401k Plan data: CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN plan

CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN 401k Plan overview

Plan Name	CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN
Plan identification number	003

CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK has sponsored the creation of one or more 401k plans.

Company Name: CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK

Employer identification number (EIN): 362813095

NAIC Classification: 523120
NAIC Description: Securities Brokerage

Additional information about CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK

Jurisdiction of Incorporation: Georgia Department of States Corporations Division

Incorporation Date:

Company Identification Number: 777557

More information about CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2017-01-01
003 2016-01-01
003 2015-01-01 MOIRA BANNON
003 2014-01-01 MOIRA BANNON
003 2013-01-01 MOIRA BANNON
003 2012-01-01 MOIRA BANNON
003 2011-01-01 LIA ABBATANTUONO
003 2010-01-01 MOIRA BANNON

Plan Statistics for CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN

401k plan membership statisitcs for CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN

Measure Date Value
2017: CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 154
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
Number of participants with account balances 2017-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN 2016 401k membership
Market value of plan assets 2016-12-31 17,766,713
Acturial value of plan assets 2016-12-31 17,766,713
Funding target for retired participants and beneficiaries receiving payment 2016-12-31 3,241,059
Number of terminated vested participants 2016-12-31 131
Fundng target for terminated vested participants 2016-12-31 11,483,851
Active participant vested funding target 2016-12-31 878,570
Number of active participants 2016-12-31 6
Total funding liabilities for active participants 2016-12-31 878,570
Total participant count 2016-12-31 158
Total funding target for all participants 2016-12-31 15,603,480
Balance at beginning of prior year after applicable adjustments 2016-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2016-12-31 176,558
Carryover balanced portion elected for use to offset prior years funding requirement 2016-12-31 0
Prefunding balanced used to offset prior years funding requirement 2016-12-31 124,793
Amount remaining of carryover balance 2016-12-31 0
Amount remaining of prefunding balance 2016-12-31 51,765
Present value of excess contributions 2016-12-31 4,245,122
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2016-12-31 4,490,440
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2016-12-31 4,490,440
Reductions in prefunding balances due to elections or deemed elections 2016-12-31 4,541,755
Balance of carryovers at beginning of current year 2016-12-31 0
Balance of prefunding at beginning of current year 2016-12-31 0
Total employer contributions 2016-12-31 300,000
Total employee contributions 2016-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2016-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2016-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2016-12-31 293,088
Liquidity shortfalls end of Q1 2016-12-31 0
Liquidity shortfalls end of Q2 2016-12-31 0
Liquidity shortfalls end of Q3 2016-12-31 0
Liquidity shortfalls end of Q4 2016-12-31 0
Unpaid minimum required contributions for all prior years 2016-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2016-12-31 0
Remaining amount of unpaid minimum required contributions 2016-12-31 0
Minimum required contributions for current year target normal cost 2016-12-31 0
Net shortfall amortization installment of oustanding balance 2016-12-31 0
Waiver amortization installment 2016-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2016-12-31 0
Carryover balance elected to use to offset funding requirement 2016-12-31 0
Prefunding balance elected to use to offset funding requirement 2016-12-31 0
Additional cash requirement 2016-12-31 0
Contributions allocatedtoward minimum required contributions for current year 2016-12-31 293,088
Unpaid minimum required contributions for current year 2016-12-31 0
Unpaid minimum required contributions for all years 2016-12-31 0
Total participants, beginning-of-year 2016-01-01 158
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 6
Number of retired or separated participants receiving benefits 2016-01-01 19
Number of other retired or separated participants entitled to future benefits 2016-01-01 129
Total of all active and inactive participants 2016-01-01 154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 4
Total participants 2016-01-01 158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 162
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 6
Number of retired or separated participants receiving benefits 2015-01-01 17
Number of other retired or separated participants entitled to future benefits 2015-01-01 131
Total of all active and inactive participants 2015-01-01 154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 4
Total participants 2015-01-01 158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 281
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 6
Number of retired or separated participants receiving benefits 2014-01-01 14
Number of other retired or separated participants entitled to future benefits 2014-01-01 137
Total of all active and inactive participants 2014-01-01 157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 5
Total participants 2014-01-01 162
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 286
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 6
Number of retired or separated participants receiving benefits 2013-01-01 12
Number of other retired or separated participants entitled to future benefits 2013-01-01 256
Total of all active and inactive participants 2013-01-01 274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 7
Total participants 2013-01-01 281
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 288
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 17
Number of retired or separated participants receiving benefits 2012-01-01 12
Number of other retired or separated participants entitled to future benefits 2012-01-01 252
Total of all active and inactive participants 2012-01-01 281
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 5
Total participants 2012-01-01 286
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 292
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 17
Number of retired or separated participants receiving benefits 2011-01-01 8
Number of other retired or separated participants entitled to future benefits 2011-01-01 260
Total of all active and inactive participants 2011-01-01 285
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 3
Total participants 2011-01-01 288
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 1,538
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 959
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 650
Total of all active and inactive participants 2010-01-01 1,609
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 1,609
Number of participants with account balances 2010-01-01 1,516
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 80

Measure	Date	Value
2017: CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	154
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
Number of participants with account balances	2017-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN 2016 401k membership
Market value of plan assets	2016-12-31	17,766,713
Acturial value of plan assets	2016-12-31	17,766,713
Funding target for retired participants and beneficiaries receiving payment	2016-12-31	3,241,059
Number of terminated vested participants	2016-12-31	131
Fundng target for terminated vested participants	2016-12-31	11,483,851
Active participant vested funding target	2016-12-31	878,570
Number of active participants	2016-12-31	6
Total funding liabilities for active participants	2016-12-31	878,570
Total participant count	2016-12-31	158
Total funding target for all participants	2016-12-31	15,603,480
Balance at beginning of prior year after applicable adjustments	2016-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2016-12-31	176,558
Carryover balanced portion elected for use to offset prior years funding requirement	2016-12-31	0
Prefunding balanced used to offset prior years funding requirement	2016-12-31	124,793
Amount remaining of carryover balance	2016-12-31	0
Amount remaining of prefunding balance	2016-12-31	51,765
Present value of excess contributions	2016-12-31	4,245,122
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2016-12-31	4,490,440
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2016-12-31	4,490,440
Reductions in prefunding balances due to elections or deemed elections	2016-12-31	4,541,755
Balance of carryovers at beginning of current year	2016-12-31	0
Balance of prefunding at beginning of current year	2016-12-31	0
Total employer contributions	2016-12-31	300,000
Total employee contributions	2016-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2016-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2016-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2016-12-31	293,088
Liquidity shortfalls end of Q1	2016-12-31	0
Liquidity shortfalls end of Q2	2016-12-31	0
Liquidity shortfalls end of Q3	2016-12-31	0
Liquidity shortfalls end of Q4	2016-12-31	0
Unpaid minimum required contributions for all prior years	2016-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2016-12-31	0
Remaining amount of unpaid minimum required contributions	2016-12-31	0
Minimum required contributions for current year target normal cost	2016-12-31	0
Net shortfall amortization installment of oustanding balance	2016-12-31	0
Waiver amortization installment	2016-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2016-12-31	0
Carryover balance elected to use to offset funding requirement	2016-12-31	0
Prefunding balance elected to use to offset funding requirement	2016-12-31	0
Additional cash requirement	2016-12-31	0
Contributions allocatedtoward minimum required contributions for current year	2016-12-31	293,088
Unpaid minimum required contributions for current year	2016-12-31	0
Unpaid minimum required contributions for all years	2016-12-31	0
Total participants, beginning-of-year	2016-01-01	158
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	6
Number of retired or separated participants receiving benefits	2016-01-01	19
Number of other retired or separated participants entitled to future benefits	2016-01-01	129
Total of all active and inactive participants	2016-01-01	154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	4
Total participants	2016-01-01	158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	162
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	6
Number of retired or separated participants receiving benefits	2015-01-01	17
Number of other retired or separated participants entitled to future benefits	2015-01-01	131
Total of all active and inactive participants	2015-01-01	154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	4
Total participants	2015-01-01	158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	281
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	6
Number of retired or separated participants receiving benefits	2014-01-01	14
Number of other retired or separated participants entitled to future benefits	2014-01-01	137
Total of all active and inactive participants	2014-01-01	157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	5
Total participants	2014-01-01	162
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	286
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	6
Number of retired or separated participants receiving benefits	2013-01-01	12
Number of other retired or separated participants entitled to future benefits	2013-01-01	256
Total of all active and inactive participants	2013-01-01	274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	7
Total participants	2013-01-01	281
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	288
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	17
Number of retired or separated participants receiving benefits	2012-01-01	12
Number of other retired or separated participants entitled to future benefits	2012-01-01	252
Total of all active and inactive participants	2012-01-01	281
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	5
Total participants	2012-01-01	286
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	292
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	17
Number of retired or separated participants receiving benefits	2011-01-01	8
Number of other retired or separated participants entitled to future benefits	2011-01-01	260
Total of all active and inactive participants	2011-01-01	285
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	3
Total participants	2011-01-01	288
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	1,538
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	959
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	650
Total of all active and inactive participants	2010-01-01	1,609
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	1,609
Number of participants with account balances	2010-01-01	1,516
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	80

Financial Data on CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN

Measure	Date	Value
2017 : CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$185,373
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$20,497,414
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$20,488,632
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$0
Value of total assets at end of year	2017-12-31	$0
Value of total assets at beginning of year	2017-12-31	$20,312,041
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$8,782
Total interest from all sources	2017-12-31	$24,094
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$66,054
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$66,054
Was this plan covered by a fidelity bond	2017-12-31	No
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-12-31	$12,500,000
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$377,629
Administrative expenses (other) incurred	2017-12-31	$8,782
Total non interest bearing cash at end of year	2017-12-31	$0
Total non interest bearing cash at beginning of year	2017-12-31	$27,771
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$-20,312,041
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$20,312,041
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$10,630,496
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$7,986,524
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$7,986,524
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$24,094
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$95,225
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Employer contributions (assets) at end of year	2017-12-31	$0
Employer contributions (assets) at beginning of year	2017-12-31	$1,289,621
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$7,988,632
Did the plan have assets held for investment	2017-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	MARCUM LLP
Accountancy firm EIN	2017-12-31	111986323
2016 : CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$149,221
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$7,359,130
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$475,195
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$475,195
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$5,364,000
Value of total assets at end of year	2016-12-31	$20,312,041
Value of total assets at beginning of year	2016-12-31	$13,278,885
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$0
Total interest from all sources	2016-12-31	$6,579
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$343,854
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$343,854
Was this plan covered by a fidelity bond	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$377,629
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$377,629
Other income not declared elsewhere	2016-12-31	$1,289,621
Total non interest bearing cash at end of year	2016-12-31	$27,771
Total non interest bearing cash at beginning of year	2016-12-31	$23,964
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$6,883,935
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$20,312,041
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$13,278,885
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$10,630,496
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$12,864,875
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$7,986,524
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$12,417
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$12,417
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$6,579
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$355,076
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$5,364,000
Employer contributions (assets) at end of year	2016-12-31	$1,289,621
Employer contributions (assets) at beginning of year	2016-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$475,195
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MARCUM LLP
Accountancy firm EIN	2016-12-31	111986323
2015 : CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$-71,834
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$571,806
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$571,806
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$64,000
Value of total assets at end of year	2015-12-31	$13,278,885
Value of total assets at beginning of year	2015-12-31	$13,922,525
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$0
Total interest from all sources	2015-12-31	$17
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$399,249
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$399,249
Was this plan covered by a fidelity bond	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$377,629
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$377,629
Total non interest bearing cash at end of year	2015-12-31	$23,964
Total non interest bearing cash at beginning of year	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-643,640
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$13,278,885
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$13,922,525
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$12,864,875
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$13,506,257
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$12,417
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$38,639
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$38,639
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$17
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-535,100
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$64,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$571,806
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MARCUM LLP
Accountancy firm EIN	2015-12-31	111986323
2014 : CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,228,826
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$9,612,099
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$9,598,476
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$152,892
Value of total assets at end of year	2014-12-31	$13,922,525
Value of total assets at beginning of year	2014-12-31	$22,305,798
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$13,623
Total interest from all sources	2014-12-31	$138
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$486,372
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$486,372
Was this plan covered by a fidelity bond	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$377,629
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$377,629
Total non interest bearing cash at end of year	2014-12-31	$0
Total non interest bearing cash at beginning of year	2014-12-31	$16,948
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-8,383,273
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$13,922,525
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$22,305,798
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$13,623
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$13,506,257
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$21,839,782
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$38,639
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$2,638
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$2,638
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$138
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$589,424
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$152,892
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$68,801
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$9,598,476
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MARCUM LLP
Accountancy firm EIN	2014-12-31	111986323
2013 : CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets from this plan	2013-12-31	$16,548,119
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$52,570,924
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$14,388,006
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$14,345,449
Value of total corrective distributions	2013-12-31	$8,125
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$17,328,287
Value of total assets at end of year	2013-12-31	$229,260,129
Value of total assets at beginning of year	2013-12-31	$207,625,330
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$34,432
Total interest from all sources	2013-12-31	$52,220
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$6,492,905
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$6,492,905
Administrative expenses professional fees incurred	2013-12-31	$20,000
Was this plan covered by a fidelity bond	2013-12-31	No
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$9,106,737
Participant contributions at end of year	2013-12-31	$1,569,706
Participant contributions at beginning of year	2013-12-31	$1,796,772
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$6,381,488
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$6,316,365
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$461,748
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$2,227
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$2,520
Other income not declared elsewhere	2013-12-31	$559,010
Administrative expenses (other) incurred	2013-12-31	$6,249
Total non interest bearing cash at end of year	2013-12-31	$16,948
Total non interest bearing cash at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$38,182,918
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$229,260,129
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$207,625,330
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$8,183
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$173,897,233
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$153,597,640
Interest on participant loans	2013-12-31	$52,220
Value of interest in common/collective trusts at end of year	2013-12-31	$44,540,054
Value of interest in common/collective trusts at beginning of year	2013-12-31	$41,951,349
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$2,638
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$3,741
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$3,741
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$26,262,742
Net investment gain or loss from common/collective trusts	2013-12-31	$1,875,760
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$7,759,802
Employer contributions (assets) at end of year	2013-12-31	$2,869,421
Employer contributions (assets) at beginning of year	2013-12-31	$3,960,684
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$14,345,449
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	COHNREZNICK LLP
Accountancy firm EIN	2013-12-31	221478099
2012 : CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets to this plan	2012-12-31	$114,464
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$42,424,707
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$13,695,714
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$13,689,439
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$21,629,277
Value of total assets at end of year	2012-12-31	$207,625,330
Value of total assets at beginning of year	2012-12-31	$178,896,337
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$6,275
Total interest from all sources	2012-12-31	$50,247
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$3,676,698
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$3,676,698
Was this plan covered by a fidelity bond	2012-12-31	No
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$10,301,946
Participant contributions at end of year	2012-12-31	$1,796,772
Participant contributions at beginning of year	2012-12-31	$1,605,434
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$6,316,365
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$4,365,404
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$486,893
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$2,520
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$83,227
Other income not declared elsewhere	2012-12-31	$263,196
Administrative expenses (other) incurred	2012-12-31	$6,275
Total non interest bearing cash at beginning of year	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$28,728,993
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$207,625,330
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$178,896,337
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$153,597,640
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$132,668,619
Interest on participant loans	2012-12-31	$50,247
Value of interest in common/collective trusts at end of year	2012-12-31	$41,951,349
Value of interest in common/collective trusts at beginning of year	2012-12-31	$36,338,029
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$3,741
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$187,547
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$187,547
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$14,703,107
Net investment gain or loss from common/collective trusts	2012-12-31	$2,102,182
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$10,840,438
Employer contributions (assets) at end of year	2012-12-31	$3,960,684
Employer contributions (assets) at beginning of year	2012-12-31	$3,835,624
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$13,689,439
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	COHNREZNICK LLP
Accountancy firm EIN	2012-12-31	221478099
2011 : CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total transfer of assets to this plan	2011-12-31	$8,618,744
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$18,654,581
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$14,644,072
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$14,502,736
Value of total corrective distributions	2011-12-31	$1,376
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$21,596,576
Value of total assets at end of year	2011-12-31	$178,896,337
Value of total assets at beginning of year	2011-12-31	$166,267,084
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$139,960
Total interest from all sources	2011-12-31	$53,440
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$3,232,819
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$3,232,819
Was this plan covered by a fidelity bond	2011-12-31	No
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$9,735,286
Participant contributions at end of year	2011-12-31	$1,605,434
Participant contributions at beginning of year	2011-12-31	$1,466,977
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$4,365,404
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$2,893,322
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$2,065,841
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$83,227
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$79,166
Other income not declared elsewhere	2011-12-31	$-201,341
Administrative expenses (other) incurred	2011-12-31	$5,225
Total non interest bearing cash at end of year	2011-12-31	$0
Total non interest bearing cash at beginning of year	2011-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$4,010,509
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$178,896,337
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$166,267,084
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$134,735
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$132,668,619
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$128,704,327
Value of interest in pooled separate accounts at end of year	2011-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$1,675,126
Interest on participant loans	2011-12-31	$53,440
Value of interest in common/collective trusts at end of year	2011-12-31	$36,338,029
Value of interest in common/collective trusts at beginning of year	2011-12-31	$29,703,264
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$187,547
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$199,449
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$199,449
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$73
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$1,178,474
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-6,654,861
Net investment gain or loss from common/collective trusts	2011-12-31	$627,948
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$9,795,449
Employer contributions (assets) at end of year	2011-12-31	$3,835,624
Employer contributions (assets) at beginning of year	2011-12-31	$3,420,028
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$14,502,736
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	COHNREZNICK, LLP
Accountancy firm EIN	2011-12-31	221478099
2010 : CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$38,003,851
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$10,789,780
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$10,784,730
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$18,597,068
Value of total assets at end of year	2010-12-31	$166,267,084
Value of total assets at beginning of year	2010-12-31	$139,053,013
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$5,050
Total interest from all sources	2010-12-31	$47,413
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$2,123,539
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$2,123,539
Was this plan covered by a fidelity bond	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$8,975,865
Participant contributions at end of year	2010-12-31	$1,466,977
Participant contributions at beginning of year	2010-12-31	$983,634
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$400
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$2,893,322
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$2,234,097
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$555,836
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$79,166
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$63,896
Other income not declared elsewhere	2010-12-31	$328,862
Administrative expenses (other) incurred	2010-12-31	$5,050
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$27,214,071
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$166,267,084
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$139,053,013
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$128,704,327
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$105,119,296
Value of interest in pooled separate accounts at end of year	2010-12-31	$1,675,126
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$1,580,997
Interest on participant loans	2010-12-31	$47,413
Value of interest in common/collective trusts at end of year	2010-12-31	$29,703,264
Value of interest in common/collective trusts at beginning of year	2010-12-31	$27,757,200
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$199,449
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$645,631
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$645,631
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$244
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$1,178,474
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$921,966
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$15,307,490
Net investment gain or loss from common/collective trusts	2010-12-31	$1,599,479
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$9,065,367
Employer contributions (assets) at end of year	2010-12-31	$3,420,028
Employer contributions (assets) at beginning of year	2010-12-31	$2,894,490
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$10,784,730
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	J.H. COHN LLP
Accountancy firm EIN	2010-12-31	221478099

Form 5500 Responses for CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN

2017: CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	Yes
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: CREDIT AGRICOLE INDOSUEZ (USA) CASH BALANCE PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE CO. OF AMERICA (National Association of Insurance Commissioners NAIC id number: 25453 )

Policy contract number

*SEE BELOW

Policy instance

Insurance contract or identification number	*SEE BELOW
Number of Individuals Covered	0
Insurance policy start date	2011-01-01
Insurance policy end date	2011-03-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Employer identification number (EIN):	362813095
NAIC Classification:	523120
NAIC Description:	Securities Brokerage

Jurisdiction of Incorporation:	Georgia Department of States Corporations Division
Incorporation Date:
Company Identification Number:	777557