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TRADE ASSOCIATES GROUP, LTD 401(K) SAVINGS PLAN AND TRUST 401k Plan overview

Plan NameTRADE ASSOCIATES GROUP, LTD 401(K) SAVINGS PLAN AND TRUST
Plan identification number 003

TRADE ASSOCIATES GROUP, LTD 401(K) SAVINGS PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TRADE ASSOCIATES GROUP, LTD has sponsored the creation of one or more 401k plans.

Company Name:TRADE ASSOCIATES GROUP, LTD
Employer identification number (EIN):362834157
NAIC Classification:423200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TRADE ASSOCIATES GROUP, LTD 401(K) SAVINGS PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032016-01-01COLLEEN MCNICHOLAS2017-05-23
0032015-01-01COLLEEN MCNICHOLAS2016-05-18
0032014-01-01COLLEEN MCNICHOLAS2015-10-15
0032014-01-01COLLEEN MCNICHOLAS2015-09-08
0032013-01-01COLLEEN OLIVER2014-10-07
0032012-01-01COLLEEN OLIVER
0032011-01-01COLLEEN OLIVER
0032010-01-01COLLEEN OLIVER
0032009-01-01COLLEEN OLIVER COLLEEN OLIVER2010-10-13
0032009-01-01COLLEEN OLIVER

Plan Statistics for TRADE ASSOCIATES GROUP, LTD 401(K) SAVINGS PLAN AND TRUST

401k plan membership statisitcs for TRADE ASSOCIATES GROUP, LTD 401(K) SAVINGS PLAN AND TRUST

Measure Date Value
2012: TRADE ASSOCIATES GROUP, LTD 401(K) SAVINGS PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01101
Total number of active participants reported on line 7a of the Form 55002012-01-0168
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0128
Total of all active and inactive participants2012-01-0196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0196
Number of participants with account balances2012-01-0194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: TRADE ASSOCIATES GROUP, LTD 401(K) SAVINGS PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01124
Total number of active participants reported on line 7a of the Form 55002011-01-0168
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0128
Total of all active and inactive participants2011-01-0196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0196
Number of participants with account balances2011-01-0195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-012
2010: TRADE ASSOCIATES GROUP, LTD 401(K) SAVINGS PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year2010-01-01107
Total number of active participants reported on line 7a of the Form 55002010-01-0183
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0141
Total of all active and inactive participants2010-01-01124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01124
Number of participants with account balances2010-01-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-018
2009: TRADE ASSOCIATES GROUP, LTD 401(K) SAVINGS PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01136
Total number of active participants reported on line 7a of the Form 55002009-01-0188
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0117
Total of all active and inactive participants2009-01-01105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01105
Number of participants with account balances2009-01-01103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-013

Financial Data on TRADE ASSOCIATES GROUP, LTD 401(K) SAVINGS PLAN AND TRUST

Measure Date Value
2012 : TRADE ASSOCIATES GROUP, LTD 401(K) SAVINGS PLAN AND TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$672,275
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$580,353
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$576,813
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$242,598
Value of total assets at end of year2012-12-31$3,935,680
Value of total assets at beginning of year2012-12-31$3,843,758
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$3,540
Total interest from all sources2012-12-31$7,192
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$62,804
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$62,804
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$203,653
Participant contributions at end of year2012-12-31$151,699
Participant contributions at beginning of year2012-12-31$180,481
Participant contributions at beginning of year2012-12-31$5,872
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$91,922
Value of net assets at end of year (total assets less liabilities)2012-12-31$3,935,680
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,843,758
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$3,575,008
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$3,376,993
Interest on participant loans2012-12-31$7,185
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$208,973
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$280,412
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$280,412
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$7
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$359,681
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$38,945
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$576,813
Contract administrator fees2012-12-31$3,540
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31LERMAN, BOUDART AND ASSOCIATES LP
Accountancy firm EIN2012-12-31363914756
2011 : TRADE ASSOCIATES GROUP, LTD 401(K) SAVINGS PLAN AND TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$271,219
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$265,514
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$261,449
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$295,973
Value of total assets at end of year2011-12-31$3,843,758
Value of total assets at beginning of year2011-12-31$3,838,053
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$4,065
Total interest from all sources2011-12-31$12,427
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$58,358
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$58,358
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$226,045
Participant contributions at end of year2011-12-31$180,481
Participant contributions at beginning of year2011-12-31$245,968
Participant contributions at end of year2011-12-31$5,872
Participant contributions at beginning of year2011-12-31$7,443
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$33,651
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$5,705
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,843,758
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,838,053
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$3,376,993
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$3,352,299
Interest on participant loans2011-12-31$9,675
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$280,412
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$232,343
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$232,343
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$2,752
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-95,539
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$36,277
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$261,449
Contract administrator fees2011-12-31$4,065
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31LERMAN, BOUDART AND ASSOCIATES LP
Accountancy firm EIN2011-12-31363914756
2010 : TRADE ASSOCIATES GROUP, LTD 401(K) SAVINGS PLAN AND TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$91,688
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$669,437
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$224,611
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$220,441
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$280,192
Value of total assets at end of year2010-12-31$3,838,053
Value of total assets at beginning of year2010-12-31$3,301,539
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$4,170
Total interest from all sources2010-12-31$11,381
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$43,268
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$43,268
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$216,465
Participant contributions at end of year2010-12-31$245,968
Participant contributions at beginning of year2010-12-31$210,535
Participant contributions at end of year2010-12-31$7,443
Participant contributions at beginning of year2010-12-31$8,071
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$13,757
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$444,826
Value of net assets at end of year (total assets less liabilities)2010-12-31$3,838,053
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,301,539
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$3,352,299
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$2,887,020
Interest on participant loans2010-12-31$11,357
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$232,343
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$195,913
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$195,913
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$24
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$334,596
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$49,970
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$220,441
Contract administrator fees2010-12-31$4,170
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31LERMAN, BOUDART AND ASSOCIATES LP
Accountancy firm EIN2010-12-31363914756
2009 : TRADE ASSOCIATES GROUP, LTD 401(K) SAVINGS PLAN AND TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for TRADE ASSOCIATES GROUP, LTD 401(K) SAVINGS PLAN AND TRUST

2012: TRADE ASSOCIATES GROUP, LTD 401(K) SAVINGS PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: TRADE ASSOCIATES GROUP, LTD 401(K) SAVINGS PLAN AND TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: TRADE ASSOCIATES GROUP, LTD 401(K) SAVINGS PLAN AND TRUST 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: TRADE ASSOCIATES GROUP, LTD 401(K) SAVINGS PLAN AND TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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