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A. FINKL & SONS CO. PROFIT SHARING TRUST III 401k Plan overview

Plan NameA. FINKL & SONS CO. PROFIT SHARING TRUST III
Plan identification number 006

A. FINKL & SONS CO. PROFIT SHARING TRUST III Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

A. FINKL & SONS CO. has sponsored the creation of one or more 401k plans.

Company Name:A. FINKL & SONS CO.
Employer identification number (EIN):362815417
NAIC Classification:332110

Additional information about A. FINKL & SONS CO.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 0807793

More information about A. FINKL & SONS CO.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan A. FINKL & SONS CO. PROFIT SHARING TRUST III

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0062014-10-01STEVEN DENTEN
0062014-10-01STEVEN DENTEN
0062013-10-01STEVEN DENTEN

Plan Statistics for A. FINKL & SONS CO. PROFIT SHARING TRUST III

401k plan membership statisitcs for A. FINKL & SONS CO. PROFIT SHARING TRUST III

Measure Date Value
2014: A. FINKL & SONS CO. PROFIT SHARING TRUST III 2014 401k membership
Total participants, beginning-of-year2014-10-01131
Total number of active participants reported on line 7a of the Form 55002014-10-010
Number of retired or separated participants receiving benefits2014-10-010
Number of other retired or separated participants entitled to future benefits2014-10-010
Total of all active and inactive participants2014-10-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-010
Total participants2014-10-010
Number of participants with account balances2014-10-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-010
2013: A. FINKL & SONS CO. PROFIT SHARING TRUST III 2013 401k membership
Total participants, beginning-of-year2013-10-01140
Total number of active participants reported on line 7a of the Form 55002013-10-01118
Number of retired or separated participants receiving benefits2013-10-010
Number of other retired or separated participants entitled to future benefits2013-10-010
Total of all active and inactive participants2013-10-01118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-010
Total participants2013-10-01118
Number of participants with account balances2013-10-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-010

Financial Data on A. FINKL & SONS CO. PROFIT SHARING TRUST III

Measure Date Value
2014 : A. FINKL & SONS CO. PROFIT SHARING TRUST III 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-22$0
Total transfer of assets from this plan2014-12-22$564,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-22$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-22$0
Total income from all sources (including contributions)2014-12-22$0
Total loss/gain on sale of assets2014-12-22$0
Total of all expenses incurred2014-12-22$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-22$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-22$0
Value of total assets at end of year2014-12-22$0
Value of total assets at beginning of year2014-12-22$564,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-22$0
Total interest from all sources2014-12-22$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-22$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-22No
Assets. Real estate other than employer real property at end of year2014-12-22$0
Assets. Real estate other than employer real property at beginning of year2014-12-22$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-22$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-22$0
Was this plan covered by a fidelity bond2014-12-22Yes
Value of fidelity bond cover2014-12-22$1,000,000
If this is an individual account plan, was there a blackout period2014-12-22No
Were there any nonexempt tranactions with any party-in-interest2014-12-22No
Participant contributions at end of year2014-12-22$0
Participant contributions at beginning of year2014-12-22$0
Participant contributions at end of year2014-12-22$0
Participant contributions at beginning of year2014-12-22$0
Assets. Other investments not covered elsewhere at end of year2014-12-22$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-22$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-22$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-22$0
Assets. Loans (other than to participants) at end of year2014-12-22$0
Assets. Loans (other than to participants) at beginning of year2014-12-22$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-22$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-22$0
Liabilities. Value of operating payables at end of year2014-12-22$0
Liabilities. Value of operating payables at beginning of year2014-12-22$0
Total non interest bearing cash at end of year2014-12-22$0
Total non interest bearing cash at beginning of year2014-12-22$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-22No
Value of net income/loss2014-12-22$0
Value of net assets at end of year (total assets less liabilities)2014-12-22$0
Value of net assets at beginning of year (total assets less liabilities)2014-12-22$564,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-22No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-22No
Were any leases to which the plan was party in default or uncollectible2014-12-22No
Assets. partnership/joint venture interests at end of year2014-12-22$0
Assets. partnership/joint venture interests at beginning of year2014-12-22$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-22$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-22$0
Value of interest in master investment trust accounts at end of year2014-12-22$0
Value of interest in master investment trust accounts at beginning of year2014-12-22$0
Value of interest in common/collective trusts at end of year2014-12-22$0
Value of interest in common/collective trusts at beginning of year2014-12-22$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-22$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-22$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-22$0
Assets. Value of investments in 103.12 investment entities at end of year2014-12-22$0
Assets. Value of investments in 103.12 investment entities at beginning of year2014-12-22$0
Asset value of US Government securities at end of year2014-12-22$0
Asset value of US Government securities at beginning of year2014-12-22$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-22No
Was there a failure to transmit to the plan any participant contributions2014-12-22No
Has the plan failed to provide any benefit when due under the plan2014-12-22No
Assets. Invements in employer securities at end of year2014-12-22$0
Assets. Invements in employer securities at beginning of year2014-12-22$0
Assets. Value of employer real property at end of year2014-12-22$0
Assets. Value of employer real property at beginning of year2014-12-22$0
Employer contributions (assets) at end of year2014-12-22$0
Employer contributions (assets) at beginning of year2014-12-22$564,000
Asset. Corporate debt instrument preferred debt at end of year2014-12-22$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-22$0
Asset. Corporate debt instrument debt (other) at end of year2014-12-22$0
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-22$0
Assets. Corporate common stocks other than exployer securities at end of year2014-12-22$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-22$0
Liabilities. Value of benefit claims payable at end of year2014-12-22$0
Liabilities. Value of benefit claims payable at beginning of year2014-12-22$0
Assets. Value of buildings and other operty used in plan operation at end of year2014-12-22$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-12-22$0
Did the plan have assets held for investment2014-12-22No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-22No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-22Yes
Liabilities. Value of acquisition indebtedness at end of year2014-12-22$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-22$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-22No
Opinion of an independent qualified public accountant for this plan2014-12-22Unqualified
Accountancy firm name2014-12-22PLANTE & MORAN, PLLC
Accountancy firm EIN2014-12-22381357951
Total unrealized appreciation/depreciation of assets2014-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Total income from all sources (including contributions)2014-09-30$564,000
Total loss/gain on sale of assets2014-09-30$0
Total of all expenses incurred2014-09-30$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-09-30$564,000
Value of total assets at end of year2014-09-30$564,000
Value of total assets at beginning of year2014-09-30$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-09-30$0
Total interest from all sources2014-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2014-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-09-30No
Assets. Real estate other than employer real property at end of year2014-09-30$0
Assets. Real estate other than employer real property at beginning of year2014-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-09-30$0
Was this plan covered by a fidelity bond2014-09-30Yes
Value of fidelity bond cover2014-09-30$1,000,000
If this is an individual account plan, was there a blackout period2014-09-30No
Were there any nonexempt tranactions with any party-in-interest2014-09-30No
Participant contributions at end of year2014-09-30$0
Participant contributions at beginning of year2014-09-30$0
Participant contributions at end of year2014-09-30$0
Participant contributions at beginning of year2014-09-30$0
Assets. Other investments not covered elsewhere at end of year2014-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2014-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-09-30$0
Assets. Loans (other than to participants) at end of year2014-09-30$0
Assets. Loans (other than to participants) at beginning of year2014-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-09-30$0
Liabilities. Value of operating payables at end of year2014-09-30$0
Liabilities. Value of operating payables at beginning of year2014-09-30$0
Total non interest bearing cash at end of year2014-09-30$0
Total non interest bearing cash at beginning of year2014-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Value of net income/loss2014-09-30$564,000
Value of net assets at end of year (total assets less liabilities)2014-09-30$564,000
Value of net assets at beginning of year (total assets less liabilities)2014-09-30$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-09-30No
Were any leases to which the plan was party in default or uncollectible2014-09-30No
Assets. partnership/joint venture interests at end of year2014-09-30$0
Assets. partnership/joint venture interests at beginning of year2014-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-09-30$0
Value of interest in master investment trust accounts at end of year2014-09-30$0
Value of interest in master investment trust accounts at beginning of year2014-09-30$0
Value of interest in common/collective trusts at end of year2014-09-30$0
Value of interest in common/collective trusts at beginning of year2014-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-09-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-09-30$0
Assets. Value of investments in 103.12 investment entities at end of year2014-09-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2014-09-30$0
Asset value of US Government securities at end of year2014-09-30$0
Asset value of US Government securities at beginning of year2014-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-09-30No
Was there a failure to transmit to the plan any participant contributions2014-09-30No
Has the plan failed to provide any benefit when due under the plan2014-09-30No
Assets. Invements in employer securities at end of year2014-09-30$0
Assets. Invements in employer securities at beginning of year2014-09-30$0
Assets. Value of employer real property at end of year2014-09-30$0
Assets. Value of employer real property at beginning of year2014-09-30$0
Contributions received in cash from employer2014-09-30$564,000
Employer contributions (assets) at end of year2014-09-30$564,000
Employer contributions (assets) at beginning of year2014-09-30$0
Asset. Corporate debt instrument preferred debt at end of year2014-09-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-09-30$0
Asset. Corporate debt instrument debt (other) at end of year2014-09-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2014-09-30$0
Assets. Corporate common stocks other than exployer securities at end of year2014-09-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-09-30$0
Liabilities. Value of benefit claims payable at end of year2014-09-30$0
Liabilities. Value of benefit claims payable at beginning of year2014-09-30$0
Assets. Value of buildings and other operty used in plan operation at end of year2014-09-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-09-30$0
Did the plan have assets held for investment2014-09-30No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-09-30No
Liabilities. Value of acquisition indebtedness at end of year2014-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-09-30$0

Form 5500 Responses for A. FINKL & SONS CO. PROFIT SHARING TRUST III

2014: A. FINKL & SONS CO. PROFIT SHARING TRUST III 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedYes
2014-10-01This submission is the final filingYes
2014-10-01This return/report is a short plan year return/report (less than 12 months)Yes
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement - TrustYes
2013: A. FINKL & SONS CO. PROFIT SHARING TRUST III 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01First time form 5500 has been submittedYes
2013-10-01Submission has been amendedYes
2013-10-01This submission is the final filingNo
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement - TrustYes

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