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BERGHOFF & COMPANY, INC. PROFIT SHARING PLAN 401k Plan overview

Plan NameBERGHOFF & COMPANY, INC. PROFIT SHARING PLAN
Plan identification number 001

BERGHOFF & COMPANY, INC. PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Life insurance

401k Sponsoring company profile

BERGHOFF & COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name:BERGHOFF & COMPANY, INC.
Employer identification number (EIN):362763356
NAIC Classification:523110
NAIC Description:Investment Banking and Securities Dealing

Additional information about BERGHOFF & COMPANY, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 0789829

More information about BERGHOFF & COMPANY, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BERGHOFF & COMPANY, INC. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-04-01PAUL BERGHOFF2017-07-12
0012015-04-01PAUL BERGHOFF2016-06-14
0012014-04-01PAUL BERGHOFF2015-04-29
0012013-04-01PAUL BERGHOFF
0012012-04-01PAUL BERGHOFF
0012011-04-01PAUL BERGHOFF2012-09-20 PAUL BERGHOFF2012-09-20
0012010-04-01PAUL BERGHOFF2011-12-15 PAUL BERGHOFF2011-12-15

Plan Statistics for BERGHOFF & COMPANY, INC. PROFIT SHARING PLAN

401k plan membership statisitcs for BERGHOFF & COMPANY, INC. PROFIT SHARING PLAN

Measure Date Value
2013: BERGHOFF & COMPANY, INC. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-04-015
Total number of active participants reported on line 7a of the Form 55002013-04-013
Number of retired or separated participants receiving benefits2013-04-010
Number of other retired or separated participants entitled to future benefits2013-04-010
Total of all active and inactive participants2013-04-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-04-010
Total participants2013-04-013
Number of participants with account balances2013-04-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-04-010
2012: BERGHOFF & COMPANY, INC. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-04-015
Total number of active participants reported on line 7a of the Form 55002012-04-013
Number of retired or separated participants receiving benefits2012-04-010
Number of other retired or separated participants entitled to future benefits2012-04-011
Total of all active and inactive participants2012-04-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-04-011
Total participants2012-04-015
Number of participants with account balances2012-04-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-04-010

Financial Data on BERGHOFF & COMPANY, INC. PROFIT SHARING PLAN

Measure Date Value
2014 : BERGHOFF & COMPANY, INC. PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-03-31$24,742
Expenses. Total of all expenses incurred2014-03-31$852,568
Benefits paid (including direct rollovers)2014-03-31$852,568
Total plan assets at end of year2014-03-31$694,688
Total plan assets at beginning of year2014-03-31$1,522,514
Value of fidelity bond covering the plan2014-03-31$250,000
Total contributions received or receivable from participants2014-03-31$38,053
Other income received2014-03-31$-25,025
Net income (gross income less expenses)2014-03-31$-827,826
Net plan assets at end of year (total assets less liabilities)2014-03-31$694,688
Net plan assets at beginning of year (total assets less liabilities)2014-03-31$1,522,514
Assets. Value of assets in partnership/joint-venture interests2014-03-31$0
Total contributions received or receivable from employer(s)2014-03-31$11,714
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-03-31$0
2013 : BERGHOFF & COMPANY, INC. PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-03-31$110,174
Expenses. Total of all expenses incurred2013-03-31$0
Total plan assets at end of year2013-03-31$1,522,514
Total plan assets at beginning of year2013-03-31$1,412,340
Value of fidelity bond covering the plan2013-03-31$250,000
Total contributions received or receivable from participants2013-03-31$37,559
Other income received2013-03-31$61,796
Net income (gross income less expenses)2013-03-31$110,174
Net plan assets at end of year (total assets less liabilities)2013-03-31$1,522,514
Net plan assets at beginning of year (total assets less liabilities)2013-03-31$1,412,340
Assets. Value of assets in partnership/joint-venture interests2013-03-31$8,179
Total contributions received or receivable from employer(s)2013-03-31$10,819
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-03-31$0

Form 5500 Responses for BERGHOFF & COMPANY, INC. PROFIT SHARING PLAN

2013: BERGHOFF & COMPANY, INC. PROFIT SHARING PLAN 2013 form 5500 responses
2013-04-01Type of plan entitySingle employer plan
2013-04-01Submission has been amendedNo
2013-04-01This submission is the final filingNo
2013-04-01This return/report is a short plan year return/report (less than 12 months)No
2013-04-01Plan is a collectively bargained planNo
2013-04-01Plan funding arrangement – InsuranceYes
2013-04-01Plan funding arrangement – TrustYes
2013-04-01Plan benefit arrangement – InsuranceYes
2013-04-01Plan benefit arrangement - TrustYes
2012: BERGHOFF & COMPANY, INC. PROFIT SHARING PLAN 2012 form 5500 responses
2012-04-01Type of plan entitySingle employer plan
2012-04-01Submission has been amendedNo
2012-04-01This submission is the final filingNo
2012-04-01This return/report is a short plan year return/report (less than 12 months)No
2012-04-01Plan is a collectively bargained planNo
2012-04-01Plan funding arrangement – InsuranceYes
2012-04-01Plan funding arrangement – TrustYes
2012-04-01Plan benefit arrangement – InsuranceYes
2012-04-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number4175704
Policy instance 1
Insurance contract or identification number4175704
Number of Individuals Covered0
Insurance policy start date2013-04-01
Insurance policy end date2014-03-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number4175704
Policy instance 1
Insurance contract or identification number4175704
Number of Individuals Covered1
Insurance policy start date2012-04-01
Insurance policy end date2013-03-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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