	2018-12-31	$5,624,672
Value of fidelity bond covering the plan	2018-12-31	$500,000
Total contributions received or receivable from participants	2018-12-31	$139,065
Other income received	2018-12-31	$-115,706
Net income (gross income less expenses)	2018-12-31	$-853,504
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$4,771,168
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$5,624,672
Total contributions received or receivable from employer(s)	2018-12-31	$181,000
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$543
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
2017 : ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$865,361
Expenses. Total of all expenses incurred	2017-12-31	$26,462
Benefits paid (including direct rollovers)	2017-12-31	$26,084
Total plan assets at end of year	2017-12-31	$5,624,672
Total plan assets at beginning of year	2017-12-31	$4,785,773
Value of fidelity bond covering the plan	2017-12-31	$500,000
Total contributions received or receivable from participants	2017-12-31	$125,062
Other income received	2017-12-31	$568,299
Net income (gross income less expenses)	2017-12-31	$838,899
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$5,624,672
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$4,785,773
Total contributions received or receivable from employer(s)	2017-12-31	$172,000
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$378
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$730,828
Expenses. Total of all expenses incurred	2016-12-31	$109,304
Benefits paid (including direct rollovers)	2016-12-31	$108,875
Total plan assets at end of year	2016-12-31	$4,785,773
Total plan assets at beginning of year	2016-12-31	$4,164,249
Value of fidelity bond covering the plan	2016-12-31	$500,000
Total contributions received or receivable from participants	2016-12-31	$135,427
Other income received	2016-12-31	$440,401
Net income (gross income less expenses)	2016-12-31	$621,524
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$4,785,773
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$4,164,249
Total contributions received or receivable from employer(s)	2016-12-31	$155,000
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$429
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$242,262
Expenses. Total of all expenses incurred	2015-12-31	$67,731
Benefits paid (including direct rollovers)	2015-12-31	$66,572
Total plan assets at end of year	2015-12-31	$4,164,249
Total plan assets at beginning of year	2015-12-31	$3,989,718
Value of fidelity bond covering the plan	2015-12-31	$500,000
Total contributions received or receivable from participants	2015-12-31	$129,647
Other income received	2015-12-31	$-24,636
Net income (gross income less expenses)	2015-12-31	$174,531
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$4,164,249
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$3,989,718
Total contributions received or receivable from employer(s)	2015-12-31	$137,251
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$1,159
2014 : ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$586,466
Expenses. Total of all expenses incurred	2014-12-31	$48,335
Benefits paid (including direct rollovers)	2014-12-31	$47,931
Total plan assets at end of year	2014-12-31	$3,989,718
Total plan assets at beginning of year	2014-12-31	$3,451,587
Value of fidelity bond covering the plan	2014-12-31	$500,000
Total contributions received or receivable from participants	2014-12-31	$116,426
Other income received	2014-12-31	$340,040
Net income (gross income less expenses)	2014-12-31	$538,131
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$3,989,718
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$3,451,587
Total contributions received or receivable from employer(s)	2014-12-31	$130,000
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$404
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$707,263
Expenses. Total of all expenses incurred	2013-12-31	$18,372
Benefits paid (including direct rollovers)	2013-12-31	$18,372
Total plan assets at end of year	2013-12-31	$3,451,587
Total plan assets at beginning of year	2013-12-31	$2,762,696
Value of fidelity bond covering the plan	2013-12-31	$500,000
Total contributions received or receivable from participants	2013-12-31	$112,313
Other income received	2013-12-31	$464,950
Net income (gross income less expenses)	2013-12-31	$688,891
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$3,451,587
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$2,762,696
Total contributions received or receivable from employer(s)	2013-12-31	$130,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$499,023
Expenses. Total of all expenses incurred	2012-12-31	$238,701
Benefits paid (including direct rollovers)	2012-12-31	$236,251
Total plan assets at end of year	2012-12-31	$2,762,696
Total plan assets at beginning of year	2012-12-31	$2,502,374
Value of fidelity bond covering the plan	2012-12-31	$500,000
Total contributions received or receivable from participants	2012-12-31	$134,700
Other income received	2012-12-31	$244,323
Net income (gross income less expenses)	2012-12-31	$260,322
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$2,762,696
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$2,502,374
Total contributions received or receivable from employer(s)	2012-12-31	$120,000
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$2,450
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$332,648
Expenses. Total of all expenses incurred	2011-12-31	$33,722
Benefits paid (including direct rollovers)	2011-12-31	$33,722
Total plan assets at end of year	2011-12-31	$2,502,374
Total plan assets at beginning of year	2011-12-31	$2,203,448
Value of fidelity bond covering the plan	2011-12-31	$300,000
Total contributions received or receivable from participants	2011-12-31	$156,932
Other income received	2011-12-31	$40,716
Net income (gross income less expenses)	2011-12-31	$298,926
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$2,502,374
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$2,203,448
Total contributions received or receivable from employer(s)	2011-12-31	$135,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$403,615
Expenses. Total of all expenses incurred	2010-12-31	$66,996
Benefits paid (including direct rollovers)	2010-12-31	$65,071
Total plan assets at end of year	2010-12-31	$2,203,448
Total plan assets at beginning of year	2010-12-31	$1,866,829
Value of fidelity bond covering the plan	2010-12-31	$300,000
Total contributions received or receivable from participants	2010-12-31	$128,175
Other income received	2010-12-31	$155,440
Net income (gross income less expenses)	2010-12-31	$336,619
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$2,203,448
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,866,829
Total contributions received or receivable from employer(s)	2010-12-31	$120,000
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$1,925
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0

Form 5500 Responses for ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN

2023: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Submission has been amended	No
2023-01-01	This submission is the final filing	No
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ROMANO BROTHERS AND COMPANY EMPLOYEES' PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ROMANO BROTHERS AND COMPANY
Employer identification number (EIN):	362659240
NAIC Classification:	523120
NAIC Description:	Securities Brokerage